DEATH
IN MAN, ANIMAL, AND PLANT
A
lecture given by Dr. Rudolf Steiner
29 February, 1912
Berlin
Translated
by R.H. Bruce
In one of his works
Tolstoi expressed surprise — one might almost say disapproval —
that in exploring modern science he found every kind of investigation
concerning the evolution of the insect world, concerning what seemed
to him insignificant things in the organic body or elsewhere in the
world, whereas he found nothing in science itself concerning the
important, the essential things, concerning the questions which stir
every heart. Tolstoi said that above all he found nothing whatever
concerning the nature of death. From a certain point of view one
cannot entirely disagree with such an objection to the modern
scientific spirit, coming from so distinguished a source.
Nevertheless from another aspect one may stress the point that, if
such an utterance is meant as a reproach, it is indeed to a certain
extent unjust towards modern science, and this for the very simple
reason that modern science has long owed its magnitude and importance
to that very sphere in which answers to questions connected with the
nature of death have been sought in the main without success. On the
basis of the conception of the world represented here, it is
certainly not necessary to inveigh against deficiencies in modern
science. We can admire in the very highest degree the splendid
achievements, the truly significant successes, both in their own
sphere and also with respect to their application in practical life
and in human society; here the opinion has repeatedly been expressed
that Spiritual Science has certainly no need to lag behind in any
kind of admiration pointing in this direction. At the same time,
however, the most important achievements of the modern scientific
world stand on a footing that gives no foundation for those points of
contact which must definitely be reached, when questions concerning
death, immortality and the like, are to be examined. Modern science
cannot do this, because from her starting point she has in the first
place set herself the task of investigating material life. But
wherever death intervenes in existence, we find, when we look more
closely, the point of contact which draws the spiritual and the
material together. Certainly, when these subjects are under
discussion, there is no need to agree with the many cheap attacks on
the efforts of modern science. Indeed, we may even say (and this,
too, has been often emphasized here) that when the great questions of
conscience are to be examined, we may — even as spiritual
scientists — find ourselves with reference to the feeling of
scientific responsibility and scientific conscience, more drawn to
the procedure adopted today by external natural science —
although it is unable to penetrate to the most weighty problems lying
behind life — than to many facile explanations springing from
dilettante theosophical or other spiritual-scientific sources. These
often give — especially with regard to method — too easy
answers to such questions as we are dealing with today.
Recently, indeed, some
approach has been made from the standpoint of science, to the problem
of the death of created beings. This has come about in a peculiar
way. Apart from many separate attempts which have been made, analyses
of which would carry us too far today, one investigator at least may
be mentioned, who has handled the question of the nature of death in
a significant book. This writer has adopted a strange attitude towards
the question, so strange that we are obliged to say again, as we did
in a similar case, concerning the explanations of the origin of man:
as spiritual scientist one feels peculiarly placed with regard to
modern natural science; for whenever one is faced with a fact, we
find that precisely from the standpoint of Spiritual Science, we can
fully accept this fact and can see in it strong proofs of that which
Spiritual Science represents. Faced, however, with the theories and
hypotheses advanced by the adherents of the present-day world
conception, in a more or less materialistic or, as it is considered
more elegant to say, in a monistic way, then indeed it is a different
matter. Here, one feels that, sincerely as we may agree concerning
the facts brought forward in modern times, we cannot always declare
ourselves in agreement with the theories and hypotheses, which those
who believe they are on the sure ground of natural science feel bound
to construct on what is produced as natural-scientific fact.
The research worker who
has written on the nature of death from the standpoint of his natural
science has called attention to something very interesting, precisely
in connection with Spiritual Science. This is Metschnikoff, the man
who for long was Director of the Pasteur Institute in Paris. He seeks
clarity — so far as it is possible to obtain it today —
concerning the data, the actualities, which bring about the death of
the living being. In the first place, when considering such a
question, we must not take into account what are called violent
deaths, though we may perhaps have occasion later to refer to these
violent deaths brought about by accidents or otherwise. When,
however, we discuss the question of the nature of death —
Metschnikoff, too, draws attention to this — we must see it as
established in natural existence, must study it as appertaining, so
to speak, to the phenomena of life, must be able to bring the
phenomena of life before our eyes in such a way that death belongs
among them. So, then, the riddle of death can be solved only in the
case of so-called natural death, which is brought about at the end of
life, just as other natural processes are brought about in the course
of a life. Since this is only an introduction to what is to be said
about natural science, it is impossible to go into the interesting
details of the arguments of the above-mentioned investigator and
thinker. It must, however, be pointed out that in studying the
actualities of life he calls attention to the fact that in the
processes of life itself, in that whereby life is to some extent
evolved and perfected, the naturalist really meets with nothing which
could give a real reason why death, the annihilation of the being,
encroaches upon life. By numerous examples, Metschnikoff seeks to
show how whoever follows the course of life sees everywhere that
death makes its appearance without our being able to give the ready
explanation people are prone to give, when the span of life is
drawing towards death; that this is brought about by exhaustion. This
investigator calls attention to numerous facts which prove that
although the processes of life continue, and continue in an
unenfeebled condition so that there can be no question of exhaustion
in life itself, yet at a certain point of time death intervenes; so
that this investigator arrives at the — it must be admitted —
extremely remarkable position in which fundamentally every death,
every ending of life in the animal, vegetable or human kingdom is to
be attributed to external influences — the action of certain
enemies of life which, in the course of a lifetime, obtain the upper
hand and which finally, fighting against life, work as a poison on
it, and at last destroy it. Whereas, then, for this investigator, the
organism itself everywhere shows signs that it does not actually come
to an end through its own exhaustion, this individual expects to see
— when death approaches — such enemies of life appearing
in one form or another, as poison phenomena making an end of life.
Here, then, we have before us a hypothesis of natural science —
it is indeed no more than this — which, as it stands, traces
every natural death to external influences, to the action of poison
phenomena brought about by external living beings of the plant or
animal kingdom which make their appearance as enemies of life and at
certain moments destroy the organism.
Such an interpretation
employs all means to come to some kind of understanding of the nature
of death within the actual material phenomena. In pursuing such a
course, the reasoner strives to ignore as far as possible the fact
that the spiritual element may intervene actively and effectively in
organic life, and that perhaps this spiritual element as such may
have something to do with death as we meet it in the outside world.
It is not unthinkable — although at first sight this must
appear absurd to those who maintain a more or less materialistic or
monistic attitude — that those very enemies which appear as
poisonous forces in relation to the organism might be enlisted as
necessary accompanying phenomena of the spiritual forces which
permeate organic beings, strengthening and stimulating them on their
path towards death. It would not be unthinkable that the powerful
spirit which, on the one hand, is directed to use the organism as its
instrument in the physical world, might, on the other hand, make it
possible through its operations for those hostile forces to seize
upon the organism and destroy it. — In any case, if we allow
ourselves to be influenced by such an explanation as that just
quoted, there is one thing we must not disregard; namely, that modern
natural science with its interest in merely material phenomena
actually makes the investigation of the death of the organism an easy
matter. But in reality it should not make light of it. And this leads
me to emphasize that it will not be easy for Spiritual Science —
which, from our own day onwards, must make the effort to take its
place in the evolution of mankind — to carry out investigations
concerning certain questions so simply as those world conceptions
often do which expect to be able to determine something about the
great riddles of existence merely out of external material facts.
Hence, from the very
outset attention must be drawn to the fact that from the way in which
modern natural science observes phenomena, no real distinction is
made by those who feel they are standing on its firm ground between
death in the plant world, the animal world, and the human world. But
what have these three in common except the destruction of an external
phenomenon? This, however, they share, to all intents and purposes,
with the destruction of a machine: the cessation of the connection of
the parts. Looking only at the external phenomena it is easy to speak
of death, insofar as this death may then be spoken of as uniformly
similar in plant, animal, and man. We may see where this leads, by a
case which I have often quoted to a number of the audience sitting
here, but which is always interesting when the relation of science to
such a question is being considered. I do not wish on an occasion
like this to refer to the ordinary popular writings which make it
their business to carry into wider circles the results natural
science is supposed to have obtained; on the contrary, if the
connection with natural science is to be established, I should wish
always to point to the arguments of this kind accepted as the best.
Here, then, with reference to this question, we have always the
opportunity to point to a distinguished book which is at the same
time easy to understand; namely, the “Physiology” of no
less a writer than the great English scientist, Huxley, translated
into German by Professor J. Rosenthal. In the first pages of this
work the subject of death is dealt with in few words but in a very
remarkable way, which shows us immediately how inadequate on the
whole is the thinking — the judgment on such questions, not the
research — of present-day science. T.H. Huxley writing on
Physiology says something to this effect: The life of man is
dependent on three things, and when they are destroyed death must
supervene. Then he continues: If, in the first place, the brain is
destroyed, or, secondly, the pulmonary breathing is stifled, or
thirdly if the action of the heart is inhibited, man's death
must ensue; yet, strangely enough (though one cannot be sure nowadays
that this strangeness will be felt in those wide circles in which the
habits of thought have allowed themselves to be influenced by
materialistic wisdom), strangely enough, Huxley says that it cannot
be stated without reserve that, if the three above-named functions of
the human organism are inhibited, the death of the living human being
must ensue. One might rather think that supposing the brain no longer
functioned, if the activity of the lungs and heart could be
artificially maintained, life might still continue for a time, even
without the action of the brain. Whether this is felt to be strange
is only a question of habits of thought; for, actually, we should
say: The life of a man when he cannot use his brain in the physical
world cannot for a human being really be called a continuance of
life. It must be admitted that life is ended for a man when that for
which he needs the instrument of his brain can no longer play its
part. And then if by some means the activities of heart and lungs
could be maintained, that might be approximately a continuance of
life, perhaps in the sense of a plant existence, and, if one wished
to preserve a completely open mind, one might speak of that death
which must still take place when the action of the heart and lungs
ceases, as of a plant death added to the former death.
To speak, then, of
human death so open-mindedly can only be justified when death is
imminent because the man can no longer make use of the most important
instrument whereby he carries on his life in the physical world —
in his actual consciousness. And the ceasing of his consciousness in
the physical world, insofar as it is bound up with the
indispensability of a brain, must, for the human being alone, be
designated as death. How superficially such things are studied is
amply shown by Huxley himself when, in those pages where he speaks of
death, he draws attention to natural science having not yet succeeded
in progressing in the same way as, in his opinion, what he calls “an
old doctrine” progresses; namely, by following the spiritual,
essential actualities of the soul, through its journeying in the
further course of existence, after the passage through the gate of
death. Not yet, remarks Huxley, can modern natural science follow up
what it has to follow: the oxygen, hydrogen, nitrogen, and so on
which compose the human organism, and which fall asunder when the man
has passed through the gate of death. — Hence, this
investigator considered that natural science could contribute
something towards the problem of the meaning of death: that is, if
the path could be followed which is taken after death by the
materials composing the human organism during lifetime. And it is
interesting and significant that, at the end of this first treatise
on physiology by an important scientist, we find a reference to words
which we can understand when spoken by the gloomy, melancholic Prince
of Denmark, Hamlet — but which we should not have expected to
find quoted when so serious a question is raised as the nature of
death in the world. If we inquire into the nature of death in man, it
is exclusively the destiny of the being of man that interests us. We
can never be content with knowing the relation to one another of the
various materials, the individual components, which have combined to
form the exterior corporeality, so long as the essential soul and
spirit of man made use of the external instruments. Out of his gloomy
melancholy, Hamlet may say:
“Imperial Caesar, dead and turned to clay,
Might stop a hole to keep the wind away,
O that that earth which kept the world in awe,
Should patch a hole t'expel the winter's flaw.”
This the melancholic
may say, and we understand it in its dramatic connection; but when
the naturalist calls attention to the way the molecules and atoms
once in the body of Caesar might go on living in some other being, it
may be, as Huxley suggests, in a dog or in a hole in the wall;
whoever is in real earnest feels in the depths of his thinking how
impossible it is that such a thought should approach the great
problems of the world riddles. — And this is no disparagement
of natural science which has to accomplish its achievements on the
material plane. It is only to point out how, on the one hand, natural
science should perceive and observe its limitations, and should
answer the questions about material processes and the destiny of
substances, while, on the other hand, those students who wish —
on what they can learn by conscientious research concerning the
destiny of substance — to build up a world conception of such a
problem as death, in essentials far overstep the boundaries of which
they should be conscious, if they want to remain on the ground of
external, material facts. As I have said, it is not so easy for
Spiritual Science, because from its point of view it is necessary to
examine separately the phenomena of what may be called death in
plants, of what is called death in animals, and also, apart from
these, what in particular constitutes death in the human kingdom.
No conception of death
in the plant world can be obtained by studying plants as they are
very often studied now; that is, by observing each individual plant
as a separate entity. It would, of course, lead us much too far today
to explain again in detail what has been already indicated in former
lectures; namely, that Spiritual Science must regard the earth as a
vast living being, of which the life principle has indeed altered in
the course of evolution. Were we to examine the life principle of the
earth throughout the ages, we should find that in the far-distant
past, the earth was a completely different entity, that it has been
through a process which has now led to the increased suppression of
the life of the earth as a whole in favor of the individual life
kingdom, in favor of the vegetable, animal and human kingdoms. But
even in our present time, Spiritual Science cannot think of the earth
as the merely physical combination of external substances, as it is
regarded from the standpoint of modern physics, geology, and
mineralogy. On the contrary, in all that is presented as the mineral
basis of our existence, the ground which we tread, Spiritual Science
must see something which, as the solid foundation of the whole earth
organism, stands out just like, or similar to, the solid skeleton as
it is differentiated from the soft parts of the human organism. As in
the human being the solid skeleton inclines to become a kind of
merely physical system, a merely physical aggregation of organs, so,
in the vast earth organism we must regard what confronts us as
physical and chemical in its action, as a kind of skeleton of the
earth. It is merely separated off from the whole life of the earth,
and everything which happens on the earth, everything carried out in
the earth processes, must in the sense of Spiritual Science be
considered as a unity. Thus, when we study plants individually, we
are just as wrong if we ascribe to each plant the possibility of an
individual existence as we should be if we looked at a single human
hair or nail and tried to study it as an individuality. The hair or
the nail has significance only, and its inner principle can only be
recognized when it is studied not as an individual by itself but in
conjunction with the whole organism to which it belongs. In this
sense the single plant and everything vegetable upon the earth
belongs primarily to the earth organism.
I must add this remark:
The assertions thus maintained by Spiritual Science are to be
recognized in the ways already specified in these lectures; so that
we are not applying to the world around us the conclusions reached in
the study of man himself. It is true it is often said that Spiritual
Science presents occurrences in the universe after the analogy of
processes taking place in man. We may indeed sometimes feel obliged
for the sake of the presentation to make use of such analogies,
because what the research of Spiritual Science perceives in the
universe is illustrated and symbolized in the human organism; for the
human organism primarily represents the connection of the bodily with
the spiritual, and man is best understood when the connection between
human and spiritual is made clear. That the earth, however, is an
organism, and that what exists as a plant is embedded in the vast
organism of the earth, belonging to it as hair and nails belong to
the human organism, this, for Spiritual Science, is something not
inferred by analogy, not at all the result of a mere deduction. On
the contrary, it is the result of investigations by the spiritual
scientist, along the lines described or indicated here, which can be
pursued in detail in the book “Knowledge of the Higher Worlds.”
— The essential in such research is that by it the investigator
himself widens his consciousness, ceasing to live in himself alone,
and that he is no longer influenced only by what the senses can
perceive and the reason bound to the instrument of the brain can
apprehend. The result of such research is that the man frees himself
from the bodily instrument, that he becomes a participator in a
spiritual world; then, in his own circle, in his spiritual horizon,
he possesses not only what is presented to the external senses and
the reason, but perceives the spiritual beings and spiritual forces.
Thus, for the spiritual investigator, there exists what may be called
the soul of the earth, a soul element giving life to the whole earth,
just as the soul existing in man gives life to the human organism.
The spiritual investigator widens his consciousness to a horizon
where the soul element giving life to the whole earth comes directly
under his notice. And then, for him the plant world is no longer
merely the sum of the individual plants, for then he knows that what
may be called the earth soul has to do with everything living and
growing as a plant on the earth.
Yet the question is
still: How are we to conceive that the plants begin and end their
existence? How are we to picture, so to speak, the birth and death of
a plant? We shall see at once that these words applied to the plant
kingdom have, fundamentally, no more real significance than if we
were to say, when a man's hair falls out that the hair is dead.
Once a man rises to the thought that with regard to the earth he is
dealing with an ensouled organism, he acquires a completely new
outlook on the beginning and end of life in the plant world. To
anyone not merely following the single plant individual purely
externally, from seed to seed again, but rather bearing in mind the
sum total of plant life on the earth, it will be obvious that here
something different is at work from what may be called the beginning
and end of life in the animal, or the human, kingdom. We see that the
play of the elements in the course of the year is closely connected
with the rise and decay of plants, with the exception of those which
we count as perennials; but it is quite a different connection from
that which exists, for instance, in animals. In animals we seldom
find death so closely bound up with the external phenomena, as we see
the withering of the plants bound up with certain phenomena of the
whole earth nature when, for instance, autumn is coming on. In
reality, people regard the life of a plant abstractly, detached from
the fact that it is embedded in the whole earth existence; this is
because they study only the single plant and do not consider the
rhythmic, up and down undulation, of the life of the year, which at a
definite time impels the germinating plants to sprout, brings them to
a certain maturity, and, again at a definite time, causes them to
wither. If we contemplate this whole process, externally sound
observation, even if it has not penetrated the nature of Spiritual
Science, may say: Here we are not dealing merely with the rise and
decay of individual plants, but with the whole earth process, with
something living and weaving in the whole existence of the earth.
Where, however, do we find anything of which we can say that what it
shows in its own phenomena explains how the invisible, spiritual
element that we must think of as ensouling the earth is connected
with the sprouting and withering of the plant? Where do we find
anything at all which meets our spiritual eye so as to make this
outer process intelligible to us?
Here it becomes evident
to the spiritual scientist that he has something within himself to
explain this living and weaving in the plant world, something which,
if only it is studied in the right light, will account for the rise
and decay of life in the plant world. We find in human nature what we
call the ordinary phenomena of our consciousness. We know very well,
however, that these phenomena can be experienced by the human being
only during his waking day life, from waking up to falling asleep.
The process of falling asleep, the process of waking up, are
noteworthy incidents in human life. For what do we perceive? In
falling asleep we become aware of a plunging of the whole inner
processes of the soul into an indeterminate darkness; we are aware of
the fading of our thoughts and ideas, our feelings and the impulses
of our will into the darkness of sleep; at waking we become aware of
the emerging of the whole of this soul content. Of this, man is
conscious. Now it would doubtless be absurd to think that sleep has
nothing to do with what exists as evolution of the consciousness in
the whole human organism. We know how important regular, periodical
sleep is for our physical life, insofar as spirit and soul live in
it. We know what we owe to regular sleep. We have only to be reminded
of what is constantly experienced by a man who needs a retentive
memory. We say: If a man wants to avoid wearing his memory out, so
that it becomes unserviceable, if he wants to keep his memory in good
order, he must constantly sleep on the things to be remembered. If he
has something very long to learn by heart it is clearly noticeable
how much in the whole activity of remembering he owes to regular
sleep. Apart from this, however, it appears quite natural that the
weariness or exhaustion we notice as the result of our waking life is
brought about by the life of our consciousness. By allowing the
processes of our soul — our life of ideas, of feeling and of
willing — to be overworked, we do violence to the delicate
construction of our organism, as regards our will processes, even to
the coarser parts. Quite superficial observation can teach us that
tiredness of nerves, muscles and other organs is brought about solely
by the encroachment into our organism of the conscious manifestations
of our ideas, feeling, and will. We know quite well that if we give
ourselves up to the ordinary musing of the day, where one thought
gives place to another, the brain becomes less tired than if we set
our thoughts to work under the compulsion of some method or doctrine.
We know, too, that the muscles of the heart and lungs work throughout
the whole of life without requiring sleep or rest, because weariness
does not enter into this, since as a rule the organism evokes, in the
unconscious or the subconscious, only appropriate activities. Only
when we consciously encroach upon the organism do we produce
weariness. — Hence we may say: We see the processes of the soul
encroaching upon the life of the body — we see how what is
active in the soul works itself out in our bodily life — in
that which is evoked by the processes of the body which may be called
normal — the activities of the heart and lungs and the other
continuous processes of life. Here no weariness, no exhaustion,
enters in. It is when conscious processes intrude that weariness
enters. We become aware of a deterioration, a destruction of the
organism through the encroachment of consciousness.
Here we have reached
the point at which we can see the significance and function of sleep.
What is worn out in the organism during the day, what is destroyed by
conscious activities must, when the conscious activities are
discontinued, be restored again in sleep. Here the organism must be
left to itself to follow the processes inborn, inherent in it. Here
we stand at the point where we can say: Again Spiritual Science
coincides remarkably with what the facts of natural science tell us —
even in the form adduced by the already-mentioned Russian scientist
who was for many years Director of the Pasteur Institute in Paris.
Now, can we not say that consciousness itself, man's spiritual
life itself, causes — in order that it may subsist, that it may
indeed be there at all — the exhaustion and weariness of the
organism? And so, in order to throw a little light on this
investigator's hypothesis, we might answer the question: Why,
then, do the enemies of life described by him come into our organism?
By saying: Because, fundamentally, the consciousness process always
confronts what is merely organic life in man as a kind of poisoning
process, and we could not rise to our higher spiritual life at all if
we did not destroy the organism. In the very processes hostile to the
organism lies the whole potentiality of our consciousness. When we
speak of the effect of poison with reference to organic activity, we
are bound to say: What we must regard as the blessing, the salvation
of our life — namely, that we can be a conscious being in a
physical body and can develop conscious activity — we owe to
the circumstance that, with our conscious life, we encroach
destructively, poisonously, upon our organism. Only, for the ordinary
conscious life, this process of poisoning and destruction is by no
means irreparable; on the contrary, the organism has been attacked in
such a way that when the process of destruction has reached a certain
point the conscious spiritual life withdraws, leaving the organism to
its own activity. So then sleep intervenes; and in it, while the
organism is left to its own activity, what has been destroyed through
the conscious phenomena of the soul life, is restored again. The
spiritual scientist is well aware of the many ingenious, more or less
significant hypotheses which have been advanced concerning sleep and
fatigue; one would have to speak at great length to analyze these
hypotheses. Here, however, it is not our concern to explain these
purely materialistic hypotheses, but to establish the fact that
consciousness with its content must itself intrude destructively into
the organism which contains the external instrument of the
consciousness, and that the sleep condition compensates for the
destructive process which is thus really repaired. Hence we may say:
Sleep is the healer of those conditions which, as processes of ill
health, consciousness is obliged to bring about in the organism.
Now when the spiritual
scientist has come so far as not only to see what the normal,
external consciousness sees — namely, that on falling asleep
the conscious ideas and so on sink into indeterminate darkness —
when he comes to the point of actually observing what goes on around
him, even when this normal, ordinary consciousness disappears, then
he also reaches the point of being able to follow the process of
falling asleep and waking. It is self-knowledge in the widest sense
that a man makes his own through spiritual research. And then he
comes to a true conception of those processes which accompany falling
asleep, and which are processes of building up, of the bourgeoning of
life in the organism. Actually, through spiritual research, through
all reasoning and thinking in the light of Spiritual Science, we
experience something of this bourgeoning life in the mere bodily
organism, every time we fall asleep; but — as it goes no
farther than the mere organism — it has only the value of plant
life. — What can be experienced every evening on falling asleep
may be described thus: You see your own organism with the whole of
your soul life; you see what has filled your consciousness during
your day life sink out of sight; but as compensation you see,
springing up in your own organism, processes which are restorative,
not destructive — which, nevertheless, within you are only like
the sprouting of plant life. Thus during sleep we have in our
organism something like the experience of spontaneous vegetation. The
experience of falling asleep, with the fading away of conscious
ideas, is something like a springtime experience in which we see what
is only plant-like in our organism emerging out of the unconscious.
The moment of falling asleep may in this sense be regarded as
completely parallel with the emerging of the sprouting, growing plant
world in spring.
When we look at plant
life in this way, we give up the idea of comparing this sprouting
forth of the plants in spring with a human birth or, in general, with
what can be called birth in man or in any living animal being; we
come to understand that the great earth mother is a complete organism
in herself experiencing in spring — in that part of the earth
where it is springtime — what man for his part experiences when
he falls asleep. The mistake most often made in such comparisons in
usually the result of things not being viewed in their reality, but
rather considered in connection with external circumstances. It will
satisfy the imagination of many to be able to compare the sprouting
of plants in the spring with something in the human being
periodically repeated, which does not actually represent death and
birth; but if a man is following his imagination only he may wish to
compare the germinating of the plant world in spring with man's
moment of waking. This is wrong. It is not the waking, the return of
the soul content, with which the springtime is comparable; it is with
the falling asleep, the fading away of the inner spiritual life, the
actualities of the soul, and the germination of the merely organic,
the merely vegetable in man. If, through the clairvoyant faculty, man
can follow consciously at the moment of waking how his ideas and all
that he remembers emerge from indeterminate darkness, then there is
present again something bringing about the necessary destruction of
the whole germinated inner vegetation. It is actually as if with the
rising of our ideas on waking in the morning, autumn conditions had
blown over everything which had grown up overnight: an inner process
comparable for the whole earth with the withering of the plants
towards autumn. Only, the earth is not represented as man is by two
states of consciousness — waking and sleeping; while one half
of the earth is asleep the other half is always awake, so that sleep
always follows the sun's journey from one hemisphere to the
other. Thus, then, with the earth we are dealing with a vast organism
which lives its sleep life from spring to autumn, the sleep life
which we are shown in the external organs, in what sprouts and grows
in the plant kingdom, and in autumn withdraws into its spiritual
sphere, into what is the soul of the earth; for the life of the earth
is in the season from autumn to spring. Hence, we cannot speak of a
real death or a real birth in plants at all, only of a sleeping and
waking of the whole earth organism. As in human beings sleeping and
waking is repeated rhythmically in the course of twenty-four hours,
and as we do not speak in this connection of the death and birth of
our thought world either, if we wish to speak correctly, should we
speak of the life and death of plants. We should keep the whole earth
organism in view, regarding the plant process belonging to the whole
earth organism as a waking up and falling asleep of the earth. When
we are feeling most pleasure in what is springing out of the earth,
when we remember how men of earlier times, out of their joy in the
sprouting life, kept the Feast of St. John, that is precisely the
time for the earth which is midnight for man, with respect to his
organism and external bodily nature. And when men prepare to
celebrate the Christmas festival, when life without is dead, then we
are dealing with the spiritual processes of earth. At this time man
best finds his connection with the whole spiritual life of the earth;
he realizes what he has indicated (from a correct instinct) by fixing
mankind's spiritual festivals in winter. I know what objections
external natural science can raise against this, but natural science
does not consider man's correct instincts.
Now let us try to
investigate what we can call death in the animal kingdom, not indeed
by making judgments through analogy but rather, by expressing once
more, through a process in the human being, what Spiritual Science
has to give.
Now we must notice that
our soul life, if we study it carefully, certainly shows a different
course from that which consists in its furtherance and fructifying
through the alternation of waking and sleeping. It should be pointed
out that through the whole of a man's life — from his
childhood, for as long as he can consciously remember — he is
experiencing a kind of maturing process. Ever more and more mature
does a man become through what he can absorb of life's
experience. This maturing process is accomplished in a strange way.
We remember — and through this alone is it possible for an ego
to speak within us — all that we have experienced back to a
certain point in our childhood; but we remember only the things
connected with our ideas, with our thoughts. This is a very
remarkable fact, but everyone in himself can follow up the statement.
When you remember a painful or a pleasurable occurrence which took
place perhaps thirty years ago, you will say: I can quite well recall
all the details of the ideas which came into my mind, so that I can
reconstruct them in my conception of the incident; but the pain or
the pleasure connected with the occurrence at that time does not
remain in my soul so vividly as objects of thought generally do. They
have faded, severed themselves from the idea, and sunk into
indeterminate darkness. We might say: We can always retrieve the
ideas from the deep strata of our soul life, but — apart from
exceptions — we must leave submerged our memories of what we
have experienced as feelings, impulses, or passions. What we have
experienced in the way of feeling remains submerged, detached from
the bare ideas. Is it entirely lost? Does it lapse into nothingness?
Emphatically No. For one who has not studied human life really
conscientiously and in detail, it may seem to be so; but a
conscientious observer studying from every point of view, will find
the following: If we observe a human being at a definite juncture of
his life; for example, in his fortieth year, we find him in a certain
condition, a condition of soul but also of bodily health or sickness.
The man appears to us as gloomily melancholic, easily depressed, or
cheerful, or in some way of a phlegmatic or other temperament, easily
grasping at the actualities of the world, easily absorbing what
pleasure and joy can give him, and so on. The soul condition should
not always be separated from the bodily; for the condition of soul
appearing in a man is dependent on the way the bodily functions work.
If we thus observe the soul mood and the whole disposition of a man
at any age of his life, we shall soon find out what has become of the
feeling experiences separated from the ideas which could only be
remembered later as mental images. We shall find that what became
detached as the mood of heart and soul has united itself with our
deeper organization; it cannot be remembered in our inner life, but
it expresses itself in the inner life, expresses itself, indeed, even
as far as in health and sickness. Where are these moods lingering
since we cannot remember them? They are submerged in the life of body
and soul, and constitute a definite disposition in the man's
whole life. Thus it appears to us that as we need memory for the
whole course of our conscious life, as in sleep memory always plunges
into indeterminate darkness, so our experiences of heart and soul sink
down into the darkness of our own being and work upon our whole
disposition.
So we have a second
element at work in man. And now if we direct our gaze away from man
to the whole earth organism, which we are studying as an ensouled
being, we do not indeed study it as if the forces of soul and spirit
at work in it are organized in the same way as the soul of man. For
Spiritual Science shows us that many such beings as man dwell in the
soul sphere of the earth; so that the soul of the earth presents a
multiplicity, whereas that of man is a unity. Nevertheless, with
respect to what has just been described, what is of a soul nature in
the earth can quite well be compared with the soul experiences in man
himself. — When we see how our moods of heart and soul sink
down into our own organism, work on our body and come to expression
in our whole disposition, we recognize a parallel to this in the sum
total of processes carried out on earth, and indeed in all that finds
expression in the origin of the living animal being. In ourselves, a
process of body and soul is only set free through what is forced down
into the darkness of our bodily disposition by the experiences of our
heart and soul. For the earth, the corresponding experiences of soul
and spirit are, as it were, crystallized in the birth and death of an
animal being. — I know very well that a man who thinks out of
hypotheses he can form a world conception which apparently stands
firmly on the ground of natural science, may be disgusted by this
explanation. I can sympathize with such a man. But the time will come
when the direction of human thought and judgment leading to the
elucidation of the processes of earthly death and birth will in the
next spiritual evolution take the path indicated here; for all that
we see as fact in natural science leads us to this conclusion. —
Just as a man sees the moods of his soul which shape his organic
disposition sinking into his bodily organism, so does he see
externally in the earth organism the corresponding process of the
rise of the animal world.
So, then, we find in
the human being still another process: we see how out of the whole
organism the so-called higher feelings and emotions emerge again in
the soul. What is the characteristic of these? Whoever deals with
this question without prejudice, but also without false asceticism,
without false piety and hypocrisy, will say: What we may call the
higher moral feelings and those moods in a man which develop into
enthusiasm for all that is good, beautiful and true, for all that
brings about the progress of the world, this is alive in us only
because we are able, by the disposition of our heart and soul, to
rise above everything originally implanted in us by instinct; so
that, in our spiritual feelings, in our spiritual enthusiasm, we
raise ourselves above all that the bodily organism alone can arouse.
This can go so far that he whose enthusiasm is in his spiritual life
sets so much store by the object of it, that it is a light thing for
him even to give his physical life for the sake of what has inspired
his higher moral and aesthetic feelings. Here we see that which lives
as the spiritual element in this enthusiasm rise, with the
suppression of our merely organic nature, in a mood which primarily
has nothing to do with the course of the organic life. Thus an
element in man also runs its course; that element which he sends down
into the depths of his being and which there carries out its organic
processes; but from the depths of his being also raise his moral and
spiritual feelings, and with them the disposition of his heart and
soul. These conquer, in ever-progressing evolution, what belongs
merely to the organic, to the physically instinctive constitution of
man.
This process, which we
find in the human being divided into two elements, we find also in
the world of living animals. If in our own case we let our
disposition of heart and soul sink down into the life of the body,
allowing ourselves to be influenced to the extent of health or
sickness by our moods of heart and soul, we see, on the other hand,
in all that is lived out in animal life, what constitutes a sinking
down of such disposition for the whole earth. All that is feeling and
passion in the whole earth organism is lived out in the animal
kingdom just as our passions and impulses are lived out in our whole
organization. As we look at the animal world we see in each separate
form the result of the disposition of the soul of our earth. And if
we consider the attraction which the earth exercises over the life of
the animal world, allowing itself to be most closely linked with the
external physical body, we see that this is no other than the victory
of the spiritual — of what, with regard to animals we call the
group soul. It is the super-sensible element which finds its
representative only in externals, and conquers the external, as in
man the spiritual feelings conquer what is merely instinctive. That
the external processes of the earth organization always acquiesce in
the power of death over the individual animal is in no way different
from the victory always achieved in us by the spiritual over what is
merely connected with the organic. Seeing the spiritual element in
the animal from this point of view, we cannot apply the expressions
birth and death to the beginning and end of an animal's
existence in the same way as we apply them to man. It is certainly in
animals a process of the whole earth, already more individualized
than in the plant world. Nevertheless, if we bear in mind the
different group souls assigned to the various animal species, we must
see how, in each death which overtakes the individual animal, the
external, bodily part perishes, but the group soul, which is the
spiritual element in the animal, is always triumphant over the
external form; just as in man the spiritual triumphs over the merely
instinctive, represented not in the separate form but certainly in
the organization.
Thus we see, as it
were, a vast living being composed of the individual group souls of
the animals, and we see the birth and death of the living animal
appear in such a way that what forms the foundation of the spiritual
in the individual animal has always to fight for its victory over the
individuality. Hence we have death in animals presented as that
which, as the group soul, moves above the wasting and decay of the
individual animal form. We could only speak of a real death in
connection with an animal if we failed to bear in mind what remains
after the death of an animal; namely, the spiritual, as in man the
spiritual, rising above itself, triumphs over the disposition of soul
as well as over what is doomed to wither away. — If Darwinism
ever advances beyond its present stage, it will see how, throughout
the animal kingdom, from the earliest ages, a thread of evolution
runs through the apparent births and deaths into the distant future;
so that the whole evolution of the animal kingdom will lead at last
to a victory of what the lower, the individual animal form being
overcome — will issue from the entire spiritual world, leaving
behind the lower part living in the individual animals, and will one
day triumph over the instinctive element apparent in the whole of
animal nature.
And when in man we come
to what we call the human will nature — if we then do not speak
only of the ideas he has had, which can be recalled again and again,
and do not fix our attention only on the soul disposition which sinks
in the way described into the deeper organization — if we,
rather, look to the impulses of the will, we shall see that they
represent above all the most enigmatic part of human nature. How the
impulses of a man's will are determined depends upon the
experiences life has brought him. If we look back from any point in
our life, we find a continuous path, a movement, in which each soul
event is linked with one before it. We find, however, that what we
have experienced flows mainly into our will in such a way that if we
look at ourselves thus, we may say that we have actually become
richer in ideas, and riper with respect to the impulses of our will.
Indeed, we develop a very special ripeness with respect to our will.
This is experienced by everyone looking back upon his life. We do
something in life; how we ought to have done it we actually learn
only when we have done it. And everyone knows how little chance there
is of finding himself in the same situation again later, so that he
may apply, at a later opportunity, what he has gained as maturity in
life — what he has, perhaps, won through experience of trial
and error. One thing, however, he knows; namely, that all his
experiences are fitted together in the whole composition of his will,
in what we may call the wisdom of his willing; this makes for the
maturity to which we gradually attain. It is our will life which
becomes increasingly mature; the whole of our feelings, ideas, and so
on, combine together to make our will, even with regard to external
concerns, increasingly mature. For, when our thinking becomes riper
through the experiences of life, this is indeed only a growing
ripeness in the will expressed in the fitting together of thought
with thought. So we see how our whole soul life as we survey it in
retrospect leads us, as it were, to the center of our being, which
forms the background to our will impulses and in which this constant
ripening is expressed. If we bear this in mind, we have the third
element of human evolution, of which we can say that in life we
cultivate it in our physical body — we grow up in this element
— in it we grow beyond and above what we were when we came into
this existence through birth. As in this existence we are clothed in
a physical body, and this physical body is the instrument we have to
use for our soul — because the soul employs the reasoning
power, employs the brain — the being of our soul acquires
experience and maturity in life which crystallizes, as it were, in
the whole structure of the mature will.
In this life, however,
we are not as a rule in a position to work out, to carry through,
what is now present in the impulses of our will. This is the question
before mankind: What is it in these will impulses which we cultivate
as the dearest possession of our souls, which we have made our own,
perhaps just on account of our imperfection, that makes us never able
to bring them to expression? What we send down into the depths of our
being as the content of the experiences of our soul (we have observed
this in the second part of our study) leads to the whole disposition
of our body and soul. It leads to the way our character is
determined, to what life has made of us with regard to health and
sickness, whether we are more melancholic, or cheerful, and so on.
But what we have made of ourselves with respect to the disposition of
our will, this is our inmost being; this is what we have become.
Through this, however, we have outgrown what we were. And in the
second half of our life, when we are going downhill, we notice how
our body refuses to carry out what we have become through the
impulses of our will. In short, we see that through our life as
perceiving, feeling and willing beings we become something completely
at variance with what we already are, something which recoils from
what we already are. As our life ripens we feel inwardly in our souls
how we clash with what, through our elements, through our bodily
aptitudes, through our soul life, we have become. We feel inwardly
the conflict between the whole structure of our will and mature life,
on the one hand, and on the other the whole structure of our
organization; fundamentally we also feel this clash in every single
impulse of the will leading to action. This is because our thoughts
are to a certain extent transparent, and our feelings, too; but the
way in which will power becomes action is inscrutable. The will
clashes, so to speak, with external life, and becomes conscious of
itself only when this clash takes place. And here we may follow, in
the whole of life, even in the bodily organization, what already
appears in the life of the soul; namely, that what a man has become,
what has given him the aptitude for his talents, must be broken and
destroyed by the will, which only appears in this life; otherwise
this will power will never be able to make itself felt.
Just as man can become
conscious of himself only through the clash with reality, so can he
only experience himself as a progressive process by his whole
physical life being destroyed through the will, in the same way as
the brain is destroyed by the life of ideas. But whereas the brain
can be restored through sleep, a new growth of the will cannot be
promoted; in fact, through the impulses of the will a continuous
process of destruction enters into every life. Thus we see that man
must destroy his organism; we realize the necessity of real death for
man. Just as we understand the necessity of sleep for the life of
ideas, so we now understand the necessity of death for the life of
the will. For it is only because man's physical organization is
in opposition to his will that the will is aware of itself, that it
is strengthened in itself, and thus goes through the gate of death
into a life in the spiritual world where it appropriates to itself
the forces to build up, in a future incarnation, all that man has not
attained in this bodily life. This could be developed for him only by
a consciousness ripe for the next move, for something which gives
opportunity for a further advance that has not been fully carried out
in this life; for this he could only have a consciousness ripe for
the next stage which gave him the aptitude for something further that
could not be lived out in this life. This will be lived out in a
coming earth life, in which the man will work at his new destiny, his
new earth life, in an appropriate way.
Whereas, then, with
reference to death we could only speak in the plant world of a waking
and falling asleep of the whole earth nature, and in the animal world
could only compare death with the ebb and flow, and the conquest of
our lower life of instinct, it is only with human death that we find
what points us, through the destruction of this one life, to
ever-recurring lives. It is only through the destruction of this one
life that we can attain to what enters into the new earth life and
alone leads to the true consummation of the whole human existence.
Through this it is also established that the will of man, to become
conscious of itself in its entirety, needs the dying away of the
physical body; and that, fundamentally, the experience it requires
for the correct will impulse is only present when we pass through the
gate of death, when this will impulse shares the gradual decline and
dying of the external organization. For the will grows by means of
the opposition it perceives in the external organization; through
this it grows ever stronger and prepares itself to become that which
lives throughout eternity. Hence, apart from all that you find
explained in Spiritual Science about an unnatural death, it is easy
to see that a death brought about by an accident, or suicide, or
anything of the kind, is quite different from a natural death, which
gives the guarantee for resurrection to a new life. Unnatural death
in any form can indeed also be something which signifies an advance
in man's total destiny. But what the will, in its general
nature, would have had to experience in its victory over the bodily
nature, remains in a certain sense present as an inner force, and has
to follow a different path when man goes through the gate of death in
an unnatural way, from the one it would take if he lived to the
natural end of his life.
Thus we see that we may
really speak of death only when we are referring to what we may call
the development of a new type of will for a new life, and that for
this reason we cannot speak of a true death with reference to other
beings. As regards man, however, we must speak in such a way that not
only are Goethe's words true: “Nature has invented death
in order to have more life”, but also in such a way that we
say: If there were no death, we should have to wish that it existed,
for it makes it possible that through the opposition and withering
away of the external organization, the will grows increasingly —
growing, indeed, for the new life. And this makes it possible for
evolution to advance to greater heights through the different
incarnations, so that the life also assumes a more exalted form —
even though this does not occur immediately in the next lives, even
though retrogression may take place. In the whole course of repeated
earth lives the advance will, however, be recognized.
Thus death is the great
strengthener of the will for the spiritual life. And we see —
as has already been indicated — that recent natural science,
although with faltering voice, agrees with Spiritual Science in
pointing out that death represents a kind of poisoning process. —
Yes, indeed, all spiritual evolution goes its own independent way in
devastation, destruction, of the external bodily life. What the world
of ideas lays waste in man is repaired by sleep. What is destroyed by
the instincts of man is restored by the higher moral and aesthetic
feelings and emotions; the destruction of the bodily organization
brought about through the activity of the will is restored in the
whole life of man through that ripeness of will which persists
through death and is able to build up a new life. Thus death acquires
a meaning: the meaning whereby man is able, not only to think of
immortality, but actually to experience it. Whoever considers death
in this way sees it approach as the power leading the external bodily
life to its dissolution; but in opposition to this dissolution, he
sees the dawn of a new human soul life, the life which man maintains
from incarnation to incarnation throughout eternity. Not until we
understand the meaning of death for man's eternity have we
grasped the meaning of death for the whole of nature. Then, however,
we must also give up the widespread, foolish conception which speaks
of death in relation to animals and plants; then we must know that
actually there can only be a question of real death when those
destinies are taken into consideration which the spirit experiences
in passing through bodily existence, and when we look at the
realities which the spirit must develop in the bodily sphere in order
to perfect its own consummation. The spirit must abandon the body to
death, so that the spirit may raise itself to an ever higher level of
perfection. Keeping this point of view in mind and looking upon death
in the human kingdom, our soul may tell us that through death man's
spirit and soul can rise to a higher perfection. Even when looking at
death in the kingdoms of animal and plant we see the spirit shining
through to the ground of all phenomena — and the soul may show
itself at one with these words which arouse us, not only bringing us
comfort but every hope of life:
Out of the spirit all being has sprung,
Deep in the spirit are the roots of all life,
The aim of all striving is spirit.
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