LECTURE I
The
Human Being and his Relationship to the World
You
must not expect that these four lectures can be a substitute
for those which were planned for Munich. [It had been Dr.
Steiner's intention to give a course of lectures on the theme
‘Occult Reading and Occult Hearing’ in August 1914, after the
production of a new Mystery Play, but this was prevented by the
outbreak of the War.] I will try to give a brief outline of
what was to have been the content of the Munich lectures but
the most important and essential information that was to have
been given there must be reserved for less turbulent times. I
am astonished to find certain people thinking that the
strenuous efforts required for giving very important teachings
of Spiritual Science — as was intended in Munich —
can be applied in times such as those in which we are now
living. But it will be realised one day that this simply is not
possible, that the highest truths cannot be communicated when
storms are raging. As far as my theme is concerned, I will give
a course of lectures on it later on, when karma permits, in
substitution for what was to have been given in Munich. But in
view of the desire to hear something about this subject, I will
try to meet this wish as far as is possible at the present
time.
The
essential findings of Spiritual Science are acquired through
occult reading and occult hearing. We hear something about the
methods by which the spiritual investigator reaches his
experiences, when he speaks of the actual processes of occult
reading and occult hearing. Absurd theories still prevail at
the present time about the way in which results are obtained in
Spiritual Science. Before I pass on to the central theme I will
speak of a trivial matter — trivial, that is to say, in
comparison with what our stream of spiritual life would like to
attain. A certain modern Professor wrote a review of my book
Theosophy.
This review was published a few years ago, and the
author was obviously irritated most of all by what is said in
the book about the human aura, about thought-forms and so
forth. Among many things that I will not mention here, this
review also contains something that is absolutely
comprehensible from the point of view of a typical thinker of
the present day. It is said that if there is anything in these
statements about the aura and thought-forms, some of those who
can see thought-forms should subject themselves to an
experiment. There would have to be an experiment where a number
of those who claim to be able to see such things stand in front
of others who have certain thoughts and feelings, and then the
former should be asked: ‘What do you see in these people
standing or sitting in front of you?’ Then — according to
the reviewer — these so-called occultists should state
what they have observed, and the others should confirm that
they had actually had these thoughts and feelings. If the
seers' statements all tallied with each other, then they could
be believed.
Let
me say here that there is nothing more natural than this
argument. Any thinker schooled in modern natural, science must
use it because it inevitably appears to be completely
reasonable. Nevertheless, one thing holds good. The Professor
who said this had certainly read the book before writing his
review. We must assume this at any rate. As the review gives
the impression of honesty, we can certainly assume it. But he
could not read it in the real sense because, comprehensible as
it is that the objections should be made as long as there is no
knowledge of the truths contained in the book, it ought also to
be comprehensible that such objections would not be brought
forward if the book had been read with understanding. With
these words I am saying something that will be considered
outrageous by every normal scientific thinker of to-day —
he will think it outrageous because it must inevitably be
incomprehensible to him; he simply cannot understand it. Among
the things to be found in that book, there is also the
following. — It is said that if the seer really desires
to look into the spiritual world and see the truth, he must,
above all, practise a self-education which enables him to
penetrate into things with absolute selflessness, to silence
his own wishes and desires in face of the spiritual world. Yes,
but if five or six people are brought together in order to make
an experiment according to the methods of natural science, as
is demanded, those four or five people start off with the wish
to reach a certain result — as a matter of fact a result
that is demanded by science itself. The whole thing is arranged
as happens when there are desires and wishes in ordinary life
— which is just what should be avoided. It is obvious
that every true impression of the spiritual world will be
eliminated by such an experiment. For this experiment is
arranged entirely according to the thinking of the physical
plane and it is just these thoughts of the physical plane that
must be overcome, together with all the desires and wishes
connected with them. It may be said that it is a question of
being passive. Certainly — but such conditions cannot be
arranged from the standpoint of the physical plane and with the
methods of the physical plane. They must be arranged only from
the standpoint of the spiritual world and with the methods of
the spiritual world.
First of all, the matter in question would have to lie in the
spiritual world itself, not in the brain of a curious
professor. The intention would have to emanate from the
spiritual world that human beings who are seers here on the
physical plane should experience something of the thoughts and
feelings of other human beings; through the karma of the
spiritual world a handful of people would have to be brought
together — brought together, not by a professor but as if
through a nexus of destiny. Then, from the other side, the
seers too would themselves have to be brought together by
karma. Again, from out of the spiritual world the feelings and
so forth within the individuals would have to be revealed to
the various seers. If the experiment could be arranged in this
way it would undoubtedly succeed.
If
anyone reads my book Theosophy with real understanding, he will
know that what I have just said is a self-evident truth of the
spiritual world but that such procedures are not possible in
our age. And one has, after all, to reckon with this fact.
Because the review in question showed me that people are not
able to read the book with sufficient understanding to discover
such a thought by themselves, in the sixth edition — the
proofs of which I am now correcting — I have added what I
have just told you. One of the essentials in a book that has
grown out of Spiritual Science is that one not only assimilate
its actual contents — that is of minimal importance
— but that having read it a change shall have taken place
in thinking and feeling; standards and judgments otherwise
applied in the everyday world should have progressed. The
difficulty still standing in the way of understanding books on
Spiritual Science is that people read them just as they read
other writings and imagine that their contents can be absorbed
in the same way, whereas the truth is that something will be
changed within us when we have understood a genuinely occult
book. It is therefore quite understandable that genuine occult
books are rejected by most human beings to-day. For what ought
to take place in someone who reads such a book at the present
time? He takes the book ... and he is clever ... as everyone is
clever to-day. He considers that he is capable of judging the
contents of the book, and he is convinced at the outset that
there can be no better judge of that book than himself. And
now, after having read it, is he supposed to learn to judge
differently? Of course, he cannot do so; he is clever already
and has impeccable judgment! He does not admit that there is
anything to change in his power of judgment. Needless to say he
will realise nothing of the basic trend and intention of the
book. At most he comes to the conclusion that he has learnt
nothing from its contents and that it is all so much juggling
with words and concepts. It must necessarily be so if he does
not constantly have in mind the basic principle of Spiritual
Science which is that in any circumstance, no matter how
trivial, after reading a genuine book on Spiritual Science, a
different kind of perception and judgment of the world must
arise.
There is one essential to be remembered if the words ‘Occult
Reading and Occult Hearing’ are to mean anything to us. We
must, as it were, say farewell to the ordinary kind of
thinking, the ordinary judgments applied to the physical world.
I have often emphasised that one must, of course, remain a
reasonable human being. Although a new kind of judgment, of
thinking and of feeling must be acquired for the spiritual
world, healthy judgment as regards the events and beings of the
physical plane must be maintained. That goes without saying.
But there is something that is necessary for the higher worlds
and does not hold good for the physical plane. I will start
from an experience that is certainly familiar
On
the physical plane we are accustomed through our thinking,
feeling and willing to relate ourselves to that plane. When we
think, we create for ourselves mental pictures of the things
and beings of the physical plane and the processes connected
with then. Anything of which we opine that it is present in
space or takes place in time, we thereby make into our own
spiritual property. We learn, through our mental pictures, to
know something. It is the same with feeling. We confront some
object — for instance, we delight in a rose; we take the
rose into our world, into our feeling, into our own soul. We
make something that goes out as an impression from the rose and
works upon our soul, into our own inner possession. In willing,
we incorporate into the external world something that is
contained in our intention. Relationships between ourselves and
the external world are clearly evident when we observe our
behaviour and conduct on the physical plane. Nothing we thus
apply in acts of thinking, feeling and willing, nothing we do
when we enter into relation with the outer world through the
physical body, serves us in the remotest degree — in the
form in which it is practised on the physical plane — for
getting to know anything of the higher world. Whatever helps us
for example, to know something about the physical world,
whatever we apply in the form of feeling or thinking in order
to know about the things of the physical world — this can
serve only as preparation for spiritual-scientific
investigation.
Let
it be remembered, therefore, that in the physical world
whatever we do in thinking, feeling and willing in order to
have some knowledge of that world or to do something for it
— all this serves only as preparation for knowledge of
the higher worlds. Whatever we may think about something
belonging to the physical world, no matter how astutely, gives
us no knowledge of the higher worlds. Through thinking our soul
is merely prepared, merely trained in such a way that it
gradually becomes capable of penetrating into the spiritual
worlds. And the same applies to willing and feeling in
connection with things of the physical world. In order to be
doubly clear, let me say this. A learned researcher, through
his scientific methods, gets to know something belonging to the
external world. When he has investigated it he is wont to say:
I know this and that belonging to the external world. This kind
of investigation, this kind of thinking, does not help him in
the very least to penetrate into the spiritual world. His
thinking and investigation are of significance only because
they exercise the powers of his soul. The effect, as far as
penetration into the spiritual worlds is concerned, is that
through this thinking and investigation the soul becomes more
capable of living its own life, of activating its own forces.
The activities that are normally carried out in the physical
world are of use for spiritual-scientific investigation only as
an education of a man's own soul.
I
will choose still one more comparison to make the matter
clearer. Suppose someone is a carpenter; he has learnt
carpentry and intends to make furniture. In his work as a
carpenter he makes certain pieces of furniture and continues to
do so for many years. This is his job. But something else
happens as well; he becomes more skilful, his manipulations
more effective; he acquires something else, inasmuch as his own
organism becomes more skilful. This is a kind of supplementary
achievement. It is the same with spiritual activities. If, as a
botanist, I think and make great efforts for years in the
sphere of botany, that is all to the good, but as well as this
my mind becomes more flexible. That is also of help. I am
better ‘drilled’ than I was some decades ago. Please do not
take the expression in its ordinary trivial sense, if I say
that the spiritual scientist must have been previously
‘drilled.’ He must use his drilling to make his spiritual
powers more mobile, more flexible. Then, when everything that
is otherwise practised in the world is placed directly in the
service of self-education as happens in meditation and
concentration, in the exercises that are given for the purpose
of penetrating into the spiritual world — we duly prepare
ourselves for this. Please take the words, ‘we prepare
ourselves,’ as something infinitely important, for in reality
we can never do anything more than prepare ourselves to enter
the spiritual world; the rest is an affair of that world
itself; the spiritual world must then come to us. It will not
do so if we remain in the usual state of human beings on the
physical plane. Only when we have transformed our soul-forces
in the way indicated can we hope that the spiritual world will
come to us. It cannot be anything like investigation in the
physical world, for then we go towards the things we are
investigating. We can only prepare so that when the spiritual
world comes towards us, it will not escape us, but make a real
impression upon us.
It
must therefore be said: All that we can do to develop the
capacity for spiritual investigation is to prepare ourselves
worthily, in order that when karma wills that the spiritual
world shall confront us, we shall not be blind and deaf to it.
We can so prepare ourselves, but the manifestation of the
spiritual world is an act of grace by that world and must be
thought of as such.
And
so to the question: How can one succeed in penetrating into the
spiritual world? — the answer must be: We must prepare
ourselves by adopting every measure that makes our actions more
skilful, more mobile, that trains our thinking, makes our
feeling and perception more delicate, more full of devotion.
And then: Wait, Wait, Wait! That is the golden rule — to
be able to wait in restfulness of soul. The spiritual world
does not allow itself to become accessible in any other way
than this: individuals must make themselves worthy of it and
then develop a mood of expectation in restfulness of soul. That
is the essential. We acquire it in the way I have described in
detail in my books, by making ourselves ready to receive the
spiritual world. But we must also acquire that absolute
restfulness of soul which alone makes it possible for the
spiritual world to approach us.
In
lectures I have used the following example. In the physical
world, if we want to see something we must go to it. Those who
want to see Rome must go to Rome. That is quite natural in the
physical world, for Rome will not come to them. In the
spiritual world it is just the reverse. We can do nothing
except prepare ourselves through the methods described, in
order to be worthy to receive the spiritual world: we must
acquire restfulness of soul, poise where we stand ... then the
spiritual world comes to us. We must wait for it in restfulness
of soul — that is the essential. And this that comes to
us, where is it? Of this too I have often spoken and will speak
of it merely by way of introduction so that we may have a good
foundation upon which to proceed.
You
are all familiar with our anthroposophical literature. Where
are the Elemental Beings, where are the Beings of the higher
Hierarchies? They are here, everywhere — just where the
table is, where the chairs are, where you yourselves are
— they are around us everywhere. But in comparison with
the things and processes of the external world they are so
ethereal, so fleeting, that they escape the attention of men.
Men pass unceasingly through the whole spiritual world and do
not see it because through their constitution they are still
unprepared for it. If you were able to enter the spiritual
world, as is the case at night when you are asleep, you would
realise that consciousness is so weak that in spite of the fact
that man is in the spiritual world from the time he goes to
sleep until he wakes, his consciousness is too dull to perceive
the spiritual Beings who are around him. He is in the spiritual
world the whole night long, he is within this delicate,
fluctuating world, but he is not aware of it because his
consciousness is too dull.
What must happen in order that man can learn to be aware of
this world in which he is really living all the time? Here we
have to consider something very important. Above all, we must
keep the following in mind. I have tried to describe it more
precisely, for the public as well, in the last chapter of the book
Riddles of Philosophy.
I want to see whether a few individuals who are not in the
Anthroposophical Movement are capable of understanding it.
How
does external perception come about? As you know, people
generally think — especially those who imagine themselves
to be very clever — that external perception arises
because the objects are there and then man, inside his skin,
receives impressions from the objects; they suppose that his
brain (if they think materialistically) produces inner pictures
of the external objects and forms. Now that is simply not the
case; the facts are quite different. The truth is that the
human being is not by any means confined within his skin. If
someone is looking at a bunch of flowers, then with his Ego and
astral body he is actually within it, and his organism is a
reflecting apparatus which reflects it back to him. In reality
you extend over the horizon which you survey. In waking
consciousness, you are also rooted, with an essential part of
your Ego and astral body, in your physical and etheric bodies.
The process is as I have often described in lectures. Let us
assume that here are a number of mirrors. As long as you walk
through space and have no mirror, you do not see yourself, but
as soon as you come to a mirror you do. The human organism is
not the producer of what you experience in your soul, it is
only the reflecting apparatus. The soul is united with the
bunch of flowers outside. That the soul may be able to see the
flowers consciously depends upon the eye, in unison with the
brain-apparatus, reflecting back to the soul that with which
the soul is living. Man does not perceive in the night, because
when he sleeps he draws out what is within him all day —
his Ego and astral body. Therefore, the eyes and brain cease to
reflect. Going to sleep is just as though you had a mirror in
front of you — you look into the mirror and see your own
face; take the mirror away, and all at once your face is no
longer there!
And
so man, with his being of soul-and-spirit, is actually within
that part of the world which he surveys; and he sees it
consciously, because his own organism mirrors it back to him.
In the night this reflecting apparatus is not there, and he
sees nothing. We ourselves are the part of the world which we
see; during the night that part of the world is withdrawn.
One
of the worst forms of Maya is the belief that man remains
firmly within his skin. He does not; in reality he is within
the things he sees. When I am confronting a human being, I am
within him with my astral body and Ego. If I were not to
confront him with my organism I should not see him. The fact
that I can see him is due to my organism; but with my astral
body and Ego I am within him. The failure to realise this is
one of the most dangerous results of Maya.
In
this way we can form an idea of the nature of perception and
experience on the physical plane.
And
what about the spiritual world? If we want to experience that
of which I have said that it is so fleeting, so mobile compared
with the processes and things of the physical world that
although we live within it as within the coarse objects of the
physical world, we do not experience it because it is too
tenuous — if we want to experience this fluctuating,
ethereal reality, then our ordinary Ego, the bearer of our
individuality, our egoity, must be damped down, must be
suppressed. In true meditation this is what we do. What is
meditation? We take some content, or mental picture, and give
ourselves over entirely to it. We forget ourselves and suppress
the egoity of ordinary waking consciousness. We exclude
everything that is connected with the egoity of waking
consciousness. Whereas we are accustomed to apply egoity on the
physical plane, we now suppress it. Instead of living in the
physical and etheric bodies, we gradually succeed, by
suppressing egoity, in living in the astral body only.
Please note the essential point here. When we meditate or
concentrate, our primary goal always is to suppress our egoity.
This egoity must not transmit physical experiences; we try to
suppress it, to press it into the astral body. When it is in
the astral body it is not, to begin with, reflected in the
physical body.
When you look at this bunch of flowers, you are, in reality,
within it. The physical body is a reflecting apparatus and you
see the bunch of flowers because the physical body mirrors it
to you. If you suppress the Ego with its egoity, then you will
be living within the astral body. And the astral body is so
delicate that you can perceive the fleeting things of the
external world consciously; but they too must first be
reflected if you are to see them in reality.
There are many among you who faithfully and sincerely devote
yourselves to meditation. Thereby you succeed in suppressing
the everyday egoity, and experience in the astral body begins.
But reflection must first take place if you are to have
conscious experience in the astral body. There are numbers
among you who through meditation have already reached the stage
of living in the astral body. But now it is a matter of
reflection, of mirroring. And just as in ordinary life the
physical body must reflect what we experience, so, if we want
to perceive consciously in the spiritual world, the experiences
of the astral body must be reflected by the etheric body.
But
what happens when a man's experiences in the astral body are
actually reflected by the etheric body? Something happens of
which we must realise, above all, that it is absolutely
different from sight in the physical world. Things in the
spiritual world are not as convenient as they are in the
physical world. Even a bunch of cut flowers is a self-contained
object; it remains as it is. We can take a bunch of flowers
home and have pleasure in it, put it in a vase and so on. We
expect nothing else when the bunch of flowers is there in front
of us. But this is not by any means the case with the astral
experiences that are reflected to us by the etheric body.
Everything there lives and weaves; nothing is still for a
single moment. But the essential thing is not how it appears in
the reflection. The essential thing about the bunch of flowers
is what it actually is, at the time. I take the flowers and I
have them. When something is reflected to me by the etheric
body, I cannot take it as it is and be satisfied with it. For
it simply is not what it appears to be.
Understand me well, my dear friends. For this too I have often
used the following analogy. Suppose there are a few strokes
here (on the blackboard) let us say B ... A ... U. Now if I
could not read when these signs are in front of me I should
simply say: ‘I see a few strokes like this which, when joined,
form a peculiar pattern.’ I cannot take this home like the
bunch of flowers and put it in a vase! If I were to take what
stands there, the word BAU (building) and put it in a frame,
then I have not got what is essential. What is essential is the
actual building outside somewhere. I express the building
through these signs, and I merely read the essential thing, in
the signs.
On
the physical plate the essential things are actually there, in
front of me. In ordinary reading I have not the essentials; I
have signs for them. So, it is with what I experience in the
astral body which is then reflected in the etheric body. It is
correct only if I take it as so many signs, realise that these
signs mean something else and that it is not sufficient simply
to look at what is reflected and assume that it is the
essential thing. It is not the essential, any more than the
word BAU is the actual building. The essential thing is what
these signs mean. First of all, I must learn to read them. In
the same way I must learn to read what, to begin with, I
perceive in the spiritual world — simply a number of
signs which express the truth. We can acquire knowledge of the
spiritual world only by taking what it presents to us as
letters and words which we learn to read. If we do not learn
this, if we think we can spare ourselves the trouble of this
occult learning to read, it would be just as clever as a person
taking a book and saying: There are fools who say that
something is expressed in this book, but that is no concern of
mine. I can just turn over the pages and see fascinating
letters on them. Such a person simply takes what is presented
to him and does not trouble about what is there expressed.
If
what I have just said is ignored, one comes into an entirely
false relationship to the spiritual world. The essential point
is to learn to read and interpret what is perceived. We shall
see in the next lectures what is meant by this reading and
interpreting.
Thus, we have indications at any rate, which help us to
understand the question: What is occult reading? Occult reading
begins when man experiences himself in the astral body —
just as in the physical world he experiences himself in the Ego
— and when the experiences of the astral body are
reflected in the etheric body, not as is the case in the
physical world, when the experiences of the Ego are reflected
in the physical body.
Something else must be remembered here. We are not, as I have
also told you to-day, wholly within the objects outside us; we
are not only in them with our Ego and astral body; but in
waking consciousness the Ego also sends part of itself into the
physical body. It is only during sleep that the Ego withdraws
from the physical body. This means that in order to live in the
physical world we must be able to dive down into our physical
body. As regards perception and reading in the spiritual world,
we realise, in the first place, that we can live in our astral
body, and that things are reflected to us by the etheric body.
But we must advance to the further stage of being able to live
in the etheric body itself, to come down into the etheric body
just as on waking from sleep we come down into the physical
body. Please take note too that it is necessary to come down
with the astral body into the etheric body.
When we learn to read, we learn to live outside the physical
body. Just as on waking we come down into the physical body, so
must the occultist, without sinking into the physical body,
come down into the etheric body. Occultists call this, with
reason, ‘being thrust into the abyss.’ What is necessary is
that we should not be stupefied when this happens, that we
should go down with consciousness and maintain our own
bearings, for this descent into the etheric body is not as easy
as the descent into the physical body. In very truth it is like
being thrust into the abyss. Man's being is split into three. I
have spoken of this in the book
Knowledge of the Higher Worlds.
Man becomes a threefold being. He cannot consciously descend
into his etheric body without being multiplied in the way
indicated.
When the human being lives in the physical world alone, and
goes to sleep, his Ego and astral body are outside the physical
and etheric bodies; his consciousness then is too dull to
enable him to see the spiritual world. When he comes down into
the physical body which reflects the physical world to him so
that he perceives it, this too is a kind of thrust into the
abyss; only it is made so easy for us that we do not experience
it as a shock. But every morning, if through our exercises we
progress to that stage where we can experience something in the
spiritual world, if we learn to read in this condition which is
like sleep that has become conscious, we also experience what
it means to be thrust down, to be divided into three. If we
retain our consciousness now, we are also able consciously to
penetrate into the things and happenings of the spiritual world
that are outside us.
Thus, we learn to live in the astral body and have our
experiences reflected by the etheric body. We read as when we
are reading a book. As soon as we have come down into the
etheric body we become threefold. We can send out these three
parts of our being — and they then move about consciously
in the spiritual world. In their wanderings they then
experience what we call ‘occult hearing.’ As soon as we have
been consciously thrust down into our own etheric body, occult
hearing begins. Now we penetrate into things in the real sense.
Now we notice that what we have previously learnt to read we
can actually experience.
Let
us therefore repeat what has been said. Through his occult
exercises man is enabled to suppress his egoity to such an
extent that he learns to live consciously in his astral body.
Then, gradually, the beings and happenings of the spiritual
world are reflected by his etheric body. When he is able
rightly to interpret this reflected world, he has learnt the
art of occult reading. At a further stage, when he is able not
only to read while outside his etheric body, but to awaken in
the real sense in the etheric body, then he sends out the three
parts of his being into the world and hears what is going on,
hears its inner weaving and activity. At this stage he hears
it.
Gradually he develops the faculty of occult reading and occult
hearing in such a way that something quite definite is
associated with the experience. He succeeds in actually
penetrating to the reality of things. For what transpires on
the physical plane is not the reality, indeed it is not! Simple
contemplation shows us in every region and corner of the world
that what we experience in our environment is not the reality,
that we attach a false meaning to everything. Someone once said
to me on the banks of the Rhine: ‘There is the ancient Rhine.’
It was a beautiful, deeply felt saying. But what, in reality,
is ancient in the Rhine? Certainly not the water that one sees
flowing by, for the next moment it is no longer there. It shows
clearly enough that it is not what is ancient. Ancient, at
most, is the hollow that has been burrowed out in the soil, but
that is not what is meant when someone speaks of ‘the ancient
Rhine.’ What is it, in reality, that is designated by the
phrase, ‘the ancient Rhine?’ If one says ‘the hollow’ ... well,
there are hollows in the sea-floor too, and also streams. When
the Gulf Stream flows through the ocean, not only is the water
different at every moment but the hollow too is different.
Nothing is permanent in the Physical, nothing whatever. It is
the same with the whole physical world. Your own organism is
only a stream: the flesh and blood you have to-day was not
yours eight years ago. Nothing is real in the Physical,
everything is in flow.
To
speak of ‘the ancient Rhine’ has meaning only when we are
thinking of those elemental Beings who actually have their life
in the Rhine, when we are thinking of the elemental River God
Rhine — a spiritual Being who is truly ancient. Only then
have we said something that has meaning. We must mean the words
‘ancient Rhine’ in a spiritual sense, or we are talking
thoughtlessly. It is profoundly true that we penetrate to
spiritual realities only when we are guided by the spiritual
world. It is then that we penetrate into the true realities.
That we do indeed penetrate into these realities will be clear
when we describe the details of occult reading and hearing
— as far as is possible — in the lecture
to-morrow.
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