chapter i
THE
NATURE OF MAN
4.
Body, Soul and Spirit
Man
can only come to a true understanding of himself when he grasps
clearly the significance of thinking within his being. The
brain is the bodily instrument for thinking. Just as man can
only see colours with a properly constructed eye, so the
suitably constructed brain serves him for thought. The whole
body of man is so formed that it receives its crown in the
organ of the spirit, the brain. The construction of the human
brain can be understood only by considering it in relation to
its task, which consists in being the bodily basis for the
thinking spirit. This is borne out by a comparative survey of
the animal world. Among the amphibians we find the brain small
in comparison with the spinal cord; in mammals it is
proportionately larger; in man it is largest in
comparison with the rest of the body.
Many prejudices are prevalent regarding such statements about
thinking as are brought forward here. Many persons are inclined
to undervalue thinking, and to place higher the “warm
life of feeling” or “emotion.” Some, indeed,
say it is not by “sober thinking,” but by warmth of
feeling, by the immediate power of “the emotions,”
that one raises oneself to higher knowledge. People who talk
thus fear to blunt the feelings by clear thinking. This
certainly does result from the ordinary thinking that is
concerned only with matters of utility; but in the case of
thoughts that lead to higher regions of existence, the opposite
happens. There is no feeling and no enthusiasm to be compared
with the sentiments of warmth, beauty and exaltation enkindled
through the pure, crystal-clear thoughts which relate to higher
worlds. For the highest feelings are as a matter of fact
not those which come “of themselves,” but
those which are achieved by energetic and persevering work in
the realm of thought.
The
human body is so built as to be adapted to thinking. The same
materials and forces which are present in the mineral kingdom
are so combined in the human body that by means of this
combination thought can manifest itself. This mineral
construction, built up in accordance with its task, will be
called in the following pages the physical body of man.
This mineral structure which is organised with reference to the
brain as its central point, comes into existence through
propagation and reaches its fully developed form through
growth. Propagation and growth man shares in common with plants
and animals. Through propagation and growth what is living
differentiates itself from the lifeless mineral. Life gives
rise to life by means of the germ. Descendant follows
forefather from one living generation to another. The
forces through which a mineral originates are directed upon the
substances of which it is composed. A quartz crystal is
formed through the forces inherent in the silicon and oxygen
which are combined in the crystal. The forces which shape an
oak tree must be sought for in an indirect way in the germ in
the mother and father plants. The form of the oak is preserved
through propagation from forefather to descendant. There are
inner determining conditions innate in all that is living. It
was a crude view of Nature which held that lower animals, even
fishes, could evolve out of mud. The form of the living passes
itself on by means of heredity. How a living being develops
depends on what father or mother it has sprung from, or in
other words, on the species to which it belongs. The materials
of which it is composed are continually changing; the species
remains constant during life, and is transmitted to the
descendants. Therefore the species is that which
determines the combination of the materials. This force which
determines species will be here called Life-force. Just
as the mineral forces express themselves in the crystals, so
the formative life-force expresses itself in the species or
forms of plant and animal life.
The
mineral forces are perceived by man by means of his bodily
senses; and he can only perceive that for which he has such
senses. Without the eye there is no perception of light,
without the ear no perception of sound. The lowest organisms
have only one of the senses belonging to man: a kind of sense
of touch.
Nothing can be perceived by such organisms, in the
way a human being perceives, except those mineral forces which
make themselves known through the sense of touch. In proportion
as the other senses are developed in the higher animals does
their surrounding world, which man also perceives, become
richer and more varied. It depends, therefore, on the organs of
a being whether that which exists in the outer world exists
also for the being itself, as perception, as sensation.
What is present in the air as a certain motion becomes in man
the sensation of hearing. Man does not perceive the
manifestations of the life-force through the ordinary senses.
He sees the colours of the plants; he smells their perfume; the
life-force remains hidden from this form of observation. But
the ordinary senses have just as little right to deny that
there is a life-force as has the man born blind to deny that
colours exist. Colours are there for the person born blind as
soon as he has been operated upon; in the same way, the
objects, the various species of plants and animals created by
the life-force (not merely the individual plants and animals)
are present to man as objects of perception as soon as the
necessary organ unfolds within him. An entirely new world opens
out to man through the unfolding of this organ. He now
perceives, not merely the colours, the odours, etc., of the
living beings, but the life itself of these beings. In each
plant, in each animal, he perceives, besides the physical form,
the life-filled spirit-form. In order to have a name for this
spirit-form let it be called the ether-body, or life-body.
[The author of this book, long after it was written,
applied to what is here called etheric or life-body, the name
“formative-force-body” (also cf. Das Reich,
4th book of the first year's issue.) He felt moved to give it
this name, because he believes that one cannot do enough to
prevent the misunderstanding due to confusing what is here
meant by etheric body with the “vital force” of
older natural science. In what concerns the rejection of this
older concept of a vital force in the sense of modern natural
science, the author shares in a certain respect the standpoint
of those who are opposed to assuming such a vital force. For
the purpose of assuming such a vital force was to explain the
special mode of working in the organism of the inorganic
forces. But that which works inorganically in the organism,
does not work there in any other way than it does in the
inorganic world. The laws of inorganic nature are in the
organism no other than they are in the crystal, and so forth.
But in the organism there is present something which is not
inorganic: the formative life. The etheric body or
formative-force-body lies at the base of this formative life.
By assuming its existence, the rightful task of natural science
is not interfered with: viz., to observe the workings of
forces in inorganic nature and to follow the workings into the
organic world: and further, to refuse to think of these
operations within the organism as being modified by a special
vital force. The spiritual investigator speaks of the etheric
body in so far as there manifests in the organism something
other than what shows itself in the lifeless. In spite of all
this the author does not here feel impelled to replace the term
“etheric body” by the other
“formative-force-body,” since within the whole
connected range of what is said here, any misunderstanding is
excluded for everyone who really wants to see. Such a
misunderstanding can only arise when the term is used in a
development which cannot exhibit this connection.
See also under
Addenda.]
To
the investigator of spiritual life, this matter presents itself
in the following manner. The ether-body is for him not merely a
product of the materials and forces of the physical body, but a
real independent entity which first calls forth these physical
materials and forces into life. It is in accordance with
spiritual science to say: a purely physical body, a crystal for
example, has its form through the action of the physical
formative forces innate in that which is lifeless. A living
body has its form not through the action of these forces,
because the moment life has departed from it and it is given
over to the physical forces only, it falls to pieces. The
ether-body is an organism which preserves the physical body
every moment during life from dissolution. In order to see this
body, to perceive it in another being, one requires the
awakened “spiritual eye.” Without this, its
existence can be accepted as a fact on logical grounds; but one
can see it with the spiritual eye as one sees colour with the
physical eye. Offence should not be taken at the expression
“ether-body.” “Ether” here designates
something different from the hypothetical ether of the
physicist. It should be regarded simply as a name for what is
described here. And just as the physical body of man in its
construction is a kind of reflection of its purpose, so is this
also the case with man's etheric body. Moreover, it can be
understood only when considered in relation to the
thinking spirit. The etheric body of man differs from that of
plants and animals, through being organised to serve the
purposes of the thinking spirit. Just as man belongs to the
mineral world through his physical body, he belongs through his
etheric body to the life-world. After death the physical body
dissolves into the mineral world, the ether-body into the
life-world. By the word “body” is denoted that
which gives any kind of being “shape” or
“form.” The term “body” must not be
confused with a bodily form perceptible to the physical
senses. Used in the sense implied in this book the term
“body” can also be applied to such forms as soul
and spirit may assume.
In
the life-body we still have something external to man. With the
first stirrings of sensation the inner self responds to the
stimuli of the outer world. You may trace ever so far what one
is justified in calling the outer world, but you will not be
able to find sensation. Rays of light stream into the eye,
penetrating it till they reach the retina. There they call
forth chemical processes (in the so-called visual-purple); the
effect of these stimuli is passed on through the optic nerve to
the brain where further physical processes arise. Could one
observe these, one would simply see physical processes, just as
elsewhere in the physical world. If I were able to observe the
ether-body, I should see how the physical brain-process is at
the same time a life-process. But the sensation of blue colour,
which the recipient of the rays of light has, I can find
nowhere in this manner. It arises only within the soul
of the recipient. If, therefore, the being of this recipient
consisted only of the physical body and the ether-body,
sensation could not exist. The activity by which sensation
becomes a fact differs essentially from the operations of the
formative life-force. It is an activity by which an inner
experience is called forth from these operations. Without this
activity there would be a mere life-process, such as is to be
observed in plants. If one pictures a man receiving impressions
from all sides, one must think of him at the same time as the
source of the above-mentioned soul-activity which flows
out from him to all the directions from which he is receiving
the impressions. In all directions soul-sensations arise in
response to the physical impacts. This fountain of activity
shall be called the sentient soul. This sentient soul is
just as real as the physical body. If a man stands before me,
and I disregard his sentient soul by thinking of him as merely
a physical body, it is exactly as if I were to call up in my
mind, instead of a painting — merely the canvas.
A
similar statement has to be made in regard to perceiving the
sentient soul, as was previously made in reference to the
ether-body. The bodily organs are “blind” to it.
And blind to it also is the organ by which life can be
perceived as life. But just as the ether-body is seen by means
of this organ, so through a still higher organ can the inner
world of sensation become a special kind of supersensible
perception. A man would then not only sense the impressions of
the physical and life-world, but would behold the sensations
themselves. Before a man with such an organ, the sensation
world of another being is spread out like an external
reality.
One
must distinguish between experiencing one's own world of
sensation, and looking at that of another person. Every man of
course can look into his own world of sensation; only the seer
with the opened “spiritual eye” can see another
person's world of sensation. Unless a man be a seer, he knows
the world of sensation only as an “inner” one, only
as the peculiar hidden experiences of his own soul; with the
opened “spiritual eye” there shines out before the
outward-turned spiritual gaze what otherwise lives only in the
inner being of another person.
In
order to prevent misunderstanding, it may be expressly stated
here that the seer does not simply experience in himself what
the other being has within him as content of his world of
sensation. That being experiences the sensations in question
from the point of view of his own inner being; the seer becomes
aware of a manifestation of the world of sensation.
The
sentient soul depends, as regards its activity, on the
ether-body. For it draws from it that which it will cause to
gleam forth as sensation. And since the ether-body is the life
within the physical body, therefore the sentient soul is also
indirectly dependent on the latter. Only with properly
functioning and well-constructed eyes are correct colour
sensations possible. It is in this way that the nature of the
body affects the sentient soul. The latter is thus determined
and limited in its activity by the body. It lives within the
limitations fixed for it by the nature of the body. The body
accordingly is built up of mineral substances, is vitalised by
the ether-body, and limits even the sentient soul. A man,
therefore, who has the above-mentioned organ for
“seeing” the sentient soul, knows it to be
conditioned by the body. But the boundary of the sentient soul
does not coincide with that of the physical body. It extends
somewhat beyond the physical body. From this one sees that it
proves itself to be greater than the physical body.
Nevertheless the force through which its limits are set
proceeds from the physical body. Thus between the physical body
and the ether-body, on the one hand, and the sentient soul on
the other, there inserts itself another distinct member of the
human being. This is the soul-body or sentient body. One
can express this in another way. One part of the ether-body is
finer than the rest, and this finer part of the ether-body
forms a unity with the sentient soul, whereas the
coarser part forms a kind of unity with the physical body.
Nevertheless, the sentient soul extends, as has been said,
beyond the soul-body.
What is here called sensation is only a part of the soul-being.
(The expression sentient soul is chosen for the sake of
simplicity.) Connected with sensations are the feelings of
desire and aversion, impulses, instincts, passions. All these
bear the same character of individual life as do the sensations,
and are, like them, dependent on the bodily nature.
* * *
Just as the sentient soul enters into mutual action and
reaction with the body, so does it also in thinking, with the
spirit. In the first place thinking serves the sentient
soul. Man forms thoughts about his sensations. He thus
enlightens himself regarding the outside world. The child
that has burnt itself thinks it over, and reaches the thought
“fire burns.” Nor does man follow blindly his
impulses, instincts, passions; his thinking about them brings
about the opportunity through which he can gratify them. What
is called material civilisation moves entirely in this
direction. It consists in the services which thinking renders
to the sentient soul. An immeasurable amount of thought-power
is directed to this end. It is thought-power that has built
ships, railways, telegraphs, telephones; and by far the
greatest proportion of all this serves only to satisfy the
needs of sentient souls.
Thought-force permeates the sentient soul in a similar way to
that in which the formative-life-force permeates the physical
body. The formative-life-force connects the physical body with
forefathers and descendants, and thus brings it under a system
of laws with which the purely mineral body is in no way
concerned. In the same way thought-force brings the soul under
a system of laws to which it does not belong as mere sentient
soul.
Through the sentient soul man is related to the animal. In
animals, also, we observe the presence of sensations, impulses,
instincts and passions. But the animal obeys these
immediately. They do not, in its case, become interwoven
with independent thoughts, transcending the immediate
experiences.
[See also under
Addenda.]
This is also the case to a certain extent with undeveloped human
beings. The mere sentient soul is therefore different from the
evolved higher member of the soul which brings thinking into
its service. This soul that is served by thought will be termed
the intellectual soul. One could also call it the
mind-soul.
The
intellectual soul permeates the sentient soul. He who has the
organ for “seeing” the soul sees, therefore, the
intellectual soul as a separate entity, in relation to the mere
sentient soul.
* * *
By
thinking, man is led above and beyond his own personal life. He
acquires something that extends beyond his soul. He comes to
take for granted his conviction that the laws of thought are in
conformity with the laws of the world. And he feels at home in
the world because this conformity exists. This conformity is
one of the weighty facts through which man learns to know his
own nature. Man searches in his soul for truth; and through
this truth it is not only the soul that speaks, but the things
of the world. That which is recognised as truth by means of
thought has an independent significance, which refers to the
things of the world, and not merely to one's own soul. In my
delight at the starry heavens I live in my own inner being; the
thoughts which I form for myself about the paths of heavenly
bodies have the same significance for the thinking of every
other person as they have for mine. It would be absurd to speak
of my delight were I not in existence; but it is not in the
same way absurd to speak of my thoughts, even without reference
to myself. For the truth which I think to-day was true also
yesterday; will be true to-morrow, although I concern myself
with it only to-day. If a piece of knowledge gives me joy, the
joy has significance just so long as it lives in me; the truth
of the knowledge has its significance quite independently of
this joy. By grasping the truth the soul connects itself with
something that carries its value in itself. And this value does
not vanish with the feeling in the soul any more than it arose
with it. What is really truth neither arises nor passes away:
it has a significance which cannot be destroyed. This is not
contradicted by the fact that certain human
“truths” have a value which is transitory, inasmuch
as they are recognised after a certain period as partial or
complete errors. A man must say to himself that truth exists in
itself, and that his conceptions are only transient forms of
eternal truths. Even he who says, like Lessing, that he
contents himself with the eternal striving towards truth
because the full, pure truth can, after all, only exist for a
God, does not deny the eternity of truth but establishes it by
such an utterance. For only that which has an eternal
significance in itself can call forth an eternal striving after
it. Were truth not in itself independent, if it acquired its
value and significance through the feelings of the human soul,
then it could not be the one unique goal for all mankind. One
concedes its independent being by the very fact that one sets
oneself to strive after it.
And
as it is with the true, so it is with the truly good. Moral
goodness is independent of inclinations and passions, inasmuch
as it does not allow itself to be commanded by, but commands
them. Likes and dislikes, desire and loathing belong to the
personal soul of man; duty stands higher than likes and
dislikes. Duty may stand so high in the eyes of a man
that he will sacrifice his fife for its sake. And a man stands
the higher the more he has ennobled his inclinations, his likes
and dislikes, so that without compulsion or subjection they
themselves obey what is recognised as duty. Moral goodness has,
like truth, its eternal value in itself, and does not receive
it from the sentient soul.
By
causing the self-existent true and good to come to life in his
inner being, man raises himself above the mere sentient soul.
The eternal spirit shines into it. A light is kindled in it
which is imperishable. In so far as the soul lives in this
light, it is a participant of the eternal. It unites therewith
its own existence. What the soul carries within itself of the
true and the good is immortal in it. Let us call that which
shines forth in the soul as eternal the consciousness-soul.
[Bewusstsein-Seele
(consciousness-soul) may also, as indicated by Dr. Steiner, be
translated “spiritual soul.”]
We can speak of consciousness even in connection with the lower
soul-stirrings.
The
most ordinary everyday sensation is a matter of
consciousness. To this extent animals also have
consciousness. By consciousness-soul is meant the kernel of
human consciousness, the soul within the soul. The
consciousness-soul is thus distinguished as a distinct
member of the soul from the intellectual soul. This latter is
still entangled in the sensations, the impulses, the
passions, etc. Everyone knows how at first he counts as true
that which he prefers in his feelings, and so on. Only that
truth, however, is permanent which has freed itself from all
flavour of such sympathy and antipathy of feeling. The truth is
true, even if all personal feelings revolt against it. The part
of the soul in which this truth lives will be called
consciousness-soul.
Thus three members have to be distinguished in the soul as in
the body: sentient soul, intellectual soul,
consciousness-soul. And just as the body works from below
upwards with a limiting effect on the soul, so the spiritual
works from above downwards into it, expanding it. For the more
the soul fills itself with the true and the good, the wider and
the more comprehensive becomes the eternal in it. To him who is
able to “see” the soul, the radiance which proceeds
from a human being because his eternal element is expanding, is
just as much a reality as the light which streams out from a
flame is real to the physical eye. For the “seer”
the corporeal man counts as only part of the whole man. The
physical body, as the coarsest structure, lies within others,
which mutually interpenetrate both it and each other. The
ether-body fills the physical body as a life-form; extending
beyond this on all sides is to be perceived the soul-body
(astral form). And beyond this, again, extends the sentient
soul, then the intellectual soul which grows the larger the
more it receives into itself of the true and the good. For this
true and good cause the expansion of the intellectual soul. A
man living only and entirely according to his inclinations, his
likes and dislikes, would have an intellectual soul whose
limits coincide with those of his sentient soul. These
formations, in the midst of which the physical body appears as
if in a cloud, may be called the human aura. The aura is
that in regard to which the “being of man” becomes
enriched, when it is seen as this book endeavours to present it.
* * *
In
the course of his development as a child, there comes the
moment in the life of a man in which, for the first time, he
feels himself to be an independent being distinct from the
whole of the rest of the world. For finely strung natures it is
a significant experience. The poet Jean Paul says in his
autobiography: “I shall never forget the event
which took place within me, hitherto narrated to no one, and of
which I can give place and time, when I stood present at the
birth of my self-consciousness. As a very small child I stood
at the door of the house one morning, looking towards the wood
pile on my left, when suddenly the inner vision, ‘I am an
I’ came upon me like a flash of lightning from heaven and
has remained shining ever since. In that moment my ego had seen
itself for the first time and for ever. Any deception of memory
is hardly to be conceived as possible here, for no narrations
by outsiders could have introduced additions to an occurrence
which took place in the holy of holies of a human being, and of
which the novelty alone gave permanence to such everyday
surroundings.”
It is well known that little children say
of themselves, “Charles is good,” “Mary wants
to have this.” One feels it to be right that they speak
of themselves as if of others, because they have not yet become
conscious of their independent existence, because the
consciousness of the self is not yet born in them. Through
self-consciousness, man describes himself as an independent
being, separate from all others, as “I.” In
“I” man includes all that he experiences as a being
with body and soul. Body and soul are the carriers of the ego
or “I;” in them it acts. Just as the physical body
has its centre in the brain, so has the soul its centre in the
ego. Man is aroused to sensations by impacts from without;
feelings manifest themselves as effects of the outer world; the
will relates itself to the outside world in that it realises
itself in external actions. The “I” as the
essential being of man remains quite invisible. Excellently,
therefore, does Jean Paul call a man's recognition of his ego
an occurrence taking place only in his veiled holy of holies;
for with his “I” man is quite alone. And this
“I” is the man himself. That justifies him in
regarding his ego as his true being. He may, therefore,
describe his body and his soul as the “sheaths” or
“veils” within which he lives; and he may describe
them as bodily conditions through which he acts. In the course
of his evolution he learns to regard these instruments
ever more and more as servants of his ego. The little word
“I” is a name which differs from all other names.
Anyone who reflects in an appropriate manner on the nature of
this name, will find that in so doing an avenue to the
understanding of the human being in the deeper sense is
revealed. Every other name can be applied to its corresponding
object by all men in the same way. Everybody can call a table
“table” or a chair “chair.” This is not
so with the name “I.” No one can use it in
referring to another person; each one can call only himself
“I.” Never can the name “I” reach my
ears from outside when it refers to me. Only from within, only
through itself, can the human being refer to himself as
“I.” When the human being therefore says
“I” to himself, something begins to speak in him
that has nothing to do with any one of the worlds from which
the sheaths so far mentioned are taken. The “I”
becomes ever more and more ruler of body and soul. This also
expresses itself in the aura. The more the “I” is
lord over body and soul, the more definitely organised, the
more varied and the more richly coloured is the aura.
The
effect of the “I” on the aura can be seen by the
“seeing” person. The “I” itself is
invisible even to him; this remains truly within the veiled
“holy of holies.” But the “I” absorbs
into itself the rays of the light which flashes up in a man as
eternal light. As he gathers together the experiences of body
and soul in the “I,” so too he causes the thoughts
of truth and goodness to stream into the “I.” The
phenomena of the senses reveal themselves to the
“I” from the one side, the spirit reveals itself
from the other. Body and soul yield themselves up to the
“I” in order to serve it; but the “I”
yields itself up to the spirit in order that the spirit may
fill it to overflowing. The “I” lives in body and
soul; but the spirit lives in the “I.” And what
there is of spirit in the “I” is eternal. For the
“I” receives its nature and significance from that
with which it is bound up. In so far as it experiences itself
in the physical body, it is subject to the laws of the mineral
world; through its ether-body to the laws of propagation and
growth; by virtue of the sentient and intellectual souls
to the laws of the soul-world in so far as it receives the
spiritual into itself it is subject to the laws of the spirit.
That which the laws of mineral and of life construct, comes
into being and vanishes; but the spirit has nothing to do with
becoming and perishing.
* * *
The
“I” lives in the soul. Although the highest
manifestation of the “I” belongs to the
consciousness-soul, one must nevertheless say that this
“I,” raying out from it, fills the whole of the
soul, and through the soul exerts its action upon the body. And
in the “I” the spirit is alive. The spirit sends
its rays into the “I” and lives in it as in a
“sheath” or veil, just as the “I” lives
in its sheaths, the body and soul. The spirit develops the
“I” from within, outwards; the mineral world
develops it from without, inwards. The spirit forming an
“I” and living as “I” will be called
Spirit-self, because it manifests as the
“I,” or ego, or “self” of man. The
difference between the “Spirit-self” and the
“consciousness-soul” can be made clear in the
following way. The consciousness-soul is in touch with the
self-existent truth which is independent of all antipathy and
sympathy; the Spirit-self bears within it the same truth, but
taken up into and enclosed by the “I,”
individualised by the latter and absorbed into the independent
being of the man. It is through the eternal truth becoming thus
individualised and bound up into one being with the
“I,” that the “I” itself attains to
eternity.
The
Spirit-self is a revelation of the spiritual world within the
“I,” just as from the other side sensations are a
revelation of the physical world within the “I.” In
what is red, green, light, dark, hard, soft, warm, cold, one
recognises the revelations of the corporeal world; in
what is true and good, the revelations of the spiritual world.
In the same sense in which the revelation of the corporeal
world is called sensation, let the revelation of the spiritual
be called intuition.
[See also under
Addenda.]
Even the most simple thought contains intuitions, for one
cannot touch it with the hands or see it with the eyes; its
revelation must be received from the spirit through the
“I.” If an undeveloped and a developed man look at
a plant, there lives in the “I” of the one
something quite different from that which is in the
“I” of the other. And yet the sensations of both
are called forth by the same object. The difference lies in
this, that the one can form far more perfect thoughts about the
object than can the other. If objects revealed themselves
through sensation alone, there could be no progress in
spiritual development. Even the savage is affected by Nature;
but the laws of Nature reveal themselves only to the thoughts,
fructified by intuition, of the more highly developed man. The
stimuli from the outer world are felt even by the child as
incentives to the will; but the commandments of the morally
good disclose themselves to him only in the course of his
development, in proportion as he learns to live in the spirit
and understand its revelations.
Just as there could be no colour sensations without physical
eyes, so there could be no intuitions without the higher
thinking of the Spirit-self. And as little as sensation
creates the plant on which the colour appears, does intuition
create the spiritual realities about which it is merely giving
information.
The
“I” of a man, which comes to life in the soul,
draws into itself messages from above, from the spirit-world,
through intuitions, just as through sensations it draws in
messages from the physical world. And in so doing it fashions
the spirit-world into the individualised life of its own soul,
even as it does the physical world by means of the senses. The
soul, or rather the “I” lighting up in it, opens
its portals on two sides; towards the corporeal and towards the
spiritual.
Now
just as the physical world can only give information about
itself to the ego by building out of physical materials and
forces a body in which the conscious soul can live and possess
organs to perceive the corporeal world outside itself, so does
the spirit-world build, with its spirit-substances and
spirit-forces, a spirit-body in which the “I” can
live and, through intuitions, perceive the spiritual. (It is
evident that the expressions spirit-substance,
spirit-body contain a contradiction, according to the
literal meaning of the words. They are used only in order to
direct attention to what, in the spiritual, corresponds to the
physical body of man.)
Just as within the physical world each human body is built up
as a separate physical being, so is the spirit-body within the
spirit-world. In the spirit-world there is an
“inner” and an “outer” for man just as
there is in the physical world. As man takes in the materials
of the physical world around him and assimilates them in his
physical body, so does he take up the spiritual from the
spiritual environment and make it into his own. The spiritual
is the eternal nourishment of man. And as man is born out of
the physical world, so is he born out of the spirit through the
eternal laws of the true and the good. He is separated from the
spirit-world outside him, as he is separated from the whole
physical world, as an independent being. This independent
spiritual being will be called the Spirit-man.
If
we investigate the human physical body, we find the same
materials and forces in it as are to be found outside it in the
rest of the physical world. It is the same with the Spirit-man.
In it pulsate the elements of the external spirit-world; in it
the forces of the rest of the spirit-world are active. As
within the physical skin a being is enclosed and limited which
is alive and feels, so also is it in the spirit-world. The
spiritual skin, which separates the Spirit-man from the
homogeneous spirit-world, makes him an independent being within
it, living a life within himself and perceiving intuitively the
spiritual content of the world — let us call this
“spiritual skin” (auric sheath) the
spirit-sheath. Only it must be kept clearly in mind that
the spiritual skin expands continually with advancing human
evolution, so that the spiritual individuality of man (his
auric sheath) is capable of enlargement to an unlimited
extent.
The
Spirit-man lives within this spirit-sheath. It is built up by
the spiritual life-force. In a similar way to that in which one
speaks of an ether-body, one must therefore speak of an
ether-spirit in reference to the Spirit-man. Let this
ether-spirit be called Life-spirit. The spiritual being
of man therefore is composed of three parts,
Spirit-man, Life-spirit, and Spirit-self.
For
one who is a “seer” in the spiritual regions, this
spiritual being of man is a perceptible reality as the higher,
truly spiritual part of the aura. He “sees” the
Spirit-man as Life-spirit within the spirit-sheath; and he
“sees” how this “Life-spirit” grows
continually larger, by taking in spiritual nourishment from the
spiritual external world. Further, he sees how the
spirit-sheath continually increases, widens out through what is
brought into it, and how the Spirit-man becomes ever larger and
larger. In so far as this “becoming larger” is
“seen” spatially, it is of course, only a picture
of the reality. In spite of this, man's soul is directed
towards the corresponding spiritual reality in conceiving this
picture. For the difference between the spiritual and the
physical being of man is that the latter has a limited size
while the former can grow to an unlimited extent. Whatever of
spiritual nourishment is absorbed has an eternal value.
The human aura is accordingly composed of two interpenetrating
parts. Colour and form are given to the one by the physical
existence of man, and to the other by his spiritual existence.
The ego marks the separation between them in such wise that the
physical, after its own manner, yields itself and builds up a
body that allows a soul to live within it; and the
“I” yields itself and allows to develop in it the
spirit, which now for its part permeates the soul and gives it
the goal in the spirit-world. Through the body the soul is
enclosed in the physical; through the Spirit-man there grow
wings for its movement in the spiritual world.
* * *
In
order to comprehend the whole man, one must think of him as put
together out of the components above mentioned. The body builds
itself up out of the world of physical matter in such wise that
its construction is adapted to the requirements of the thinking
ego. It is penetrated with life-force, and thereby becomes the
etheric or life-body. As such it opens itself through the
sense-organs towards the outer world and becomes the soul-body.
This the sentient soul permeates and becomes a unity with it.
The sentient soul does not merely receive the impacts of the
outer world as sensations; it has its own inner life which it
fertilises through thinking, on the one hand, as it does
through sensations on the other. It thus becomes the
intellectual soul. It is able to do this by opening itself to
intuitions from above, as it does to sensations from below.
Thus it becomes the consciousness-soul. This is possible for it
because the spirit-world builds into it the organ of intuition,
just as the physical body builds for it the sense-organs. As
the senses transmit to the human organism sensations by
means of the soul-body, so does the spirit transmit to it
intuitions through the organ of intuition. The Spirit-self is
thereby linked into a unity with the consciousness-soul, just
as the physical body is with the sentient soul in the
soul-body. Consciousness-soul and Spirit-self form a unity. In
this unity the Spirit-man lives as Life-spirit, just as the
etheric body forms the bodily basis for the soul-body. And as
the physical body is enclosed in the physical skin, so is the
Spirit-man in the spirit-sheath. The members of the whole man
are therefore as follows:
-
Physical body.
-
Ether-body or life-body.
-
Soul-body.
-
Sentient soul.
-
Intellectual soul.
-
Consciousness-soul.
-
Spirit-self.
-
Life-spirit.
-
Spirit-man.
Soul-body (C) and sentient soul (D) are a unity in the earthly
man; in the same way are consciousness-soul (F) and Spirit-self
(G) a unity. Thus there come to be seven parts in the earthly man.
[See also under
Addenda.]
-
Physical body.
-
Etheric or life-body.
-
Sentient soul-body.
-
Intellectual soul.
-
Spirit-filled
Consciousness-soul.
-
Life-spirit.
-
Spirit-man.
In
the soul the “I” flashes forth, receives the
impetus from the spirit and thereby becomes the bearer of the
Spirit-man. Thus man participates in the “three
worlds,” the physical, the soul, and the spiritual. He is
rooted in the physical world through his physical body,
ether-body, and soul-body and blossoms through the Spirit-self,
Life-spirit, and Spirit-man up into the spiritual world. The
stalk, however, which takes root in the one and blossoms
in the other, is the soul itself.
This arrangement of the members of man can be expressed in a
simplified way, but one entirely consistent with the above.
Although the human “I” lights up in the
consciousness-soul it nevertheless penetrates the whole
soul-being. The parts of this soul-being are not at all as
distinctly separate as are the limbs of the body: they
interpenetrate each other in a higher sense. If then one
regards the intellectual soul and the consciousness-soul as the
two sheaths of the “I” that belong together, with
the “I” itself as their kernel, then one can divide
man into physical body, life-body, astral body, and
“I.” The expression astral body designates here
what is formed by soul-body and sentient soul together. This
expression is found in the older literature, and may be
applied here in a somewhat broad sense to that in the
constitution of man which lies beyond the sensibly perceptible.
Although the sentient soul is in certain respects energised by
the “I” it is still so intimately connected with
the soul-body that, in thinking of both as united, a
single expression is justified. When, now, the “I”
saturates itself with the Spirit-self, then this Spirit-self
makes its appearance in such wise that the astral body is
worked over from within the soul. In the astral body there are
primarily active the impulses, desires, and passions of man, in
so far as they are felt by him; sense-perceptions are also
active in it. Sense-perceptions arise through the soul-body as
a member in man which comes to him from the external world.
Impulses, desires, and passions, etc., arise in the sentient
soul, in so far as it is energised from within, before this
“inner” has yielded itself to the Spirit-self. If
the “I” saturates itself with the Spirit-self, then
the soul energises the astral body with this Spirit-self.
This expresses itself in the illumination of the impulses,
desires, and passions by what the “I” has received
from the spirit. The “I” has then, through its
participation in the spiritual world, become ruler in the world
of impulses, desires, etc. To the extent to which it has become
this the Spirit-self manifests in the astral body. And the
astral body is thereby transmuted. The astral body itself then
appears as a two-fold body — in part untransmuted and in
part transmuted. Therefore the Spirit-self, as manifested in
man, can be designated as the transmuted astral body.
A
similar process takes place in a man when he receives the
Life-spirit into his “I.” The life-body then
becomes transmuted. It becomes penetrated with the
Life-spirit. This manifests itself in such wise that the
life-body becomes quite other than it was. For this reason one
can also say that Life-spirit is the transmuted life-body. And
if the “I” receives the Spirit-man, it thereby
receives the necessary force with which to permeate the
physical body. Naturally, that part of the physical body, thus
transmuted, is not perceptible to the physical senses. For it
is just that part of the physical body which has been
spiritualised that has become the Spirit-man. The physical body
is then present to the physical senses as physical, but in so
far as this physical is spiritualised, it must be perceived by
spiritual faculties of perception. To the external senses the
physical, even when permeated by the spiritual, appears to be
merely sensible.
Taking all this as basis, the following arrangement of the
members of man may also be given:
-
Physical body.
-
Life-body.
-
Astral body.
-
“I” as soul-kernel.
-
Spirit-self as transmuted astral
body.
-
Life-spirit as transmuted
life-body.
-
Spirit-man as transmuted physical
body.
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