The
Reality of Freedom
CHAPTER NINE
The
Idea of Freedom
FOR
our cognition, the concept of the tree is conditioned by the percept of
the tree. When faced with a particular percept, I can select only one
particular concept from the general system of concepts. The connection of
concept and percept is determined by thinking, indirectly and objectively,
at the level of the percept. This connection of the percept with its concept
is recognized after the act of perceiving; but that they do belong
together lies in the very nature of things.
The process looks different when we examine knowledge, or rather the
relation of man to the world which arises within knowledge. In the preceding
chapters the attempt has been made to show that an unprejudiced observation
of this relationship is able to throw light on its nature. A proper
understanding of this observation leads to the insight that thinking can be
directly discerned as a self-contained entity. Those who find it
necessary for the explanation of thinking as such to invoke something else,
such as physical brain processes or unconscious spiritual processes lying
behind the conscious thinking which they observe, fail to recognize what an
unprejudiced observation of thinking yields. When we observe our thinking,
we live during this observation directly within a self-supporting, spiritual
web of being. Indeed, we can even say that if we would grasp the essential
nature of spirit in the form in which it presents itself most
immediately to man, we need only look at the self-sustaining
activity of thinking.
When we are contemplating thinking itself, two things coincide which
otherwise must always appear apart, namely, concept and percept. If
we fail to see this, we shall be unable to regard the concepts which we have
elaborated with respect to percepts as anything but shadowy copies of these
percepts, and we shall take the percepts as presenting to us the true
reality. We shall, further, build up for ourselves a metaphysical world
after the pattern of the perceived world; we shall call this a world of
atoms, a world of will, a world of unconscious spirit, or whatever, each
according to his own kind of mental imagery. And we shall fail to notice
that all the time we have been doing nothing but building up a metaphysical
world hypothetically, after the pattern of our own world of percepts.
But if we recognize what is present in thinking, we shall realize that in the
percept we have only one part of the reality and that the other part which
belongs to it, and which first allows the full reality to appear, is
experienced by us in the permeation of the percept by thinking. We
shall see in this element that appears in our consciousness as thinking, not
a shadowy copy of some reality, but a self-sustaining spiritual essence. And
of this we shall be able to say that it is brought into consciousness for us
through intuition. Intuition is the conscious experience — in pure
spirit — of a purely spiritual content. Only through an intuition can the
essence of thinking be grasped.
Only if, by means of unprejudiced observation, one has wrestled through to
the recognition of this truth of the intuitive essence of thinking will one
succeed in clearing the way for an insight into the psyche-physical
organization of man. One will see that this organization can have no effect
on the essential nature of thinking. At first sight this seems
to be contradicted by patently obvious facts. For ordinary experience, human
thinking makes its appearance only in connection with, and by means of, this
organization. This form of its appearance comes so much to the fore that its
real significance cannot be grasped unless we recognize that in the essence
of thinking this organization plays no part whatever. Once we appreciate
this, we can no longer fail to notice what a peculiar kind of relationship
there is between the human organization and the thinking itself. For this
organization contributes nothing to the essential nature of thinking, but
recedes whenever the activity of thinking makes its appearance; it suspends
its own activity, it yields ground; and on the ground thus left empty, the
thinking appears. The essence which is active in thinking has a twofold
function: first, it represses the activity of the human organization;
secondly, it steps into its place. For even the former, the repression of
the physical organization, is a consequence of the activity of thinking, and
more particularly of that part of this activity which prepares the
manifestation of thinking. From this one can see in what sense thinking
finds its counterpart in the physical organization. When we see this, we can
no longer misjudge the significance of this counterpart of the activity of
thinking. When we walk over soft ground, our feet leave impressions in the
soil. We shall not be tempted to say that these footprints have been formed
from below by the forces of the ground. We shall not attribute to these
forces any share in the production of the footprints. Just as little,
if we observe the essential nature of thinking without prejudice, shall we
attribute any share in that nature to the traces in the physical organism
which arise through the fact that the thinking prepares its manifestation by
means of the body.
(see fn 1)
An important question, however, emerges here. If the human organization has
no part in the essential nature of thinking, what is the significance
of this organization within the whole nature of man? Now, what happens in this
organization through the thinking has indeed nothing to do with the essence
of thinking, but it has a great deal to do with the arising of the
ego-consciousness out of this thinking. Thinking, in its own essential
nature, certainly contains the real I or ego, but it does not contain the
ego-consciousness. To see this we have but to observe thinking with an open
mind. The “I” is to be found within the thinking; the “ego-consciousness”
arises through the traces which the activity of thinking engraves upon our
general consciousness, in the sense explained above. (The ego-consciousness
thus arises through the bodily organization. However, this must not be taken
to imply that the ego-consciousness, once it has arisen, remains dependent
on the bodily organization. Once arisen, it is taken up into thinking and
shares henceforth in thinking's spiritual being.)
The “ego-consciousness” is built upon the human organization. Out
of the latter flow our acts of will. Following the lines of the preceding
argument, we can gain insight into the connections between thinking, conscious
I, and act of will, only by observing first how an act of will issues from the
human organization.
(see fn 2)
In any particular act of will we must take into account the motive and the
driving force. The motive is a factor with the character of a concept or a
mental picture; the driving force is the will-factor belonging to the human
organization and directly conditioned by it. The conceptual factor, or
motive, is the momentary determining factor of the will; the driving force
is the permanent determining factor of the individual. A motive for the will
may be a pure concept, or else a concept with a particular reference to a
percept, that is, a mental picture. Both general concepts and individual
ones (mental pictures) become motives of will by affecting the human
individual and determining him to action in a particular direction. But one
and the same concept, or one and the same mental picture, affects different
individuals differently. They stimulate different men to different actions.
An act of will is therefore not merely the outcome of the concept or the
mental picture but also of the individual make-up of the person. Here we may
well follow the example of Eduard von Hartmann and call this individual
make-up the characterological disposition. The manner in which concept and
mental picture affects the characterological disposition of a man gives to
his life a definite moral or ethical stamp.
The characterological disposition is formed by the more or less permanent
content of our subjective life, that is, by the content of our mental
pictures and feelings. Whether a mental picture which enters my mind at this
moment stimulates me to an act of will or not, depends on how it relates
itself to the content of all my other mental pictures and also to my
idiosyncrasies of feeling. But after all, the general content of my mental
pictures is itself conditioned by the sum total of those concepts which
have, in the course of my individual life, come into contact with percepts,
that is, have become mental pictures. This sum, again, depends on my greater
or lesser capacity for intuition and on the range of my observations, that
is, on the subjective and objective factors of experience, on my inner
nature and situation in life. My characterological disposition is determined
especially by my life of feeling. Whether I shall make a particular mental
picture or concept into a motive of action or not, will depend on whether it
gives me joy or pain.
These are the elements which we have to consider in an act of will. The
immediately present mental picture or concept, which becomes the motive,
determines the aim or the purpose of my will; my characterological
disposition determines me to direct my activity towards this aim. The mental
picture of taking a walk in the next half-hour determines the aim of my
action. But this mental picture is raised to the level of a motive for my
will only if it meets with a suitable characterological disposition, that
is, if during my past life I have formed the mental pictures of the sense
and purpose of taking a walk, of the value of health, and further, if the
mental picture of taking a walk is accompanied in me by a feeling of
pleasure.
We must therefore distinguish (1) the possible subjective dispositions which
are capable of turning certain mental pictures and concepts into motives,
and (2) the possible mental pictures and concepts which are in a position to
influence my characterological disposition so that an act of will results.
For our moral life the former represent the driving force, and the
latter, its aims.
The driving force in the moral life can be discovered by finding out the
elements of which individual life is composed.
The first level of individual life is that of perceiving, more
particularly perceiving through the senses. This is the region of our
individual life in which perceiving translates itself directly into willing,
without the intervention of either a feeling or a concept. The driving force
here involved is simply called instinct. The satisfaction of our
lower, purely animal needs (hunger, sexual intercourse, etc.) comes about in
this way. The main characteristic of instinctive life is the immediacy with
which the single percept releases the act of will. This kind of determination
of the will, which belongs originally only to the life of the lower senses,
may however become extended also to the percepts of the higher senses. We may
react to the percept of a certain event in the external world without
reflecting on what we do, without any special feeling connecting itself with
the percept, as in fact happens in our conventional social behaviour. The
driving force of such action is called tact or moral good taste.
The more often such immediate reactions to a percept occur, the more the
person concerned will prove himself able to act purely under the guidance of
tact; that is, tact becomes his characterological disposition.
The second level of human life is feeling. Definite feelings accompany
the percepts of the external world. These feelings may become the driving
force of an action. When I see a starving man, my pity for him may become the
driving force of my action. Such feelings, for example, are shame, pride,
sense of honour, humility, remorse, pity, revenge, gratitude, piety,
loyalty, love, and duty.
(see fn 3)
The third level of life amounts to thinking and forming mental
pictures. A mental picture or a concept may become the motive of an
action through mere reflection. Mental pictures become motives because, in
the course of life, we regularly connect certain aims of our will with
percepts which recur again and again in more or less modified form. Hence
with people not wholly devoid of experience it happens that the occurrence of
certain percepts is always accompanied by the appearance in consciousness of
mental pictures of actions that they themselves have carried out in a similar
case or have seen others carry out. These mental pictures float before their
minds as patterns which determine all subsequent decisions; they become parts
of their characterological disposition. The driving force in the will, in
this case, we can call practical experience. Practical experience
merges gradually into purely tactful behaviour. This happens when definite
typical pictures of actions have become so firmly connected in our minds with
mental pictures of certain situations in life that, in any given instance, we
skip over all deliberation based on experience and go straight from the
percept to the act of will.
The highest level of individual life is that of conceptual thinking without
regard to any definite perceptual content. We determine the content of a
concept through pure intuition from out of the ideal sphere. Such a concept
contains, at first, no reference to any definite percepts. If we enter upon
an act of will under the influence of a concept which refers to a percept,
that is, under the influence of a mental picture, then it is this percept
which determines our action indirectly by way of the conceptual thinking.
But if we act under the influence of intuitions, the driving force of our
action is pure thinking. As it is the custom in philosophy to call the
faculty of pure thinking “reason”, we may well be justified in
giving the name of practical reason to the moral driving force
characteristic of this level of life. The dearest account of this driving
force in the will has been given by Kreyenbuehl
(see fn 4).
In my opinion his article on this subject is
one of the most important contributions to present-day philosophy, more
especially to Ethics. Kreyenbuehl calls the driving force we are here
discussing, the practical a priori, that is, an impulse to action
issuing directly from my intuition.
It is clear that such an impulse can no longer be counted in the strictest
sense as belonging to the characterological disposition. For what is here
effective as the driving force is no longer something merely individual in
me, but the ideal and hence universal content of my intuition. As soon as I
see the justification for taking this content as the basis and starting
point of an action, I enter upon the act of will irrespective of whether I
have had the concept beforehand or whether it only enters my consciousness
immediately before the action, that is, irrespective of whether it was
already present as a disposition in me or not.
Since a real act of will results only when a momentary impulse to action, in
the form of a concept or mental picture, acts on the characterological
disposition, such an impulse then becomes the motive of the will.
The motives of moral conduct are mental pictures and concepts. There are
Moral Philosophers who see a motive for moral behaviour also in the
feelings; they assert, for instance, that the aim of moral action is to
promote the greatest possible quantity of pleasure for the acting
individual. Pleasure itself, however, cannot become a motive; only an
imagined pleasure can. The mental picture of a future feeling,
but not the feeling itself, can act on my characterological disposition. For
the feeling itself does not yet exist in the moment of action; it has first
to be produced by the action.
The mental picture of one's own or another's welfare is, however,
rightly regarded as a motive of the will. The principle of producing the
greatest quantity of pleasure for oneself through one's action, that is, of
attaining individual happiness, is called egoism. The attainment of
this individual happiness is sought either by thinking ruthlessly only of
one's own good and striving to attain it even at the cost of the happiness of
other individuals (pure egoism), or by promoting the good of others, either
because one anticipates a favourable influence on one's own person indirectly
through the happiness of others, or because one fears to endanger one's own
interest by injuring others (morality of prudence). The special content of the
egoistical principles of morality will depend on the mental pictures which
we form of what constitutes our own, or others', happiness. A man will
determine the content of his egoistical striving in accordance with what he
regards as the good things of life (luxury, hope of happiness, deliverance
from various evils, and so on).
The purely conceptual content of an action is to be regarded as yet another
kind of motive. This content refers not to the particular action only, as
with the mental picture of one's own pleasures, but to the derivation of an
action from a system of moral principles. These moral principles, in the
form of abstract concepts, may regulate the individual's moral life without
his worrying himself about the origin of the concepts. In that case, we
simply feel that submitting to a moral concept in the form of a commandment
overshadowing our actions, is a moral necessity. The establishment of this
necessity we leave to those who demand moral subjection from us, that is, to
the moral authority that we acknowledge (the head of the family, the state,
social custom, the authority of the church, divine revelation). It is a
special kind of these moral principles when the commandment is made known to
us not through an external authority but through our own inner life (moral
autonomy). In this case we hear the voice to which we have to submit
ourselves, in our own souls. This voice expresses itself as
conscience.
It is a moral advance when a man no longer simply accepts the commands of an
outer or inner authority as the motive of his action, but tries to
understand the reason why a particular maxim of behaviour should act as a
motive in him. This is the advance from morality based on authority to
action out of moral insight. At this level of morality a man will try to
find out the requirements of the moral life and will let his actions be
determined by the knowledge of them. Such requirements are
- the greatest possible good of mankind purely for its own sake;
- the progress of civilization, or the moral evolution of mankind towards
ever greater perfection;
- the realization of individual moral aims grasped by pure intuition.
The greatest possible good of mankind will naturally be understood in
different ways by different people. This maxim refers not to any particular
mental picture of this “good” but to the fact that everyone who
acknowledges this principle strives to do whatever, in his opinion, most
promotes the good of mankind.
The progress of civilization, for those to whom the blessings of
civilization bring a feeling of pleasure, turns out to be a special case of
the foregoing moral principle. Of course, they will have to take into the
bargain the decline and destruction of a number of things that also
contribute to the general good. It is also possible, however, that some
people regard the progress of civilization as a moral necessity quite apart
from the feeling of pleasure that it brings. For them, this becomes a
special moral principle in addition to the previous one.
The principle of the progress of civilization, like that of the general
good, is based on a mental picture, that is, on the way we relate the
content of our moral ideas to particular experiences (percepts). The highest
conceivable moral principle, however, is one that from the start contains no
such reference to particular experiences, but springs from the source of
pure intuition and only later seeks any reference to percepts, that is, to
life. Here the decision as to what is to be willed proceeds from an
authority very different from that of the foregoing cases. If a man holds to
the principle of the general good, he will, in all his actions, first ask
what his ideals will contribute to this general good. If a man upholds the
principle of the progress of civilization, he will act similarly. But there
is a still higher way which does not start from one and the same particular
moral aim in each case, but sees a certain value in all moral principles and
always asks whether in the given case this or that principle is the more
important. It may happen that in some circumstances a man considers the
right aim to be the progress of civilization, in others the promotion of the
general good, and in yet another the promotion of his own welfare, and in
each case makes that the motive of his action. But if no other ground for
decision claims more than second place, then conceptual intuition itself
comes first and foremost into consideration. All other motives now give way,
and the idea behind an action alone becomes its motive.
Among the levels of characterological disposition, we have singled out as
the highest the one that works as pure thinking or practical
reason. Among the motives, we have just singled out conceptual
intuition as the highest. On closer inspection it will at once be seen
that at this level of morality driving force and motive
coincide; that is, neither a predetermined characterological disposition nor
the external authority of an accepted moral principle influences our conduct.
The action is therefore neither a stereotyped one which merely follows
certain rules, nor is it one which we automatically perform in response to an
external impulse, but it is an action determined purely and simply by its
own ideal content.
Such an action presupposes the capacity for moral intuitions. Whoever lacks
the capacity to experience for himself the particular moral principle for
each single situation, will never achieve truly individual willing.
Kant's principle of morality — Act so that the basis of your action may be
valid for all men — is the exact opposite of ours. His principle means
death to all individual impulses of action. For me, the standard can never
be the way all men would act, but rather what, for me, is to be done
in each individual case.
A superficial judgment might raise the following objection to these
arguments: How can an action be individually made to fit the special case
and the special situation, and yet at the same time be determined by
intuition in a purely ideal way? This objection rests upon a confusion of
the moral motive with the perceptible content of an action. The latter
may be a motive, and actually is one in the case of the progress
of civilization, or when we act from egoism, and so forth, but in an action
based on pure moral intuition it is not the motive. Of course, my
“I” takes notice of these perceptual contents, but it does not
allow itself to be determined by them. The content is used only to
construct a cognitive concept, but the corresponding moral
concept is not derived by the “I” from the object. The
cognitive concept of a given situation facing me is at the same time
a moral concept only if I take the standpoint of a particular moral
principle. If I were to base my conduct only on the general principle
of the development of civilization, then my way through life would be
tied down to a fixed route. From every occurrence which I perceive and
which concerns me, there springs at the same time a moral duty: namely,
to do my little bit towards seeing that this occurrence is made to
serve the development of civilization. In addition to the concept which
reveals to me the connections of events or objects according to the laws of
nature, there is also a moral label attached to them which for me, as a moral
person, gives ethical directions as to how I have to conduct myself. Such a
moral label is justified on its own ground; at a higher level it coincides
with the idea which reveals itself to me when I am faced with the concrete
instance.
Men vary greatly in their capacity for intuition. In one, ideas just bubble
up; another acquires them with much labour. The situations in which men live
and which provide the scenes of their actions are no less varied. The
conduct of a man will therefore depend on the manner in which his faculty of
intuition works in a given situation. The sum of ideas which are effective
in us, the concrete content of our intuitions, constitutes what is
individual in each of us, notwithstanding the universality of the world of
ideas. In so far as this intuitive content applies to action, it constitutes
the moral content of the individual. To let this content express itself in
life is both the highest moral driving force and the highest motive a man
can have, who sees that in this content all other moral principles are in
the end united. We may call this point of view ethical
individualism.
The decisive factor of an intuitively determined action in any concrete
instance is the discovery of the corresponding purely individual intuition.
At this level of morality one can only speak of general concepts of morality
(standards, laws) in so far as these result from the generalization of the
individual impulses. General standards always presuppose concrete facts from
which they can be derived. But the facts have first to be created by
human action.
If we seek out the rules (conceptual principles) underlying the actions of
individuals, peoples, and epochs, we obtain a system of ethics which is not
so much a science of moral laws as a natural history of morality. It is only
the laws obtained in this way that are related to human action as the laws
of nature are related to a particular phenomenon. These laws, however, are
by no means identical with the impulses on which we base our actions. If we
want to understand how a man's action arises from his moral will, we
must first study the relation of this will to the action. Above all, we must
keep our eye on those actions in which this relation is the determining
factor. If I, or someone else, reflect upon such an action afterwards, we can
discover what moral principles come into question with regard to it. While I
am performing the action I am influenced by a moral maxim in so far as it can
live in me intuitively; it is bound up with my love for the objective
that I want to realize through my action. I ask no man and no rule, “Shall
I perform this action?” — but carry it out as soon as I have grasped
the idea of it. This alone makes it my action. If a man acts only
because he accepts certain moral standards, his action is the outcome of the
principles which compose his moral code. He merely carries out orders. He is
a superior automaton. Inject some stimulus to action into his mind, and at
once the clockwork of his moral principles will set itself in motion and run
its prescribed course, so as to result in an action which is Christian, or
humane, or seemingly unselfish, or calculated to promote the progress of
civilization. Only when I follow my love for my objective is it I myself who
act. I act, at this level of morality, not because I acknowledge a lord over
me, or an external authority, or a so-called inner voice; I acknowledge no
external principle for my action, because I have found in myself the ground
for my action, namely, my love of the action. I do not work out mentally
whether my action is good or bad; I carry it out because I love it. My
action will be “good” if my intuition, steeped in love, finds its
right place within the intuitively experienceable world continuum; it will be
“bad” if this is not the case. Again, I do not ask myself,
“How would another man act in my position?” — but I
act as I, this particular individuality, find I have occasion to do.
No general usage, no common custom, no maxim applying to all men, no
moral standard is my immediate guide, but my love for the deed. I feel
no compulsion, neither the compulsion of nature which guides me by my
instincts, nor the compulsion of the moral commandments, but I want simply
to carry out what lies within me.
Those who defend general moral standards might reply to these arguments that
if everyone strives to live his own life and do what he pleases, there can
be no distinction between a good deed and a crime; every corrupt impulse
that lies within me has as good a claim to express itself as has the
intention of serving the general good. What determines me as a moral being
cannot be the mere fact of my having conceived the idea of an action, but
whether I judge it to be good or evil. Only in the former case should I
carry it out.
My reply to this very obvious objection, which is nevertheless based on a
misapprehension of my argument, is this: If we want to understand the nature
of the human will, we must distinguish between the path which leads this
will to a certain degree of development and the unique character which the
will assumes as it approaches this goal. On the path towards this goal the
standards play their rightful part. The goal consists of the realization of
moral aims grasped by pure intuition. Man attains such aims to the extent
that he is able to raise himself at all to the intuitive world of ideas. In
any particular act of will such moral aims will generally have other
elements mixed in with them, either as driving force or as motive.
Nevertheless intuition may still be wholly or partly the determining factor
in the human will. What one should do, that one does; one provides the
stage upon which obligation becomes deed; one's own action is what one brings
forth from oneself. Here the impulse can only be wholly individual. And, in
truth, only an act of will that springs from intuition can be an individual
one. To regard evil, the deed of a criminal, as an expression of the human
individuality in the same sense as one regards the embodiment of pure
intuition is only possible if blind instincts are reckoned as part of the
human individuality. But the blind instinct that drives a man to crime does
not spring from intuition, and does not belong to what is individual in him,
but rather to what is most general in him, to what is equally present in all
individuals and out of which a man works his way by means of what is
individual in him. What is individual in me is not my organism with its
instincts and its feelings but rather the unified world of ideas which
lights up within this organism. My instincts, urges and passions establish
no more than that I belong to the general species man; it is the fact
that something of the idea world comes to expression in a particular way
within these urges, passions and feelings that establishes my individuality.
Through my instincts and cravings, I am the sort of man of whom there are
twelve to the dozen; through the particular form of the idea by means of which
I designate myself within the dozen as “I”, I am an individual.
Only a being other than myself could distinguish me from others by the
difference in my animal nature; through my thinking, that is, by actively
grasping what expresses itself in my organism as idea, I distinguish myself
from others. Therefore one cannot say of the action of a criminal that it
proceeds from the idea within him. Indeed, the characteristic feature of
criminal actions is precisely that they spring from the non-ideal elements
in man.
An action is felt to be free in so far as the reasons for it spring from the
ideal part of my individual being; every other part of an action,
irrespective of whether it is carried out under the compulsion of nature or
under the obligation of a moral standard, is felt to be unfree.
Man is free in so far as he is able to obey himself in every moment of his
life. A moral deed is my deed only if it can be called a free one in this
sense. We have here considered what conditions are required for an
intentional action to be felt as a free one; how this purely ethically
understood idea of freedom comes to realization in the being of man will be
shown in what follows.
Acting out of freedom does not exclude the moral laws; it includes them, but
shows itself to be on a higher level than those actions which are merely
dictated by such laws. Why should my action be of less service to the public
good when I have done it out of love than when I have done it only
because I consider serving the public good to be my duty? The mere concept of
duty excludes freedom because it does not acknowledge the individual
element but demands that this be subject to a general standard. Freedom of
action is conceivable only from the standpoint of ethical individualism.
But how is a social life possible for man if each one is only striving to
assert his own individuality? This objection is characteristic of a false
understanding of moralism. Such a moralist believes that a social community
is possible only if all men are united by a communally fixed moral order.
What this kind of moralist does not understand is just the unity of the
world of ideas. He does not see that the world of ideas working in me
is no other than the one working in my fellow man. Admittedly, this unity is
but an outcome of practical experience. But in fact it cannot be
anything else. For if it could be known in any other way than by
observation, then in its own sphere universal standards rather than
individual experience would be the rule. Individuality is possible only if
every individual being knows of others through individual observation alone.
I differ from my fellow man, not at all because we are living in two entirely
different spiritual worlds, but because from the world of ideas common to us
both we receive different intuitions. He wants to live out his
intuitions, I mine. If we both really conceive out of the idea, and do
not obey any external impulses (physical or spiritual), then we cannot but
meet one another in like striving, in common intent. A moral misunderstanding,
a clash, is impossible between men who are morally free. Only the
morally unfree who follow their natural instincts or the accepted commands
of duty come into conflict with their neighbours if these do not obey the
same instincts and the same commands as themselves.
To live in love
towards our actions, and to let live in the understanding of
the other person's will, is the fundamental maxim of free men. They
know no other obligation than what their will puts itself in unison
with intuitively; how they will direct their will in a particular
case, their faculty for ideas will decide.
Were the ability to get on with one another not a basic part of human
nature, no external laws would be able to implant it in us. It is only
because human individuals are one in spirit that they can live out
their lives side by side. The free man lives in confidence that he and any
other free man belong to one spiritual world, and that their intentions will
harmonize.
The free man does not demand agreement from his fellow man, but
expects to find it because it is inherent in human nature. I am not here
referring to the necessity for this or that external institution, but to the
disposition, the attitude of soul, through which a man, aware
of himself among his fellows, most clearly expresses the ideal of human
dignity.
There are many who will say that the concept of the free man which I
have here developed is a chimera nowhere to be found in practice; we have to
do with actual human beings, from whom we can only hope for morality if they
obey some moral law, that is, if they regard their moral task as a duty and
do not freely follow their inclinations and loves. I do not doubt this at
all. Only a blind man could do so. But if this is to be the final
conclusion, then away with all this hypocrisy about morality! Let us then
simply say that human nature must be driven to its actions as long as
it is not free. Whether his unfreedom is forced on him by physical
means or by moral laws, whether man is unfree because he follows his unlimited
sexual desire or because he is bound by the fetters of conventional morality,
is quite immaterial from a certain point of view. Only let us not assert that
such a man can rightly call his actions his own, seeing that he is
driven to them by a force other than himself. But in the midst of all this
framework of compulsion there arise men who establish themselves as free
spirits in all the welter of customs, legal codes, religious observances,
and so forth. They are free in so far as they obey only themselves,
unfree in so far as they submit to control. Which of us can say that
he is really free in all his actions? Yet in each of us there dwells a deeper
being in which the free man finds expression.
Our life is made up of free and unfree actions. We cannot, however, think
out the concept of man completely without coming upon the free spirit
as the purest expression of human nature. Indeed, we are men in the true
sense only in so far as we are free.
This is an ideal, many will say. Doubtless; but it is an ideal which is a
real element in us working its way to the surface of our nature. It is no
ideal just thought up or dreamed, but one which has life, and which
announces itself clearly even in the least perfect form of its existence. If
man were merely a natural creature, there would be no such thing as the
search for ideals, that is, for ideas which for the moment are not effective
but whose realization is required. With the things of the outer world, the
idea is determined by the percept; we have done our share when we have
recognized the connection between idea and percept. But with the human being
it is not so. The sum total of his existence is not fully determined without
his own self; his true concept as a moral being (free spirit) is not
objectively united from the start with the percept-picture “man” needing
only to be confirmed by knowledge afterwards. Man must unite his concept
with the percept of man by his own activity. Concept and percept coincide in
this case only if man himself makes them coincide. This he can do only if he
has found the concept of the free spirit, that is, if he has found the
concept of his own self. In the objective world a dividing line is drawn by
our organization between percept and concept; knowledge overcomes this
division. In our subjective nature this division is no less present; man
overcomes it in the course of his development by bringing the concept of
himself to expression in his outward existence. Hence not only man's
intellectual but also his moral life leads to his twofold nature, perceiving
(direct experience) and thinking. The intellectual life overcomes this
two-fold nature by means of knowledge, the moral life overcomes it through
the actual realization of the free spirit. Every existing thing has its
inborn concept (the law of its being and doing), but in external objects
this concept is indivisibly bound up with the percept, and separated from it
only within our spiritual organization. In man concept and percept are, at
first, actually separated, to be just as actually united
by him.
One might object: At every moment of a man's life there is a definite
concept corresponding to our percept of him just as with everything else. I
can form for myself the concept of a particular type of man, and I may even
find such a man given to me as a percept; if I now add to this the concept
of a free spirit, then I have two concepts for the same object.
Such an objection is one-sided. As object of perception I am subjected to
continual change. As a child I was one thing, another as a youth, yet
another as a man. Indeed, at every moment the percept-picture of myself is
different from what it was the moment before. These changes may take place
in such a way that it is always the same man (the type) who reveals himself
in them, or that they represent the expression of a free spirit. To such
changes my action, as object of perception, is subjected.
The perceptual object “man” has in it the possibility of
transforming itself, just as the plant seed contains the possibility of
becoming a complete plant. The plant transforms itself because of the objective
law inherent in it; the human being remains in his incomplete state unless he
takes hold of the material for transformation within him and transforms
himself through his own power. Nature makes of man merely a natural being;
society makes of him a law-abiding being; only he himself can make of
himself a free man. Nature releases man from her fetters at a definite
stage in his development; society carries this development a stage further; he
alone can give himself the final polish.
The standpoint of free morality, then, does not declare the free spirit to
be the only form in which a man can exist. It sees in the free spirit only
the last stage of man's evolution. This is not to deny that conduct
according to standards has its justification as one stage in evolution. Only
we cannot acknowledge it as the absolute standpoint in morality. For the
free spirit overcomes the standards in the sense that he does not just
accept commandments as his motives but orders his action according to his
own impulses (intuitions).
When Kant says of duty: “Duty! Thou exalted and mighty name, thou that
dost comprise nothing lovable, nothing ingratiating, but demandest
submission,” thou that “settest up a law ... before which all
inclinations are silent, even though they secretly work against it,”
(see fn 5)
then out of the consciousness
of the free spirit, man replies: “Freedom! Thou kindly and human name,
thou that dost comprise all that is morally most lovable, all that my manhood
most prizes, and that makest me the servant of nobody, thou that settest up
no mere law, but awaitest what my moral love itself will recognize as law
because in the face of every merely imposed law it feels itself unfree.”
This is the contrast between a morality based on mere law and a morality
based on inner freedom.
The philistine, who sees the embodiment of morality in an external code, may
see in the free spirit even a dangerous person. But that is only because his
view is narrowed down to a limited period of time. If he were able to look
beyond this, he would at once find that the free spirit just as seldom needs
to go beyond the laws of his state as does the philistine himself, and
certainly never needs to place himself in real opposition to them. For the
laws of the state, one and all, just like all other objective laws of
morality, have had their origin in the intuitions of free spirits. There is
no rule enforced by family authority that was not at one time intuitively
grasped and laid down as such by an ancestor; similarly the conventional
laws of morality are first of all established by definite men, and the laws
of the state always originate in the head of a statesman. These leading
spirits have set up laws over other men, and the only person who feels
unfree is the one who forgets this origin and either turns these laws into
extra-human commandments, objective moral concepts of duty independent of
man, or else turns them into the commanding voice within himself which he
supposes, in a falsely mystical way, to be compelling him. On the other
hand, the person who does not overlook this origin, but seeks man within it,
will count such laws as belonging to the same world of ideas from which he,
too, draws his moral intuitions. If he believes he has better intuitions, he
will try to put them into the place of the existing ones; if he finds the
existing ones justified, he will act in accordance with them as if they were
his own.
We must not coin the formula: Man exists only in order to realize a moral
world order which is quite distinct from himself. Anyone who maintains that
this is so, remains, in his knowledge of man, at the point where natural
science stood when it believed that a bull has horns in order to butt.
Scientists, happily, have thrown out the concept of purpose as a dead
theory. Ethics finds it more difficult to get free of this concept. But just
as horns do not exist for the sake of butting, but butting through the
presence of horns, so man does not exist for the sake of morality, but
morality through the presence of man. The free man acts morally because he
has a moral idea; he does not act in order that morality may come into
being. Human individuals, with the moral ideas belonging to their nature,
are the prerequisites of a moral world order.
The human individual is the source of all morality and the centre of earthly
life. State and society exist only because they have arisen as a necessary
consequence of the life of individuals. That state and society should in
turn react upon individual life is no more difficult to comprehend than that
the butting which is the result of the presence of horns reacts in turn upon
the further development of the horns of the bull, which would become stunted
through prolonged disuse. Similarly, the individual would become stunted if
he led an isolated existence outside human society. Indeed, this is just why
the social order arises, so that it may in turn react favourably upon the
individual.
Footnotes:
- The way in which the above view has influenced
psychology, physiology, etc., in various directions, has been set
forth by the author in works published after this book. Here he is
concerned only with characterizing the results of an unbiased
observation of thinking itself.
- The passage from the beginning of the chapter down to
this point was added or rewritten for the 1918 edition.
- A complete catalogue of the principles of morality
(from the point of view of metaphysical realism) may be found in
Eduard von Hartmann's Phaenomenologie des sittlichen
Bewusstseins.
- Philosophische Monatshefte,
Vol. xviii, No. 3.
[ Ethical-Spiritual Activity in Kant — e.Ed]
- Critique of Practical Reason, chapter iii.
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