LECTURE 4
The Elemental Spirits of Birth and Death
Dornach, 6 October 1917
As I said in my earlier lectures, the time
has come for humanity to know certain truths concerning the
spiritual background to the physical world. If people are not
going to be prepared to accept these truths out of their own
good will, they will be forced to learn them from the
terrible events that will happen as time goes on.
The question
may arise as to why now is the time for humanity to learn
these truths, some of which are liable to shock people. They
have of course existed for a long time, but humanity in
general was protected and did not have to accept them. Many
of these truths were carefully guarded in the ancient
Mysteries, as you know, so that people in the surrounding
areas were not exposed to the disturbing effect of these
truths. Now, we have often said that it is fear of the great
truths that prevents people from accepting them. Those who
have this fear today — and there are indeed many of
them — could of course say: Why cannot humanity go on
in a kind of sleep state where these truths are concerned? As
it is, people have grown tense and fearful in recent times,
and why should they be exposed to those great and fearsome
truths?
Let us go into
this question, first of all considering why from now on
humanity has to be treated differently, as it were, by the
world of the spirit than has been the case so far in this
post-Atlantean age.
In my earlier
lectures I spoke of the non-physical world which borders
directly on our physical world. This is the world humanity
will need to know about in the time which lies just ahead.
You know, as soon as you enter into a non-physical world,
everything is different from the way it is here. You get to
know certain entities, and above all things of a special
nature which are hidden from the sight of weak humanity
— ‘sight’ here includes anything conveyed
in insights and ideas.
Why has the
human eye been deflected from this other world in the
post-Atlantean age, right up to the present moment? It is
because there are entities in this next-door world —
other, higher worlds lie beyond it — which could only
be made known to human beings under certain conditions. They
have a specific function in the whole universe and especially
also in human evolution. There are many different kinds of
these entities in the other region.
Today I want
to talk to you about one class of such entities, the class
whose function in the great scheme of things is connected
with human birth and death. You should never believe that
human birth and death are actually as they present themselves
to the senses. Spiritual entities are involved when a human
being enters this physical world from the non-physical, and
then leaves it again for the non-physical world. To give them
a name, let us call them the 'elemental spirits of birth and
death' for the moment. It is true that the individuals who
until now were initiated in the Mysteries considered it to be
their strict duty not to speak to people in general of these
elemental spirits of birth and death. If one were to speak of
them, and of the whole way in which these elemental spirits
live, one would be speaking of something that would seem like
red-hot coals to people, for this is how humanity has
developed in the post-Atlantean age. We might also use
another analogy. If people get to know more about the
essential nature of these elemental spirits of birth and
death and do so in full consciousness, they come to know
powers which are inimical to life in the physical world.
Anyone with
more or less normal feelings, even today, will be shaken to
learn the truth that in order to bring about birth and death
in the physical world, the divine spirits who guide world
destinies have to use elemental spirits who actually are the
enemies of everything human beings seek and desire for their
welfare and well-being here in the physical world. If
everything was done just to suit the wishes of human beings
— to be comfortable in this physical world, be fit and
well as we go to sleep and wake up again and go about our
work — if all spirits were of a kind to see to it that
we have such a comfortable life, birth and death could not
be. To bring about birth and death the gods need entities
whose minds and whole way of looking at the world give them
the urge to destroy and lay waste to everything which
provides for the welfare of human beings here in the physical
world.
We have to get
used to the idea that the world is not made as people would
really like it to be and that there exists the element which
in the Egyptian Mysteries was known as ‘iron
necessity’. As part of this iron necessity, entities
hostile to the physical world are used by the gods to bring
about birth and death for human beings.
So we are
looking at a world that is immediately next to our own, a
world that day by day, hour by hour, has to do with our own
world, for the processes of birth and death happen every day
and every hour here on earth. The moment human beings cross
the threshold to the other world they enter into a sphere
where entities live and are active whose whole conduct, views
and desires are destructive for ordinary physical human life.
If this had been made known to people outside the Mysteries
before now, if people had been given an idea of these
entities, the following would inevitably have happened. If
people who are quite unable to deal with their instincts and
drives, with their passions, had known that destructive
entities were present around them all the time, they would
have used the powers of those destructive entities. They
would not have used them the way the gods do in birth and
death, however, but within the realm of physical life. If
people had felt the desire to be destructive in some sphere
or other, they would have had ample opportunity to make these
entities serve them, for it is easy to make them serve us.
This truth was kept hidden to protect ordinary life from the
destructive elemental spirits of birth and death.
The question
is, should we not continue to keep them hidden? This is not
possible, and for quite specific reasons, one of which is
connected with a great, important cosmic law. I could give
you a general formula, but it will be better to use the
actual form it is taking now and in the immediate future to
demonstrate this law to you. As you know, not long ago
growing numbers of impulses came into human evolution which
did not exist before and which are quite characteristic of
our present civilization. Try and go back in your mind to
times not very long ago. You will find times when there were
no steam locomotives, when people did not yet use electricity
as we do now; times perhaps when only thinkers like Leonardo da Vinci
[ Note 1 ]
were able to have the idea, theoretically and on the basis of experiments,
that humans could create apparatus which would enable them to
fly. All this has come to realization in a relatively short
time. Just consider how much depends on the use of steam, of
electricity, of the changes in atmospheric density which has
made airships possible, or the knowledge of statics which has
led to the aeroplane. Consider everything which has come into
human evolution in recent times. Think of the destructive
powers of dynamite, etc., and you can easily imagine, seeing
how swiftly this has gone, that new and different fabulous
things of this kind will be the goal of future human
endeavour. I think you can easily see that the ideal for the
near future will be to have not more and more Goethes, but
more and more Edisons. This really is the ideal of modern
humanity.
Modern people
do, of course, believe that all this — the telegraph,
telephones, the use of steam Power, etc. — happens
without the participation of spiritual entities. This is not
the case, however. The development of human civilization
involves the participation of elemental spirits, even if
people do not know about it. Modern materialists imagine that
the telephone and telegraph, and the steam engines driven
long distances and also used by farmers, have been
constructed merely on the basis of what people produce by the
sweat of their brow. Everything people do in this respect is
under the influence of elemental spirits. They are always
involved and helping us in this. People are not taking the
initiative on their own in this field — they are
guided. In laboratories, workshops, really everywhere where
the spirit of invention is active, elemental spirits are
providing the inspiration.
The elemental
spirits who have given impulses to our civilization from the
eighteenth century onwards are of the same kind as those used
by the gods to bring about birth and death. This is one of
the mysteries which human beings have to discover today. And
the law of world history of which I have spoken is that as
evolution proceeds, the gods always rule for a time within a
particular sphere of elemental spirits and then human beings
enter into this same sphere and use the elemental spirits. In
earlier times, the elemental spirits of birth and death
essentially served the divine spirits who guided the world;
since our day — and this has been going on for some
time now — the elemental spirits of birth and death are
serving technology, industry and human commerce. It is
important to let this disturbing truth enter into our souls
with all its power and intensity.
Something is
happening in this fifth post-Atlantean period of civilization
which is similar to something that happened in Atlantean
times, during the fourth Atlantean period. I have spoken of
this before. Up to the fourth Atlantean period the divine
spirits who guide human evolution used certain elemental
spirits. They had to use them because not only birth and
death had to be brought about at that time, but also
something else, which may be said to be closer to the earth.
You will remember some of the descriptions I have given of
the Atlantean age, when human beings were still flexible in
their physical nature and their souls could make their bodies
grow large or remain dwarf-like, with their outer appearance
depending on their inner nature. Please call this to mind again.
[ Note 2 ]
Today the service
certain elemental spirits give to the divine spirits on
occasions of birth and death is clearly apparent in physical
terms. In those times, when outer appearance was in accord
with inner nature, certain elemental spirits were serving the
gods for the whole of human life. When the Atlantean age had
reached its fourth period, people again began to rule the
elemental spirits, which had previously been used by the
gods, to govern the growth and general physiognomy of human
beings. Human beings gained control of certain divine powers
and made use of them.
The
consequence was that from about the middle of the Atlantean
age it was possible for individuals who desired to harm their
fellow human beings to use all kinds of creative powers on
them — keeping them dwarf-sized in growth or making
them into giants, or letting the physical organism develop in
such a way that the individual concerned would be an
intelligent person or a cretin. A terrible power was in human
hands in the middle of the Atlantean age. You know, for I
have drawn attention to this, that this was not kept secret,
though not from any kind of evil intent. According to one of
the laws of world history, something which initially was the
work of the gods had to become the work of human beings. This
led to serious mischief in the Atlantean age, so that over
the last four or three periods of civilization the whole of
Atlantean civilization had to be guided towards its own
destruction. Our own civilization was saved and brought
across from Atlantis, as I have described elsewhere, and you
will recall my descriptions of what happened in the Atlantean
age.
In the last
three, or two, periods of post-Atlantean civilization in the
fifth stage of earth evolution, work now done by the gods
will again become work to be done by humanity. We are only in
the early stages of the technological, industrial and
commercial activities which proceed under the influence of
the elemental spirits of birth and death. This influence and
its effects will be increasingly more radical. Until now, the
elemental spirits of birth and death have been guided by the
gods and their influence has been limited to the coming into
being and passing away of humans at the physical level. But
the civilization of our own and future ages has to be such
that these spirits can be active in technology, industry,
commerce, and so on.
There is also
another, quite specific, aspect to this. As I have said,
these elemental spirits are the enemies of human welfare and
want to destroy it. We have to see things straight and not
have any illusions concerning the radical nature of this.
Civilization must progress in the fields of technology,
industry and commerce. But by its very nature such a
civilization cannot serve the well-being of humanity in the
physical world; it can only prove destructive to the human
weal.
This will be
an unpalatable truth for people who never tire of making
great speeches on the tremendous advances made in modern
civilization, for they see things in abstract terms and know
nothing of the rise and fall which is part of human
evolution. I have made brief reference to the causes of
destruction in Atlantis. The commercial, industrial and
technological civilization which is now in its beginnings
harbours elements which will lead to the decline and fall of
the fifth earth period. And we only see things straight and
face reality if we admit that we are here beginning to work
on something which must lead to catastrophe.
This is what
it means to enter into iron necessity. Looking for an easy
way out people might say: Alright, I won't take the tram. It
might even go so far — though even members of the
Anthroposophical Society are unlikely to take things this far
— that people will not go on trains, and so on. This
would be complete nonsense, of course. It is not a matter of
avoiding things but of getting a clear picture, real insight
into the iron necessities of human evolution. Civilization
cannot continue in an unbroken upward trend; it has to go
through a succession of rising and falling waves.
There is,
however, something else which can happen, something people
generally do not want to know about today but which is
exactly what modern humanity will have to discover. Insight
— a clear picture of the necessity which exists — is
what will have to come to all human minds. It will
necessarily mean that much will have to change in the frame
of mind in which we consider the world. Human beings will
need to live with inner impulses which they still prefer to
ignore today, for these go against the good life they want.
There are many such impulses. Let me give you just one
example.
People today,
especially if they want to be good people, wanting nothing
for themselves but only to be selfless and desire the good of
others, will of course seek to develop certain virtues.
These, too, are iron necessities. Now, of course, there is
nothing to be said against a desire for virtue, but the
problem is that people are not merely desiring to be
virtuous. It is quite a good thing to want to be virtuous,
but these people want more. If one looks to the unconscious
depths of the human soul one finds that in the present time
people are not really much concerned to develop the actual
virtues. It is much more important to them to be able to feel
themselves to be virtuous, to give themselves up entirely to
a state of mind where they can say: ‘I am truly
selfless, look at all the things I do to improve myself! I am
perfect, I am kind, I am someone who does not believe in
authority.’ They will then, of course, eagerly follow
all kinds of authorities. To feel really good in the
consciousness of having one particular virtue or another is
endlessly more important to people today than actually having
that virtue. They want to feel they have the virtue rather
than practise it.
As a result,
certain secrets connected with the virtues remain hidden to
them. They are secrets which people instinctively feel they
do not want to know, especially if they are modern idealists
who like to feel good in the way I have described. All kinds
of ideals are represented by societies today. Programmes are
made, and a society states its principles, which are to
achieve one thing or another. The things people want to
achieve in this way may indeed be very nice, but to find
something nice in an abstract way is not enough. People must
learn to think in terms of reality. Let us look at the aspect
of reality when it comes to people having virtues.
Perfection, benevolence, beautiful virtues, rights — it is
nice to have them all in the outer social sphere. However,
when people say: ‘It is our programme to achieve perfection in
some particular way, benevolence in some particular
direction, we aim to establish a specific right', they
usually consider this to be something absolute which can be
brought to realization as such. ‘Surely’, people
will say, ‘it must be a good thing to be more and more
perfect?’ And ‘What better ideal can there be but
to have a programme that will make us more and more
perfect?’ But this is not in accord with the law of
reality. It is right, and good, to be more and more perfect,
or at least aim to be so, but when people are actually
seeking to be perfect in a particular direction, this search
for perfection will after a time change into what in reality
is imperfection. A change occurs through which the desire for
perfection becomes a weakness. Benevolence will after a time
become prejudicial behaviour. And however good the right may
be that you want to bring to realization — it will turn
into a wrong in the course of time. The reality is that there
are no absolutes in this world. You work towards something
that is good, and the way of the world will turn it into
something bad. We therefore must seek ever new ways, look for
new forms over and over again. This is what really
matters.
The swing of
the pendulum governs all such human efforts. Nothing is more
harmful than belief in absolute ideals, for they are at odds
with the true course of world evolution.
A good way of
demonstrating things — not to prove, but merely to
illustrate — is to use certain ideas. And to some
extent, ideas from the physical sciences can be used as
symbols to illustrate non-physical ideas. Imagine we have a
pendulum suspended here (drawing on the board). Now you see,
if you take the pendulum to this point, to one extreme, and
then let go, it will go to this point to find its
equilibrium. It follows this path. Why does it do so? Because
it is subject to gravity, people say. It goes down, but once
it has reached the lowest point does not stop there. The
downward movement has given it a certain inertia, which it
uses to move to the other side. It then goes down again. It
means that when the pendulum travels this distance, the
downward movement gives it sufficient energy to swing to the
other side. This provides an analogy that may be used to give
a strong visual image of one thing or another. Thus we may
say: A virtue — perfection, benevolence — goes in
this direction, but then goes in the opposite direction.
Perfection becomes weakness, benevolence uncritical
adoration, and right turns into wrong in the course of
evolution.
People prefer
not to consider such ideas today. Just imagine trying to
explain to a solid middle-class citizen who is establishing a
society which is to serve certain ideals: You are now setting
up an ideal, but in making it part of the process of
evolution you will create the opposite effect, and you will
do so in a relatively short time. Well, he would think you
are not only no idealist, but a real devil. Why should the
effort to be perfect not go towards increasing perfection,
and why should right not continue to be right for ever and
ever? It is extremely difficult for people today to have
ideas based on reality instead of ideas that are one-sided
abstractions. Yet they will have to learn to have such ideas,
for they will not progress without them. They will also have
to become used to the idea that progress in civilization will
gradually make it necessary for us to use the elemental
spirits of birth and death. And in doing so, humanity will
have to live with the fact that a destructive element becomes
part of human evolution.
Every now and
then, people who refuse to familiarize themselves with
anthroposophy — which is the only means of finding the
right attitude to such things — find the right ideas by
themselves, from instinct. What is the significance of all
this? The elemental spirits of birth and death are, of
course, messengers of Ahriman. The iron necessity of world
evolution forces the gods to use Ahriman's messengers to
control birth and death. When they ask the elemental spirits
to act on their behalf they do not allow the powers of these
messengers to enter the physical world. But as civilization
goes into its decline, from the fifth post-Atlantean period
onwards, this element has to come in again, so that
catastrophe may be brought about. Human beings must use these
powers themselves. Ahriman's messengers are therefore an iron
necessity; they have to bring about the destruction that will
lead to the next step forward in civilization. This is a
terrible truth, but it is so. And nothing will avail where
this truth is concerned but to get to know it and to see it
clearly. We shall be discussing this further and you will see
how many things there are which call for the right attitude
to these truths.
Instinct, I
have said, makes some people realize that something is
necessary. One such individual is Ricarda Huch,
[ Note 3 ]
who has written a number of
excellent books at the present time — though none that
somehow comes even close to anthroposophy. Her latest work, on
Luther's faith, is remarkable — not so much because of
insight, but because of the instinct to be found in this
book. If you read the first three chapters of the book you
find there a strange cry — I think we may call it such
— a cry for humanity to find again what has really been
lost since Luther came on the scene. Before his day atavistic
clairvoyance still existed. Ricarda Huch says that what
humanity needs most of all today is to get to know the devil.
She does not consider it so necessary for people to come to
know God; it is much more important, she says, to get to know
the devil.
Ricarda Huch
does not know, of course, why this is necessary, but she has
an instinctive feeling that it is so. Hence her remarkable
cry for knowledge of the devil in the first chapters of the
book. This is highly symptomatic and significant for our
time. Her thinking is: People will come to know God again
once they know that the devil is all around them. Individuals
like this, who still do not want to take up anthroposophy,
will always look for a way to apologize for their statements.
Ricarda Huch does feel that people must get to know the devil
as someone who is very real; but she immediately says, as a
kind of apology, that one should not, of course, imagine the
devil to be walking around in the street with horns and a
tail. Oh, but he does walk around! ‘They never know the
devil is about, Not even when he has them by the
collar.’
[ Note 4 ]
Modern abstract thinking immediately needs an apology, even if
someone knows instinctively what is most urgently needed. But
there is a good and real instinct for the present time behind
this cry for the devil. People should not simply grow
blindly, as if asleep, into what iron necessity demands of
them in the immediate future, which is to use the messengers
of the devil in our work in laboratories, workshops, banks
and everywhere else. They have to use them so that
civilization may progress; but they must know the devil, they
must know that the keys which are used, say, to unlock the
vaults have the devil's power in them. Ricarda Huch knows
this instinctively, and people need to know it, for only
knowledge will take us into the future in the right way. It
is of immense importance that there are people who, out of
instinct, point to the need which exists to know the devil
and not walk past him fast asleep, for he is getting more and
more powerful.
Perhaps there
is something else that is characteristic — I mention it
only in passing: In Paradise, too, it was a woman who
instinctively allowed the functions of the devil to enter
into Paradise. I think it is not much to the credit of men in
our civilization that they are still calling this kind of
thing superstition and refuse to have anything to do with it,
once again leaving it to a woman. It may indeed be
characteristic that a woman, Ricarda Huch, is calling for the
devil, just as once in Paradise it was Eve who let in the
devil. This merely as a passing comment.
It is the devil
who will and must be the bearer of our future civilization.
This is a harsh truth, but it is important. It is intimately
bound up with the fact that destructive powers will have to
enter into the future progress of civilization. Above all
— and I will speak of this tomorrow — destructive
powers will have to enter into the whole field of education,
and especially the education of children, unless the matter
is taken in hand with wisdom. Because of the general trend of
civilization, and the customary practices and emotions of
people, destructive powers will also enter more and more into
the whole social sphere. They will above all bring more and
more destruction into the actual relationships between
people.
Humanity should
seek to bring Christ's words to realization: ‘Where two
or three are gathered together in my name, there am I in the
midst of them.’
[ Note 5 ]
Technological and commercial progress will not bring this to
realization, but rather: Where two or more want to fight and
assault each other in my name, there am I in the midst of
them. This will happen more and more in the social life and
because of this there is a general difficulty today in
presenting truths which will bring people together.
Let us
conclude by being clear in our minds, at least for the moment
— we shall continue with the subject tomorrow and the
day after — about the frame of mind in which people
generally receive truths. People do not like to be told
truths today because they simply do not believe truth to be
something which comes to human beings directly from the world
of the Spirit. Modern people believe truth must always be
something grown in their own garden. People in their twenties
have their own point of view, they do not need to be
convinced of a truth, they do not need to have the truth
revealed to them, they have their own point of view. And
someone who has eagerly fought for the truth, a young fellow
of twenty-four, just finished at university where he may have
attended lectures on philosophy — he has his point of
view and enters into discussion with another who has just as
eagerly fought for his own truth. Each of them believes that
the absolute certain truth grows in his own garden, even if
the soil has not been prepared. People are not inclined to
receive truths; they announce themselves the possessors of
truth. This is the characteristic element in the present
time.
Ricarda Huch
has put it rather nicely. She points out that in the period
of Enlightenment in Europe, our present state of mind, or
call it what you will, which is absolutely awash with
chauvinism, was preceded by Nietzscheanism, which was far
more sublime than anything connected with native pride and
chauvinism. Many, many people became followers of Nietzsche
and it was he who set up the ideal of the ‘tawny
beast’. People actually had little idea of what this
meant. Ricarda Huch says: People who did not even have what
it takes to be a decent pet rabbit fancied themselves as
‘tawny beasts’ of the kind Nietzsche presented.
[ Note 6 ]
There you have
the modern bourgeois point of view. One does not have what it
takes to be a decent rabbit, but if someone establishes a
high ideal — that is how they like to see themselves!
One considers oneself to be this, without doing anything to
achieve it. People do not feel they need to develop, for they
cannot bear the idea of being something in the future; they
want to be something now. This splits them apart into human
atoms, each with his own point of view, with no one able to
understand anyone else.
There, in this
mood where no one can understand anyone else, you see the
destructive powers at work in human society. This is driving
people apart. It was, of course, the devil who presented
people with the temptation to be ‘tawny beasts’.
They did not actually become such beasts, but even so, the
nineteenth-century impulses which destroy social life in the
twentieth century have certainly taken root. We will continue
with this tomorrow.
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