Soul and Spiritual in the Human Physical
Constitution
December 17, 1920
Today I want to bring up a theme which may
seem somewhat remote, but it will be important for the
further development of subjects we are studying. We have been
able to gather together many essential details for a
knowledge of the human being. On the one side, we are
gradually discovering its place in the life of the cosmos,
and on the other, its place in the social life. But it will
be necessary today to consider certain matters which make for
a better understanding of the human being and nature.
When the
human being is studied by modern scientific thinking,
generally only one part of the being is taken into
consideration. No account whatever is taken of the fact that
in addition to the physical body, there are also higher
members. We will leave this aside today and consider
something that is more or less recognized in science and has
also made its way into the general consciousness.
In studying
the human being, only those elements which can be pictured as
solid, or solid-fluidic, are regarded as belonging to his
organism. It is, of course, acknowledged that the fluid and
the airy elements pass into and out of the human being, but
these are not in themselves considered to be integral members
of the organism. The warmth of the organism which is greater
than that of the environment is regarded as a state or
condition of the organism, but not as an actual component. We
shall see what I mean by saying this. I have already drawn
attention to the fact that when we study the rising and
falling of the cerebral fluid through the spinal canal, we
can observe a regular up-and-down oscillatory movement caused
by inhalation and exhalation; when we breathe in, the
cerebral fluid is driven upwards and strikes, as it were,
against the brain; when we breathe out, the fluid descends.
These processes in the purely liquid components of the human
organism are not considered to be part and parcel of the
organism itself. The general idea is that, as a physical
structure, the human organism consists of the more or less
solid, or at most, solid-fluid substances found in it. It is
generally pictured as a structure built up from these more or
less solid substances (Illustration
I).
| Diagram I Click image for large view | |
The other
elements, the fluid element, as I have shown by the example
of the cerebral fluid, and the airy element, are not regarded
by anatomy and physiology as belonging to the human organism
as such. It is said: Yes, the human being draws in the air
which follows certain paths in his body and also has certain
definite functions. The air is breathed out again. —
Then people speak of the warmth-condition of the body, but in
reality they regard the solid element as the only organizing
factor and do not realize that in addition to this solid
structure they should also see the whole organism as a column
of fluid (blue), as being permeated with air (red) and as
having a definite degree of warmth (yellow).(Illustration II) More exact study shows that just
as the solid or solid-fluid constituents are an integral
component of the organism, so the fluid should not be thought
of as so much uniform fluid, but differentiated and organized
— though the process here is a more fluctuating
one—and having its own particular significance.
| Diagram II Click image for large view | |
In addition
to the solid components, therefore, we must bear in mind the
'fluid' and also the 'air'. For the air that is within us, in
regard to its organization and its differentiations, is an
organism in the same sense as the solid organism, only it is
gaseous, airy, and in motion. And finally, the warmth in us
is not a uniform warmth extending over the whole human being,
but is also delicately organized. As soon, however, as we
begin to speak of the fluid organism which fills the same
space that is occupied by the solid organism, we realize
immediately that we cannot speak of this fluid organism in
the earthly human without speaking of the etheric body which
permeates this fluid organism and fills it with forces. The
physical organism exists for itself, as it were; it is the
physical body; in so far as we consider it in its entirety,
we regard it, to begin with, as a solid organism. (blue) This
is the physical body.
We then come
to consider the fluid organism, which cannot, of course, be
investigated in the same way as the solid organism, by
dissection, but which must be conceived as an inwardly
mobile, fluidic organism. It cannot be studied unless we
think of it as permeated by the etheric body.
Third, there
is the airy organism which again cannot be studied unless we
think of it as permeated with forces by the astral body.
Fourth, there
is the warmth organism with all its inner differentiation. It
is permeated by the forces of the Ego.—That is how the
human as earthly being today is constituted.
Physical organism: Physical body
Regarded in a different way
1) Solid organism
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Physical body
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2) Fluid organism
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Etheric body
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3) Airy organism
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Astral body
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4) Warmth organism
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Ego
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Let us think,
for example, of the blood. Inasmuch as it is mainly fluid,
inasmuch as this blood belongs to the fluid organism, we find
in the blood the etheric body which permeates it with its
forces. But in the blood there is also present what is
generally called the warmth-condition. But that
‘organism’ is by no means identical with the
organism of the fluid blood as such. If we were to
investigate this — it can also be done with physical
methods of investigation — we would find in registering
the warmth in the different parts of the human organism that
the warmth cannot be identified with the fluid or with any
other organism.
As soon as we
reflect in this way we find that it is impossible for our
thought to come to a standstill within the limits of the
human organism itself. We can remain within these limits only
if we are thinking merely of the solid organism which is shut
off by the skin from the outside. Even this, however, is only
apparently so. The solid structure is generally regarded as
if it were a firm, self-enclosed block; but it is also
inwardly differentiated and is related in manifold ways to
the solid earth as a whole. This is obvious from the fact
that the different solid substances have, for example,
different weights; this alone shows that the solids within
the human organism are differentiated, have different
specific weights. In regard to the physical organism,
therefore, the human being is related to the earth as a
whole. Nevertheless it is possible, according at least to
external evidence, to place spatial limits around the
physical organism.
It is
different when we come to the second, the fluid organism that
is permeated by the etheric body. This fluid organism cannot
be strictly demarcated from the environment. Whatever is
fluid in any area of space adjoins the fluid element in the
environment. Although the fluid element as such is present in
the world outside us in a rarefied state, we cannot make such
a definite demarcation between the fluid element within and
the fluid element outside the human organism, as in the case
of the solid organism. The boundary between the inner fluid
organism and the fluid element in the external world must
therefore be left indefinite.
This is even
more emphatically the case when we come to consider the airy
organism which is permeated by the forces of the astral body.
The air within us at a certain moment was outside us a moment
before, and it will soon be outside again. We are drawing in
and giving out the airy element all the time. We can really
think of the air which surrounds our earth, and say: it
penetrates into our organism and withdraws again; but by
penetrating into our organism it becomes an integral part of
it. In our airy organism we actually have something that
constantly builds itself up out of the whole atmosphere and
then withdraws again into the atmosphere. Whenever we breathe
in, something is built up within us, or, at the very least,
each indrawn breath causes a change, a modification, in an
upbuilding process within us. Similarly, a destructive,
partially destructive, process takes place whenever we
breathe out. Our airy organism undergoes a certain change
with every indrawn breath; it is not exactly newly born, but
it undergoes a change, both when we breathe in and when we
breathe out. When we breathe out, the airy organism does not,
of course, die; it merely undergoes a change; but there is
constant interaction between the airy organism within us and
the air outside. The usual trivial conceptions of the human
organism can only be due to the failure to realize that there
is but a slight degree of difference between the airy
organism and the solid organism.
And now we
come to the warmth organism. It is of course quite in keeping
with materialistic-mechanistic thought to study only the
solid organism and to ignore the fluid organism, the airy
organism, and the warmth organism. But no real knowledge of
the human organism can be acquired unless we are willing to
acknowledge this membering into a warmth organism, an airy
organism, a fluid organism, and an earth organism
(solid).
The warmth
organism is paramountly the field of the Ego. The Ego itself
is that spirit-organization which imbues with its own forces
the warmth that is within us, and governs and gives it
configuration, not only externally but also inwardly. We
cannot understand the life and activity of the soul unless we
remember that the Ego works directly upon the warmth. It is
primarily the Ego in man which activates the will, generates
impulses of will. — How does the Ego generate impulses
of will? From a different point of view we have spoken of how
impulses of will are connected with the earthly sphere, in
contrast to the impulses of thought and ideation which are
connected with forces outside and beyond the earthly sphere.
But how does the Ego, which holds together the impulses of
will, send these impulses into the organism? This is achieved
through the fact that the will works primarily in the warmth
organism. An impulse of will proceeding from the Ego works
upon the warmth organism. Under present earthly conditions it
is not possible for what I shall now describe to you to be
there as a concrete reality. Nevertheless it can be envisaged
if we disregard the physical organization within the space
bounded by the human skin, if we disregard also the fluid
organism, and the airy organism. The space then remains
filled with nothing but warmth which is, of course, in
communication with the warmth outside. But what is active in
this warmth, what stirs it into movement, makes it into an
organism — is the Ego.
The astral
body contains the forces of feeling; it brings these forces
of feeling into physical operation in the human airy
organism.
The
constitution of the human as earthly being is such that, by
way of the warmth organism, the Ego gives rise to what comes
to expression when we act in the world as a being of will.
The feelings experienced in the astral body and coming to
expression in the earthly organization manifest in the airy
organism. And when we come to the etheric body, we find
within it the conceptual process, insofar as this
has a pictorial character — more strongly pictorial
than we are consciously aware of to begin with, for the
physical body still intrudes and tones down the pictures into
mental concepts. This process works upon the fluid
organism.
This shows us
that by taking these different organisms into account we come
nearer to the life of soul. Materialistic
observation, which stops short at the solid structure and
insists that in the very nature of things water cannot become
an organism, is bound to confront the life of soul with
complete lack of understanding; for it is precisely in these
other organisms that the life of soul comes to immediate
expression. The solid organism itself is, in reality, only
that which provides support for the other organisms. The
solid organism stands there as a supporting structure
composed of bones, muscles, and so forth. Into this
supporting structure is membered the fluid organism with its
own inner differentiation and configuration; in this fluid
organism vibrates the etheric body, and within this fluid
organism the thoughts are produced.
How are the
thoughts produced? Through the fact that within the fluid
organism something asserts itself in a particular
metamorphosis — namely, what we know in the external
world as tone. Tone is, in reality, something that
leads the ordinary mode of observation very much astray. As
earthly human beings we perceive the tone as being borne to
us by the air. But in point of fact the air is only the
transmitter of the tone, which actually weaves in the air.
And anyone who assumes that the tone in its essence is merely
a matter of air-vibrations is like a person who says: Man has
only his physical organism, and there is no soul in it. If
the air-vibrations are thought to constitute the essence of
the tone, whereas they are in truth merely its external
expression, this is the same as seeing only the physical
organism with no soul in it. The tone which lives in the air
is essentially an etheric reality. And the tone we
hear by way of the air arises through the fact that the air
is permeated by the Tone Ether (see diagram III) which is the same as the
Chemical Ether. In permeating the air, this Chemical
Ether imparts what lives within it to the air, and we become
aware of what we call the tone.
| Diagram III Click image for large view | |
This Tone
Ether or Chemical Ether is essentially active in our fluid
organism. We can therefore make the following distinction: In
our fluid organism lives our own etheric body; but in
addition there penetrates into it (the fluid organism) from
every direction the Tone Ether which underlies the tone.
Please distinguish carefully here. We have within us our
etheric body; it works and is active by giving rise to
thoughts in our fluid organism. But what may be called the
Chemical Ether continually streams in and out of our fluid
organism. Thus we have an etheric organism complete in
itself, consisting of Chemical Ether, Warmth Ether, Light
Ether, Life Ether, and in addition we find in it, in a very
special sense, the Chemical Ether which streams in and out by
way of the fluid organism.
The astral
body which comes to expression in feeling operates through
the air organism. But — still another kind of Ether by
which the air is permeated is connected especially with the
air organism. It is the Light Ether. Earlier conceptions of
the world always emphasized this affinity of the outspreading
physical air with the Light Ether which permeates it. This
Light Ether that is borne, as it were, by the air and is
related to the air even more intimately than tone, also
penetrates into our air organism and it underlies what there
passes into and out of it. Thus we have our astral body which
is the bearer of feeling, which is especially active in the
air organism, and is in constant contact there with the Light
Ether.
And now we
come to the Ego. This human Ego, which by way of the will is
active in the warmth organism, is again connected with the
outer warmth, with the instreaming and outstreaming Warmth
Ether.
Thus we
obtain the following relations:
Ego — Will — Warmth organism — Warmth
Ether.
Astral body — Feeling — Air Organism — Light
Ether.
Etheric body — Thinking — Fluid Organism — Chemical
Ether.
Now consider
the following. The etheric body remains in us also during
sleep, from the moment of falling asleep to the moment of
waking; therefore the interworking of the Chemical Ether and
the etheric body continues within our being, via the fluid
organism, also while we are asleep. It is different in the
case of the astral body and feeling. From the moment of
falling asleep to the moment of waking, the astral body is
outside the human organism; then the astral body and feeling
do not then work upon the air organism, but the air organism
— connected as it is with the whole surrounding world
— is sustained from outside during sleep. And the human
being, with astral body and feeling, goes out of the body and
passes into a world with which it is related primarily
through the Light Ether. While asleep we live directly in an
element that is transmitted to our astral body by the air
organism during waking life. We can speak in a similar way of
the Ego and the warmth organism.
It is obvious
from this that an understanding of our connection with the
surrounding universe is possible only as the result of
thorough study of these members of being, of which ordinary,
mechanistic thinking takes no account at all. But everything
in us interpenetrates, and because the Ego is in the warmth
organism it also permeates the air organism, the fluid
organism, and the solid organism; it permeates them with the
warmth which is all-pervading. Thus the warmth organism lives
within the air organism; the warmth organism, permeated as it
is with the forces of the Ego, also works in the fluid
organism.
This
indicates how, for example, we should look for the way in
which the Ego works in the circulating blood. It works in the
circulating blood by way of the warmth organism — works
as the spiritual entity which, as it were, sends down the
will out of the warmth, via the air, into the fluid organism.
Thus everything in the human organism works upon everything
else. But we will get nowhere if we have only general
abstract ideas of this interpenetration; we will reach a
result only if we can evolve a concrete idea of our
constitution and of how everything that is around us
participates in our make-up.
The condition
of sleep, too, can be understood only if we go much more
closely into these matters. During sleep it is only the
physical body and the etheric body that remain as they are
during the waking state; the Ego and the astral body are
outside. But in the sleeping human being the forces that are
within the physical and etheric bodies are then also active
on the airy organism and the warmth organism as well.
When we turn
to consider waking life, from what has been said we shall
understand the connection of the Ego with the astral body and
with the whole organism. During sleep, when the Ego and the
astral body are outside, the four elements are nevertheless
within the human organism: the solid supporting structure,
the fluid organism, but also the air organism in which the
astral body otherwise works, and the warmth organism in which
the Ego otherwise works. These elements are within the human
organism and they work in just as regularly organized a way
during sleep as during the waking state, when the Ego and the
astral body are active within them.
During the
sleeping state we have within us, instead of the Ego —
which is now outside — the spirit which permeates the
cosmos and which in waking life we have driven out through
our Ego which is part of that spirit. During sleep our
warmth-body is permeated by cosmic spirituality, our air
organism by what may be called cosmic astrality (or
world-soul), which we also drive out while we are awake.
Waking life
and sleeping life may therefore also be studied from this
point of view. When we are asleep our warmth organism is
permeated by the cosmic spirituality which on waking we drive
out through our Ego, for in waking life it is the Ego that
brings about in the warmth organism what is otherwise brought
about by the cosmic spirituality. It is the same with the
cosmic astrality; we drive it out when we wake up and readmit
it into our organism when we fall asleep. Thus we can say: By
leaving our body during sleep, we allow the cosmic spirit to
draw into our warmth organism, and the world-soul, or the
cosmic astrality, into our airy organism.
If we study
the human being without preconceived ideas, we acquire
understanding not only of our relation to the surrounding
physical world, but also of our relation to the cosmic
spirituality and to the cosmic astrality.
This is one
aspect of the subject. We can now consider it also from the
aspect of knowledge, of cognition, and you will see how the
two aspects tally with each other. It is customary to call
'knowledge' only what one experiences through perception and
the intellectual elaboration of perceptions from the moment
of waking to that of falling asleep. But thereby we come to
know our physical environment only. If we adhere to the
principles of spiritual-scientific thinking and do not
indulge in fantasy, we shall not, of course, regard the
pictures of dream-life as immediate realities in themselves,
neither shall we seek in dreams for knowledge as we seek it
in waking mental activity and perception. Nevertheless at a
certain lower level, dreaming is a form of knowledge. It is a
particular form of physical self-knowledge. Roughly, it can
be obvious that a man has been 'dreaming' inner conditions
when, let us say, he wakes up with the dream of having
endured the heat of an intensely hot stove and then, on
waking, finds that he is feverish or is suffering from some
kind of inflammatory condition. In other ways too, dreams
assume definite configuration. Another person may dream of
coiling snakes when something is out of order in the
intestines; or she may dream of caves into which she is
obliged to creep, and then wakes up with a headache, and so
on. Obscurely and dimly, dreams point to our inner organic
life, and we can certainly speak of a kind of lower knowledge
as being present in dreams. There is merely an enhancement of
this when the dreams of particularly sensitive people present
very exact reflections of the organism.
It is
generally believed that deep, dreamless sleep contributes
nothing at all in the way of knowledge, that dreamless sleep
is quite worthless as far as knowledge is concerned. But this
is not the case. Dreamless sleep has its definite task to
perform for knowledge — knowledge that has an
individualpersonal bearing. If we did not sleep, if our life
were not continually interrupted by periods of sleep, we
would be incapable of reaching a clear concept of the
‘I’, the Ego; we could have no clear realization
of our identity. We would experience nothing except the world
outside and lose ourselves entirely in it. Insufficient
attention is paid to this, because people are not in the
habit of thinking in a really unprejudiced way about what is
experienced in the life of soul and in the bodily life.
We look back
over our life, at the series of images of our experiences to
the point to which memory extends. But this whole stream of
remembrances is interrupted every night by sleep. In the
backward survey of our life the intervals of sleep are
ignored. It does not occur to us that the stream of memories
is ever and again interrupted by periods of sleep. The fact
that it is so interrupted means that, without being conscious
of it, we look into a void, a nothingness, as well as into a
sphere that is filled with content.
| Diagram IV Click image for large view | |
If here we
have a white sphere with a black area in the middle, we see
the white and in the middle the black, which, compared with
the white, is a void, a nothingness. (This is not absolutely
accurate but we need not think of that at the moment.) We see
the black area, we see that in the white sphere something has
been left free, but this is equally a positive impression
although not identical with the impressions of the white
sphere. The black area also gives a positive impression. In
the same way the experience is a positive one when we are
looking back over our life and nothing flows into this
retrospective survey from the periods of sleep. What we slept
through is actually included in the retrospective survey,
although we are not directly conscious of it because
consciousness is focused entirely on the pictures left by
waking life. But this consciousness is inwardly strengthened
through the fact that in the field of retrospective vision
there are also empty places; this constitutes the source of
our consciousness insofar as it is inward consciousness. We
would lose ourselves entirely in the external world if we
were always awake, if this waking state were not continually
interrupted by sleep. But whereas dream-filled sleep mirrors
back to us in chaotic pictures certain fragments of our
inner, organic conditions, dreamless sleep imparts to us the
consciousness of our organization as human — again,
therefore, knowledge. Through waking consciousness we
perceive the external world. Through dreams we perceive
— but dimly and without firm definition—fragments
of our inner, organic conditions. Through dreamless sleep we
come to know our organization in its totality, although dimly
and obscurely. Thus we have already considered three stages
of knowledge: dreamless sleep, dream-filled sleep, the waking
state.
Then we come
to the three higher forms of knowledge: Imagination,
Inspiration, Intuition. These are the stages which lie
above ordinary waking consciousness and as states of
consciousness become ever clearer, yielding more and more
data of knowledge; whereas below the ordinary
consciousness we come to those chaotic fragments of knowledge
which are nevertheless necessary for ordinary forms of
experience.
This is how
we must think of the field of consciousness. We should not
speak of having only the ordinary waking consciousness any
more than we should speak of having only the familiar solid
organism. We must speak to the effect that the solid organism
is something that exists within a clearly demarcated space,
so that if we think in an entirely materialistic way, we
shall take this to be the human organism itself. We must
remember that ordinary consciousness is actually present,
that its ideas and mental pictures come to us in definite
outlines. But we should neither think that we have the solid
body only, nor that we have this day-consciousness only. For
the solid body is permeated by the fluid body which has an
inwardly fluctuating organization, and again the clear
day-consciousness is permeated by the dream-consciousness,
yielding pictures which have no sharp outlines but
fluctuating outlines, for consciousness here itself becomes
'fluid' in a certain sense. And as well as the fluid organism
we have the air organism, which during the sleeping state is
sustained by something that is not ourselves, and hence is
not entirely, but only partially and transiently, connected
with our own life of soul — namely in waking life only;
nevertheless we have it within us as an actual organism.
We have also
a third state of consciousness, the dark consciousness of
dreamless sleep, in which ideas and thought-pictures become
not only hazy but dulled to the degree of inner darkness; in
dreamless sleep we cease altogether to experience
consciousness itself, just as under certain circumstances,
while we are asleep, we cease to experience the airy
body.
So you see,
no matter whether we study the human being from the inner or
the outer aspect, we reach an ever fuller and wider
conception of its nature, and constitution. Passing from the
solid body to the fluid body to the air body to the warmth
body, we come to the life of soul. Passing from the
clear day-consciousness to the dream-consciousness, we come
to the body. And we come to the body in a still
deeper sense through the knowledge of being within it through
dreamless sleep. When we carry the waking consciousness right
down into the consciousness of dreamless sleep and observe
the human being in the members of its consciousness, we come
to the bodily constitution. When we consider the bodily
constitution itself, from its solid state up to its
warmth-state, we pass out of the bodily constitution.
This shows
you how necessary it is not simply to accept what is
presented to biased, external observation. There, on the one
side, is the solid body, to which materialistic-mechanistic
thought is anchored; and on the other side there is the life
of soul which to modern consciousness appears endowed with
content only in the form of experiences belonging to the
clear day-consciousness. Thought based on external
observation alone does not go downwards from this state of
consciousness. (See diagram I: Ego), for if it did it would
come to the body. It does not go downwards from the spiritual
body (warmth-body), for if it did it would be led to the
solid body. This kind of thinking studies the solid body
without either the fluid body, the air body or the warmth
body, and the day-consciousness without that which in reality
reflects the inner bodily nature—without the
dream-consciousness and the consciousness of dreamless
sleep.
| Diagram V Click image for large view | |
On the basis
of academic psychology, the question is asked: How does the
soul and spirit live in the physical body? — In reality
we have the solid body, the fluid body, the air body and the
warmth body. (Diagram V.) By way of the warmth body the Ego
unfolds the clear day-consciousness. But coming downwards we
have the dream-consciousness, and still farther downwards the
consciousness of dreamless sleep. Descending even farther
(diagram V, horizontal shading), we come
— as you know from the book Occult Science
— to still another state of consciousness which we need
not consider now. If we ask how what is here on the right
(diagram V) is related to what is on the left, we shall find
that they harmonize, for here (arrow at left side), ascending
from below upwards, we come to the soul-realm; and here
(arrow at right side) we come to the bodily constitution: the
right and the left harmonize.
The
externalized thinking of today takes account only of the
solid body, and again only of this state of consciousness
(Ego). The Ego hovers in the clouds and the solid body stands
on the ground — and no relation is found between the
two. If you read the literature of modern psychology you will
find the most incredible hypotheses of how the soul works
upon the body. But this is all due to the fact that only one
part of the warmth body is taken into account, and
then something that is entirely separated from it — one
part of the soul. (Diagram VI,
oblique shading.)
| Diagram VI Click image for large view | |
That
Spiritual Science aims everywhere for wholeness of view, that
it must build the bridge between the bodily constitution on
the one side and the life of soul on the other, that it draws
attention to states of being where the soul element becomes a
bodily element, the bodily element a soul element — all
this riles our contemporaries, who insist upon not going
beyond what presents itself to external, prejudiced
contemplation.
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