CHAPTER III
THINKING AS THE INSTRUMENT OF
KNOWLEDGE
WHEN
I observe how a billiard ball, when struck, communicates its motion
to another, I remain entirely without influence on the course of this
observed process before me. The direction and velocity of the motion
of, the second ball is determined by the direction and velocity of
the first. As long as I remain a mere spectator, I cannot tell
anything about the motion of the second ball until it has happened.
It is quite different when I begin to reflect on the content of my
observations. The purpose of my reflection is to form concepts of the
occurrence. I connect the concept of an elastic ball with certain
other concepts of mechanics, and consider the special circumstances
which obtain in the instance in question. I try, in other words, to
add to the occurrence which takes place without my assistance a
second process which takes place in the conceptual sphere. This
latter one is dependent on me. This is shown by the fact that I can
rest content with the observation, and renounce all search for
concepts if I have no need of them. If, however, this need is
present, then I am not content until I have established a certain
connection among the concepts, ball, elasticity, motion, impact,
velocity, etc., so that they apply to the observed process in a
definite way. As surely as the occurrence goes on independently of
me, so surely is the conceptual process unable to take place without
my activity.
We shall have to
consider whether this activity of mine really proceeds from my own
independent being, or whether those modern physiologists are right
who say that we cannot think as we will, but that we must think
exactly as the thoughts and thought-connections determine, which
happen to be in our consciousness at any given moment. (Cp. Ziehen,
Leitfaden der Physiologischen Psychologie, Jena, 1893, p.
171.) For the present we wish merely to establish the fact that we
constantly feel obliged to seek for concepts and connections of
concepts, which stand in a certain relation to the objects and
processes which are given independently of us. Whether this activity
is really ours, or whether we are determined to it by an unalterable
necessity, is a question which we need not decide at present. What is
unquestionable is that the activity appears, in the first instance,
to be ours. We know for certain that together with the objects we are
not given their concepts. My being the agent in the conceptual
process may be an illusion; but there is no doubt that to immediate
observation it appears so. Our present question is, What do we gain
by supplementing a process with a conceptual counterpart?
There is a far-reaching
difference between the ways in which, for me, the parts of a process
are related to one another before, and after, the discovery of the
corresponding concepts. Mere observation can trace the parts of a
given process as they occur, but their connection remains obscure
without the help of concepts. I observe the first billiard ball move
towards the second in a certain direction and with a certain
velocity. What will happen after the impact I cannot tell in advance.
I can once more only watch it happen with my eyes. Suppose someone
obstructs my view of the field where the process is happening, at the
moment when the impact occurs, then, as mere spectator, I remain
ignorant of what happens after. The situation is very different, if
prior to the obstruction of my view I have discovered the concepts
corresponding to the nexus of events. In that case I can say what
occurs, even when I am no longer able to observe. There is nothing in
a merely observed process or object to show its connection with other
processes or objects. This connection becomes obvious only when
observation is combined with thinking.
Observation and
Thinking are the two points of departure for all the spiritual
striving of man, in so far as he is conscious of such striving. The
workings of common sense, as well as the most complicated scientific
researches, rest on these two fundamental pillars of our Spirit.
Philosophers have started from various primary antitheses, Idea and
Reality, Subject and Object, Appearance and Thing-in-itself, Ego and
Non-Ego, Idea and Will, Concept and Matter, Force and Substance, the
Conscious and the Unconscious. It is, however, easy to show that the
antithesis of Observation and Thinking must precede all other
antitheses, the former being for man the most important.
Whatever principle we
choose to lay down, we must either prove that somewhere we have
observed it, or we must enunciate it in the form of a clear thought
which can be re-thought by any other thinker. Every philosopher who
sets out to discuss his fundamental principles must express them in
conceptual form and thus use thinking. He therefore indirectly admits
that his activity presupposes thinking. We leave open here the
question whether thinking or something else is the chief factor in
the development of the world. But it is at any rate clear that the
philosopher can gain no knowledge of this development without
thinking. In the occurrence of phenomena thought may play a secondary
part, but it is quite certain that it plays a chief part in the
forming of a view about them.
As regards observation,
our need of it is due to our organization. Our thought about a horse
and the object “horse” are two things which for us emerge
separate from each other. The object is accessible to us only by
means of observation. As little as we can form a concept of a horse
by merely staring at the animal, just as little are we able by mere
thinking to produce the corresponding object.
In sequence of time
observation even precedes thinking. For we become familiar with
thinking itself in the first instance by observation. It was
essentially a description of an observation when, at the beginning of
this chapter, we gave an account of how thinking is kindled by an
objective event and transcends what is merely given without its
activity. Whatever enters the circle of our experiences becomes an
object of apprehension to us first through observation. All contents
of sensations, all perceptions, feelings, acts of will, dreams and
fancies, representations, concepts, Ideas, all illusions and
hallucinations, are given to us through observation.
But thinking as an
object of observation differs essentially from all other objects. The
observation of a table, or a tree, occurs in me as soon as those
objects appear within the horizon of my field of consciousness. Yet I
do not, at the same time, observe my thinking about these things. I
observe the table, and I carry out the thinking about the table, but
I do not at the same moment observe it. I must first take up a
standpoint outside of my own activity, if I want to observe my
thinking about the table, as well as the table. Whereas the
observation of things and processes, and the thinking about them, are
everyday occurrences making up the continuous current of my life, the
observation of the thinking itself is a sort of exceptional state.
This fact must be taken into account, when we come to determine the
relation of thinking to all other objects. We must be quite clear
about the fact that, in observing the thinking, we are applying to it
a method which is our normal attitude in the study of all other
contents of the world, but which in the ordinary course of that study
is not usually applied to thinking itself.
Someone might object
that what I have said about thinking applies equally to feeling and
to all other spiritual activities. Thus it is said that when, e.g., I
have a feeling of pleasure, the feeling is kindled by the object, but
it is this object I observe, not the feeling of pleasure. This
objection, however, is based on an error. Pleasure does not stand at
all in the same relation to its object as the concept formed by
thinking. I am conscious, in the most positive way, that the concept
of a thing is formed through my activity; whereas a feeling of
pleasure is produced in me by an object in a way similar to that in
which, e.g., a change is caused in an object by a stone which falls
on it. For observation, a pleasure is given in exactly the same way
as the event which causes it. The same is not true of the concept. I
can ask why an event arouses in me a feeling of pleasure. But I
certainly cannot ask why an occurrence causes in me a certain number
of concepts. The question would be simply meaningless. In thinking
about an occurrence, I am not concerned with an effect on me. I learn
nothing about myself from knowing the concepts which correspond to
the observed change caused in a pane of glass by a stone thrown
against it. But I do learn something about my personality when I know
the feeling which a certain occurrence arouses in me. When I say of
an object which I perceive, “this is a rose,” I say
absolutely nothing about myself; but when I say of the same thing
that “it causes a feeling of pleasure in me,” I
characterize not only the rose, but also myself in my relation to the
rose.
There can, therefore,
be no question of putting thinking and feeling on a level as objects
of observation. And the same could easily be shown of other
activities of the human spirit. Unlike thinking, they must be classed
with any other observed objects or events. The peculiar nature of
thinking lies just in this, that it is an activity which is directed
solely on the observed object and not on the thinking personality.
This is apparent even from the way in which we express our thoughts
about an object, as distinct from our feelings or acts of will. When
I see an object and recognize it as a table, I do not as a rule say,
“I am thinking of a table,” but, “this is a table.”
On the other hand, I do say, “I am pleased with the table.”
In the former case, I am not at all interested in stating that I have
entered into a relation with the table; whereas, in the second case,
it is just this relation which matters. In saying, “I am
thinking of a table,” I enter already the exceptional state
characterized above, in which something is made the object of
observation which is always present in our spiritual activity,
without being itself normally an observed object.
The peculiar nature of
thinking consists just in this, that the thinker forgets his thinking
while actually engaged in it. It is not thinking which occupies his
attention, but rather the object of the thinking which he observes.
The first observation
which we make about thinking is that it is the unobserved element in
our ordinary spiritual life.
The reason why we do
not notice the thinking which goes on in our ordinary life is no
other than this, that it is caused by our own activity. Whatever I do
not myself produce appears in my field of consciousness as an object;
I contrast it with myself as something the existence of which is
independent of me. It comes to meet me. I must accept it as the
presupposition of my thinking. As long as I think about the object, I
am absorbed in it, my attention is turned on it. To be thus absorbed
in the object is just to contemplate it by thinking. I attend, not to
my activity, but to its object. In other words, whilst I am thinking,
I pay no heed to my thinking which is of my own making, but only to
the object of my thinking which is not of my making.
I am, moreover, in
exactly the same position when I enter into the exceptional state and
reflect on own thinking. I can never observe my present thinking, I
can only subsequently take my experiences about the process of my
thinking as the object of fresh thinking. If I wanted to watch my
present thinking, I should have to split myself into two persons, one
to think, the other to observe this thinking. But this is impossible.
I can only accomplish it in two separate acts. The thinking to be
observed is never that in which I am actually engaged, but a
different one. Whether, for this purpose, I make observations of my
own former thinking, or follow the thinking-process of another
person, or finally, as in the example of the motions of the billiard
balls, assume an imaginary thinking-process, is immaterial.
There are two things
which are incompatible with one another: productive activity and the
contemplation of it. This is recognized even in the First Book of
Moses. It represents God as creating the world in the first six days,
and only after its completion is any contemplation of the world
possible: “And God saw everything that he had made and, behold,
it was very good.” The same applies to our thinking. It must be
there first, if we would observe it.
The reason why it is
impossible to observe the thinking in its actual occurrence at any
given moment, is the same as that which makes it possible for us to
know it more immediately and more intimately than any other process
in the world. Just because it is our own creation do we know the
characteristic features of its course, the manner in which the
process, in detail, takes place. What in the other spheres of
observation we can discover only indirectly, viz., the relevant
objective nexus and the relations of the individual objects, that is
known to us immediately in the case of thinking. I do not know
off-hand why, for perception, thunder follows lightning, but I
know immediately, from the content of the two concepts why my
thinking connects the concept of thunder with that of lightning. It
does not matter for my argument whether my concepts of thunder and
lightning are correct. The connection between those concepts which I
have is clear to me, and that by means of the very concepts
themselves.
This transparent
clearness concerning our thinking-processes is quite independent of
our knowledge of the physiological basis of thinking. I am speaking
here of thinking as it appears to our observation of our own
spiritual activity. For this purpose it is quite irrelevant how one
material process in my brain causes or influences another, whilst I
am carrying on a process of thinking. What I observe in thinking is
not what process in my brain connects the concept of thunder with
that of lightning, but what impels me to bring these two concepts
into a definite relation. Observation shows that, in linking thought
with thought, I am guided by nothing but their content, not by the
material processes in the brain. This remark would be quite
superfluous in a less materialistic age than ours. To-day, however,
when there are people who believe that, when we know what matter is,
we shall know also how it thinks, it is necessary to affirm the
possibility of speaking of thinking without trespassing on the
domain of brain physiology. Many people to-day find it difficult to
grasp the concept of thinking in its purity. Anyone who challenges
the description of thinking which I have given here, by quoting
Cabanis' statement that “the brain secretes thoughts as the
liver does gall or the spittle-glands spittle, etc.,” does not
indeed know of what I am talking. He attempts to discover thinking by
the same method of mere observation which we apply to the other
objects that make up the world. But he cannot find it in this way,
because, as I have shown, it eludes just this ordinary observation.
Whoever cannot transcend Materialism lacks the ability to lead
himself to the exceptional state I have described, in which he
becomes conscious of what in all other spiritual activity remains
unconscious. It is useless to discuss thinking with one who is not
willing to adopt this attitude, just as it would be to discuss colour
with a blind man. Let him not imagine, however, that we regard
physiological processes as thinking. He fails to explain thinking
because he does not see it at all.
For everyone, however,
who has the ability to observe thinking, and with goodwill every
normal man has this ability, this observation is the most important
he can make. For he observes something which he himself produces. He
is not confronted by what is, to begin with, a foreign object, but by
his own activity. He knows how that which he observes comes to be. He
perceives clearly its connections and relations. He has gained a
firm point from which he can, with well-founded hopes, seek an
explanation of the other phenomena of the world.
The feeling that he had
found such a firm foundation, induced the father of modern
philosophy, Descartes, to base the whole of human knowledge, on the
principle, “I think, therefore I am.” All other things,
all other processes, are there independently of me. Whether they be
truth, or illusion, or dream, I know not. There is only one thing of
which I am absolutely certain, for I myself am the author of its
indubitable existence; and that is my thinking. Whatever other origin
it may have in addition, whether it come from God or from elsewhere,
of one thing I am sure, that it is there in the sense that I myself
produce it. Descartes had, to begin with, no justification for
reading any other meaning into his principle. All he had a right to
assert was that, in apprehending myself as thinking, I apprehend
myself, within the world-system, in that activity which is most
uniquely my own. What the added words “therefore I am”
are intended to mean has been much debated. They can have a meaning
on one condition only. The simplest assertion I can make of a thing
is, that it is, that it exists. What kind of existence, in detail, it
has, can in no case be determined on the spot, as soon as the thing
enters within the horizon of my experience. Each object must be
studied in its relations to others, before we can determine the sense
in which we can speak of its existence. An experienced process may be
a complex of percepts, or it may be a dream, an hallucination, etc.
In short, I cannot say in what sense it exists. I can never read off
the kind of existence from the process itself, for I can discover it
only when I consider the process in its relation to other things. But
this, again, yields me no knowledge beyond just its relation to other
things. My inquiry touches firm ground only when I find an object,
the reason of the existence of which I can gather from itself. Such
an object I am myself in so far as I think, for I qualify my
existence by the determinate and self-contained content of my
thinking activity. From here I can go on to ask whether other things
exist in the same or in some other sense.
When thinking is made
an object of observation, something which usually escapes our
attention is added to the other observed contents of the world. But
the usual kind of behaviour, such as is employed also for other
objects, is in no way altered. We add to the number of objects of
observation, but not to the number of methods. When we are observing
other things, there enters among the world-processes — among
which I now include observation — one process which is
overlooked. There is present something different from every other
kind of process, something which is not taken into account. But when
I observe my own thinking, there is no such neglected element
present. For what hovers now in the background is just thinking
itself over again. The object of observation is qualitatively
identical with the activity directed upon it. This is another
characteristic feature of thinking. When we make it an object of
observation, we are not compelled to do so with the help of something
qualitatively different, but can remain within the same element.
When I weave a tissue
of thoughts round an independently given object, I transcend my
observation, and the question then arises: What right have I to do
this? Why do I not passively let the object impress itself on me? How
is it possible for my thinking to be related to the object? These are
questions which everyone must put to himself who reflects on his own
thought-processes. But all these questions lapse when we think about
thinking itself. We then add nothing to our thinking that is foreign
to it, and, therefore, have no need to justify any such addition.
Schelling says: “To
know Nature means to create Nature.” If we take these words of
this daring philosopher of Nature literally, we shall have to
renounce for ever all hope of gaining knowledge of Nature. For Nature
after all exists, and if we have to create it over again, we must
know the principles according to which it has originated in the first
instance. We should have to borrow from Nature as it exists the
conditions of existence for the Nature which we are about to create.
But this borrowing, which would have to precede the creating, would
be a knowing of Nature, and would be this even if after the borrowing
no creation at all were attempted. Only a kind of Nature which does
not yet exist could be created without prior knowledge.
What is impossible with
regard to Nature, namely, creating before knowing, is accomplished
with regard to thinking. Were we to refrain from thinking until we
had first gained knowledge of it, we should never attain it. We must
resolutely think straight ahead, and then afterwards gain
knowledge of the thinking we have done by observing it. When we want
to observe thinking, we must ourselves first create the object to be
observed: the existence of all other objects is provided for us
without any activity on our part.
My contention that we
must think before we can examine thinking, might easily be countered
by the apparently equally valid contention that we cannot wait with
digesting until we have first observed the process of digestion. This
objection would be similar to that brought by Pascal against
Descartes, when he asserted we might also say “I walk,
therefore I am.” Certainly I must digest resolutely and not
wait until I have studied the physiological process of digestion. But
I could only compare this with the analysis of thinking if, after
digestion, I set myself not to analyse it by thinking, but to eat and
digest it. It is not without reason that, while digestion cannot
become the object of digestion, thinking can very well become the
object of thinking.
This then is
indisputable, that in thinking we have got hold of one bit of the
world-process which requires our presence if anything is to happen.
And that is the very point that matters. The very reason why things
seem so puzzling is just that I play no part in their production.
They are simply given to me, whereas in the case of thinking I know
how it is done. Hence there can be no more fundamental starting-point
than thinking from which to regard all world-happenings.
I should like to
mention a widely current error which prevails with regard to
thinking. It is often said that thinking, in its original nature, is
never given. The thinking-processes which connect our perceptions
with one another, and weave about them a network of concepts, are not
at all the same as those which our analysis afterwards extracts from
the objects of perception, in order to make them the object of study.
What we have unconsciously woven into things is, so we are told,
something widely different from what subsequent analysis recovers out
of them.
Those who hold this
view do not see that it is impossible in this way to escape from
thinking. I cannot get outside thinking when I want to study it. We
should never forget that the distinction between thinking which goes
on unconsciously and thinking which is consciously analysed is a
purely external one and irrelevant to our discussion. I do not in any
way alter a thing by making it an object of thinking. I can well
imagine that a being with quite different sense-organs, and with a
differently constructed intelligence, would have a very different
representation of a horse from mine, but I cannot think that my own
thinking becomes different because I observe it. I myself observe
what I produce. We are not talking here of how my thinking appears to
an intelligence different from mine, but how it appears to me. In any
case, the representation which another intelligence forms of my
thinking cannot be truer than the one which I form myself. Only if I
were not myself the thinking being, but the thinking were transmitted
to me as the activity of a quite foreign being, might I then so speak
that my picture of thinking appeared indeed in a definite manner; but
how the thinking of the being may be itself, that I should not be
able to know.
So far, there is not
the slightest reason why I should regard my own thinking from any
other point of view than my own. I contemplate the rest of the world
by means of thinking. How should I make of my thinking an exception?
I think I have given
sufficient reasons for making thinking the starting-point for my
study of the world. When Archimedes had discovered the lever, he
thought he could lift the whole cosmos from its hinges, if only he
could find a point of support for his instrument. He needed a point
which was self-supporting. In thought we have a principle which is
self-subsisting. Let us try, therefore, to understand the world
starting from this basis. Thinking can be grasped by itself. The
question is whether we can also grasp anything else through it.
I have so far spoken of
thinking without taking account of its vehicle, the human
consciousness. Most present-day philosophers would object that before
there can be thinking, there must be consciousness. Hence we ought to
start, not from thinking, but from consciousness. There is no
thinking, they say, without consciousness. In reply I would urge
that, in order to clear up the relation between thinking and
consciousness, I must think about it. Hence I presuppose thinking.
One might, it is true, retort that, though a philosopher who wishes
to understand consciousness, naturally makes use of thinking,
and so far presupposes it; in the ordinary course of life, however,
thinking arises within consciousness and, therefore, presupposes
that.
Were this answer given
to the world-creator, when he was about to create thought, it would,
without doubt, be to the point. Thinking cannot, of course, come into
being before consciousness. The philosopher, however, is not
concerned with the creation of the world, but with the understanding
of it. Hence he is in search of the starting-point, not for creation,
but for the understanding of the world. It seems to me very strange
that a philosopher is reproached for troubling himself, above all,
about the correctness of his principles, instead of turning straight
to the objects which he seeks to understand. The world-creator had
above all to know how to find a vehicle for thinking; the philosopher
must seek a firm basis for the understanding of what is existent.
What does it help us to start with consciousness and make it an
object of thinking, if we do not first know how far it is possible at
all to gain any insight into things by thinking?
We must first consider
thinking quite impartially without relation to a thinking subject or
to an object of thought. For subject and object are both concepts
formed by thinking. There is no denying that thinking must be
understood before anything else can be understood. Whoever denies
this, fails to realize that man is not the first link in the chain of
creation but the last. Hence, in order to explain the world by means
of concepts, we cannot start from the elements of existence which
came first in time, but we must begin with that element which is
nearest and most intimately connected with us. We cannot, with a
leap, transport ourselves to the beginning of the world, in order to
begin our analysis there, but we must start from the present moment
and see whether we cannot advance from the later to the earlier. As
long as Geology fabled fantastic revolutions to account for the
present state of the earth, it groped in darkness. It was only when
it began to study the processes at present at work on the earth, and
from these to argue back to the past, that it gained a firm
foundation. As long as Philosophy assumes all sorts of principles,
such as atom, motion, matter, will, the unconscious, it will hang in
the air. The philosopher can reach his goal only if he adopts that
which is last in time as the first in his theory. This absolutely
last thing in the world-process is indeed Thinking.
There are people who
say it is impossible to ascertain with certainty whether our thinking
is right or wrong, and that, so far, our starting-point is a doubtful
one. It would be just as intelligent to raise doubts as to whether a
tree is in itself right or wrong. Thinking is a fact, and it is
meaningless to speak of truth or falsity of a fact. I can, at most,
be in doubt as to whether thinking is rightly employed, just as I can
doubt whether a certain tree supplies wood adapted to the making of
this or that useful object. It is just the purpose of this book to
show how far the application of thinking to the world is right or
wrong. I can understand anyone doubting whether, by means of
thinking, we can gain any knowledge of the world, but it is
unintelligible to me how anyone can doubt that thinking in itself is
right.
ADDITION TO THE REVISED EDITION, 1918
In
the preceding discussion I have pointed out the important difference
between thinking and all other soul activities. This difference is a
fact which is patent to genuinely unprejudiced observation. Anyone
who does not try to apply this unprejudiced observation will be
tempted to bring against my argumentation such objections as these:
When I think about a rose, there is involved nothing more than a
relation of my “I” to the rose, just as when I feel the
beauty of the rose. There subsists likewise a relation between “I”
and object in thinking as there does, e.g., in feeling or perceiving.
Those who urge this objection fail to bear in mind that it is only in
the activity of thinking that the “I,” or Ego, knows
itself to be identical, right into all the ramifications of the
activity, with that which is active. Of no other soul activity can we
say the same. For example, in a feeling of pleasure it is easy for a
more intimate observation to discriminate between the extent to which
the Ego knows itself to be identical with what is active in the
feeling, and the extent to which there is something passive in the
Ego, so that the pleasure is merely something which happens to the
Ego. The same applies to the other soul activities. The main thing is
not to confuse the “having of thought images” with the
elaboration of thought by thinking. Images may appear in the soul
dream-wise, like vague intimations. But this is not thinking. True,
someone might now urge: If this is what you mean by “thinking,”
then your thinking contains willing, and you have to do, not with
mere thinking, but with the will to think as well. However, this
would justify us only in saying: Genuine thinking must always be
willed thinking. But this is quite irrelevant to the characterization
of thinking as this has been given in the preceding discussion. Let
it be granted that the nature of thinking necessarily implies its
being willed, the point which matters is that nothing is willed
which, in being carried out, fails to appear to the Ego as an
activity completely its own and under its own supervision.
Indeed, we must say that thinking appears to the observer as through
and through willed, precisely because of its nature as above defined.
If we genuinely try to master all the facts which are relevant to a
judgment about the nature of thinking, we cannot fail to observe that
this soul activity has the unique character which is here in
question.
A personality of whose
powers as a thinker the author of this book has a very high opinion,
has objected that it is impossible to speak about thinking as we are
here doing, because the presumably observed active thinking is
nothing but an illusion. In reality, what is observed is only the
results of an unconscious activity which lies at the basis of
thinking. It is only because, and just because, this unconscious
activity escapes observation, that the deceptive appearance of the
self-subsistence of the observed thinking arises, just as when an
illumination by means of a rapid succession of electric sparks makes
us believe that we see a movement. This objection, likewise, rests
solely on an inaccurate view of the facts. The objection ignores that
it is the Ego itself which, standing inside thinking, observes from
within its own activity. The Ego would have to stand outside the
thinking in order to suffer the sort of deception which is caused by
an illumination with a rapid succession of electric sparks. One might
rather say that to indulge in such an analogy is to deceive oneself
by force, just as if someone, seeing a moving light, were obstinately
to affirm that it is being freshly lit by an unknown hand at every
point where it appears. No, whoever is bent on seeing in thinking
anything else than an activity produced — and supervised by —
the Ego has first to shut his eyes to the plain facts that are there
for the looking, in order then to invent a hypothetical activity as
the basis of thinking. If he does not blind himself by force, he must
recognize that all these “hypothetical additions” to
thinking take him away from its real nature. Unprejudiced observation
shows that nothing is to be counted as belonging to the nature of
thinking except what is found in thinking itself. It is impossible to
discover what causes thinking if one leaves the realm of thinking.
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