REINCARNATION AND KARMA
Concepts Compelled
by the Modern Scientific Point of view
by Dr. Rudolf Steiner
Read this Essay in the
original German
FRANCESCO REDI, the Italian natural scientist, was considered a
dangerous heretic by the leading scholars of the seventeenth century
because he maintained that even the lowest animals originate through
reproduction. He narrowly escaped the martyr-destiny of Giordano Bruno
or Galileo. For the orthodox scientist of that time believed that worms,
insects, and even fish could originate out of lifeless mud. Redi maintained
that which today is generally acknowledged: that all living creatures have
descended from living creatures. He committed the sin of recognizing a
truth two centuries before science found its “irrefutable”
proof. Since Pasteur has carried out his investigations,
there can be no longer any doubt about the fact that those cases were
merely illusion in which people believed that living creatures could
come into existence out of lifeless substances through “spontaneous
generation”. The life germs entering such lifeless substances escaped
observation. With proper means, Pasteur prevented the entrance of such
germs into substances in which, ordinarily, small living creatures
come into existence, and not even a trace of the living was formed.
Thus it was demonstrated that the living springs only from the life
germ. Redi had been completely correct.
Today, the spiritual scientist, the anthroposophist, finds himself in
a situation similar to that of the Italian scientist.
On the basis of his knowledge, he must maintain in regard to the soul
what Redi maintained in regard to life. He must maintain that the soul
nature can spring only from the soul. And if science advances in the
direction it has taken since the seventeenth century, then the time
will come when, out of its own nature, science will uphold this view.
For — and this must be emphasized again and again — the attitude of
thought which underlies the anthroposophical conception of today is no
other than the one underlying the scientific dictum that insects,
worms and fish originate from life germs and not from mud. The
anthroposophical conception maintains the postulate: “Every soul
originates out of the soul nature,” in the same sense and with the
same significance in which the scientist maintains: “Everything living
originates out of the living.”
(See Appendix (a))
Today's customs differ from those of the seventeenth century. The
attitudes of mind underlying the customs have not changed
particularly. To be sure, in the seventeenth century, heretical views
were persecuted by means no longer considered human today. Today,
spiritual scientists, anthroposophists, will not be threatened with
burning at the stake: one is satisfied in rendering them harmless by
branding them as visionaries and unclear thinkers. Current science
designates them fools. The former execution through the inquisition
has been replaced by modern, journalistic execution. The
anthroposophists, however, remain steadfast; they console themselves
in the consciousness that the time will come when some Virchow will
say: “There was a time — fortunately it is now superceded —
when people believed that the soul comes into existence by itself if
certain complicated chemical and physical processes take place within
the skull. Today, for every serious researcher this infantile
conception must give way to the statement that everything pertaining
to the soul springs from the soul.”
One must by no means believe that spiritual science intends to prove
its truths through natural science. It must be emphasized, however,
that spiritual science has an attitude of mind similar to that of true
natural science. The anthroposophist accomplishes in the sphere of the
soul life what the nature researcher strives to attain in the domains
perceptible to the eyes and audible to the ears. There can be no
contradiction between genuine natural science and spiritual science.
The anthroposophist demonstrates that the laws which he postulates for
the soul life are correspondingly valid also for the external
phenomena of nature. He does so because he knows that the human sense
of knowledge can only feel satisfied if it perceives that harmony, and
not discord, rules among the various phenomenal realms of existence.
Today most human beings who strive at all for knowledge and truth are
acquainted with certain natural-scientific conceptions. Such truths
can be acquired, so to speak, with the greatest ease. The science
sections of newspapers disclose to the educated and uneducated alike
the laws according to which the perfect animals develop out of the
imperfect, they disclose the profound relationship between man and the
anthropoid ape, and smart magazine writers never tire of inculcating
their readers with their conception of “spirit” in the age of the
“great
Darwin.”
They very seldom add that in Darwin's main treatise
there is to be found the statement: “I hold that all organic beings
that have ever lived on this earth have descended from one primordial
form into which the creator breathed the breath of life.”
(Origin of Species, Vol. II, chapter XV.)
— In our
age it is most important to show again and again that Anthroposophy
does not treat the conceptions of “the breathing in of life” and the
soul as lightly as Darwin and many a Darwinian, but that its truths do
not contradict the findings of true nature research. Anthroposophy
does not wish to penetrate into the mysteries of spirit-life upon the
crutches of natural science of the present age, but it merely wishes
to say: “Recognize the laws of the spiritual life and you will find
these sublime laws verified in corresponding form if you descend to
the domain in which you can see with eyes and hear with ears.” Natural
science of the present age does not contradict spiritual science; on
the contrary, it is itself elemental spiritual science. Only because
Haeckel
applied to the evolution of animal life the laws which the
psychologists since ancient days have applied to the soul, did he
achieve such beautiful results in the field of animal life. If he
himself is not of this conviction, it does not matter; he simply does
not know the laws of the soul, nor is he acquainted with the research
which can be carried on in the field of the soul.
(see Note 1).
The significance
of his findings in his field is thereby not diminished. Great men have
the faults of their virtues. Our task is to show that Haeckel in the
field where he is competent is nothing but an anthroposophist. —
By linking up with the natural-scientific knowledge of the present age,
still another aid offers itself to the spiritual scientist. The
objects of outer nature are, so to speak, to be grasped by our hands.
It is, therefore, easy to expound their laws. It is not difficult to
realize that plants change when they are transplanted from one region
into another. Nor is it hard to visualize that a certain animal
species loses its power of eyesight when it lives for a certain length
of time in dark caves. By demonstrating the laws which are active in
such processes, it is easy to lead over to the less manifest, less
comprehensible laws which we encounter in the field of the soul life.
— if the anthroposophist employs natural science as an aid, he merely
does so in order to illustrate what he is saying. He has to show that
anthroposophic truths, with respective modifications, are to be found
in the domain of natural science, and that natural science cannot be
anything but elemental spiritual science; and he has to employ
natural-scientific concepts in order to lead over to his concepts of a
higher nature.
The objection might be raised here that any inclination toward
present-day natural-scientific conceptions might put spiritual science
into an awkward position for the simple reason that these conceptions
themselves rest upon a completely uncertain foundation. It is true:
There are scientists who consider certain fundamental principles of
Darwinism as irrefutable, and there are others who even today speak of a
“crisis in Darwinism.” The former consider the concepts of
“the omnipotence of natural selection” and “the struggle for
survival” to be a comprehensive explanation of the evolution of living
creatures; the latter consider this “struggle for survival” to be
one of the infantile complaints of modern science and speak of the
“impotence of natural selection.” — If matters depended upon
these specific, problematic questions, it were certainly better for the
anthroposophist to pay no attention to them and to wait for a more
propitious moment when an agreement with natural science might be
achieved. But matters do not depend upon these problems. What is
important, however, is a certain attitude, a mode of thought within
natural-scientific research in our age, certain definite great guiding
lines, which are adhered to everywhere, even though the thoughts of
various researchers and thinkers concerning specific questions diverge
widely. It is true: Ernst Haeckel's and Virchow's conceptions of the
“genesis of man” diverge greatly. But the anthroposophical thinker
might consider himself fortunate if leading personalities were to
think as clearly about certain comprehensive viewpoints concerning
the soul life as these opponents think about that which they consider
absolutely certain in spite of their disagreement. Neither the
adherents of Haeckel nor those of Virchow search today for the origin
of worms in lifeless mud; neither the former nor the latter doubt that
“all living creatures originate from the living,” in the sense
designated above. — In psychology we have not yet advanced so far.
Clarity is completely lacking concerning a view point which might be
compared with such scientific fundamental convictions. Whoever wishes
to explain the shape and mode of life of a worm knows that he has to
consider its ovum and ancestors; he knows the direction in which his
research must proceed, although the viewpoints may differ concerning
other aspects of the question, or even the statement may be made that
the time is not yet ripe when definite thoughts may be formed
concerning this or that point. — Where, in psychology, is there to be
found a similar clarity? The fact that the soul
(see Appendix (b))
has spiritual
qualities, just as the worm has physical ones, does not cause the
researcher to approach — as he should — the one fact with the same
attitude of mind as he approaches the other. To be sure, our age is
under the influence of thought habits which prevent innumerable
people, occupied with these problems, from entering at all properly
upon such demands. — True, it will be admitted that the soul
qualities of a human being must originate somewhere just as do the
physical ones. The reasons are being sought for the fact that the
souls of a group of children are so different from one another,
although the children all grew up and were educated under identical
circumstances; that even twins differ from one another in essential
characteristics, although they always lived at the same place and
under the care of the same nurse. The case of the Siamese Twins is
quoted, whose final years of life were, allegedly, spent in great
discomfort in consequence of their opposite sympathies concerning the
North-American Civil War. We do not deny that careful thought and
observation have been directed upon such phenomena and that remarkable
studies have been made and results achieved. But the fact remains that
these efforts concerning the soul life are on a par with the efforts
of a scientist who maintains that living creatures originate from
lifeless mud. In order to explain the lower psychic qualities, we are
undoubtedly justified in pointing to the physical forebears and in
speaking of heredity, just as we do in the case of bodily traits. But
we deliberately close our eyes to the most important aspect of the
matter if we proceed in the same direction with respect to the higher
soul qualities, the actually spiritual in man. We have become
accustomed to regard these higher soul qualities as a mere
enhancement, as a higher degree of the lower ones. And we therefore
believe that an explanation might satisfy us which
follows the same lines as the explanation offered for the soul
qualities of the animal.
It is not to be denied that the observation of certain soul functions
of higher animals may easily lead to this mistaken conception. We only
need draw attention to the fact that dogs show remarkable proof of a
faithful memory; that horses, noticing the loss of a horse shoe, walk
of their own accord to the blacksmith who has shod them before; that
animals which are shut up in a room, can by themselves open the door;
we might quote many more of these astonishing facts. Certainly, the
anthroposophist, too, will not refrain from admitting the possibility
of continued enhancement of animal faculties. But must we, for that
reason, obliterate the difference between the lower soul traits which
man shares with the animal, and the higher spiritual qualities which
man alone possesses? This can only be done by someone who is
completely blinded by the dogmatic prejudice of a “science” which
wishes to stick fast to the facts of the coarse, physical senses.
Simply consider what is established by indisputable observation,
namely, that animals, even the highest-developed ones, cannot count
and therefore are unable to learn arithmetic. The fact that the human
being is distinguished from the animal by his ability to count was
considered a significant insight even in ancient schools of wisdom. —
Counting is the simplest, the most insignificant of the higher soul
faculties. For that very reason we cite it here, because it indicates
the point where the animal-soul element passes over into the
spirit-soul element, into the higher human element. Of course, it is
very easy to raise objections here also. First, one might say that we
have not yet reached the end of the world and that we might one day
succeed in what we have not yet been able to do, namely, to teach
counting to intelligent animals. And secondly, one might point to the
fact that the brain has reached a higher stage of perfection in man
than in the animal, and that herein lies the reason for the human
brain's higher degrees of soul activity. We may fully concur with the
persons who raise these objections. Yet we are in the same position
concerning those people who, in regard to the fact that all living
creatures spring from the living, maintain over and over again that
the worm is governed by the same chemical and physical laws that
govern the mud, only in a more complicated manner. Nothing can be done
for a person who wishes to disclose the secrets of nature by means of
trivialities and what is self-evident. There are people who consider
the degree of insight they have attained to be the most penetrating
imaginable and to whom, therefore, it never occurs that there might be
someone else able to raise the same trivial objections, did he not see
their worthlessness. — No objection can be raised against the
conception that all higher processes in the world are merely higher
degrees of the lower processes to be found in the mud. But just as it
is impossible for a person of insight today to maintain that the worm
originates from the mud, so is it impossible for a clear thinker to
force the spirit-soul nature into the same concept-pattern as that of
the animal-soul nature. Just as we remain within the sphere of the
living in order to explain the descent of the living, so must we
remain in the sphere of the soul-spirit nature in order to understand
the soul-spirit nature's origin.
There are facts which may be observed everywhere and which are
bypassed by countless people without their paying any attention to
them. Then someone appears who, by becoming aware of one of these
facts, discovers a fundamental and far-reaching truth. It is reported
that Galileo discovered the important law of the pendulum by observing
a swinging chandelier in the cathedral of Pisa. Up to that time,
innumerable people had seen swinging church lamps without making this
decisive observation. What matters in such cases is that we connect
the right thoughts with the things we see. Now, there exists a fact
which is quite generally accessible and which, when viewed in an
appropriate manner, throws a clear light upon the character of the
soul-spirit nature. This is the simple truth that every human being
has a biography, but not the animal. To be sure, certain people will
say: Is it not possible to write the life story of a cat or a dog? The
answer must be: Undoubtedly it is; but there is also a kind of school
exercise which requires the children to describe the fate of a pen.
The important point here is that the biography has the same
fundamental significance in regard to the individual human being as
the description of the species has in regard to the animal. Just as I
am interested in the description of the lion-species in regard to the
lion, so am I interested in the biography in regard to the individual
human being. By describing their human species, I have not
exhaustively described
Schiller,
Goethe,
and Heine, as would be the
case regarding the single lion once I have recognized it as a member
of its species. The individual human being is more than a member of
his species. Like the animal, he shares the characteristics of his
species with his physical forebears. But where these characteristics
terminate, there begins for the human being his unique position, his
task in the world. And where this begins, all possibility of an
explanation according to the pattern of animal-physical heredity
ceases. I may trace back Schiller's nose and hair, perhaps even
certain characteristics of his temperament, to corresponding traits in
his ancestors, but never his genius. And naturally, this does not only
hold good for Schiller. This also holds good for Mrs. Miller of
Gotham. In her case also, if we are but willing, we shall find
soul-spiritual characteristics which cannot be traced back to her
parents and grand-parents in the same way we can trace the shape of
her nose or the blue color of her eyes. It is true, Goethe has said
that he had received from his father his figure and his serious
conduct of life, and from his little mother his joyous nature and
power of fantasy, and that, as a consequence, nothing original was to
be found in the whole man. But in spite of this, nobody will try to
trace back Goethe's gifts to father and mother — and be satisfied
with it — in the same sense in which we trace back the form and
manner of life of the lion to his forebears. — This is the direction
in which psychology must proceed if it wishes to parallel the
natural-scientific postulate that “all living creatures originate
from the living” with the corresponding postulate that “everything
of the nature of the soul is to be explained by the soul-nature.” We
intend to follow up this direction and show how the laws of reincarnation and
karma, seen from this point of view, are a natural-scientific
necessity. It seems most peculiar that so many people pass by the
question of the origin of the soul-nature simply because they fear
that they might find themselves caught in an uncertain field of
knowledge. They will be shown what the great scientist Carl Gegenbaur
(see Note 2)
has said about Darwinism. Even if the direct assertions of Darwin may
not be entirely correct, yet they have led to discoveries which
without them would not have been made. In a convincing manner Darwin
has pointed to the evolution of one form of life out of another one,
and this has stimulated the research into the relationships of such
forms. Even those who contest the errors of Darwinism ought to realize
that this same Darwinism has brought clarity and certainty to
the research into animal and plant evolution, thus throwing light into
dark reaches of the working of nature. Its errors will be overcome by
itself. If it did not exist, we should not have its beneficial
consequences. In regard to the spiritual life, the person who fears
uncertainty concerning the anthroposophical conception ought to
concede to it the same possibility; even though anthroposophical
teachings were not completely correct, yet they would, out of their
very nature, lead to the light concerning the riddles of the soul. To
them, too, we shall owe clarity and certainty. And since they
are concerned with our spiritual destiny, our human destination, our
highest tasks, the bringing about of this clarity and certainty ought
to be the most significant concern of our life. In this sphere,
striving for knowledge is at the same time a moral necessity, an
absolute moral duty.
David Friedrich Strauss
endeavored to furnish a kind of Bible for the “enlightened”
human being in his book, Der alte und neue Glaube (Faith — Ancient
and Modern). “Modern faith” is to be based on the
revelations of natural science, and not on the revelations of
“ancient faith” which, in the opinion of this apostle of
enlightenment, have been superceded. This new Bible has been written under
the impression of Darwinism by a personality who says to himself: Whoever,
like myself, counts himself among the enlightened, has ceased, long before
Darwin, to believe in “supernatural revelation” and its miracles. He
has made it clear to himself that in nature there hold sway necessary,
immutable laws, and whatever miracles are reported in the Bible would
be disturbances, interruptions of these laws; and there cannot be such
disturbances and interruptions. We know from the laws of nature that
the dead cannot be reawakened to life: therefore, Jesus cannot have
reawakened Lazarus. — However, — so this enlightened person
continues — there was a gap in our explanation of nature. We were
able to understand how the phenomena of the lifeless may be explained
through immutable laws of nature; but we were unable to form a natural
conception about the origin of the manifold species of plants and
animals and of the human being himself. To be sure, we believed that
in their case also we are concerned merely with necessary laws of
nature; but we did not know their nature nor their mode of action. Try
as we might, we were unable to raise reasonable objection to the
statement of Carl von Linné
(see Note 3),
the great nature-researcher of the
eighteenth century, that there exist as many “species in the animal
and plant kingdom as were originally created in principle.” Were
we not confronted here with as many miracles of creation as with species
of plants and animals? Of what use was our conviction that God was
unable to raise Lazarus through a supernatural interference with the
natural order, through a miracle, when we had to assume the existence
of such supernatural deeds in countless numbers. Then Darwin appeared
and showed us that, through immutable laws of nature (natural
selection and struggle for life), the plant and animal species come
into existence just as do the lifeless phenomena. Our gap in the
explanation of nature was filled.
Out of the mood which this conviction engendered in him, David
Friedrich Strauss wrote down the following statement of his “ancient
and modern belief”: “We philosophers and critical theologians
spoke to no purpose in denying the existence of miracles; our authoritative
decree faded away without effect because we were unable to prove their
dispensability and give evidence of a nature force which could replace
them in the fields where up to now they were deemed most
indispensable. Darwin has given proof of this nature force, this
nature process, he has opened the door through which a fortunate
posterity will cast the miracle into oblivion. Everybody who knows
what is connected with the concept ‘miracle’ will praise him
as one of the greatest benefactors of the human race.”
These words express the mood of the victor. And all those who feel
like Strauss may disclose the following view of the “modern faith”:
Once upon a time, lifeless particles of matter have conglomerated
through their inherent forces in such a way as to produce living
matter. This living matter developed, according to necessary laws,
into the simplest, most imperfect living creatures. These, according
to similarly necessary laws, transformed themselves further into the
worm, the fish, the snake, the marsupial, and finally into the ape.
And since Huxley, the great English nature researcher, has
demonstrated that human beings are more similar in their structure to
the most highly developed apes than the latter are to the lower apes,
what then stands in the way of the assumption that the human being
himself has, according to the same natural laws, developed from the
higher apes? And further, do we not find what we call higher human
spiritual activity, what we call morals, in an imperfect condition
already with the animal. May we doubt the fact that the animals — as
their structure became more perfect, as it developed into the human
form, merely on the basis of physical laws — likewise developed the
indications of intellect and morals to be found in them to the human
stage?
All this seems to be perfectly correct. Although everybody must admit
that our knowledge of nature will not for a long time to come be in
the position to conceive of how what has been described above takes
place in detail, yet we shall discover more and more facts and laws;
and thus the “modern faith” will gain more and firmer supports.
Now it is a fact that the research and study of recent years have not
furnished such solid supports for this belief; on the contrary, they
have contributed greatly to discredit it. Yet it holds sway in ever
extending circles and is a great obstacle to every other conviction.
There is no doubt that if David Friedrich Strauss and those of like
mind are right, then all talk of higher spiritual laws of existence is
an absurdity; the “modern faith” would have to be based solely
on the foundations which these personalities assert are the result of the
knowledge of nature.
Yet, whoever with unprejudiced mind follows up the statements of these
adherents of the “modern faith” is confronted by a peculiar fact.
And this fact presses upon us most irresistibly if we look at the thoughts
of those people who have preserved some degree of impartiality in the
face of the self-assured assertions of these orthodox pioneers of
progress.
For there are hidden corners in the creed of these modern believers.
And if we uncover what exists in these corners, then the true findings
of modern natural science shine forth in full brilliance, but the
opinions of the modern believers concerning the human being begin to
fade away.
(See Appendix (c))
Let us throw light into a few of these corners. At the outset, let us
keep to that personality who is the most significant and the most
venerable of these modern believers. On page 804 of the ninth edition
of Haeckel's Natuerliche Schoepfungsgeschichte (Natural Genesis) we
read: “The final result of a comparison of animals and man shows that
between the most highly developed animal souls and the lowest human
souls there exists only a small quantitative, but no qualitative
difference; this difference is much smaller than the difference
between the lowest and the highest human souls, or the difference
between the highest and the lowest animal souls.” Now, what is the
modern believer's attitude toward such a fact? He announces: we must
explain the difference between the lower and the higher animal souls
as a consequence of necessary and immutable laws. And we study these
laws. We ask ourselves: how did it come about that out of animals with
a lower soul have developed those with a higher soul? We look in
nature for conditions through which the lower may develop into the
higher. We then find, for example, that animals which have migrated to
the caves of Kentucky become blind there. It becomes clear to us that
through the sojourn in the darkness the eyes have lost their function.
In these eyes the physical and chemical processes no longer take place
which were carried out during the act of seeing. The stream of
nourishment which has formerly been used for this activity is now
diverted to other organs. The animals change their shape. In this way,
new animal species can arise out of existing ones if only the
transformation which nature causes in these species is sufficiently
great and manifold. — What actually takes place here? Nature brings
about changes in certain beings; and these changes later also appear
in their descendants. We say: they are transmitted by heredity. Thus
the coming into existence of new animal and plant species is
explained.
The modern believers now continue happily in the direction of their
explanation. The difference between the lowest human souls and the
highest animal souls is not particularly great. Therefore, certain
life conditions in which the higher animal souls have been placed have
brought about changes by means of which they became lower human souls.
The miracle of the evolution of the human soul has been cast out of
the temple of the “modern faith” into oblivion, to use an expression
of Strauss', and man has been classified among the animals according
to “eternal, necessary” laws. Satisfied, the modern believer retires
into peaceful slumber; he does not wish to go further.
Honest thinking must disturb his slumber. For this honest thinking
must keep alive around his couch the spirits which he himself has
evoked. Let us consider more closely the above statement of Haeckel:
“the difference (between higher animals and men) is much smaller than
the difference between the lowest and the highest human souls.” If
the modern believer admits this, may he then indulge in peaceful slumber
as soon as he — according to his opinion — has explained the
evolution of the lower men out of the highest animals?
No, he must not do this, and if he does so nevertheless, then he
denies the whole basis upon which he has founded his conviction. What
would a modern believer reply to another who were to say: I have
demonstrated how fish have originated from lower living creatures.
This suffices. I have shown that everything evolves — therefore the
species higher than the fish will doubtless have developed like the
fish. There is no doubt that the modern believer would reply: Your
general thought of evolution is useless; you must be able to show how
the mammals originate; for there is a greater difference between
mammals and fish than between fish and those animals on a stage
directly below them. — And what would have to be the consequence of
the modern believer's real faithfulness to his creed? He would have to
say: the difference between the higher and lower human souls is
greater than the difference between these lower souls and the animal
souls on the stage directly below them; therefore I must admit that
there are causes in the universe which effect changes in the lower
human soul, transforming it in the same way as do the causes,
demonstrated by me, which lead the lower animal form into the higher
one. If I do not admit this, the species of human souls remain for me
a miracle in regard to their origin, just as the various animal
species remain a miracle to the one who does not believe in the
transformation of living creatures through laws of nature.
And this is absolutely correct: the modern believers, who deem
themselves so greatly enlightened because they believe they have “cast
out” the miracle in the domain of the living, are believers in
miracles, nay, even worshipers of the miracle in the domain of the
soul life. And only the following fact differentiates them from the
believers in miracles, so greatly despised by them: these latter
honestly avow their belief; the modern believers, however, have not
the slightest inkling of the fact that they themselves have fallen
prey to the darkest superstition.
And now let us illumine another corner of the “modern belief.”
In his Anthropology, Dr. Paul Topinard
(see Note 4)
has beautifully compiled the findings
of the modern theory of the origin of man. At the end of his book he
briefly recapitulates the evolution of the higher animal forms in the
various epochs of the earth according to Haeckel: “At the beginning of
the earth period designated by geologists the Laurentian period, the
first nuclei of albumin were formed by a chance meeting of certain
elements, i.e. carbon, oxygen, hydrogen, and nitrogen, under
conditions probably only prevailing at that epoch. From them, through
spontaneous generation, monads developed (the smallest, imperfect
living creatures). These split and multiplied, rearranged themselves
into organs, and finally, after a series of transformations which
Haeckel estimates as nine, they bestowed life upon certain vertebrae
such as the amphioxus lanceolatus.” We may skip the description of the
further animal species in the same direction and add here at once
Topinard's concluding sentences: “In the twentieth earth epoch, we
find the anthropoid ape approximately during the whole Miocene period;
in the twenty-first, the man-ape which does not yet possess speech and
a corresponding brain. In the twenty-second period, Man finally appears
as we know him, at least in his less perfect forms.” And now,
after having cited what is to be understood as the “natural-scientific
basis of the modern belief,” Topinard, in a few words, makes a
significant confession. He says: “Here the classification comes to an
abrupt halt. Haeckel forgets the twenty-third degree in which the
brilliant Lamarck
(see Note 5)
and Newton
(see Note 6)
appear.”
A corner in the creed of the modern believer is thereby exposed in
which he points with the utmost clarity to facts, concerning which he
denies his creed. He is unwilling to rise into the human soul sphere
with the concepts with which he tried to find his way in the other
spheres of nature. — Were he to do this, were he, with his attitude
of mind acquired through the observation of external nature, to enter
upon the sphere which Topinard calls the twenty-third degree, then he
would have to say to himself: just as I derive the higher animal
species from the lower through evolution, so do I derive the higher
soul nature from the lower through evolution. I cannot understand
Newton's soul if I do not conceive of it as having sprung from a
preceding soul being. And this soul being can never be looked for in
the physical ancestors. Were I to look for it there, I would turn
upside down the whole method of nature research. How could it ever
occur to a scientist to show the evolution of one animal species out
of another if the latter, in regard to its physical makeup, were as
dissimilar to the former as Newton, in regard to his soul, is to his
forebears: One conceives of one animal species having proceeded from a
similar one which is merely one degree lower than itself. Therefore,
Newton's soul must have sprung from a soul similar to it, but only one
degree lower, psychically. Newton's soul nature is comprised in his
biography. I recognize Newton by his biography just as I recognize a
lion by the description of its species. And I comprehend the species
“lion” if I imagine that it has sprung from a species on a
correspondingly lower stage. Thus I comprehend what is comprised in
Newton's biography if I conceive of it as having developed from the
biography of a soul which resembles it, is related to it as soul. From
this follows that Newton's soul existed already in another form, just
as the species “lion” existed previously in a different form.
For clear thought, there is no escape from this conception. Only
because the modern believers do not have the courage to think their
thoughts through to the end do they not arrive at this final
conclusion. Through it, however, the reappearance of the being who is
comprised in the biography is secured. — Either we must abandon the
whole natural-scientific theory of evolution, or we must admit that it
must be extended to include the evolution of the soul. There are only
two alternatives: either, every soul is created by a miracle,
just as the animal species would have to be created by miracles if they have
not developed one out of the other, or, the soul has developed and has
previously existed in another form, just as the animal species has
existed in another form.
A few modern thinkers who have preserved some clarity and courage for
logical thinking are a living proof of the above conclusion. They are
just as unable to familiarize themselves with the thought of soul
evolution, so strange to our age, as are the modern believers
characterized above. But they at least possess the courage to confess
the only other possible view, namely: the miracle of the creation of
the soul. Thus, in the book on psychology by Professor Johannes
Rehmke
(see Note 7),
one of the best thinkers of our time, we may read the
following: “The idea of creation ... appears to us ... to be the
only one suited to render comprehensible the mystery of the origin of the
soul.” Rehmke goes so far as to acknowledge the existence of a
conscious Universal-Being who, “as the only condition for the origin
of the soul, would have to be called the creator of the soul.”
Thus speaks a thinker who is unwilling to indulge in gentle spiritual
slumber after having grasped the physical life processes, yet who is
lacking the capacity of acknowledging the idea that each individual
soul has evolved out of its previous form of existence. Rehmke has the
courage to accept the miracle, since he is unable to have the courage
to acknowledge the anthroposophical view of the reappearance of the
soul, of reincarnation. Thinkers in whom the natural-scientific
striving begins to be developed logically must of necessity arrive at
this view. Thus, in the book, Neuchristentum und reale Religion
(Neo-Christianity and Real Religion), by Julius Baumann
(see Note 8),
professor of philosophy at the University of Goettingen, we find the following
(twenty-second) paragraph among the thirty-nine paragraphs of a Sketch
of a Summary of Real-Scientific Religion: “Just as in inorganic
nature the physical-chemical elements and forces do not disappear but only
change their combinations, so is this also to be assumed, according to
the real scientific method, in respect of the organic and
organic-spiritual forces. The Human soul as formal unity, as
connecting Ego, returns in new human bodies and is thus enabled to
pass through all the stages of human evolution.”
Whoever possesses the full courage for the natural-scientific avowal
of faith of the present age must arrive at this conception. This,
however, must not be misunderstood;we do not maintain that the more
prominent thinkers among the modern believers are cowardly persons, in
the ordinary sense of the word. It needed courage, indescribable
courage to carry to victory the natural-scientific view in face of the
resisting forces of the nineteenth century.
(See Appendix (d))
But this courage must be
distinguished from the higher one in regard to logical thinking. Yet
just those nature researchers of the present age who desire to erect a
world conception out of the findings of their domain are lacking such
logical thinking. For, is it not a disgrace if we have to hear a
sentence like the following, which was pronounced by the Breslau
chemist Albert Ladenburg, in a lecture at a recent (1903) Conference
of scientists: “Do we know anything about a substratum of the soul? I
have no such knowledge.” After having made this confession, this same
man continues: “What is your opinion concerning immortality? I believe
that in regard to this question, more than in regard to any other, the
wish is father to the thought, for I do not know a single
scientifically proven fact which might serve as the basis for the
belief in immortality.” What would the learned gentleman say if we
were confronted by a speaker who said: “I know nothing about chemical
facts. I therefore deny the chemical laws, for I know not a single
scientifically proven fact which might serve as the basis for these
laws.” Certainly, the professor would reply: “What do we care about
your ignorance of chemistry? First study chemistry, then do your
talking!” Professor Ladenburg does not know anything about a
substratum of the soul; he, therefore, should not bother the world
with the findings of his ignorance.
Just as the nature researcher, in order to understand certain animal
forms, studies the animal forms out of which these former have
evolved, so the psychologist, rooted in natural science, must, in
order to understand a certain soul form, study the soul form out of
which the former has evolved. The skull form of higher animals is
explained by scientists as having arisen out of the transformation of
the lower animal skull. Therefore, everything belonging to a soul's
biography ought to be explained by them through the biography of the
soul out of which this soul concerned has evolved. The later
conditions are the effects of former ones. That is to say, the later
physical conditions are the effects of former physical conditions;
likewise, the later soul conditions are the effects of former soul
conditions. This is the content of the Law of Karma which says: all my
talents and deeds in my present life do not exist separately as a
miracle, but they are connected as effect with the previous forms of
existence of my soul and as cause with future ones.
Those who, with open spiritual eyes, observe human life and do not
know this comprehensive law, or do not wish to acknowledge it, are
constantly confronted by riddles of life. Let us quote one example for
many. It is contained in Maurice Maeterlinck's book Le Temple Enseveli
(The Buried Temple). This is a book which speaks of these riddles,
which appear to present-day thinkers in a distorted shape because they
are not conversant with the great laws in spiritual life of cause and
effect, of Karma. Those who have fallen prey to the limited dogmas of
the modern believers have no organ for the perception of such riddles.
Maeterlinck puts [forth] one of these questions: “If I plunge into the
water in zero weather in order to save my fellow man, or if I fall into the
water while trying to push him into it, the consequences of the cold I
catch will be exactly the same in both cases, and no power in heaven
or earth beside myself or the man (if he is able to do so) will
increase my suffering because I have committed a crime, or will
relieve my pain because I performed a virtuous deed.” Certainly; the
consequences in question here appear to an observation which limits
itself to physical facts to be the same in both cases. But may this
observation, without further research, be considered complete? Whoever
asserts this holds, as a thinker, the same view point as a person who
observes two boys being taught by two different teachers, and who
observes nothing else in this activity but the fact that in both cases
the teachers are occupied with the two boys for the same number of
hours and carry on the same studies. If he were to enter more deeply
upon the facts, he would perhaps observe a great difference between
the two cases, and he would consider it comprehensible that one boy
grows up to be an inefficient man, while the other boy becomes an
excellent and capable human being. — And if the person who is willing
to enter upon soul-spiritual connections were to observe the above
consequences for the souls of the human beings in question, he would
have to say to himself: what happens there cannot be considered as
isolated facts. The consequences of a cold are soul experiences, and I
must, if they are not to be deemed a miracle, view them as causes and
effects in the soul life. The consequences for the person who saves a
life will spring from causes different from those for the criminal; or
they will, in the one or the other case, have different effects. And
if I cannot find these causes and effects in the present life of the
people concerned, if all conditions are alike for this present life,
then I must look for the compensation in the past and the future life.
Then I proceed exactly like the natural scientist in the field of
external facts; he, too, explains the lack of eyes in animals living
in dark caves by previous experiences, and he presupposes that
present-day experiences will have their effects in future formations of
races and species.
Only he has an inner right to speak of evolution in the domain of
outer nature who acknowledges this evolution also in the sphere of
soul and spirit. Now, it is clear that this acknowledgment, this
extension of knowledge of nature beyond nature is more than mere
cognition. For it transforms cognition into life; it does not merely
enrich man's knowledge, it provides him with the strength for his
life's journey. It shows him whence he comes and whither he goes. And
it will show him this whence and whither beyond birth and death if he
steadfastly follows the direction which this knowledge indicates. He
knows that everything he does is a link in the stream which flows from
eternity to eternity. The point of view from which he regulates his
life becomes higher and higher. The man who has not attained to this
state of mind appears as though enveloped in a dense fog, for he has
no idea of his true being, of his origin and goal. He follows the
impulses of his nature, without any insight into these impulses. He
must confess that he might follow quite different impulses, were he to
illuminate his path with the light of knowledge. Under the influence
of such an attitude of soul, the sense of responsibility in regard to
life grows constantly. If the human being does not develop this sense
of responsibility in himself, he denies, in a higher sense, his
humanness. Knowledge lacking the aim to ennoble the human being is
merely the satisfying of a higher curiosity. To raise knowledge to the
comprehension of the spiritual, in order that it may become the
strength of the whole life, is, in a higher sense, duty. Thus it is
the duty of every human being to seek the understanding for the Whence
and Whither of the Soul.
[see How Karma Works — e.Ed.]
- Note 1:
- While research has been undertaken in the “field of the
soul” by modern psychologists, the only difficulty is that
modern psychology denies the existence of the soul apart from
the physical body. (Editor.)
- Note 2:
- Carl Gegenbaur, anatomist; Jena and Heidelberg.
- Note 3:
- Carl von Linné (Carolus Linnaeus), Upsala (Sweden, 1707–1778).
- Note 4:
- Paul Topinard, M.D., anthropologist; Paris, 1830–1911.
- Note 5:
- Jean Baptiste de Lamarck, Paris; 1744–1829.
- Note 6:
- Sir Isaac Newton, Cambridge, London, also France; 1642–1727.
- Note 7:
- Johannes Rehmke, philosopher; Greifswald. 1848–1930.
- Note 8:
- Julius Baumann, 1837–1914.
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