The
Poetry of Fairy Tales
Berlin, February 6, 1913
There are several
reasons why it would seem a somewhat risky enterprise to speak about
fairy tales in the light of spiritual science.
First
of all, the subject is indeed difficult, for the source of what one
can call the true fairy tale mood lies deep down within the human
soul. The methods of spiritual science that I have often described
must take their way along extremely convoluted and lengthy paths in
order to find this source. We little suspect how deeply hidden lie
the springs that have given rise through centuries of human history
to all the enchantment of genuine fairy tale poetry.
In
the second place, it is just this poetic enchantment that causes one
to feel strongly about fairy tales; studying them or trying to
explain them with one's own ideas must surely destroy their fresh
spontaneity, yes, even the whole effect of the tales. We often hear
it said quite rightly that explanations and commentaries of poetry
spoil the immediate, lively, artistic impression that a poem
should give us; we want it to affect us simply on its own. All the
more should this apply to the infinitely subtle and bewitching
quality of the poetic tales arising from the deep, almost bottomless
springs of the folk soul or from single human hearts. They flow out
in such an original way that intruding our own strong judgment would
seem like tearing a flower to pieces.
Nevertheless,
spiritual research does find it possible to throw some light into
those regions of soul that give rise to the poetic mood of the fairy
tale. In doing this, the second doubt will be allayed. Simply by
searching out the sources and wellsprings from which fairy tales
flow, deep down in human soul nature, we can be completely sure that
the explanations of spiritual science will touch those depths so
gently that they are not harmed. Just the opposite: the wonder of
everything lying down there in the human soul is so new, so original,
so individual that one has oneself to resort to a kind of fairy tale
in speaking about it all; nothing else will do to describe these
hidden springs.
Goethe,
for one, moving beyond his work as an artist in order to plunge fully
into the wellsprings and sources of life, would not take to
theoretical discussion nor destroy the fairy tale's living water with
his scrutiny when he wanted to reveal one of the most profound
insights into the human soul. No, as soon as he had won these insights,
it seemed natural to use the fairy tale itself to describe what lives
and comes to expression in the soul at its deepest level. In his
Tale of the Green Snake and the Beautiful Lily,
Goethe tried to express in his own way the extraordinary soul experiences
that Schiller brought forward in a more abstract, philosophical
style in the
Aesthetic Education of Man.
The
very nature of fairy tale enchantment leads us to believe that
explaining and trying to understand it will probably never destroy
the creative mood; to dig down into those wellsprings with the
resources of spiritual research is to discover something quite
remarkable. If I were to talk about fairy tales as much as I'd like
to do, I would have to give many lectures. Today it will be possible
to bring only a few hints regarding the results of research.
A
person who attempts the spiritual exploration of the fairy tale
sources will find that they lie in far more profound depths of the
soul than those from which other works of art emerge, even for
instance, the most awe-inspiring tragic drama. In a tragedy, the poet
shows us how the human soul experiences the gigantic powers of fate
that exalt as well as crush their victim. Fate is the cause of the
ordeals and shocks of tragedy. We find that the tangled threads woven
together and then unraveled in tragic drama belong more or less to
what an individual has to suffer from the outside world. However
difficult this may be to discern, requiring as it does our finding
the way into the uniqueness of a human soul, it is nevertheless quite
possible for anyone sensitive to the impact of life itself upon the
soul. A tragedy, we feel, shows us how an individual is entangled in
this or that fateful life-situation.
However,
the source of fairy tale mood and fairy tale poetry lies still deeper
than the complexities of tragedy. For one thing, we can feel that
tragedy concerns itself — as do other artistic creations —
with an individual who in a certain period of life, at a certain age,
is exposed to some kind of misfortune. We take it for granted that
when tragic drama affects us, it is because a human being is brought
through his own unique experiences to what is happening; we realize
that it is one single person with his own special destiny that we
must come to understand. Here, as in other works of art, we meet a
particular, circumscribed sphere of life.
It
is altogether different, we feel, when we come knowingly to fairy
tale poetry and its mood. The effect of a fairy tale on our soul is
spontaneous, elementary, and therefore remains unconscious. When we
try to get a feeling for it, however, we can find that what a fairy
tale expresses is not about one person in a particular situation in
life, is not a limited portion of life, but rather something so
integrated in human experience that it has to do with the
comprehensive truth of all mankind. It is not about some special
individual who finds himself at a certain time of life in a singular
dilemma; what the fairy tale describes lies so completely in
everyone's soul nature that it represents actual experience to
children in their early years to persons of middle age and even to
old men and women.
Throughout
our whole lifetime the fairy tale happenings picture our most
profound experiences of soul, even though the style is light, playful
and picturesque. The artistic enjoyment of a fairy tale, in its
correspondence to inner soul experiences, can be compared — a
rather bold comparison — to the relationship of an enjoyable
taste on the tongue to the hidden, complex proceedings in the rest of
the body, where the food takes up its task of nourishing the
organism. What lies in that further process, after our pleasure in
its taste, is not at all evident to our observation or understanding.
Both things seem at first to have little to do with each other; no
one is able to say, from savoring a food, what its particular use
will be in the life processes of the body. And so it is with our joy
in the art of the fairy tale. It is far, far removed from what is
happening at the same time, all unconsciously, deep in the soul.
There the essence of the fairy tale is pouring forth, satisfying the
soul's persistent hunger for it. Just as our body has to have
nutritive substances circulating through the organism, the soul needs
fairy tale substance flowing through its spiritual veins.
Using
the methods of research described in my books as a way to approach
the higher worlds, you will discover, at a certain level of spiritual
knowledge, the spiritual processes working unconsciously in the
depths of the soul. In our ordinary life we are aware of these
spirit impulses within our soul only when they surface as gentle
dreams, caught at rare times by our waking consciousness. Now and
then we may have such a special waking up that we realize: You are
emerging out of a spiritual world where there is thinking and where
there are intentions, and where something was happening down in the
unapproachable grounds of your existence that was somehow akin to
daily happenings; this something seems an intimate part of your own
being but is completely hidden from your waking, everyday life.
It
is often the same story with the spiritual researcher, even when he
has progressed as far as experiencing a world of spiritual beings and
spiritual deeds. However much further he then advances, he
nonetheless reaches again and again the same edge of a world out of
whose deep unconsciousness there come towards him spiritual impulses,
impulses connected with himself. They appear to his spiritual gaze
like a Fata Morgana but they do not yield themselves up to him
completely.
This
very peculiar experience is what awaits one on looking into the
unfathomable spiritual relationships belonging to the human soul. It
is fairly easy to follow attentively and understand certain
intimate soul happenings, for example, the emotional conflicts
that also lie there within the soul and that are revealed in art, in
tragic drama. But far more difficult are the quite common human
conflicts, which in our daily life we simply cannot imagine are
there, and yet every one of us undergoes them at every period of our
life.
One
such soul conflict discovered by spiritual research takes place
without the ordinary consciousness being aware of it: our waking up
every day, when the soul leaves the world it has been in during sleep
and slips down into the physical body. As I said, we have normally
not the slightest knowledge of this, yet every morning our soul is
engaged in a battle that the spiritual researcher can catch only to a
slight degree: it is the battle of the single, lonely human soul
meeting the gigantic powers of nature. Thunder and lightning and
everything else in the elements that we have to confront out in the
world unload their great strengths on us as we stand there more or
less helplessly. All that tremendous power, however, even when we
meet it head on, is a small thing compared to the unconscious battle
at the moment of waking up, when our soul — alive only to
itself up to then — has to unite with the pressures and
substances of a purely physical body. The soul needs this organism in
order to use the bodily senses that are governed by the laws of
nature and to use also the bodily limbs in which the powers of nature
prevail. There is something like a yearning in the soul to dip down
into this sheer natural state, a yearning satisfied each time by
waking up, and yet at this very moment there is a shrinking back, a
feeling of utter helplessness in the face of the eternal opposition
existing between the soul and the nature-related physical body, into
which one awakens. It may sound strange that this daily battle takes
place in the depths of our soul — but then it takes place in
complete unconsciousness. The soul knows nothing of what it has to
undergo every single morning, but nevertheless it is burdened by the
conflict, which affects its very nature and its individual character.
There
is something else happening in these depths, which can be caught on
the wing by spiritual research; it occurs at the moment of falling
asleep. The human soul withdraws from the sense world and from the
bodily limbs and has more or less left behind the physical body in
the physical-sense world. Then there comes to the soul what one may
describe as an awareness of its inwardness. At that moment it begins
to experience unconsciously the inner battles caused by its
constraint in a physical body in the waking state, where it has
to act in consequence of its entanglement in matter. It is aware of
its bent toward the burdensome sense-world, which, however,
represses its morality. In falling asleep and during sleep, the soul
is alone with itself and pervaded unconsciously by so moral an
atmosphere that it can hardly be compared to the morality we know in
ordinary life. Besides other impressions, it is this that the soul
experiences when it is outside the physical body and living a purely
spiritual existence between falling asleep and waking up.
We
should not imagine that all these occurrences in our soul are simply
absent when we are awake. Spiritual research can show one very
interesting effect as an example: we do not dream only when we
believe we are dreaming but we actually dream the whole day long. In
truth, our soul is full of dreams all the time, even though we don't
notice it, for our waking consciousness is more forceful than the
dream consciousness. As a somewhat weak light is extinguished
altogether in the presence of a stronger one, our day-consciousness
extinguishes what is continually running parallel to it, the
dream experience in the depths of our soul. We dream all the time,
but we are seldom conscious of it. Out of those abundant and
unconscious dream experiences — an infinitely greater number
than our waking perceptions — a few rise up like single drops
of water shaken out of an immense lake; these are the dreams we
become conscious of. But the dreaming that stays unconscious is
perceived by the soul spiritually. In its depths many things are
being experienced. Just as chemical processes that we are unaware of
take place in the body, there are spiritual experiences taking place
within us in unconscious regions of the soul.
We
can throw more light into these hidden depths of soul life by adding
something else to the facts we have mentioned. It has often been
emphasized, and especially so in my last lecture, [Raphaels
Mission im Lichte der Wissenschaft vom Geiste (January 30, 1913);
The Mission of Raphael
(unpublished MS).] that in the
course of evolution on earth, human soul life has undergone a
complete change. When we look far, far back into the past of
humankind, we find the soul of ancient man having totally different
experiences from those today. In earlier lectures we spoke about
early mankind's primitive clairvoyance; we will speak further about
it in the future. We look out at the world today in the wide-awake
condition of soul that is normal, taking in sense impressions from
outer stimuli, working on them with our intelligence, reason,
emotions, and will forces — but this form of consciousness
is merely the one that holds good for the present day. This modern
consciousness has developed out of the earlier forms in ancient
days that we can call — in the best sense of the word —
clairvoyant; people were able in certain intermediate conditions
between waking and sleeping quite normally to experience something of
the spiritual worlds. At that time a person, even though he could not
become really conscious of himself, would not find the experiences we
have been describing as taking place in the depths of the soul
at all unfamiliar or strange.
In
ancient times the human being could more fully perceive his union
with the spiritual world outside himself. He saw how everything going
on in his soul, the happenings deep in his soul, were related to
certain spiritual realities alive in the universe. He saw these
realities moving through his soul, felt closely related to the
spirit-soul beings and realities of the universe. This was a
characteristic of mankind's primeval clairvoyance. In ancient times,
not only artists but quite primitive people frequently had a
feeling that I am going to describe, which today we arrive at only in
quite special moods.
It
can really happen that, living gently in the depths of the soul, as
gently as anything can be, there is an experience of the spiritual
realities mentioned above, one that does not come to consciousness.
Nothing of it is perceived in the wide-awake life of the day. But
something is there in the soul, just as hunger often is there in the
physical organism, and just as we have a need for something to
satisfy our hunger, we have also a need for something to satisfy this
delicate need in our soul.
It
is at this moment that one feels urged either to come to a fairy tale
or a legend that one knows, or else, perhaps, if one has an artistic
nature, to create something of the kind oneself, even though one
senses that all the words one could theoretically use would only
reach a kind of stammering about such experiences. This is how the
fairy tale images arise. The nourishment that satisfies the hunger we
spoke of is just this conscious filling of the soul with fairy tale
pictures. In the earlier times of mankind's evolution, the human soul
was closer to a clairvoyant perception of its inner spiritual
experiences; often, therefore, the simple country folk felt this
hunger more distinctly than we do today, and this led them to search
for nourishing pictures arising out of their creative soul life; we
find these today in the fairy tales coming down to us as folk
traditions in various parts of the world. In those earlier times the
human soul felt its connection to spiritual existence and felt more
or less consciously the inner battles it had to undergo, even without
understanding them. The soul formed these into pictures and images
which had only a distant resemblance to what was happening in its
depths. But still one can feel that there is a connection between the
happenings of a fairy tale and the unfathomable, profound experiences
of the soul.
It
is evident — many can confirm this — that the heart of a
child often succeeds in creating for itself a comrade or “friend”
who is present only for that child and who stays at its side through
all its coming and going. Probably everyone knows children with such
invisible spirit-friends. These unseen playmates you have to imagine
as being with the child wherever he is, sharing all his joys and
sorrows. And then you see someone coming along, a so-called
“intelligent” person, who hears about this invisible
playmate and tries to talk the child out of it, even believes it's a
healthy thing he's doing — but it has a bad effect on the
child's feeling-life. A child will grieve for his soul-comrade and if
he is susceptible to spiritual-soul moods, the grief will be weighty
and can develop into a pining away or sickliness. This is actual
experience, related to deep, inward happenings of the human soul.
We
can take to heart, without dispelling the fragrance of such a tale,
the Grimms' story of the child and the paddock (a small frog). A
little girl lets the paddock eat with her out of her bowl of bread
and milk; the paddock only drinks the milk. The child talks to the
little creature as to another human being, saying one day, “Eat
the bread crumbs as well, little thing.” The mother hears this,
comes out to the yard, and kills the paddock. And now the child loses
her rosy cheeks, wastes away and dies.
In
this tale we can feel an echo of certain moods that really and truly
are present in the depths of our soul. They are there not only at
certain periods of our life, but whether we are children or adults,
we recognize such moods because we are human beings.
Every
one of us can feel reverberating in us how this something we
experience but don't understand, something we don't even bring to
consciousness, is connected with the effect of the fairy tale on our
soul like the taste of food on our tongue. And then the fairy tale
becomes for the soul very much like nutritious food when it is put to
use by the whole organism. It is tempting to search in these
deep-lying soul experiences for what reverberates in each different
tale. Of course it would be a tremendous task over a long time, given
the great collections of fairy tales from everywhere in the world, to
probe into them just for this. However, what can be looked at in a
few tales can be used in a general way for all of them, if the few
are genuine fairy tales.
Take
one of the stories that the brothers Grimm collected,
“Rumpelstiltskin”. When a miller claims that his daughter
can spin straw into gold, the king has him bring her to the castle in
order to test her art. She comes to the king, is locked in a room
with a bundle of straw and “there sat the poor miller's
daughter and for the life of her could not tell what to do”. As
she begins to weep, there appears a little man who says, “What
will you give me if I spin the straw into gold for you?” The
girl gives him her necklace and the little man spins the straw into
gold. The king next morning is astonished and delighted but wants
more; she should spin straw into gold again. She is locked in another
room with even more straw, and when the little man appears again and
asks, “What will you give me if I spin the straw into gold for
you?” she gives him her ring. By morning all the straw is spun
into glittering gold. But the king is still not satisfied. The
manikin comes again, but now the girl has nothing more to give him.
“Then promise me, if you should become queen, to give me your
first child,” says the little man, and so she promises. And
when, after a year, the child is there and the manikin comes and
reminds the queen of her promise, she begs him to wait. “I will
give you three days' time,” he replies. “If you know my
name by that time, you shall keep your child.” The miller's
daughter sends messengers far and wide. She must find every name
and also the particular name of the little man. Finally, after
several wrong guesses, she succeeds in naming the little man by his
right name: Rumpelstiltskin.
No
other work of art gives us the feeling of utmost inner joy as the
fairy tale with its unsophisticated pictures, yet we can also know
the deep soul experience from which such a tale arises. It is a
prosaic but accurate comparison to say, we can know a great deal
about the chemistry of our food and still take pleasure in something
delicious we're eating. And so we can know and understand something
about these deep inner soul experiences in us that are felt but not
“known” — and that emerge as the pictures of fairy
tales.
Indeed
our solitary soul, this miller's daughter, is a lonely thing, both in
sleep and in waking life, even though she is harbored in our body.
The soul feels (but unconsciously) the great antithesis she has to
live in; she experiences (but does not understand) her unending task,
her own anchorage in divine worlds.
The
soul will always be aware of other insignificant abilities in comparison
to those of outside nature. Nature is the mighty enchantress, who can
transform one thing into another in a trice — something the
soul would like to be and do.
In
everyday consciousness, one can submit with a good grace to this
disparity between the human being and the omnipotent wisdom of the
spirit of nature. In the depths of the soul, however, things are not
so simple. The soul would certainly come to grief if she did not
surmise that within her own conscious being a still deeper being is
present, something she can trust, something she might be able to
describe like this:
You,
Soul, are still at such an imperfect stage — but there is
something in you, another entity, who is far more clever than you,
who can help you to accomplish the most difficult tasks and give you
wings to rise up and look over wide perspectives into an infinite
future. Someday you will be able to do what is still impossible, for
there is something within you that is far, far greater than the part
of you now that “knows”; it will be a loyal helper if you
can enter into an alliance with it. But you must truly be able to
form a concept of this creature who lives within you and is so much
wiser, cleverer, more skilful than you are yourself.
When
you try to imagine this conversation of the soul with itself, an
unconscious conversation with the more capable part of the soul, you
can then try to catch this nuance in the Rumpelstiltskin fairy tale:
what the miller's daughter had to experience in not being able to
spin straw into gold and then finding a loyal helper in the little
manikin. It is impossible to blow away the fragrance of those
pictures, even when we know their origin, deep down in our soul life.
Let us take another tale. Please forgive me if it is connected with
things that seem to have a personal coloring; it is not meant to be
personal. It makes it somewhat easier to explain if I add this small
personal note.
In my book
Occult Science
[
An Outline of Occult Science,
Anthroposophic Press, New York, 1972.] you will
find a description of the evolution of the world. I don't intend to
speak about it now — possibly on another occasion. During this
evolution of the world our earth has passed through certain stages as
a planet in the universe, and these stages can be compared to the
stages of life in the individual human being. Just as individuals go
through one life after another, the earth itself has had various
planetary stages or embodiments. In spiritual science, for certain
reasons, we speak about the earth — before its “earth”
stage began — as having a “moon” stage and before
that, a “sun” stage. There was a sun evolutionary period
as a planetary pre-stage of our earth in the primordial past; an
ancient sun was still united with the earth, from which — at a
later stage — it split away. The moon also split away from what
originally was the sun. Our sun today is not the original one but
only a piece of it; we can speak of an ancient sun-stage of the earth
and also of our present sun. Spiritual research can look back to the
time in earth evolution when the second sun, our present one,
developed as an independent body in the universe. In searching for
the existence at that time of beings actually perceptible to the
senses, it finds only the lower species up to the level of the
fishes.
You
can read all this in more detail in
Occult Science,
and there you will be able to understand it. The actual details, however,
can be found only through the scientific methods of spiritual research.
At the time they were discovered and I wrote them down (more
precisely, they were not discovered just when I wrote them down but
they were, one can say, discovered for me and I wrote them down in
Occult Science)
the following fairy tale was quite unknown to
me — and this is the personal note I wanted to add. I can
verify the fact that it was unknown then, for I found it much later
in Wundt's
Elements of Folk Psychology
and traced it then back to its source.
Before
I give you a short summary of the fairy tale, let me say this:
Everything the spiritual researcher finds in the spiritual world —
and what was just described had to be found in the spiritual world,
for otherwise it would no longer exist — everything in that
world is very much connected with the human soul. In the very deepest
roots of our soul we are united with that world. It is always at
hand; we enter it unconsciously as soon as we fall asleep in a normal
way. In our union with that world, our soul holds within itself not
only its sleep experiences but also all those experiences related to
world evolution as we have described them. It is a paradox but one
can say that the soul knows unconsciously that it experienced the
stream of evolution from the original sun to its daughter, the sun we
see shining in the sky, and to the moon that is also a child of the
original sun. Moreover, the soul can recognize that it was living
through a soul-spiritual existence at that time, for it was not yet
united with earthly substance. It could look down then on earthly
happenings, for example, when the highest animal organisms were the
fish-prototypes, at the time when the present sun and moon developed
by separating from the earth. In the unconscious, the soul is
connected with these happenings.
Now
look at this short folk tale that can be found among several
primitive peoples: There was once a man who was made of resin. He
worked only at night. If he had worked in the daytime, the sun would
have melted him. One day, however, he did go outside, for he
wanted to catch some fish. And lo! the man made of resin melted away.
His sons made up their minds to take revenge. They shot off their
arrows. They shot so well that the arrows formed figures, towering
one above the other. They became a ladder, reaching right up into the
sky. The two sons climbed up the ladder, one by day, the other by
night. And one son became the sun, the other son became the moon.
It
is not my custom to explain such tales with abstract, intellectual
ideas. Everyone can realize, however, through spiritual research how
the human soul is deeply connected with everything happening in the
world, how the soul can be understood only through spiritual means,
and how it hungers to enjoy the picture-images of its unconscious
experiences — this is truly different. If you feel this, you
will also feel, vibrating like an echo of this folk tale, just what
human souls experienced at the time of the primordial sun and then at
the origin of the sun and moon during the time of fish-development
in earth evolution. It was for me a most important event — and
this is the personal note — to discover, long after these
things were described in
Occult Science,
this particular tale. Even though I would never wish to explain it in an
abstract way, a certain feeling comes over me when I look at the evolution
of the world, a feeling that is twin-brother to the one I get from immersing
myself in the wonderful picture-images of the folk tale.
We
can look at another story, this one from the Melanesian Islands.
Before we hear it, let us recall that according to spiritual research
the human soul is closely connected to the present-day happenings and
facts of the universe. It may be too picturesque, but nevertheless
quite correct from the spiritual-scientific standpoint, to describe
the life of the soul when it leaves the body in sleep as completely
related to and united with the whole universe. One possibility of
remembering or understanding this relationship of our ego, for
example, to the cosmos, at least to something significant in the
cosmos is to look at the plants. They can grow only when they have
the light and warmth of the sun. They are rooted in the earth and
consist, as spiritual science tells us, of a physical body interwoven
by an etheric body. This is not enough, however, to cause the plants
to unfold and blossom; they must also have the forces of the sun
shining down on them.
Looking
at the human body during sleep, we see to some degree its equivalence
to a plant. Our sleeping body is like a plant, in that it has the
same power to grow. But the human being has freed himself from the
cosmic order in which the plant is caught. A plant has to wait for
sunlight to come to it, the rising and setting of the sun. It is
dependent, as we humans are not, on the external cosmic order. Why
are we not? Because of a fact that spiritual research has discovered,
that the human ego, which in sleep is outside the plant-like body,
unfolds for the body what the sun unfolds for the plant. The sun
pours its light over the plant; the human ego shines too, resting
spiritually over the sleeping body. And the human ego is related to
the life of the sun; it is itself a kind of sun for the plant-like
human body, engendering its growth during sleep, repairing its
various forces that have been used up during the daytime. In
perceiving this, we realize how much like the sun our ego is. As the
sun moves across the sky — of course I am speaking of its
apparent movement — the effect of the sun's rays changes
according to the constellations of the zodiac from which they come to
earth. In the same way, spiritual science shows us ever more clearly
that the human ego passes through the various phases of its
experience; the physical body is influenced according to each aspect.
We perceive the sun's effect on earth, with the help of spiritual
science, according to whether it is passing through Aries, or Taurus,
or any other constellation. Rather than refer to the sun in general
terms, it is preferable to describe the effect of the sun from one of
the twelve constellations of the zodiac. As we consider the sun's
passage through the constellations, we become aware of its
relationship to the ever-changing ego.
All
this is described much more fully in
Occult Science;
it can be acquired as spirit-soul knowledge. We can perceive it as something
that takes place unconsciously in the depths of the soul and yet
takes place as an inward involvement with the spiritual powers of the
cosmos alive in the planets and constellations.
Let
us compare these secrets of the universe, disclosed by spiritual
science, with the following Melanesian tale, which I will sketch very
briefly.
In
the road is a stone. The stone is the mother of Quatl, and Quatl has
eleven brothers. After Quatl and his brothers were created, Quatl
began to create the world. But in this world that Quatl created,
there was no change of night and day. Quatl heard about an island
where there was a difference between the day and the night. He
traveled to that island and brought a host of beings back to his own
land. And through the power of these beings, those in Quatl's land
came into the alternation of sleeping and waking. Sunrise and
sunset occurred for them as soul happenings.
It
is amazing what vibrates as echo from this story. If you read the
whole thing, you will find that every sentence vibrates with the
tones of world secrets, just as our soul vibrates in its depths when
it hears how spiritual science describes those secrets. It is true:
the source of fairy tale mood and fairy tale poetry lies in the
depths of the human soul! The tales are simply pictures using
external happenings to help characterize the soul experiences we have
described; the pictures are nourishment for the hunger arising from
these experiences. This must also be true: we are quite distant from
the experience but nevertheless we can feel them echoing in the
fairy tale picture-images.
When
all this has been said, we should not be surprised to find that the
most beautiful and characteristic fairy tales have come to us from
those very early times when human beings had a certain clairvoyant
consciousness. Because of this, they were able to come close to the
wellsprings of fairy tale mood and poetry; it is not at all strange
that from those parts of the earth where souls are closer to
spiritual sources than in the western world, for example in India or
the Orient, fairy tales can have an especially distinctive character.
Furthermore,
in German we find Jacob and Wilhelm Grimm's
Children's and Household Tales,
which they collected by listening to their
relatives or other more or less simple, unsophisticated people
telling stories that remind us of the ancient European sagas; even
the fairy tales contain elements of the great stories of heroes and
gods. We should not be surprised to hear that the most significant
fairy tales have now been proven older than the sagas. The hero
stories, after all, describe someone at a certain time of life in a
particular difficulty, while the fairy tales show us what is relevant
to every single person at every period of life from his first breath
to his last. Then we understand how a fairy tale can press into
itself the deep-seated soul experience on awakening from sleep, of
feeling completely inadequate in the face of the powers of nature;
how, too, one feels equal to it only with the consoling knowledge
that something greater than oneself is present in the soul that may
even allow one to triumph over the forces of nature.
When
you have a feeling like this, you will understand why there are so
many giants that have to be dealt with in the tales. Indeed, they
make their appearance without fail as an image out of the soul's mood
on waking up — of its wanting to enter the body and seeing the
“gigantic” forces of nature alive there. The battle the
soul has to undergo is exactly what corresponds — though
this cannot be understood perhaps with the intellect — to the
various descriptions of people having to fight giants. The soul
realizes when confronted by battles with giants that it has only one
advantage — and that is its cleverness. This is the soul's
perception: You can slip into your body but what can you do about
those tremendous forces of the universe? Why, there's one thing the
giants don't have that you do have ... cleverness! reason!
Unconsciously this lives in the soul even when it realizes the small
strength it has; we find that the soul, put into this position, can
express itself in the following pictures:
A
man was going along the road. He came to an inn, went in, and asked
for a bowl of milk soup. Flies by the dozen were buzzing around; some
fell into the soup, the others he swatted. When he counted a hundred
dead flies on the table, he boasted, “A hundred with one blow!”
The innkeeper hung a medallion around his neck that said: He killed a
hundred with one blow.
The
man went further and came to a castle where the king was looking out
of his window. When he caught sight of the wayfarer and his
medallion, the king thought to himself, “This is a fellow I can
make use of!” The king hurried out and took the man into his
service to do a certain task. “There is a pack of bears coming
ever and again into my kingdom. Look! if you've killed a hundred with
one blow, you can put an end to those bears.” The man said,
“I'll do it!” But first he demanded his wages and plenty
of food before the bears should arrive, for he thought he might as
well enjoy his life for a while, in case it should be cut short. Now
came the time when the bears were expected; he collected together all
the sweet things bears like to eat, and laid them ready.
The
bears came, ate up everything they found and were so well stuffed
that they had to lie down to sleep off their greed. And now as they
lay helpless, the man came and finished them off. When the King
arrived, the man told him, “I simply chopped off their heads
while they jumped over my stick!” The King was delighted with
this brave fellow and gave him a still harder task. “Look! The
giants will soon be coming back into my kingdom. You must help me
with them.” The man promised and when the time came, he
collected a great amount of good things to eat, which he took along
with him, besides a young lark and a piece of cheese. Sure enough, he
met the giants and began to boast about how strong he was. One of
them said, “We'll show you how much stronger we are!”
Taking up a stone, he squeezed it into a powder. “Do that
likewise, little man, if you're as strong as we are.” The other
giant aimed an arrow up into the sky, shot it off, and only after a
very long time, it dropped down again. “Do that likewise,
little man, if you're as strong as we are.” At that, the man
who had killed a hundred with one blow told them, “I can do
better than that.” He took up a stone, stuck his piece of cheese
on it and said, “Watch me press water out of the stone!”
Sure enough, when he squeezed, water squirted out of the cheese. The
giants were astonished. Then the man took the lark and let it fly
upwards, saying, “Your arrow came back, but mine will go up so
high that it never comes back!” Sure enough, the lark did not
return. The giants were so astonished that they decided that they
would have to overcome him with cunning, for it seemed that they
couldn't manage it with strength. However, they failed to get the
better of the man with cunning, for he got the better of them. They
lay down together to sleep and in the dark the man put over his head
a pig's bladder that was blown up and filled with blood. The giants
told one another, “We can't overcome him when he's awake, so
we'll have to wait until he sleeps.” As soon as he was asleep,
they attacked him with great blows on the head and broke the pig's
bladder. The blood gushed out; the giants were sure they had finished
him off. Therefore they laid themselves to rest and slept so
peacefully that it was easy for the man to put an end to them.
Just
as it is in dreams, this fairy tale peters out in a somewhat vague,
unsatisfactory way; nevertheless we do find in it the conflict of the
human soul with the forces of nature, first with the “Bears”
and then with the “Giants.” But something more is in the
fairy tale. The man who “killed a hundred with one blow”
stands out so clearly that we feel something vibrating in the
unconscious depths of our soul to the utter trust he had in his
cleverness, even in the face of those powerful forces he found so
“gigantic.” It is wrong to try to explain in abstract
detail the picture-images created with such artistry, and this is not
the intention here. Nothing actually can disturb the character
of a fairy tale if you feel how it echoes our inward soul processes.
And these inner processes — however much one knows about them,
however much as spiritual science itself can know about them —
you do become ever and again entangled in them; then,
experiencing them in a fairy tale, you see them in their most
elemental, primary form. Knowledge of these soul-happenings, when it
is present, does not destroy the ability to transform them into fairy
tale magic.
It
is certainly stimulating for the spiritual researcher to discover in
fairy tales just what the human soul has need of when confronting its
innermost experiences. The fairy tale mood can never be disturbed,
for research that is able to arrive at the wellsprings of the tales
in subconscious life will find there something that becomes poorer
for the ordinary consciousness when it is described abstractly.
The fairy tale itself is the most perfect description of these
deepest of soul experiences. Now one can understand why Goethe
put into the manifold eloquent picture-images of his
Tale of the Green Snake and the Beautiful Lily
the rich experiences of life that
Schiller expressed in abstract philosophical terms. It was pictures
that Goethe wanted to use — even though he was otherwise
very much given to thought — in order to express his most
profound perception of the subconscious roots of human soul life.
Because
fairy tales belong to our innermost feeling and emotional life and to
everything connected with it, they are of all forms of literature the
most appropriate for children's hearts and minds. It is evident that
they are able to combine the richest spiritual wisdom with the
simplest manner of expression. One has the feeling that in the
magnificent world of art there is no greater art than this one, which
traces the path from the unknown, unknowable depths of the soul to
the charming and often playful fairy tale pictures.
When
what is most difficult to understand is able to be put in the most
clearly perceptible form, the result will be great art, intrinsic
art, art that belongs at a fundamental level to the human being.
Human nature in the child is linked to the life of the whole world in
such a primary way that children must have fairy tales as
soul-nourishment. The expression of spiritual force can move much
more freely when it comes towards a child. It should not be entangled
in abstract, theoretical ideas if the child's soul is not to become
dry and disturbed, instead of remaining linked to the deep roots of
human life.
Therefore
there is nothing of greater blessing for a child than to nourish it
with everything that brings the roots of human life together with
those of cosmic life. A child is still having to work creatively,
forming itself, bringing about the growth of its body, unfolding its
inner tendencies; it needs the wonderful soul-nourishment it finds in
fairy tale pictures, for in them the child's roots are united with
the life of the world. Even we adults, given to reason and
intelligence, can never be torn away from these roots of existence;
we are most connected with them just when we have to be fully
involved with the life of the time. Therefore at various parts of our
life, if we have a healthy, open-hearted mind, we will happily turn
back to fairy tales. Certainly there is not a single age or stage of
human life that can take us away from what flows out of a fairy tale,
for otherwise we would be giving up the deepest and most important
part of our nature; we would be giving up what is incomprehensible
for the intellect: a sensing within ourselves, a sense for what is
pictured in a simple fairy tale and in the simple, artless,
primordial fairy tale mood.
The
brothers Grimm, and other collectors like them, devoted long years to
bringing the world the somewhat civilized fairy tales they had
gathered out of the folk tradition. Although they had no help from
spiritual science, they lived wholeheartedly with these tales,
convinced that they were giving human beings what belonged
intrinsically to human nature itself. When you know this, you will
understand that although the age of reason did its best for a hundred
years or so to alienate everyone, even children, away from fairy
tales, now things are changing. Fairy tale collections like the
Grimms' have found their way to every person who is alive to such
things; they have become the property and treasure of every child's
heart, yes, property of all our hearts. This will grow even stronger
when spiritual science is no longer considered just a theory but
becomes a mood of soul, one that will lead the soul perceptively
towards its spiritual roots. Then spiritual science, moving and
spreading outwards, will be able to confirm everything that the
genuine fairy tale collectors, fairy tale lovers, fairy tale tellers
wanted to do.
To
sum up what spiritual science would like to say today in describing
the fairy tale, we can take the poetic and charming tribute that a
devoted friend of the tales [Ludwig Laistner
(1848 – 1896)] liked to use in his lectures, some of which I was
able to hear. He was a man who understood how to collect the tales
and how to value them.
“The
fairy tale is like a good angel, given us at birth to go with us from
our home to our earthly path through life, to be our trusted comrade
throughout the journey and to give us angelic companionship, so that
our life itself can become a truly heart- and soul-enlivened fairy
tale!”
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