APPENDIX
Added to the new edition, 1918
OBJECTIONS
which were made from the philosophical side
immediately upon the publication of this book induce me to
add the following brief discussion to this new edition.
I can well understand that there are readers who are
interested in the rest of the book, but who will look upon
what follows as a remote and unnecessary tissue of abstract
concepts. They can leave this short statement unread. But in
philosophy problems arise which have their origin more in
certain prejudices on the thinkers' part than in the natural
course of human thinking itself. Otherwise it seems to me that
this book deals with a task that concerns everyone who is
trying to get clear about the nature of man and his relationship
to the world. What follows is rather a problem which
certain philosophers insist should be discussed as part of the
subject matter of such a book, because, by their whole way of
thinking, they have created certain difficulties which do not
otherwise occur. If one were to pass by such problems altogether,
certain people would be quick to accuse one of
dilettantism and the like. And the impression would arise
that the author of the views set down in this book has not
come to terms with those points of view he has not discussed
in the book itself.
The problem to which I refer is this: there are thinkers
who believe that a special difficulty arises when one tries to
understand how another person's soul life can affect one's
own. They say: my conscious world is enclosed within me;
in the same way, any other conscious world is enclosed
within itself. I cannot see into the world of consciousness of
another person. How, then, do I know that he and I are both
in the same world? The theory which believes it possible to
infer from the conscious world an unconscious world which
can never enter consciousness, tries to solve this difficulty
in the following way. It says: the world I have in my
consciousness is the representative in me of a real world to which
I have no conscious access. In this real world lie the unknown
causes of my conscious world. In it also lies my own real
being, of which I have only a representative in my consciousness.
In it also, however, lies the being of my fellow man.
Now whatever is experienced in the consciousness of my
fellow man corresponds to a reality in his being which is
independent of his consciousness. This reality acts, in the
realm which cannot become conscious, upon my own real
being which is said to be unconscious; and in this way something
is created in my consciousness representing what is
present in a consciousness that is quite independent of my
own conscious experience. It is clear that to the world
accessible to my consciousness an inaccessible one is here
being added hypothetically, since one believes that otherwise
one is forced to the conclusion that the whole external world,
which I think is there in front of me, is nothing but the world
of my consciousness, and to the further — solipsistic —
absurdity that other people, too, exist only within my
consciousness.
This problem, which has been created by several recent
tendencies in epistemology, can be clarified if one tries to
survey the matter from the point of view of the spiritually
oriented observation adopted in this book. What is it, in the
first instance, that I have before me when I confront another
person? The most immediate thing is the bodily appearance
of the other person as given to me in sense perception; then,
perhaps, the auditory perception of what he is saying, and
so on. I do not merely stare at all this, but it sets my thinking
activity in motion. Through the thinking with which I
confront the other person, the percept of him becomes, as it
were, transparent to the mind. I am bound to admit that
when I grasp the percept with my thinking, it is not at all
the same thing as appeared to the outer senses. In what is a
direct appearance to the senses, something else is indirectly
revealed. The mere sense appearance extinguishes itself at
the same time as it confronts me. But what it reveals through
this extinguishing compels me as a thinking being to extinguish
my own thinking as long as I am under its influence,
and to put its thinking in the place of mine. I then grasp its
thinking in my thinking as an experience like my own. I have
really perceived another person's thinking. The immediate
percept, extinguishing itself as sense appearance, is grasped
by my thinking, and this is a process lying wholly within my
consciousness and consisting in this, that the other person's
thinking takes the place of mine. Through the self-extinction
of the sense appearance, the separation between the two
spheres of consciousness is actually overcome. This expresses
itself in my consciousness through the fact that while
experiencing the content of another person's consciousness I
experience my own consciousness as little as I experience it
in dreamless sleep. Just as in dreamless sleep my waking
consciousness is eliminated, so in my perceiving of the content
of another person's consciousness the content of my own is
eliminated. The illusion that it is not so only comes about
because in perceiving the other person, firstly, the extinction
of the content of one's own consciousness gives place not to
unconsciousness, as it does in sleep, but to the content
of the other person's consciousness, and secondly, the alternations
between extinguishing and lighting up again of
my own self-consciousness follow too rapidly to be generally
noticed.
This whole problem is to be solved, not through artificial
conceptual structures with inferences from the conscious to
things that can never become conscious, but rather through
genuine experience of what results from combining thinking
with the percept. This applies to a great many problems
which appear in philosophical literature. Thinkers should
seek the path to open-minded, spiritually oriented
observation; instead of which they insert an artificial conceptual
structure between themselves and the reality.
In a treatise by
Eduard von Hartmann
entitled
The Ultimate Problems of Epistemology and Metaphysics
(see fn 1),
my
Philosophy of Freedom
has been classed with the philosophical
tendency which would base itself upon an “epistemological
monism”. Eduard von Hartmann rejects such a position as
untenable. This is explained as follows. According to the
way of thinking expressed in his treatise, there are only three
possible positions in the theory of knowledge.
Firstly, one remains at the naïve point of view, which
regards perceived phenomena as real things existing outside
human consciousness. This implies a lack of critical knowledge.
One fails to realize that with the content of one's
consciousness one remains, after all, only within one's own
consciousness. One fails to perceive that one is dealing, not
with a “table-in-itself”, but only with an object in one's
own consciousness. Whoever remains at this point of view,
or for whatever reason returns to it, is a naïve realist. But
this whole position is untenable for it fails to recognize that
consciousness has no other objects than its own contents.
Secondly, one appreciates this situation and admits it
fully to oneself. One would then be a transcendental idealist.
But then one would have to deny that anything of a
“thing-in-itself” could ever appear in human consciousness. In this
way, however, provided one is consistent enough, one will
not avoid absolute illusionism. For the world which confronts
one now transforms itself into a mere sum of objects
of consciousness, and, moreover, only of objects of one's
own consciousness. One is then compelled — absurdly
enough — to regard other people too as being present solely
in the content of one's own consciousness.
The only possible standpoint is the third, transcendental
realism. This assumes that there are “things-in-themselves”,
but that the consciousness can have no kind of dealings with
them in immediate experience. Beyond the sphere of human
consciousness, and in a way that does not enter it, they cause
the objects of our consciousness to arise in it. One can arrive
at these “things-in-themselves” only by inference from the
content of consciousness, which is all that is actually
experienced but is nevertheless merely pictured in the
mind.
Eduard von Hartmann maintains in the article mentioned
above that “epistemological monism” — for such he takes
my point of view to be — must in reality accept one of these
three positions; and it fails to do so only because it does not
draw the logical conclusions from its postulates. The article
goes on to say:
If one wants to find out which theoretical position a supposed
epistemological monist occupies, one need only put
certain questions to him and compel him to answer them.
For such a person will never willingly commit himself to an
expression of opinion on these points, and will, moreover,
seek by all means to evade answering direct questions, because
every answer would show that epistemological monism cannot
claim to be different from one or other of the three positions.
These questions are as follows:
- Are things continuous or intermittent in their
existence? If the answer is “continuous”, then one
is dealing with some form of naïve realism. If the answer
is “intermittent”,
then one has transcendental idealism. But if the answer is that
they are, on the one hand, continuous (as contents of the absolute
consciousness, or as unconscious mental pictures, or as
possibilities of perception), but on the other hand, intermittent (as
contents of limited consciousness), then transcendental
realism is established.
- When three people are sitting at a table, how many distinct
tables are there: Whoever answers “one” is a
naïve realist; whoever answers “three” is a
transcendental idealist; but whoever
answers “four” is a transcendental realist. Here, of course,
it is assumed that it is legitimate to embrace such different
things as the one table as a thing-in-itself and the three tables
as perceptual objects in the three consciousnesses under the
common designation of “a table”. If this seems too great a
liberty to anyone, he will have to answer “one and three”
instead of “four”.
- When two people are alone together in a room, how many distinct
persons are there: Whoever answers “two” is a naïve
realist. Whoever answers “four” (namely, one self and one
other person in each of the two consciousnesses) is a transcendental
idealist. Whoever answers “six” (namely, two persons as
“things-in-themselves” and four persons as mentally
pictured objects in the two consciousnesses) is a transcendental
realist.
If anyone wants to show that epistemological monism is
different from any of these three positions, he would have to
give a different answer to each of these three questions; but
I would not know what this could be.
The answers of the
Philosophy of Freedom
would have to be:
- Whoever grasps only the perceptual contents of things
and takes these for reality, is a naïve realist, and he does not
realize that, strictly, he ought to regard these perceptual
contents as existing only as long as he is looking at the things,
so that he ought to think of the things before him as intermittent.
As soon, however, as it becomes clear to him that
reality is present only in the percepts that are permeated by
thought, he will see that the perceptual contents which
appear as intermittent reveal themselves as continuous as
soon as they are permeated with the results of thinking.
Hence we must count as continuous the perceptual content
that has been grasped through the experience of thinking,
of which only that part that is merely perceived could be
regarded as intermittent, if — which is not the case —
it were real.
- When three people are sitting at a table, how many
distinct tables are there? There is only one table present; but
as long as the three people went no further than their perceptual
images, they would have to say, “These perceptual
images are not a reality at all.” As soon as they pass
on to the table as grasped by their thinking, the one reality of
the table reveals itself to them; then, with their three contents
of consciousness, they are united in this reality.
- When two people are alone together in a room, how
many distinct persons are there? There are most certainly not
six — not even in the sense of the transcendental realists —
but only two. All one can say is that, at the first moment,
each person has nothing but the unreal perceptual image of
himself and of the other person. There are four of these
images, and through their presence in the thinking activity
of the two people, reality is grasped. In this activity of
thinking each person transcends his own sphere of consciousness;
in it the consciousness of the other person as
well as of himself comes to life. In these moments of coming
to life the two people are as little enclosed within their own
consciousnesses as they are in sleep. But at other moments
the awareness of the absorption in the other person appears
again, so that the consciousness of each person, in the
experience of thinking, apprehends both himself and the
other. I know that a transcendental realist describes this as a
relapse into naïve realism. But then, I have already pointed
out in this book that naïve realism retains its justification for
the thinking that is experienced.
The transcendental realist will have nothing whatever to
do with the true state of affairs regarding the process of
knowledge; he cuts himself off from the facts by a tissue of
thoughts and entangles himself in it. Moreover, the monism
which appears in
The Philosophy of Freedom
ought not to be
labeled “epistemological”, but, if an epithet is wanted,
then a “monism of thought”. All this has been misunderstood
by Eduard von Hartmann. He has ignored all that is
specific in the argumentation of
The Philosophy of Freedom,
and has stated that I have attempted to combine
Hegel's
universalistic panlogism with
Hume's
individualistic phenomenalism
(see fn 2),
whereas in fact
The Philosophy of Freedom
has nothing whatever to do with the two positions it is
allegedly trying to combine. (This, too, is the reason why I
could not feel inclined, for example, to go into the
“epistemological monism” of
Johannes Rehmke.
The point of view of
The Philosophy of Freedom
is simply quite different from what Eduard von Hartmann and others
call epistemological monism.)
Footnotes:
- “Die letzten Fragen der Erkenntnistheorie und
Metaphysik”, Zeitschrift für Philosophie und philosophische
Kritik, Vol. 108, p. 55.
- Zeitschrift für Philosophie,
Vol. 108, p. 71, note.
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