LECTURE SIX:
The five Root Races
of Mankind.
Please
note: the original German language edition of this lecture
series uses the term Hauptrasse, and Hauptrassen in this lecture and
lecture title. The 1970 English translation by A.H. Parker mistakenly
translates this as “Root race,” and “Root races.”
The correct translation should be “Main Race,” and “Main
Races.” Please refer to the original, 1929 English translation,
The Mission of Folk-Souls, Lecture 6, and the German
original,
Die Mission einzelner Volksseelen, Sechster Vortrag.
[ Study Guide: Souls of the Nations — Sixth Lecture ]
It is a very
complicated matter, as you may well imagine, when the Spirits of the
different Hierarchies have to coordinate their forces in such a way
that the mission of the Earth can be fulfilled and ultimately a state
of balance or equilibrium be achieved. You will understand therefore
that statements such as those made in our last lecture are valid only
in so far as they refer to a definite period in evolution and that
the whole picture changes immediately one depicts evolution at
another period. Hence in order to arrive at a fuller understanding of
these complex problems a particular course of lectures cannot be
isolated from the rest.
I
shall here draw attention to one point only and what I am about to
say is to be taken as footnote or addendum to the lectures on the
Spiritual Hierarchies. [This
lecture-course was given in Dusseldorf, in April 1909, and was
entitled:
Spiritual Hierarchies and their Reflection in the physical World. Zodiac, Planets, Cosmos.]
In creating the harmony or equilibrium of our Earth the whole
cooperation of the Hierarchies is involved and we must envisage the
Spirits of Will, the Cherubim and Seraphim, which we described
yesterday as the highest Hierarchy, as raying outward from the Earth.
We must envisage these Beings as originally working inward from the
Universe towards the centre of the Earth. Man does not become aware
of these forces in the former aspect but only in the latter aspect
when they are reflected from the Earth's centre.
You
will only be able, therefore, to form a complete picture of the very
intimate processes which here take place if you compare what was said
in my last lecture with the more detailed information about the
Hierarchies in the lecture-course given at Dusseldorf, in which a
comprehensive picture was given of the cosmic activity of the three
Hierarchies. These things are by no means so simple, and in order to
make the mission of the Earth comprehensible we must approach this
problem in such a way that we are prepared to accept that the Spirits
of these Hierarchies are reflected in the elements of Earth
existence. If you bear this in mind then you will also sense the
infinite wisdom inherent in a universe of relationships. To a certain
extent you will also feel that the field of knowledge must be
continually enlarged, that it is unlimited, since things are so
complicated that when we imagine we have grasped one point of view we
immediately reject it in favour of another which throws light on the
problem from a different angle. We can only advance step by step in
our knowledge: Nevertheless from the indications given in the last
lecture) especially at the close of that lecture, you will have a
clearer understanding of the cooperation between the normal and
abnormal Spirits of Form, a cooperation which ensures that the
population of the Earth should not be limited to a single homogeneous
species spread over the whole Earth, but that a diversity of
individual races should be possible. In order to achieve that
corporate humanity, which is only possible to man in the course of
Earth-evolution, it would have been necessary for the normal Spirits
of Form to act independently. These are the same spiritual Beings who
in Genesis are called the Elohim. In the whole Universe which
surrounds the Earth and together with the Earth forms a single whole,
we can distinguish seven of these normal Spirits of Form. There are
therefore seven Spirits of Form or seven Elohim. If we wish to form a
conception of these seven Elohim with their various missions and
their task of establishing Harmony or Love as the ultimate mission of
the Earth, we must clearly understand that these seven Spirits of
Form cooperate in such a way that what we described in Lecture Four
as “man in the second third of his life” would become a
reality. Thus, if all these seven Spirits of Form could work in
accordance with their declared intention, then collectively they
would fashion the real Ego-being. But as other spiritual Beings
cooperate with them and diversify this uniform humanity, it was found
necessary to make special preparations in the Cosmos. If today you
wish to find in the Cosmos the sphere of activity of the normal
Spirits of Form — those Beings who, as I described yesterday,
shine down upon us in the light from our present Cosmos — then
you must seek for them in the Sun. You must always look towards the
Sun sphere for that cosmic “Lodge”, that community in the
Universe, where these Spirits of Form plan to establish the earthly
harmony and to fulfil the mission of Earth-evolution. Lest the
activity of the abnormal Spirits of Form should provoke too great a
disharmony amongst mankind, one of the Spirits had to detach Himself
from the community. In reality, therefore, only six Spirits of Form
or Elohim work from the Sun; one of these Spirits had to detach Himself
lest the simultaneous activity of the abnormal Spirits of Form, who
are really Spirits of Movement should disturb the balance or harmony.
It was the Spirit who in the Bible, in Genesis, is called Jahve or
Jehovah. If you wish to follow His activity in the Universe you must
look for it, not in the Sun sphere, but in the Moon sphere at a
particular epoch. I have touched upon this in my
Occult Science — an Outline
from another angle, where I have shown that the
Spirits of Form withdraw with the separation of the Sun, but in the
special disposition following upon the separation of the Moon, the
preliminary conditions were first established for the further
evolution of man. For if the Moon had remained united with the Earth
the evolution of man could not have taken place. This further
evolution of man has only been made possible because one of the
Elohim, Jahve, accompanied the separation of the Moon — while
the other six Spirits remained in the Sun — and because Jahve
cooperated with His six colleagues to counteract the forces of the
backward Spirits of Movement.
Now
the separation of the Sun was a necessity for the following reasons:
after certain older Spirits of Movement who possessed more potent
forces than the Spirits of Form — for they stand higher in the
rank of the Hierarchies — had decided to remain behind, the
normal Spirits of Form were obliged to modify their activity by
detaching one of their members, otherwise they would not have been
able to establish the balance or harmony necessary for further
evolution.
If
we wish to have a clear idea of the activities of these normal
Spirits of Form it is best to think of them as streaming down to us
in the sunlight. If, however, we wish to understand how the abnormal
Spirits of Form cooperate with the normal Spirits of Form who are
centred in the Sun (for Jahve withdrew towards the Moon sphere solely
for the purpose of establishing the equilibrium), then we must
imagine that a certain Sun-force, which streams towards us in the
normal Spirits of Form is modified by the force that rays down to us
from the abnormal Spirits of Form who are really Spirits of Movement.
These have their centre in the other five planets, in Saturn,
Jupiter, Mars, Venus and Mercury, speaking in terms of the seven
heavenly bodies of ancient astronomy.
When
you look out into the Cosmos you have now a picture of the
distribution of the normal and abnormal Spirits of Form. Six of the
normal Spirits of Form are centred in the Sun and one of them, Jahve
or Jehovah, from the sphere of the Moon acts as a counterpoise by
virtue of this function as Regent and Guide of that sphere. The
activities of these Spirits of Form are influenced by the activities
proceeding from Saturn, Jupiter, Mars, Venus and Mercury. The forces
of the abnormal Spirits stream down upon the Earth are arrested by
the Earth and ray outward again from the Earth-centre as was
described at the close of the last lecture.
Thus
if the Elohim or normal Spirits of Form, operating from the Sun, are
active in a particular region of the Earth's surface, then only
the normal ‘I’, that which determines man's normal
being, his general make-up, would come into existence in that
particular region. Now the forces of Mercury, for example, mingle
with these forces of the normal Spirits of Form which, but for the
state of equilibrium, would “dance” upon the surface of
the Earth. Hence in that which here manifests in the potent forces of
the Spirits of Form, there dance and vibrate not only the normal
forces but also that which intermingles with the normal forces of the
Elohim or Spirits of Form, namely that which emanates from the
abnormal Spirits of Form who are centred in the several planets. Thus
we see that through these abnormal Spirits of Form there are five
potential centres of influence where these reflected planetary forces
are concentrated and produce in effect what we know as the five Root
Races of the Earth.
Let
us now look more closely into the centre which, in Lecture Four, we
situated in the interior of Africa. If we state that the Negro race
was born of the cooperation between the normal Spirits of Form and
the abnormal Spirits of Form centred in Mercury) then from an occult
standpoint we are perfectly correct in describing the Negro race as
the “Mercury race”.
Let
us now continue along the line joining the centres or focal points
from which the individual races spread outward. We then come to Asia,
which is the seat of the “Venus race” or the Malayan
race. We then move northward across the wide expanse of Asia and we
find the Mongolian race, which is formed by the Mars forces. Then we
cross over into Europe and find the Europeans who in their original
racial character are “Jupiter men”. If we cross the ocean
to America which is the centre where civilizations or races die, we
find there dark “Saturn's race”, the original Red
Indian race. The American Indian race is the “Saturn race”.
Thus if you look into the matter more closely from an occult
standpoint you will become aware of the five centres where the
planetary forces are concentrated and are manifested in the external
world.
With
a progressively more definite and concrete conception of this racial
distribution you will develop an inner understanding of the racial
characteristics peculiar to the peoples spread over the Earth, an
understanding of this unique cooperation of the normal and abnormal
Spirits of Form. We have thus sketched the picture, as we are able to
capture it at a definite moment in time. But what I have said about
the different centres on the Earth is again only valid for a specific
epoch of evolution. It is valid for the epoch when, at a definite
moment of time in the old Atlantean evolution, the peoples began to
migrate from a centre in Atlantis and sought the particular centre
where they could receive the: training appropriate to their race.
Hence in my book
Occult Science,
I pointed out that in
old Atlantis specific Mystery Centres called the Atlantean Oracles
were responsible for directing this distribution of peoples over the
Earth, so that in effect that state of balance or equilibrium could
be achieved which led to the proper distribution of the races. In one
such Mystery Oracle the truths of which we are now speaking were
always investigated and originally man took his direction entirely
from them. In this manner the events on Earth were determined in
accordance with these spiritual centres.
The
wave of peoples who swept across Africa and crystallized into the
Ethiopian race is an expression of an impulse from the Mercury Oracle
in which one could clearly observe the cooperation of the normal
Spirits of Form (the six Elohim and Jahve or Jehovah) and also the
participation of the abnormal Spirits of Form working from the
Mercury Centre. The Centre of equilibrium on Earth was selected in
accordance with the right astrological conjunction of planetary
forces at the various centres and the point of radiation for the race
in question was determined thereby.
The
formation of the other races was determined in a similar way. In
accordance with these determining factors the grand design is drawn
up, charting the cosmic influences in relation to peoples, families,
etc. It is an image of cosmic activity and reflects the planetary
forces which stream down into the Earth, ray outwards from the Earth
and determine man's destiny.
Now
how do we look upon a member of the Ethiopian race, of the Mercury
race? We see him as one who was originally chosen, who was
predestined by the Elohim to express the quintessence of the
all-human. But from the Mercury Centre the potent influences of the
abnormal Spirits of Form intervened and modified the form of man to
such an extent that the Ethiopian race arose. And such was the case
with each individual race. The migrations of the peoples were
specifically directed from the original centre; this is indicated by
the line linking the focal points or centres in my diagram a few days
ago. You must therefore imagine the Spirits of Form radiating from a
centre, which, we must assume, existed at a definite moment of time
in old Atlantis. These Spirits of Form rayed down into the Atlantean
continent and fashioned it in such a way that the human souls were
brought under the dominion of the corresponding abnormal Spirits of
Form.
In
this way the broad foundations of the races were laid, and when man
looks up into the infinite expanse of the Macrocosm he must seek
there the forces out of which he was built up. He is fashioned by
their spiritual rays reflected from the Earth-centre. And when he
looks up to the normal Spirits of Form, the Elohim, he is looking up
to that which actually makes him into man. When he looks up to the
forces concentrated in the individual planetary Spirits (with the
exception of the Sun and Moon) he perceives the forces which
determine his membership of a particular race.
Now
how do these Race Spirits work in and upon man? They work in a very
unique way; they permeate his vital energies, they penetrate even
down into his physical body. Now you know that the four fundamental
members of man find their impress and are reflected in corresponding
parts of the physical body: the ‘I’ finds its impress in
the blood, the astral body in the nervous system, the etheric or
life-body in the glandular system. Only the physical body is
self-sufficient; it is a reflection of its own inner being which for
the man of the present is subject to its own fixed laws.
Now
those spiritual Beings who are stirring in man and determine his
racial character cannot at first work directly into his higher
vehicles. They are active first of all in these reflections of the
higher vehicles in the physical body. They cannot as yet enter
directly into the physical body, but they are active in the three
other members, in the blood which is the reflection of the ‘I’;
in the nervous system, the reflection of the astral body; and in the
glandular system which is the reflection of the etheric body. The
Race Spirits, the abnormal Spirits of Form, are active in these three
systems, which are part of man's organic system, but are
reflections of the higher vehicles.
Thus
the physical body of man is determined from within. These various
spiritual Beings invade those members of the physical body, which are
the preliminary drafts, the suggestions of the higher vehicles. Now
where, for instance, does Mercury make his influence felt? Under
Mercury, I include all the abnormal Spirits of Form to be found in
Mercury. He makes his influence felt by cooperating with others,
especially in the glandular system. He is active in the glandular (or
lymphatic) system where are manifested the forces born of that
preponderance of the Mercury forces which are present in the
Ethiopian race. Everything which gives the Ethiopian race its
distinctive character stems from the ferment of the Mercury forces in
the glandular system of this people. What transforms the
undifferentiated universal human from into the distinctive Ethiopian
type with his black pigmentation and woolly or frizzy hair is the
consequence of their activity.
If
you now move over to Asia you will find there likewise the planetary
forces of Venus, an abnormal development of the Spirits of Form. By
transferring their point of attack principally to what we call the
impress of the astral body, these Venus forces work in the nervous
system. They work upon the nervous system however in a peculiar way,
not directly as Venus spirits. For the nervous system can be worked
upon indirectly in two ways. One way is through the respiration. By
working especially upon the respiration, these activities of the
Venus Spirits are localized in the respiratory and nervous system and
give it a definite form. In this indirect way the abnormal Spirits of
Form whom we may call Venus Beings work through the respiratory and
nervous system in the Malayan race, in the yellowish-brown races
found in Southern Asia and in the direction of the Malay Archipelago.
Just as the glandular type is found distributed over Ethiopia, so in
these regions is found the type of man in whom the abnormal Spirits
of Form work upon the nervous system indirectly through the
respiratory system. In the nervous system is prepared that which,
with special modifications, produces the more or less yellow skinned
racial types. The transformation wrought in these races manifests
itself more in that part of the nervous system covered by the term
‘solar plexus’ — not in the higher or central
nervous system therefore, but in that mysterious part of the nervous
system which runs in two cords parallel with the spinal medulla and
branches out in various directions to form a network. This part of
the nervous system therefore which from our point of view is not yet
associated with higher mental activity, is worked upon indirectly
through the respiratory system. The unconscious organism is deeply
stirred by these Venus forces which work in these racial types.
Let
us now move northward to the wide Mongolian plains where are largely
concentrated those Spirits of Form who work indirectly through the
forces of the blood. In this geographical area is prepared in the
forces of the blood that which brings about a modification of the
human species and determines the basic character of the race. There
is however a very peculiar feature attaching to the Mongolian race;
the Mars Spirits enter into the blood. But they work in the blood in
a specific manner. They are able to counteract the influence of the
six Elohim who are centred in the Sun. In the Mongolian race,
therefore, they work in opposition to these six Elohim. At the same
time they actively oppose the influence of Jahve or Jehovah who has
withdrawn His field of action from that of the six Elohim. But apart
from this interaction of the Mars Spirits with the six Elohim and
Jahve which produces the Mongolian race there is another factor of
paramount importance which must be taken into consideration. Just as
in the one case, the Mars Spirits in opposition to the six Elohim
from the Sun and Jahve from the Moon create the Mongolian race, so in
another case, we must assume that the Jahve forces from the Moon
sphere meet and cooperate with the Mars Spirits and thus a special
kind of modification arises, namely, the Semitic race. Here is the
occult explanation for the origin of the Semites. The Semitic people
are an example of a modification of collective humanity. Jahve or
Jehovah shuts Himself off from the other Elohim and invests this
people with a special character by cooperating with the Mars Spirits,
in order to bring about a special modification of his people. You
will now understand the peculiar character of the Semitic people and
its mission. In a profound occult sense the Biblical writer was able
to claim that Jahve or Jehovah had made this people his own. If you
add to this the fact that Jahve cooperated with the Mars Spirits who
worked principally in the blood, you will understand why racial
continuity through the blood-stream was of particular importance to
the Semitic-Hebrew people and why Jahve describes Himself as the God
who is present in the blood of the generations, in the blood of
Abraham, Isaac and Jacob. When he declared himself to be the God of
Abraham, Isaac and Jacob, He proclaimed that He was present in the
blood stream of the Patriarchs. Whatsoever works in the blood,
whatsoever must be determined through the blood — the
cooperation with the Mars Spirits — that is one of the
mysteries, which give us a deep insight into the wise guidance of all
mankind.
The
blood of mankind is thus subject to a twofold influence; two races
emerge, the Mongolian race and the Semitic race. This points to the
existence of an important polarity in mankind and we must emphasize
the immense importance of this polarity if we wish to plumb the
depths of the Folk Souls.
We
must now turn our attention to the Western centre and trace the way
in which dynamic forces of the Spirits and Beings who are centred in
Jupiter operate in man. These elect to work directly upon the nervous
system via the outer life of the senses. This is the one way. In the
other, the planetary forces work into the sympathetic nervous system,
entering indirectly into the solar plexus through the respiratory
system. Now the Jupiter forces work indirectly through the
sense-impressions and from there radiate to those parts of the
central nervous system which are situated in the brain and spinal
cord. Here is the seat of those forces which determine the particular
racial character of those races belonging to the Jupiter humanity.
This applies more or less to the Aryans, to the peoples of Asia Minor
and Europe whom we regard as members of the Caucasian race. In these
peoples the modification of the generic character which stems from
the abnormal Spirits of Form is accounted for by the influence upon
the senses of the abnormal Spirits whom we may describe as Jupiter
Spirits. The Caucasians therefore are determined through the senses.
Now
you will also understand why a people like the Greeks who were
consciously under the special influence of Jupiter or Zeus and who
felt themselves to be a focal point for the Zeus influence, were
predominantly determined by what flows into the nervous system via
the senses. The Greeks, of course, were also influenced by the forces
of the Elohim, which stream in from the Sun. But the Greeks dedicated
everything that acts upon the senses to the service of Jupiter or
Zeus and so achieved greatness. To them all external forms, all forms
of external life were imbued with deeper meaning. They perceived the
spiritual in the physical and hence became the chief exponents of
sculpture and architectonic forms. We have here indicated the very
special mission of the Greek people who are so preeminently the
people of Jupiter or Zeus. Even at the time when) especially under
the influence of the new planetary constellation, the cooperation of
the Jupiter or Zeus forces with the universal Elohim forces took
place, they felt themselves to be the people of Zeus.
All
the peoples of South-West Asia, and especially the European peoples
are, on the whole, modifications of this Jupiter influence and you
can well imagine that as man has many senses, many modifications are
possible and that in the formation of the individual peoples within
this root race, peoples who were formed by the influence of the
senses upon the nervous system, one or other of the senses may
predominate. Consequently the various peoples may assume the most
diverse forms. According as the eye or the ear or one of the other
senses predominates, so will the different peoples respond in this or
that way to the particular national tendency within the racial
character. In consequence of this they are faced with quite specific
tasks. The particular task of the Caucasian race is to find the way
to the spirit through the senses, for this race is orientated chiefly
towards the sense-world.
Here
is disclosed something that introduces us to the deeper secrets of
occultism; it shows how, in those peoples who are subject to the
Venus forces, the initial steps in development, even in occult
development, must be concentrated on the respiratory system. Amongst
the peoples living more in the Western Hemisphere, on the other hand,
the initial steps must start from an enrichment and a
spiritualisation of the life of the senses. This is experienced by
those peoples inhabiting countries more towards the West in their
stages of higher cognition, in Imagination, Inspiration and
Intuition, in so far as the Jupiter Spirit originally modified the
character.
Hence
these two geographical centres were always present in human
evolution; the one presided over by the Spirits of Venus, the other
by those of Jupiter. The Jupiter Spirits in particular were perceived
in those Mysteries in which — as those of you will know who
attended my lecture-course in Munich last year [
The East in the Light of the West. The Children of Lucifer and the Brothers of Christ.
Nine lectures given in Munich, 23rd – 29th August, 1909.]
— the three Individualities ultimately came together, the three spiritual
Beings, Buddha, Zarathustra or Zarathas in his later incarnation, and that
great leader of humanity, Skythianos. This is the “Council”
or spiritual conference which, under the guidance of One still
greater, set itself the task of investigating the mysterious forces
which must be developed for the evolution of humanity, forces which
originated from that centre initially connected with the Jupiter
forces and which was pre-ordained in the chart of the cultural
centres already mentioned.
Finally,
the abnormal Spirits of Form who have their centre in Saturn work
indirectly via all the other systems into the glandular system. In
the Saturn race, therefore, in everything to which we must ascribe
the Saturn character, we must expect to find the combination of the
forces leading to the twilight of mankind, forces which set the seal
upon its development and sow the seeds of its ultimate decline. This
action and its effect upon the glandular system can be seen in the
American Indian race and was the cause of its ultimate extinction.
The Saturn influence finally works via all the other systems into the
glandular system which secretes the hardest parts of man. This slow
decline is characterized by a kind of ossification which is clearly
reflected in the external form. If you look at the pictures of the
old American Indians the process of ossification described above is
evident in the decline of this race. In a race such as this
everything pertaining to the forces of the Saturn evolution has
become realized in a special manner; then Saturn withdrew into
itself, abandoned man to his bony system and thus hastened his
decline. One feels something of this truly occult activity if one
observes how, in the nineteenth century, a representative of these
old American Indians still preserves a memory of that great Atlantean
civilization which could not adapt itself to later evolution. There
exists a description of a beautiful scene in which a chieftain of
this moribund Red Indian race confronts a European colonist. Imagine
the conflicting emotions when two such men confront each other, the
one representing those who came from Europe, and the other those who,
in the earliest ages, at the time of the separation of the races,
moved Westward. The Red Indian brought over to the West all that was
great in the Atlantean culture. What the Red Indian valued most
highly was that he was still able dimly to sense something of the
former greatness and majesty of a period which existed in the old
Atlantean epoch when the separation of the races had hardly begun,
when man could look up to the Sun and perceive the Spirits of Form
through a sea of mist. Through an ocean of mist the Atlantean was
clairvoyantly aware of the seven Spirits of Form acting in concert.
And this cooperative activity was called by the Atlanteans the Great
Spirit who revealed himself to man in ancient Atlantis. The Atlantean
had not assimilated all that the Venus, Mercury, Mars and Jupiter
Spirits brought about in the East, to whom we owe all the
civilizations which reached their zenith in Europe in the middle of
the nineteenth century. The descendant of the brown race did not
participate in this development. He held firm to the Great Spirit of
the primeval past. He became aware of achievements of the Europeans
(who, in a remote past, had also known the Great Spirit) when a piece
of paper was laid before him on which were many little symbols,
letters, of which he understood nothing. All that was alien to him,
for in his soul still dwelt the Great Spirit. The speech he made has
been preserved to us and it is noteworthy because it provides
evidence of what we have already indicated. It runs somewhat as
follows: “Here in the soil, trampled beneath the feet of the
conquerors the bones of my brothers lie buried. Why are the feet of
our conquerors allowed to desecrate the graves of my brothers?
Because they are in possession of that which makes the White Man
great. But there is something else which makes the Brown Man great;
it is the Great Spirit who speaks to him in the soughing of the wind,
in the murmuring of the forest, in the surging of the waves, in the
purling of the brook, in thunder and in lightning! That is the Spirit
who to us speaks truth. Yes, from the lips of the Great Spirit comes
truth. But your spirits here on paper and who express what to you is
great, they do not speak the truth.” Thus spoke the Indian
chieftain from his point of view. “Redskin is servant of the
Great Spirit; Paleface is servant of the spirits who, in black shapes
resembling pygmy beings” — he was referring to the
letters — “dance on the paper; they do not speak the
truth”. This dialogue of historic importance was exchanged
between the conqueror and the last of the great chieftains of the Red
Indians. Here we have an example of the Saturn forces and their
activity and of what follows from the cooperation between Saturn and
other Spirits at such a moment as this when two contrasting
civilizations meet.
Thus
we have seen how here on Earth the birth of universal humanity was
prepared by the Elohim or the normal Spirits of Form, how then the
five principal races of human evolution detach themselves from the
collective body of mankind, from the teaming mass of humanity, and
how these five races are related to the guiding Spirits in the
Hierarchy of the abnormal Spirits of Form, races whom we must name
after the five planets, whereas the normal Spirits of Form are
centred in the Sun and in the Moon. From here we shall pass on to
something which will be easier to understand, because we shall be
able to relate it to something familiar to us, namely, to tribes and
peoples.
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