chapter iii
THE
THREE WORLDS
5.
The Physical World and its
Connection with the
Soul-world and
Spiritland
The
formations in the Soul-World and Spiritland cannot be the
objects of external sense perception. The objects of sense
perception are to be added to the two worlds already described,
as a third world. Moreover, man lives during his bodily
existence simultaneously in the three worlds. He perceives the
things of the sensible world and works upon them. The
formations of the soul-world work upon him through their forces
of sympathy and antipathy; and his own soul causes waves in the
soul-world by its inclinations and disinclinations, its desires
and wishes. The spiritual essence of the things, on the other
hand, mirrors itself in his thought-world: and he himself is,
as thinking spirit-being, citizen of the
“Spiritland” and companion of everything that lives
in this region of the world. This makes it evident that the
sensible world is only a part of what surrounds man. This part
stands out from the general environment of man with a certain
independence, because it can be perceived by senses which leave
unregarded the soul and the spiritual, although these belong
equally to this surrounding world. Just as a piece of floating
ice consists of the same substance as the surrounding water,
but stands out from it through particular qualities, so are the
things of the senses the substance of the surrounding soul- and
spirit-worlds from which they stand out through particular
qualities which make them perceptible to the senses. They are,
to speak half metaphorically, condensed spirit- and
soul-formations; and the condensation makes it possible for the
senses to acquire knowledge of them. In fact, as ice is only a
form in which the water exists, so are the objects of the
senses only a form in which soul- and spirit-beings exist. If
we have grasped this, we can also understand that as the water
can pass over into ice, so the spirit-world can pass over into
the soul-world and the latter into that of the senses.
Looked at from this point of view we see why man can form
thoughts about the things of the senses. For there is a
question which everyone who thinks must needs ask himself,
namely, in what relation does the thought which a man has about
a stone stand to that stone itself? This question rises in full
clarity in the minds of those who look especially deeply into
external nature. They feel the consonance of the human
thought-world with the structure and order of Nature. The great
astronomer Kepler, for example, speaks in a beautiful way about
this harmony: “True it is that the divine call which bids
man study astronomy is written in the world, not indeed in
words and syllables, but in substance, in the very fact that
human conceptions and senses are fitted to relationships of the
heavenly bodies and their conditions.” Only because the
things of the sensible world are nothing else than densified
spirit-beings, is the man who raises himself through his
thought to these spirit-beings able by thinking to understand
the things. Sense-objects originate in the spirit-world, they
are only another form of the spirit-beings; and when man forms
thoughts about things his inner nature is merely directed away
from the sensible form and out towards the spiritual
archetypes of these things. To understand an object by
means of thought is a process which can be likened to that by
which a solid body is first liquefied by fire in order that the
chemist may be able to examine it in its liquid form.
The
spiritual archetypes of the sensible world are to be found in
the different regions of the “Spiritland.” In the
fifth, sixth, and seventh regions these archetypes are still
found as living germ-points; in the four lower regions they
shape themselves into spiritual formations. The human spirit
perceives a shadowy reflection of these spiritual
formations when, by thinking, man tries to gain understanding
of the things of the senses. How these formations have
condensed until they form the sensible world, is a question for
one who endeavours to acquire a spiritual understanding of the
world around him.
For
human sense perception this surrounding world is divided
primarily into four distinctly separated stages: the mineral,
the plant, the animal and the human. The mineral kingdom is
perceived by the senses and comprehended by thought. Thus when
we form a thought about a mineral body we have to do with two
things: the sense object and the thought. Accordingly we must
imagine that this sense object is a condensed thought-being.
Now one mineral being works upon another in an external way. It
impinges on it and moves it; it warms it, lights it up,
dissolves it, etc. This external kind of action can be
expressed through thoughts. Man forms thoughts as to the way in
which mineral things work upon each other externally in
accordance with law. By this means his separate thoughts expand
to a thought-picture of the whole mineral world. And this
thought-picture is a reflection of the archetype of the whole
mineral world of the senses. It is to be found as a complete
whole in the spirit-world.
In
the plant kingdom there is added to the external action of one
thing on another, the phenomena of growth and
propagation. The plant grows and brings forth from itself
beings like itself. Life is here added to what confronts
man in the mineral kingdom. Simple reflection on this fact
leads to a view that is enlightening in this connection. The
plant has the power to create its living form, and to reproduce
it in a being of its own kind. And between the formless nature
of mineral matter, as we encounter it in gases, liquids, etc.,
and the living form of the plant world, stand the forms of the
crystals. In the crystals we have to seek the transition from
the formless mineral world to the plant kingdom which has the
capacity for creating living forms. In this externally sensible
formative process in the kingdoms both of the mineral and the
plant, we see condensed to its sensible expression the purely
spiritual process which takes place when the spiritual germs of
the three higher regions of the “Spiritland” form
themselves into the spirit-shapes of the lower regions. The
transition from the formless spirit-germ to the shaped
formation corresponds to the process of crystallisation as its
archetype in the spiritual world. If this transition condenses
so that the senses can perceive it in its outcome, it then
shows itself in the world of the senses as the process of
mineral crystallisation.
Now
there is also in the plant life a formed spirit-germ. But here
the living, formative capacity is still retained in the formed
being. In the crystal the spirit-germ has lost its
constructive power during the process of formation. It
has exhausted its life in the form produced. The plant
has form and in addition to that it has the capacity of
producing form. The characteristic of the spirit-germ in the
higher regions of the “Spiritland” has been
preserved in the plant life. The plant is therefore form as is
the crystal, and added to that, formative force. Besides the
form which the Primal Beings have taken in the plant-form there
works at the latter yet another form which bears the impress of
the spirit-being of the higher regions. But only that which
expends itself in the produced form of the plant is sensibly
perceptible; the formative beings who give life to this form
are present in the plant kingdom in a way not perceptible to
the senses. The physical eye sees the lily small to-day, and
after some time grown larger. The formative force which
elaborates the latter out of the former is not seen by this
eye. This formative force is that part of the plant world which
is imperceptible to the senses. The spirit-germs have
descended a stage in order to work in the kingdom of
formative forces. In spiritual science, Elemental
Kingdoms are spoken of. If one designates the Primal Forms
which as yet have no form as the First Elemental
Kingdom, then the sensibly invisible force-beings, who work
as the craftsmen of plant growth, belong to the Second
Elemental Kingdom.
In
the animal world sensation and impulse are added to the
capacities for growth and propagation. These are
manifestations of the soul-world. A being endowed
with these belongs to the soul-world, receives impressions from
it and reacts on it. Now every sensation, every impulse which
arises in the animal is brought forth from the foundations of
the animal soul. The form is more enduring than the feeling or
impulse. One may say that the life of sensation bears the same
relation to the more enduring living form as the self-changing
plant-form bears to the rigid crystal. The plant to a certain
extent exhausts itself in the shape-forming force; during its
life it goes on constantly adding new forms to itself. First it
sends out the root, then the leaf-structure, then the flowers,
and so on. The animal is enclosed in a shape complete in itself
and develops within this the changeful life of feeling and
impulse. And this life has its existence in the soul-world.
Just as the plant is that which grows and propagates itself,
the animal is that which feels, and unfolds its impulses. They
constitute for the animal the formless which is always
developing into new forms. They have their archetypal processes
ultimately in the highest regions of “Spiritland.”
But they carry out their activities in the soul-world. There
are thus in the animal world, in addition to the force-beings
who, invisible to the senses, direct growth and propagation,
others who have descended a stage still deeper into the
soul-world. In the animal kingdom, formless beings who clothe
themselves in soul-sheaths, are present as the master-builders
bringing about sensations and impulses. They are the real
architects of the animal forms. In spiritual science, the
region to which they belong may be called the Third
Elemental Kingdom.
Man, in addition to having the capacities named as those of
plants and animals, is equipped also with the power to work up
his sensations into ideas and thoughts and to control his
impulses by thinking. The archetypal thought, which appears in
the plant as shape and in the animal as soul-force, makes its
appearance in him in its own form as thought itself. The animal
is soul; man is spirit. The spirit-being which in the animal is
engaged in soul-development has now descended a stage deeper
still. In the animal it is soul-forming. In man it has entered
into the world of material substance itself. The spirit is
present within the human sensible body. And because it appears
in a sensible garment, it can appear only as that shadowy
reflection which represents the thought of the spirit-being.
The spirit manifests in man conditioned by the physical brain
organism. But, at the same time, it has become the inner being
of man. Thought is the form which the formless spirit-being
assumes in man, just as it takes on shape in the plant and soul
in the animal. Consequently man, in so far as he is a thinking
being, has no Elemental Kingdom building him from without. His
Elemental Kingdom works in his physical body. Only in so far as
man is form and sentient-being do Elemental Beings of the same
kind work upon him as work upon plants and animals. The
thought-organism in man is worked out entirely from within his
physical body. In the spirit-organism of man, in his nervous
system which has developed into the perfected brain, we have
sensibly visible before us that which works on plants and
animals as supersensible force. This brings it about that the
animal manifests feeling of self, but man consciousness
of self. In the animal, spirit feels itself as soul, it does
not yet grasp itself as spirit. In man the spirit recognises
itself as spirit, although — owing to the physical
conditions — merely as a shadowy reflection of the
spirit, as thought.
Accordingly, the threefold world falls into the following
divisions: 1. The kingdom of the archetypal formless beings
(First Elemental Kingdom); 2. The kingdom of the form-creating
beings (Second Elemental Kingdom); 3. The kingdom of the
soul-beings (Third Elemental Kingdom); 4. The kingdom of the
created forms (crystal forms); 5. The kingdom that is
perceptible to the senses in forms, but in which the
form-creating beings are also working (Plant Kingdom); 6. The
kingdom which is sensibly perceptible in forms, upon which,
however, there work in addition the form-creating beings, and
also the beings that are active in soul (Animal Kingdom); 7.
The kingdom in which the forms become sensibly perceptible, but
upon which work not only the form-creating beings and the
beings that expend their activities in soul-life, and in which
the spirit itself takes shape in the form of thought within the
world of the senses (Human Kingdom.)
From this it can be seen how the basic constituents of the
human being living in the body are connected with the spiritual
world. The physical body, the ether-body, the
sentient-soul-body, and the intellectual-soul, are to be
regarded as archetypes of the “Spiritland”
condensed in the sensible world. The physical body comes into
existence through the fact that the archetype of man becomes
densified to the point of sensible appearance. For this reason
one can call this physical body also a being of the First
Elemental Kingdom, densified to sensible perceptibility. The
ether-body comes into existence by the form that has arisen in
this way, having its mobility maintained by a being that
extends its activity into the kingdom of the senses, but
is not itself visible to the senses. If one wishes to
characterise this being fully, one must say it has its primal
origin as a spirit-germ in the highest regions of the
“Spiritland” and then shapes itself in the second
region into an archetype of life. It works in the sensible
world as such an archetype of life. In a similar way, the being
that builds up the sentient-soul-body has its origin in the
highest regions of the “Spiritland,” forms itself
in the third region of the same into the archetype of the
soul-world and works as such in the sensible world. But the
intellectual soul is formed by the spirit-being of man, who in
the fourth region of the “Spiritland” shaped
itself into the archetype of thought and, as such, acts
directly as thinking human being in the world of the senses.
Thus man stands within the world of the senses; in this way his
spirit works on his physical body, on his ether-body and on his
sentient-soul-body. Thus this spirit comes into manifestation
in the intellectual soul. Archetypes, in the form of beings who
in a certain sense are external to man, work upon the three
lower members of his being; in his intellectual soul he himself
becomes a conscious worker on himself. And the beings that work
on his physical body are the same as those that form mineral
nature. On his ether body work beings of the kind that live in
the plant kingdom, on his sentient-soul-body work beings such
as live in the animal kingdom; both are imperceptible to the
senses but extend their activity into these kingdoms.
Thus do the different worlds work together. The world in which
man lives is the expression of this collaboration.
* *
*
When we have grasped the sensible world in this way,
understanding arises for Beings of another kind than
those that have their existence in the above-mentioned four
kingdoms of Nature. One example of such Beings is what is
called the Folk Spirit, or Nation Spirit. This Being does not
manifest directly in a material form. He lives his life
entirely in the sensations, feelings, tendencies, etc., which
are to be observed as those common to a whole people. He is a
Being who does not incarnate physically, but, as man so forms
his body that it is physically visible, so does that Being form
his body out of the substance of the soul-world. This soul-body
of the Nation Spirit is like a cloud in which the members of a
nation live, the effects of whose activity come into evidence
in the souls of the human beings concerned, but they do not
originate in these souls themselves. The Nation Spirit remains
a shadowy conception of the mind without being or life,
an empty abstraction, to those who do not picture it in this
way. And the same may be said in reference to the Being known
as the Spirit of the Age (Zeitgeist.) The spiritual gaze
extends in this way over many other beings, both of a lower and
higher order, who live in the environment of man without his
being able to perceive them with his bodily senses. But those
who have the faculty of spiritual sight perceive such beings
and can describe them. To the lower kinds of such beings belong
those that are described by observers of the spiritual world as
salamanders, sylphs, undines, gnomes. It should not be
necessary to say that such descriptions cannot be faithful
reproductions of the reality that underlies them. If
they were such, the world in question would be not a spiritual,
but a grossly material one. They attempt to make clear a
spiritual reality which can only be represented in this way:
that is, by similes. It is quite comprehensible that
anyone who admits the validity of physical vision alone will
regard such beings as the offspring of wild hallucination and
superstition. They can of course never become visible to the
eye of sense, for they have no material bodies. The
superstition does not consist in regarding such beings as real,
but in believing that they appear in forms perceptible to the
physical senses. Such Beings co-operate in the building of the
world and we encounter them as soon as we enter the higher
realms that are hidden from the bodily senses. It is not those
who see in such descriptions pictures of spiritual realities
who are superstitious but rather those who believe in the
material existence of the pictures, as well as those who deny
the spirit because they think they must deny the material
picture.
Mention must also be made of those beings who do not descend to
the soul-world, but whose sheath is composed of the formations
of the “Spiritland” alone. Man perceives them and
becomes their companion when he opens his spiritual eye and
spiritual ear to them. Thereby much becomes intelligible
to man, at which otherwise he could only gaze
uncomprehendingly. Everything becomes light around him; he sees
the Primal Causes of effects in the world of the senses. He
comprehends what he either denies entirely when he has no
spiritual eyes, or in reference to which he has to content
himself by saying: “There are more things in heaven
and earth than are dreamed of in your philosophy.” People
with delicate spiritual feelings become uneasy when they begin
to have a glimmering, when they become vaguely aware of a world
other than the material one around them, one in which they have
to grope around as the blind grope among visible objects.
Nothing but the clear vision of these higher regions of
existence and a thorough understanding and penetration of what
takes place in them can really fortify a man and lead him to
his true goal. Through insight into what is hidden from the
senses the human being expands his nature in such a way that he
feels his life prior to this expansion to be no more than
“a dream about the world.”
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