ANTHROPOSOPHY
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No. 2 [New Series].
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MIDSUMMER 1926.
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Vol. 1
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SPIRITUAL SCIENCE AND SPEECH
A lecture given in the Architekenhaus, Berlin, 20th
January, 1910. Authorized translation from a shorthand report
unrevised by the lecturer. Published by kind permission of Frau
Marie Steiner.
By Rudolf Steiner
IT is fascinating to study from the point of view of
Spiritual Science the different ways in which the being of man
expresses itself, — that is to say Spiritual Science in our
sense of the term. We can obtain a general survey of human life in
its different phases and aspects by studying them as we have done in
the course of these lectures.
To-day we shall consider the expression of the spirit of
man in speech, and in the next lecture, under the title of ‘Laughter
and Weeping,’ [This lecture will be
published in a future number. — ED.
ANTHROPOSOPHY] an aspect of man’s power of
expression which is indeed bound up with speech and yet fundamentally
different from it.
The whole being of man, his whole significance and
dignity, is bound up with speech. Our innermost life, all our
feelings and will-impulses flow out from us, linking us to our
fellow-men through speech which enables us to expand and radiate into
our environment. On the other hand, those who dare to penetrate into
the inner life of some great individuality may feel that human speech
is a kind of tyrant that exercises its power over the inner life. We
are indeed aware, if we are only willing to admit it, that word and
speech can only inadequately express the feelings, the thoughts, and
all the intimate and individual colouring of everything that passes
through the soul. We also realise that our own native language
compels us to a definite kind of thinking. Do we not all realise how
dependent our thinking is upon our speech? In more senses than one
our concepts attach themselves to words, and an imperfectly developed
man may easily mistake the word, or what the word infuses into him,
for the concept. This is why so many people are incapable of building
up a conceptual world of their own transcending what is imparted by
the words current around them. We must surely realise that the
character of a whole people speaking a common language is in a
certain sense dependent on that language. Anyone who studies the more
intimate connections between the characteristics of race and speech
knows to what an extent the way a man is able to express the content
of his soul in sound reacts upon the strength and weakness of his
character, upon his temperament, indeed upon his whole outlook on
life. Those who have knowledge will be able to learn a great deal
about the character of a people from the configuration of their
particular speech or language. Since, however, a language is common
to a whole people, the individual is dependent on the community
and on its average level. The individual is subject, as it were, to
the tyranny and power of the community. But when we realise how our
individual spiritual life on the one hand, and the common spiritual
life on the other, are expressed in speech, the so-called ‘Mystery
of Speech’ assumes great significance.
It is certainly possible to understand something of the
life of the soul by observing how a man expresses himself in words.
The mystery of speech and its origin and development through the
different epochs has always been a problem in certain domains of
Science, but it cannot be said that specialists in our age have been
very successful in fathoming this mystery. To-day, therefore, we
shall try in a somewhat aphoristic manner, to throw light on the
development of speech and its connection with the human being, from
the point of view of Spiritual Science.
What at first seems so mysterious when we designate an
object or a process by a word, is how the particular
sound-combination in the word or sentence is related to what comes
forth from us, and how it expresses the phenomenon as a word.
External Science has made many attempts to bring the most varied
experiences together in different combinations, but this mode of
observation has been felt to be unsatisfactory. There is one question
which is really so simple, and yet so difficult to answer: how was it
that man, confronted with something in the external world, produced,
as from out of himself, an echo of the particular object or process
in a definite sound?
Some people thought this question quite simple. They
imagined, for instance, that speech-formation took its start from the
fact that man heard some external sound, either produced by animals,
or caused by the impact of one object against another, and that he
then imitated the sound through the inner faculty of speech, like a
child, who, hearing the ‘bow-wow’ of a dog, imitates this
sound and calls the dog ‘bow-wow.’ Word-formation of this
kind may be called ‘onomatopoeia,’ an imitation of the
sound. This kind of imitation was the basis of the original sound and
word formation, — at least so it was stated by those who
regarded the matter from this particular point of view. The question
is of course still unanswered as to how man comes to give names to
dumb entities from which no sound proceeds. How does he ascend from
the sound uttered by an animal or caused by an occurrence which can
be heard, to one which cannot? Max Müller, the famous
Philologist, ridiculed this, calling it the ‘bow-wow’
theory, because he realised what an unsatisfactory piece of
speculation it was. He advanced another theory in its place which his
opponents in turn called ‘mystical,’ though they used the
word in an unjustifiable sense. Max Müller really means that
every single thing contains something of the nature of sound within
itself; everything has sound in a certain sense, not only a glass we
let fall, or a bell we strike, but every single thing. Man’s
capacity to set up a relationship between his soul and the inner
sound-essence of the object calls forth in the soul the power to
express this inner sound-essence; the inner essence of the bell is
expressed in some way when we ‘feel again’ its tone in
the ‘ding-dong.’ Max Müller's opponents ridiculed
him in return by calling his the ‘ding-dong’ theory.
However many more combinations of this kind we might care to
enumerate, — and they have been evolved with great diligence, —
we should find that the attempts to characterise in this external way
what man causes to resound like an echo from his soul to meet the
essence of things, must always be unsatisfactory. We must, in effect,
penetrate more deeply into the whole inner being of man.
According to Spiritual Science man is a highly complex
being. As he stands before us he has in the first place his physical
body, which contains substances which are also found in the mineral
world. As a second, higher member he has the etheric, or life body.
Then he has the member which is the vehicle of joy and suffering,
pleasure and pain, instinct, desire and passion, — the astral
body. This astral body is, to Spiritual Science, as real a part of
man's constitution as anything the eyes can see and the hands touch.
The fourth member of the human being has been spoken of as the bearer
of the Ego, and man's evolution, at its present stage, consists in
working, from his Ego outwards, as it were, at the transformation of
the other three members of his being. It has also been indicated that
in a far-off future the human Ego will have transformed these three
members to such an extent that nothing will remain of what Nature, or
the spiritual powers existing in Nature, have made of them.
The astral body, the vehicle of pleasure and pain, joy
and suffering, of all ebbing and flowing ideas, feelings and
perceptions, came into existence in the first place without our
co-operation, — that is to say, without the activity of our
Ego. The Ego works upon the astral body, purifying and refining it,
gaining mastery over its qualities and activities. If the Ego has
worked but little on the astral body, man is the slave of his
instincts and desires. If, however, the Ego has refined the instincts
and desires into virtues, has co-ordinated phantasmal thinking by the
guiding threads of logic, a portion of the astral body is
transformed. Whereas formerly it was not worked upon by the Ego, it
has become a product of the Ego. When the Ego carries out this work
consciously, — as it is beginning to do in human evolution
to-day, — we call the part of the astral body which has been
consciously transformed from out of the Ego, ‘Spirit Self,’
or ‘Manas,’ to use a term of Oriental Philosophy. When
the Ego works in a different and more intense way, not only upon the
astral body, but also upon the etheric body, we call the part of the
etheric body which has been thus transmuted the ‘Life Spirit’
or ‘Budhi’ in Eastern terminology. And finally, although
this belongs to the far-off future, when the Ego has become so strong
that it transmutes the physical body and regulates its laws, —
in such a way that the Ego is everywhere controlling all that lives
in the physical body, — we give the name of ‘Spirit Man’
to that part of the physical body thus under the rulership of the
Ego; and since this work begins with a regulation of the breathing
process, the oriental term is ‘Atman,’ from which the
German ‘atmen’ (to breathe) is derived.
In the first place, then, we have man as a fourfold
being, consisting of physical body, etheric body, astral body and
Ego. And just as we may speak of three of the members of our being as
being products of the past, so may we speak of three other members
which as a result of the work of the Ego will gradually unfold in the
future. Thus we speak of a sevenfold nature of the human being,
adding Spirit Self, Life Spirit and Spirit Man to physical body,
etheric body, astral body and Ego. But although we regard these three
higher principles as belonging to a far-off future of human
evolution, it must be said that in a certain sense man is preparing
for them even to-day. Man will only begin consciously to transform
the physical, etheric and astral bodies by means of the Ego in a
distant future, but unconsciously, that is to say, without full
consciousness, the dim activity of the Ego has already transformed
these three members. A certain result has indeed already been
achieved.
Those inner members of man's being mentioned in previous
lectures could only have come into existence because the work of the
Ego upon the astral body has resulted in the development of the
sentient soul as a kind of inner reflection of the sentient body. The
sentient body conveys what we call ‘enjoyment’ (Genuss)
and this is reflected in the inner soul-being as the desires we
ascribe to the soul. (Sentient body and astral body are the same
thing so far as man is concerned; without the sentient body there
could be no ‘enjoyment.’) Thus astral body, and
transformed astral body, or sentient soul, belong together in the
same sense as enjoyment and desires. The Ego has also worked on the
etheric body in the past. What it has unfolded there has brought
about the fact that in his inner being man bears the intellectual, or
mind-soul. The intellectual soul, which is also the bearer of the
memory, is connected with a subconscious process of transformation of
the etheric body proceeding from the Ego. And finally, the Ego has in
past ages already worked at the transformation of the physical body
in order that man may exist in his present form. The product of this
is called the consciousness soul, through which man acquires
knowledge of the things of the outer world. In this sense too,
therefore, we may speak of the sevenfold human being: the three soul
members, sentient soul, intellectual soul and consciousness soul have
arisen as the result of a preparatory, subconscious. Ego activity.
But here the Ego has worked unconsciously or subconsciously, upon its
sheaths.
Now we must ask: are not these three members, physical
body, etheric body and astral body complicated entities? It is a most
marvellous structure, this physical body of man! Closer examination
would show that it contains far more than the mere portion which has
been elaborated by the Ego into the consciousness soul, and which may
be called the physical vehicle of the consciousness soul. Again,
the etheric body is much more complicated than the vehicle of the
intellectual or mind soul, and the astral body more complicated than
the vehicle of the sentient soul. These elements are poor in
comparison with what was already in existence before man possessed an
Ego. Therefore Spiritual Science teaches us that in a primordial past
the first germ of man's physical body was brought into existence by
Spiritual Beings. To this was added the etheric body, then the astral
body, and finally the Ego. The physical body of man has thus passed
through four evolutionary stages. First of all the physical body
existed in direct correspondence with the spiritual world, then
it was elaborated, permeated and interwoven with the etheric body,
and grew more complicated. Then it was permeated by the astral body
and grew more complicated still. Then the Ego was added, and only
when the Ego had worked on the physical body was a portion
transformed into the vehicle of so-called ‘human
consciousness,’ the faculty by which man acquires a knowledge
of the external world. But this physical body has to do a great deal
more than create a knowledge of the external world through the senses
and brain. It has to carry out a number of activities lying at the
basis of consciousness but taking their course entirely outside the
region of the brain. And so it is with the etheric and astral bodies.
When we realise that all around us in the external world
is Spirit, that Spirit is at the basis of everything material,
etheric, astral, we must say: just as the Ego itself, as a spiritual
being works from within outwards while man's evolution proceeds in
the three members of his being, so must Spiritual Beings, or
spiritual activities, if you will, have worked upon his
physical, etheric and astral bodies before the Ego asserted
itself and elaborated a further fragment of what had already been
prepared. Here we look back to past ages when an activity proceeding
from without inwards was exercised upon the astral, etheric and
physical bodies, just as now the Ego works from within outwards upon
these three members. Thus it must be said that spiritual creation,
spiritual activity has been at work on our sheaths, imparting form,
movement, shape and so on before the Ego was able to take root
therein. We must speak of the existence of spiritual activities in
human beings preceding the activity of the Ego. We bear within us
spiritual activities which are necessary preliminaries to those of
the Ego and which were in operation before the Ego could intervene.
Let us then for the moment eliminate all that has been elaborated by
the Ego from the three members of our being (sentient soul,
intellectual soul and consciousness soul) and consider the structure,
inner movement and activity of the sheaths of the human being. Before
the activity of the Ego, a spiritual activity was exercised upon us.
Therefore in Spiritual Science we say that in man as he is to-day we
have to do with an individual soul, with a soul permeated by an Ego
which makes each single human being into an individuality complete in
itself. We say that before man became this complete Ego-being, he was
the product of a ‘Group-Soul,’ of a soul essence, just as
we speak of Group-Souls to-day in the animal world. The individual
soul in the human being is, in the animal kingdom, at the basis of a
whole family or species. A whole animal species has one common animal
Group-Soul. In man, the Soul is individualised.
Thus before man became an individual soul, another soul
worked in the three members of his being. This other soul —
which we can only learn to know to-day through Spiritual Science —
is the predecessor of our own Ego. This predecessor of the Ego, man's
Group- or Species-Soul which gave over to the Ego the three members
it had already elaborated, physical body, etheric body, astral body,
in order that the Ego might further work upon them, — this
Group-Soul similarly transformed, developed and regulated the three
bodies from its inner centre. And the last activity which
worked upon the human being before the bestowal of the Ego, the last
influences immediately preceding the birth of the Ego, are to-day
expressed in human speech. If, therefore, we take our start from our
life of consciousness, intelligence and feeling, and look back
to what has preceded this inner life, we are led to a soul activity
as yet unpermeated by the Ego, the result of which is to-day
expressed in speech.
Now let us consider this fourfold being of ours, and
what lies at its foundation. How is it expressed outwardly in
the physical body? The physical body of a plant has a different
appearance from that of a man. Why is this so? It is because the
plant possesses only physical body and etheric body, whereas in the
physical body of man astral body and Ego are working as well. And
what is inwardly working there correspondingly forms and transforms
the physical. What is it, then, that has worked in man's physical
body in such a way that it has become permeated by an etheric or life
body?
The system of veins and glands is, in the human being
and also in the animal, the outer physical expression of the etheric
or life body; that is to say, the etheric body is the architect or
moulder of the system of veins and glands. The astral body, again,
moulds the nervous system. Therefore it is only correct to speak of a
nervous system in the case of beings possessing an astral body.
And what is the expression of the Ego in man? It is the
blood system, and, in the human being, the blood which is under the
influence of the inner, vital warmth. Everything that the Ego brings
about in man, if it is to be moulded into the physical body, proceeds
by way of the blood. Therefore it is that blood is such ‘a very
peculiar fluid.’ When the Ego has elaborated the sentient soul,
intellectual soul and consciousness soul, all that it is able to
shape and fashion can only penetrate to the physical body by way of
the blood. The blood is the medium for all the activities of astral
body and Ego.
Nobody will doubt, even if he only observes human life
superficially, that as man works from his Ego in the consciousness
soul, intellectual soul and sentient soul, he is also transforming
and changing the physical body. The facial expression is surely an
elaboration of what is working and living in the inner being. And is
there anyone who would not admit that the inner activity of thought,
if it lays hold of the whole soul, has a transforming effect on the
brain, throughout the course of human life? Our brain adapts itself
to our thinking; it is an instrument that moulds itself according to
the requirements of our thinking. But, if we observe to what extent
man is to-day able to mould his external being artistically from out
of his Ego, we shall see that it is indeed very little. We can
accomplish very little through the blood by setting it in movement
from the “inner warmth.” The Spiritual Beings, whose
activity preceded the activity of the Ego could do much more. They
had a more effective medium at their disposal, and under their
influence, man's form was so moulded that it has become, on the
whole, an expression of what these Spiritual Beings made of him. What
was the medium in which they worked? It was the air. Just as we work
in the inner warmth, making our blood pulsate and thus bringing it to
activity within our own form, — so did these Spiritual Beings
work with regard to the air. Our true human form is the result of the
work of these Beings upon us through the medium of the air.
It may appear strange to say that spiritual activities
worked upon man through the air in a far-off past. I have already
said that we should not understand our own inner life of soul and
spirit if we were to conceive of it merely as so many concepts and
ideas, if we did not know that it has been bestowed by the whole
external world. Anyone who stated that concepts and ideas arise
within man, even though there may be no ideas in the external world,
might just as well say that he can obtain water from an empty glass.
Our concepts would be so much froth if they were anything else than
what is living in the objects outside us and the laws within them.
The elements brought to life in the soul are drawn from the world
around us. We may say, therefore, that everything around us in the
material world is permeated and woven through by Spiritual Beings.
However strange it may appear, the air around us is not merely the
substance revealed by Chemistry; spiritual beings, spiritual
activities are working within it. Through the blood warmth proceeding
from the Ego (for that is the essential point), we can to a very
small extent mould our physical body. The spiritual beings preceding
the Ego performed mighty things in the outer form of our physical
body through the medium of the air. That is the important thing.
It is the form of the larynx, and all that is connected
with it, that makes us man. This marvellous organ and its relation to
the other instruments of speech has been elaborated artistically out
of the spiritual element of the air. Goethe said so beautifully in
speaking of the eye: “The eye has formed itself from the light,
for the light.” To say in the sense of Schopenhauer that
“without an eye sensitive to the light, the impression of the
light would not exist for us,” is only half a truth. The other
half is that we should have no eyes if the light, in a primordial
past, had not plastically elaborated the eye from undifferentiated
organs. In the light, therefore, we must not merely see the abstract
essence described to-day by Physical Science as light; we have to
seek in the light the hidden essence that is able to create an eye.
In another sphere, it is the same thing as if we were to
say that the air is permeated and ensouled by a Being who at a
certain epoch was able to mould in man the highly artistic organ of
the larynx and all that is related to it. All the rest of the human
form, — down to the smallest details, — has been so
formed and plastically moulded that at the present stage man is, so
to speak, a further elaboration of his organs of speech. The organs
of speech are fundamental to the human form. Hence, it is speech that
raises man above the animal. The Spiritual Being whom we call the
“Spirit of the Air,” has indeed worked in and moulded the
animal nature, but the activity did not reach the point of
development of a speech organism such as is possessed by man. With
the exception, for example, of what has been elaborated unconsciously
by the Ego in the brain and in the perfecting of the senses, —
everything, that is, except the products of Ego activity, — has
proceeded from a higher activity preceding that of the human Ego,
whose purpose it was to create man's body out of a further
elaboration of his organs of speech. There is no time now to explain
why the birds, for instance, in spite of their perfection of song,
have remained at a stage where their form cannot, be an expression of
the organs of speech.
So far, then, as the instruments of speech are
concerned, man was already inwardly organised before he arrived at
the stage of thinking, feeling and willing as he does to-day. These
latter processes are connected with the Ego. We can now understand
that the higher Spiritual activities, having created the astral,
etheric and physical bodies through the influences of the air, could
only so mould the physical body that it ultimately became a kind of
appendage of man's instruments of speech. When man had been thus
presented with an organ responding to the so-called “Spirit of
the Air” (in the same sense as the eye responds to the
spiritual essence of the light), his Ego could project into this
organ its own functions of intelligence, consciousness and feeling. A
threefold subconscious activity, — an activity in the physical,
etheric and astral bodies precedes the activity of the Ego. A
keystone for the understanding of this is our knowledge that it was
due to the “Group-soul,” which has, of course, worked
upon the animal also, but imperfectly. This must be taken into
consideration in our study of the spiritual activity in the astral
body preceding that of the Ego. In such a study, we must eliminate
any conception of the Ego itself, but bear in mind all that has been
brought about by the Group-Ego from mysterious depths of being.
Desire and enjoyment, in an imperfect, chaotic condition, confront
each other in the astral body. Desire could become a soul-quality,
could be transformed into an inner faculty, because it already had a
precursor in the astral body of man.
Similarly, the capacity for the formation of pictures, a
symbol-creating faculty, inheres, in the etheric body,
confronting outer stimuli. A distinction must be made between this
pre-Ego activity of the etheric body and the Ego activity itself.
When the Ego is functioning as intellectual soul, it seeks, at the
present stage of human development, to present as Truth what is the
most faithful image of external objects. Anything that does not
correspond to outer objects is said to be ‘untrue.’ The
spiritual activities preceding the operations of the Ego did not
function in this way; they were more symbolical, picture-like, more
or less like a dream. We may dream, for instance, that a shot is
fired, and on waking find that a chair beside the bed has fallen
down. The outer event and impression (the falling chair) are
transformed in the dream into a sense image, the shot. The spiritual
beings preceding the Ego “symbolised,” and this is what
we ourselves do when we rise to higher spiritual activity through
Initiation. At that stage, we try, but with full consciousness,
to work our way from the merely abstract outer world into a
symbolising, imaginative activity.
These spiritual beings worked yet further on the human
physical body, making man into an expression of the correspondence
between outer happenings or facts, and imitation. In the child, for
instance, we find imitation when the other members of the soul are as
yet but little developed. Imitation is a process belonging to the
subconscious essence of man's nature. Therefore, early education
should be based on imitation, for it exists as a natural impulse in
the human being before the Ego begins to regulate the inner
activities of soul. The impulse to imitate in presence of outer
activities, in the physical body, the symbolising process in the
etheric body in response to outer stimuli, and the so-called
correspondence between desire and enjoyment in the astral body, —
all these things must be thought of as elaborated through the agency
of the air. Their plastic, artistic impression has been worked into
the larynx and the whole apparatus of speech. The Beings who preceded
the Ego, then, formed and moulded man in this threefold sense, and
thus the air can come to expression in the human being.
When we study the faculty of speech in the true sense we
must ask: is speech the “tone” that we produce? No, it is
not. Our Ego sets in movement, and gives form to what has been
moulded and incorporated in us through the air. Just as we set
the eye in movement in order to receive the light that is working
externally (the eye itself is there for the reception of light), so,
within ourselves, from out of the Ego, those organs which have been
elaborated from the spiritual essence of the air are set in movement;
and then we must wait until the spirit of the air itself sounds back
to us as the echo of our own “air activity,” — the
tone. We do not produce the tone any more than the single parts of a
flute produce the tone. We produce from our own being, the activity
which the Ego is able to develop by using the organs which have been
elaborated from out the spirit of the air. Then it must be left to
the spirit of the air to set the air in movement again, by means of
the same activity which has produced the organs. Thus the word sounds
forth.
Human speech is founded on the threefold correspondence,
of which I have spoken. But what is it that must correspond? Upon
what has imitation to be based in the physical body? Imitation in the
physical body must be based upon the fact that, in the movements of
our vocal organs, we imitate the outer activities and objects which
we perceive and which make an impression upon us; that we produce the
echo of what we have in the first place heard echoing as tone,
imitating through the physical body the thing that has made an
external impression upon us. The painter imitates a scene which is
made up of quite other elements than colour and canvas, light and
shade. Just as the painter imitates by manipulating light and shade,
so do we imitate what comes to us from outside, by setting our organs
in movement, imitatively, — organs which have been elaborated
out of the element of the air. What we bring forth in the sound, is
therefore an actual imitation of the essential being of things. Our
consonants and vowels are nothing but reflections and imitations of
impressions from outside.
In the etheric body, we have a picture-forming,
symbolising activity. Hence we can understand that although the
earliest beginnings of our speech arose through imitation, a
development took place in that the process tore itself loose, as it
were, from the external impressions, and was then further elaborated.
In symbolism, — as in the dream, — the etheric body
elaborates something that no longer resembles the outer impressions,
and the continued operation of the sound, consists in this. First of
all, the etheric body works upon something that is mere imitation;
this mere imitation is transformed by it, and becomes an independent
process. So that what we have inwardly elaborated, corresponds only
in a symbolical sense, as sense-imagery, to the outer impressions.
Our activity is no longer merely imitative.
Finally, there is a third element, — desire,
emotion, everything that lives inwardly. This expresses itself in the
astral body, and works in such a way, that it gives further form to
the tone. These inner experiences stream from within outwards into
the tone. Sorrow and joy, pleasure and pain, desire, wish, —
all these things flow into it, and impart to it a subjective element.
First there is the process of mere imitation. This is further
developed as speech symbolism in the tone- or word-picture that has
become an independent entity, and this is now again transformed by
being permeated with man's inner experiences of sorrow and joy,
pleasure and pain, horror, fright and so forth. It must always be an
outer correspondence that first wrests itself from the soul, in the
tone. But when the soul expresses its experiences, and allows them to
sound forth, as it were, it has first to seek for the corresponding
outer experience. The third element, then, where pleasure and pain,
joy and sorrow, horror and so on, express themselves inwardly,
psychically, in the tone, has first to seek for its correspondence.
In imitation there is an after-copy of the external impression; the
inner tone-picture, the symbol that has arisen, is the next
development; but what man allows to sound forth, merely from inner
joy, pain, and so on, would only be a radiation or emanation to which
nothing could correspond.
When children learn to speak, we can continually observe
the correspondence between outer being and inner experience. The
child begins to translate something it feels into sound. When
it cries “Mamma,” “Papa,” this is nothing but
an inner transfusion of emotion into sound, the externalisation of an
inward element. When the child expresses itself thus, its mother
comes to it and the child notices that an outer occurrence
corresponds to the expression of joy poured into the sound “Mamma.”
Naturally, the child does not ask how it happens that in this
case its mother comes to it. The inner experience of joy, or pain,
associates itself with the outer impression. This is the third way in
which speech operates.
It may therefore be said that speech has arisen just as
much from without, inwards, through imitation, as through the
association of external reality with the expression of the inner
being. What has led to the formation of the words “Mamma,”
“Papa,” from the expression of the inner being, which
feels satisfaction when the mother comes, occurs in innumerable
cases. Wherever the human being perceives that something happens as
the result of an inner utterance, the expression of the inner being
unites itself with the external fact.
All this takes place without the co-operation of the
Ego. The Ego only later takes over this activity. Thus we can see how
an activity, preceding that of the Ego, worked at the configuration
which lies at the basis of man's faculty of expression in speech. And
because the Ego makes its entrance after the foundations for
speech have already been created, speech, in turn, accommodates
itself to the nature of the Ego. As a result, utterances
corresponding to the sentient body are permeated with the sentient
soul; the pictures and symbols corresponding to the etheric body are
permeated with the intellectual soul. Man pours into the sound what
he experiences in the intellectual soul, and this was at first, mere
imitation. Thus, do those elements of our speech, which are
reproductions of inner experiences of the soul, come gradually into
existence.
In order, therefore, to understand the essential nature
of speech, we must realise that there lives within us, something that
was active before the Ego, and any of its activities were there; into
this, the Ego afterwards poured what it is able to elaborate. We must
not demand that speech shall exactly correspond to what originates in
the Ego, to all the spirituality and intimacies of our individual
being. Speech can never be the direct expression of the Ego. The
activity of the spirit of speech, is of a symbolical nature in the
etheric body, imitative in the physical body. All this in conjunction
with what is elaborated by the spirit of speech, from out the
sentient soul, — for it projects the inner experiences from
that domain, in such a way that we have in the sound an emanation of
the inner life, — justifies us in saying that speech has not
been elaborated by the methods of the conscious Ego, as we know it
to-day. The development of speech, is indeed, only comparable to
artistic activity. We cannot demand that speech shall be an exact
copy of what it intends to present, any more than we can demand that
the artist's imitation shall correspond to reality. Speech only
reproduces the external, in the sense in which the artist's picture
reproduces it. Before man was a self-conscious spirit, in the modern
sense, an artist, working as the spirit of speech, was active. This
is a somewhat figurative way of speaking, but it expresses the truth.
It is a subconscious activity that has produced the speaking human
being, as a work of art. By analogy, speech must be conceived of as a
work of art, but we must not forget, that each work of art can only
be understood within the scope of that particular art. Speech itself,
therefore, must necessarily impose certain limits upon us. If this
were taken into consideration, a pedantic effort, like Fritz
Mauthner's ‘Critique of Speech,’ would have been
impossible from the very outset. In that work, the critique of speech
is built upon entirely false premises. When we examine human
languages, says Mauthner, we find that they by no means, correctly
reproduce the objective reality of things. Yes, but are they intended
to do so? Is there any possibility of their doing so? No; no more
than it is possible for the picture to reproduce external reality by
the colours, lights and shades, on the canvas. The spirit of speech
underlying this activity of man, must be conceived in an artistic
sense.
It has only been possible to speak of these things in
bare outline. But when we know that an Artist, who moulds speech, is
at work in humanity, we shall understand that however different the
single languages may be, artistic power has been at work in them all.
When this ‘spirit of speech,’ as we will now call the
being working through the air, has manifested at a comparatively low
stage in man, its action has been like that of the atomistic spirit,
which would build up everything out of the single particles. It is
then possible to build up a language where a whole sentence is
composed of single sound-pictures.
When in the Chinese language, for instance, we find the
sounds ‘Shi’ and ‘King,’ we have two ‘atoms’
of speech formation, the one syllable ‘Shi,’ or song, and
‘King,’ book. Putting the two sound-pictures together —
‘Shi-King,’ we should have the German ‘Liederbuch’
(English, Song-Book). This ‘atomising’ process results in
something that is conceived of as one whole, ‘Song-Book.’
That is a small example of how the Chinese language gives form to
concepts and ideas.
If we elaborate what has been said to-day, we can
understand how to study the spirit of so marvelously constructed a
language as the Semitic, for instance. The foundation of the Semitic
language lies in certain tone-pictures, consisting really, only of
consonants. Into these tone-pictures, vowels are inserted. If, for
the mere sake of example we take the consonants q—t—l,
and insert an ‘ a ’ and again ‘ a ’, we
obtain the word ‘qatal’ (German, töten, to kill),
whereas the word consisting of consonants only is the mere imitation
of an external sound impression.
This is a remarkable permeation, for ‘qatal,’
to kill, has come into existence as a sound picture, through the fact
that the outer happening or event has been imitated by the organs of
speech; that is the original sound picture. The soul elaborates this,
by adding something that can only be an inner experience. The sound
picture is further developed and the killing referred to a subject.
Fundamentally speaking, the whole Semitic language has been built up
in this way. The working together of the different elements of
speech-formation is expressed in the whole construction of the
Semitic language, in the symbolising element that is pre-eminently
active. The activity of the spirit of speech in the etheric
body is revealed in the characteristics of the Semitic language,
where all the single, imitated sound-pictures are elaborated and
transformed into sense images by the insertion of vowels. All words
in the Semitic language are fundamentally so formed, that they are
related to the external world, as sense images.
In contrast to this, the elements in the Indo-Germanic
languages are stimulated more by the inner expression of the astral
body, of the inner being. The astral body is already bound up with
consciousness. When man confronts the outer world, he distinguishes
himself from it. When he confronts the outer world, from the point of
view of the etheric body, he mingles, and is one with it. Only when
objects are reflected in the consciousness, does he distinguish
himself from them. This activity of the astral body, with its wholly
inward experience, is wonderfully expressed in the Indo-Germanic
languages — in contrast to the Semitic — in that they
include the verb ‘to be,’ — the affirmation of what
is there without our co-operation. This is possible because man
distinguishes himself from what causes the outer impression. If,
therefore, a Semitic language wants to express ‘God is good,’
it is not directly possible. The word ‘is’, which
expresses existence, cannot be rendered, because it is derived from
the antithesis of astral body, and external world. The etheric body,
simply presents things. Therefore, in the Semitic language, we should
have to say ‘God the Good.’ The confronting of
subject and object is not expressed. In these Indo-Germanic languages
there is differentiation from the outer world; they contain the
element of a tapestry of perceptions spread out over the external
world. These in turn, react on the human being, strengthening and
giving support to the quality of ‘inwardness,’ that is to
say, all that may be spoken of as the predisposition to build up
strong individuality, a strong Ego.
It may seem to many of you that I have only been able to
give unsatisfactory indications, but it would be necessary to speak
for a fortnight if a detailed exposition of speech were to be given.
Only those who have heard many such lectures, and have entered into
the spirit of them, will realise that a stimulus such as has been
given to-day is not without justification.
The only intention has been to show that it is possible
to acquire a conception of speech and language in the sense of
Spiritual Science, and this leads us to realise that speech can only
be understood with the artistic sense which must first have been
developed. All learning will be shipwrecked if it is not willing to
recreate what the ‘artist of speech’ has moulded in man
before the Ego was able to work within him. Only the artistic sense
can understand the mysteries of speech; the artistic sense alone can
recreate. Learned abstractions can never make a work of art
intelligible. Only those ideas which are able fruitfully to recreate
what the artist has expressed with other media, — colour, tone,
and so on, — can shed light on a work of art. Artistic feeling
alone can understand the artist; artists of speech alone can
understand the creative Spiritual element in the origin of speech.
This is one thing that Spiritual Science has to accomplish with
regard to the domain of speech.
The other thing has its bearing in practical life
itself. When we understand how speech has proceeded from an inner,
prehuman artist, we shall also realise that when we want to speak or
express through speech, something that claims to be authoritative,
this artistic sense must be allowed to come into play. There is not
much realisation of this in our modern age, when there is so little
living feeling for speech. To-day, if a man can speak at all, he
imagines that he is at liberty to express everything. What should be
realised is that we must recreate in the soul a direct connection
between what we wish to express in speech, and how we
express it. The artist of speech, ‘in all domains’ must
be reawakened within us. To-day, people are satisfied with any form
that is given to what they want to say. How many people realise that
the artistic feeling for speech and language is necessary in every
description or thesis? This, however, is absolutely essential in the
domain of Spiritual Science. Examine any genuine writings in the
sphere of Spiritual Science and you will find that a true Spiritual
Scientist has tried to mould each sentence artistically; he does not
place a verb arbitrarily at the beginning or end. You will find that
every sentence is a ‘birth ‘ because it must be
experienced, not merely as thought, but inwardly in the soul, as
actual form. If you follow the coherence of what is written, you will
find that in three consecutive sentences, the middle one is not
merely an appendage of the first, and the third of the second. The
third sentence is already there in germ, before the second is built
up, because the force of the middle sentence must depend on what has
remained of the force in the first, and this must in turn pass over
to the third. In Spiritual Science, one cannot create without the
artistic feeling for language. Nothing else is of any use. The
essential point is to free ourselves from being slavishly chained to
the words, and this cannot happen if we imagine that any word can
express a thought, for our speech formation is then already at fault.
Words which are coined wholly for the world of sense, can never
adequately express super-sensible facts. Those who ask, ‘how can
one describe the etheric or astral body concretely by a word,’
have understood nothing at all of these things. Only that man has
understood who says to himself, ‘I will experience what the
etheric body really is from the one aspect before I allow myself to
write a single page about it, and I will realise that it is a
question of artistic imagery. Then I will describe it from the other
three aspects.’ In such a case, we have the matter presented
from four different aspects, so that the presentations given through
language are really artistic imagery. If this is not realised, we
shall have nothing but abstractions and an emaciated repetition
of what is already known. Hence, development in Spiritual Science
will always be bound up with a development of an inner understanding
of the plastic forces of speech. In this sense Spiritual Science will
work fruitfully upon our present atrocious style of speech which
reveals no indication of the nature of artistic power. If it were
otherwise, so many people who can really hardly speak or write, would
not rush into literary activity. People have long ago lost the
realisation that prose writing, for instance, is a much higher
activity than writing verse, only, of course, the prose that is
written to-day is of a much lower order.
Spiritual Science is there to impart, in every domain,
the stimulus connected with the deepest spheres of human life. In
this sense, Spiritual Science will fulfil the dreams of the greatest
men. It will be able to conquer the super-sensible worlds through
thought, and so to pour out the thoughts into sound pictures that
speech can again become an instrument for communicating the vision of
the soul in super-sensible worlds. Then Spiritual Science will fulfil,
in ever-increasing measure, a saying relating to this important
region of man's inner being: ‘Immeasurably deep is thought, and
its winged instrument is the word.’
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