Oslo, November 24th, 1921
ONLY if it is regarded as a time of trial and testing can anything
propitious emerge from the period of grave difficulty through which
humanity has been passing. I cannot help thinking to-day of the
lectures given in this very town many years ago, before the war, and
those of you who have studied what was then said, will have realised
that certain definite indications were given of the terrible times
ahead. The lectures dealt with the Folk-Souls of the European peoples
(The Mission of Folk-Souls.
Eleven lectures, Christiania 7th
— 17th June, 1910), and as a reminder of them — in order,
too, that you may realise their purport more clearly — I would
like, by way of introduction, to speak of a certain interesting
episode.
In the year 1918 I had a conversation in Middle Europe with someone
who in the autumn of that year played a brief but significant part in
the catastrophic events which were then assuming a particularly
menacing form. Those who were able to follow the course of events,
however, realised already in the early months of that year that this
particular man would be in a key position when matters came to a point
of decision. As I say, I had a talk with him in the month of January,
1918, and in the course of our conversation he spoke of the need for a
psychology, for teaching on the subject of the Folk-Souls of the
European peoples. The chaos into which humanity was falling would make
it essential — so he said — for those who desired to take
the lead in public affairs to understand the forces at work in the
souls of the peoples of Europe. And he expressed deep regret that
there was really no possibility of basing the management of public
affairs upon any knowledge of this kind. I answered that I had given
lectures on this very subject and I afterwards sent the volume to him,
having added a foreword dealing with the situation as it then was
— in January, 1918. I tell you this merely in order to indicate
the real purport of the lectures. Their aim was to give true guiding
lines for counteracting the forces which were leading straight into
confusion and chaos. And it was for the same reason that I again made
use of them in the year 1918, in the way I have indicated. But it was
all quite useless, in spite of the preface dealing with the
necessities of the situation that had later arisen, because ripeness
of insight was required to understand the strength of the forces
leading to decay, and although this ripeness of insight would have
been within the reach of many leading men, they were not willing to
strive for it.
And it is the same to-day. People are still terribly afraid to
envisage, in their true form, the forces that are leading straight
into chaos. Instead of facing these forces of decay, they prefer to
spin all kinds of fantastic notions, believing that if they take
refuge in them, life will go on quite peacefully. But those who will
have nothing to do with this kind of thinking and who face the
realities of the situation, hold no such belief. Far from it.
Precisely here in Norway destiny made it necessary to speak of the
relations between the European Folk-Souls, and indeed I have been
speaking of the same theme, with its different ramifications, more or
less in detail for many years. I have said more than once that a time
will come in European affairs when much will depend upon whether
Norway can count among its people, men who will range themselves on
the side of true progress and devote their powers to furthering it.
The geographical position of Norway renders this imperative and indeed
possible. Up here there is a certain detachment from European
conditions and this can help many things to ripen. But this ripeness
must unfold, gradually, into fruit — into a true and quickened
spiritual life.
In the years that have passed since we were last together, you
yourselves have had many experiences in connection with the great
European War, but only those who lived in the very midst of things
were able to realise their full significance. It is difficult to find
words of human language that can give any adequate idea of the awful
catastrophes. One is tempted to use the word ‘senseless’ about it all,
because nearly everything, in the domain of the public affairs of
Europe up to the beginning of the twentieth century resulted in some
form of senselessness. What went on between the years 1914 and 1918
was a kind of madness, and since then matters have not greatly
improved although it may perhaps be said that the senseless actions of
the materialistic world are not so outwardly patent as they were
during the actual years of the war.
To-day it ought to be realised much more fully than it is, that Europe
is bound to come to grief if attention is not turned to the
spiritual foundations of human life, if merely for purposes of
convenience men brush aside all that is said with the intention of
helping humanity to emerge from the chaos of anti-spirituality. The
fact that my lectures on Folk-Psychology were ignored by one who held
a leading position during this period of senseless action, seemed to
me to be deeply symptomatic. And it is still the same to-day.
Everything is brushed aside by those who have any influence in public
life.
It is a pity that the significance of certain words spoken by an
Anglo-South African statesman has not been grasped in Europe. The
words were not spoken from any great depth, but none the less they
indicated a certain feeling for the way in which affairs are shaping
at the present time. This statesman said that the focus of
world-history has shifted from the North Sea to the Pacific Ocean
— that is to say from Europe in general, to the Pacific Ocean.
And this too may be added: — That for which, up till now, Europe
was a kind of centre, has ceased to exist. We are living in its
remains. It has been superseded by great world-affairs as between the
East and the West. What is going on now, all unsuspectingly in
Washington, is nothing but a feeble stammering, surging up from depths
where mighty, unobserved impulses are stirring.
There will be no peace on the Earth until a certain harmony is
established between the affairs of East and West, and it must be
realised that this harmony has first to be achieved in the realm of
the Spirit. However glibly people may talk in these difficult
times about disarmament and other ‘luxuries’ of the kind — for
luxuries they are, and nothing more — it will amount to no more
than conversation, as long as the Western world fails to discover and
bring to light the spirituality that is indeed contained, but allowed
to lie fallow in the culture which has been developing since the
middle of the fifteenth century. There is a store of spiritual
treasure in this culture, but it lies fallow.
Science has acquired a magnificent knowledge of the world and we are
surrounded on all hands by really marvellous technical achievements.
It is all splendid in its way, but it is dead — dead as compared
with the great currents of human evolution. And yet in this very death
there lies a living spirituality which can shine into the world even
more brilliantly than all that was given to man by oriental wisdom
— although that must never be belittled. Such a feeling does in
truth exist in all unprejudiced observers of life.
We do right to turn to the great wisdom-treasures of the East —
of which the Vedas, the wonderful Vedanta philosophy and the like are
but mere reflections; and we are rightly filled with wonder by all
that was there revealed from heavenly heights. It has gradually fallen
into a certain decadence, but even in the form in which it still lives
in the East, it arouses the wonder and admiration of anyone who has a
feeling for such things.
In vivid contrast to this there is the purely materialistic culture of
the West, of Europe and America. This materialistic culture and its
equally materialistic mode of thinking must not be disparaged, yet it
is, after all, rather like a hard nutshell — a dying nutshell.
But the kernel is still alive and if it can be discovered its radiance
will outshine all the glory of oriental wisdom that once poured down
to man. Let there be no mistake about it — as long as the
dealings of Europeans and Americans with Asia are confined to purely
economic and industrial interests, so long will there be distrust in
the hearts of Asiatics. People may talk as much as they like about
disarmament, about the desirability of ending wars... a great war
will break out between the East and the West, in spite of all
disarmament conferences, if the people of Asia cannot perceive
something that flows over to them from the Spirit of the West.
Western spirituality can shine over to Asia and if it does,
Asia will be able to trust it, because with their own inherent, though
somewhat decadent spirituality, the Asiatic peoples will be able to
understand what it means. The peace of the world depends upon this,
not upon the conversations and discussions now going on among the
leaders of outer civilisation.
Everything depends upon insight into the Spirit that is lying
hidden in European and American culture — the Spirit from which
men flee, which for the sake of ease they would fain avoid, but which
alone can set the feet of humanity on the path of ascent. People like
to put their heads in the sand, saying that things will improve of
themselves. No, they will not. The hour of a great decision has
struck. Either men will resolve to bring forth the spirituality of
which I have spoken, or the decline of the West is inevitable. Hopes
and fatalistic longings for things to right themselves are of no
avail. Once and forever, man has passed into the epoch when he must
manipulate his powers out of his own freewill. In other words: it
is for men themselves to decide for or against spirituality. If
the decision is positive, progress will be possible; if not, the doom
of the West is sealed and in the wake of dire catastrophes the further
evolution of humanity will take a course undreamed of to-day. Those
who would strive for true insight into these matters should not, nay
dare not, neglect the study of the life of soul in mankind at large
and in the different peoples, especially of East and West.
In these preliminary remarks I have tried to convey that if in this
particular corner of Europe, qualities to which the Scandinavian
Spirit is peculiarly adapted, can be unfolded, insight can ripen and
work fruitfully upon the rest of the Western world. Indeed it will
only be possible for a spiritual Movement to be taken seriously when
with inner understanding men are prepared to ascribe to it a mission
of the kind here indicated.
Modern thought studies everything in the universe beyond the Earth in
terms of mathematics and mechanics. We look at the stars through
telescopes, examine their substance by means of the spectroscope and
the like, reducing these observations to rules of calculation, and we
have finally arrived at a great system of ‘world-machinery’ in which
our Earth is placed like a wheel. Fantastic notions are evolved about
the habitableness of other planets, but no great significance is
attached to them because we fall back upon mathematical formulae when
it is a question of speaking of extra-terrestrial space. Man has
gradually come to feel himself living on Earth just as a mole might
feel in his mound during the winter. There is an idea that the Earth
is rather like a tiny mole-hill in the universe. There is also a
tendency to look back with a certain superciliousness to ‘primitive’
periods of culture, for instance to the culture of ancient Egypt, when
men did not speak of the great mechanical processes in the Universe
but of divine Beings outside, in space and beyond space —
Beings to whom man was known to be related just as he is related to
the beings of the three kingdoms of Nature on Earth.
The ancient Egyptian traced the origin of the spirit and soul of man
to the higher Hierarchies, to super-sensible worlds, just as he traced
the origin of his material, bodily nature to the mineral, plant and
animal kingdoms. In our age, people speak of what is beyond the Earth
out of a kind of weak and ever-weakening faith that much prefers to
avoid scientific scrutiny. Science speaks only of a great system of
world-machinery which can be expressed in terms of mathematics.
Earthly existence has finally come to be regarded as confined within
the walls of a little mole-hill in the universe.
Yet there is a profound truth, namely this: When man loses the
heavens, he loses himself. By far the most important elements
of man's being belong to the universe beyond the Earth and if he loses
sight of this universe he loses sight of his own true being. He
wanders over the Earth without knowing what kind of being he really
is. He knows, but even then only from tradition, that the word ‘man’
applies to him, that this name was once given to him as a being who
stands upright in contrast to the quadruped animals. But his
scientific view of the world and technical culture no longer help him
to discover the true content of his name, for that must be sought in
the universe beyond the Earth, and this universe is considered to be
nothing but a great system of machinery. Man has lost himself; he has
no longer any insight into his true nature.
A feeling of sadness cannot but overtake us when we realise that the
heights of culture to which the West has risen since the middle of the
fifteenth century have led man to wrench himself from his true nature
and to live on the Earth divested of soul and spirit.
In the lecture to educationists yesterday, I said that we are prone to
speak of only one aspect — and even that merely from tradition
— of the eternal being of man. We speak of eternity beyond
death but not of the eternity stretching beyond birth,
nor of how the human being has descended from spiritual worlds
into material, physical existence on the Earth. And so we really have
no word which corresponds, at the other pole, to ‘deathlessness’ or
immortality. We do not speak of ‘unborn-ness’ (Ungeborenheit)
but until it becomes a natural matter of course to speak of
deathlessness and unborn-ness, the true being of man will never
be understood.
The meaning attaching to the word ‘deathlessness’ nowadays is very far
from what it was in times when men also spoke of ‘unborn-ness.’
Innumerable sermons are preached to-day, and with a certain subjective
honesty, on the eternal nature of the human soul. But get to the root
of these sermons and see if you can discover their fundamental trend.
They speculate strongly upon the egotism of human beings, upon
the fact that man longs for immortality because his egotism makes the
idea of annihilation at death distasteful to him. Think about all that
is said along these lines and you will realise that the sermons are
directed to the egotism in the members of orthodox congregations. When
it comes to the question of pre-existence, of the life before
birth, it is not possible to reckon with human egotism. Nothing
in the egotistical souls of men arises in response to teaching about
the life before birth, because no interest is taken in it. The
attitude is more or less this: If indeed there was a life before
birth, we are experiencing a continuation of it. One thing is certain!
we are in existence now. What, then, is the object of speaking
of what went before? It is, in short, only egotism that makes man hold
fast to the teaching that death does not bring annihilation. And so,
in speaking of the life before birth, one has to appeal to
selflessness, to the quality that is the very reverse of
egotism. It is, of course, quite right to speak also of the life after
death, although the appeal there is to the egotism of the soul. That
is the great difference.
It is clear from this that egotism has laid hold of the very depths of
the human soul. The anathema placed upon the doctrine of pre-existence
is a consequence of the egotism in the soul. It behoves all who are
earnest in their striving for spiritual insight to understand these
things. Man must find himself again and be true to the laws of his
innermost being. Interest must be awakened in the whole nature
of man, instead of being confined to his outer, physical sheaths. But
this end cannot be achieved until man is regarded as belonging not
only to the Earth — which is conceived as a little mole-hill
— but to the whole Cosmos, until it is realised that between
death and a new birth he passes through the world of stars to which
here on Earth he can only gaze upwards from below. And the living
essence, the soul and the spirit of the world of stars must be known
once again.
The first thing we observe about a human being is his outer, physical
structure, but the essential principle, namely its form, is
generally disregarded. Form, after all, is the most fundamental
principle so far as physical man is concerned. Now when we embark upon
a theme like this — which has been dealt with from so many angles
in other lectures — it will be obvious at once that only brief
indications can be given. Knowing something of the spiritual teachings
of Anthroposophy, however, you will realise that what I shall now say
is drawn from a deeper knowledge of the world and is something more
than a series of unsubstantiated statements.
The human form is a most marvellous structure. Think, to begin with,
of the head. In all its parts, the head is a copy of the
universe. Its form is spherical, the spherical form being modified at
the base in order to provide for the articulation of other organs and
systems. The essential form of the head, however, is a copy of the
spherical form of the universe, as you can discover if you study the
basic formation of the embryo.
Linked to the head-structure is another formation which still retains
something of the spherical form, although this is not so immediately
apparent — I mean the chest-structure. Try to conceive
this chest-structure imaginatively; it is as if a spherical form had
been compressed and then released again, as if a sphere had undergone
an organic metamorphosis.
Finally, in the limb-structures, we can discover hardly anything of
the primal, embryonic form of man. Spiritual Science alone will make
us alive to the fact that the limb-structures too, still reveal
certain final traces of a spherical form although this is not very
obvious in their outer shape.
When we study the threefold human form in its relation to the Cosmos,
we can say that man is shaped and moulded by cosmic forces but these
forces work upon him in many different ways. The changing position of
the Sun in the zodiacal constellations through the various epochs has
been taken as an indication of the different forces which pour down to
man from the world of the fixed stars. Even our mechanistic astronomy
to-day speaks of the fact that the Sun rises in a particular
constellation at the vernal equinox, that in the course of the coming
centuries it will pass through others, that during the day it passes
through certain constellations and during the night through others.
These and many other things are said, but there is no conscious
knowledge of man's relationship to the universe beyond the Earth. It
is little known, for example, that when the Sun is shining upon the
Earth at the vernal equinox from the constellation of Aries, the solar
forces streaming down into human beings in a particular part of the
Earth are modified by the influences proceeding from the region in the
heaven of fixed stars represented by the constellation of Aries.
Neither is there any knowledge of the fact that these forces are
peculiarly adapted to work upon the human head in such a way
indeed, that during earthly life man can unfold a certain faculty of
self-observation, self-knowledge and consciousness of his own Ego.
During the Greek epoch, as you know, the Sun stood in the
constellation of Aries at the vernal equinox. In the Greek epoch,
therefore, Western peoples were particularly subject to the Aries
forces. The fact of being subject to the Aries forces makes it
possible for the head of man to develop in such a way that
Ego-conscious-ness, a faculty for self-contemplation, unfolds.
Even when the history of the zodiacal symbols is discussed to-day,
there is not always knowledge of the essentials. Historical traditions
speak of the zodiacal symbols — Aries, Taurus, Gemini, and so
forth. In old calendars we frequently find the symbol of Aries, but
very few people indeed realise the point of greatest significance,
which is that the Ram is depicted with his head looking backwards.
This image was intended to indicate that the Aries forces
influence man in the direction of inwardness — for the Ram does
not look forward, nor out into the wide world — he looks
backwards, upon himself; he contemplates his own being. This is full
of meaning. Once again, and this time in full consciousness not with
the instinctive — clairvoyance of olden times — once again
we must press forward to this cosmic wisdom, to the knowledge that the
forces of the human head are developed essentially through the forces
of Aries, Taurus, Gemini and Cancer, whereas the forces of the
chest-structure are subject to those of the four middle constellations
— Leo, Virgo, Libra, Scorpio. The human head receives its form
from the in-working forces of Aries, Taurus, Gemini and Cancer —
forces which must be conceived as radiating from above downwards,
whereas the zodiacal forces to which the chest-organisation of man is
essentially subject (Leo, Virgo, Libra, Scorpio), work
laterally.
The other four constellations lie beneath the Earth; their forces work
through the Earth, not directly down upon it as those of Aries,
Taurus, Gemini, Cancer, nor laterally as those of Leo, Virgo, Libra,
Scorpio, but from below upwards. They work upon the
limb-structures, and in such a way that the spherical form cannot
remain intact. These are the constellations which in the instinctive
consciousness of olden times, man envisaged as working up from beneath
the Earth. When the constellations lie beneath the Earth, they work
upon the limb-structures. And in days of yore there was consciousness
of the fact that the forces by which the limbs are given shape are
connected with these particular constellations.
The spherical form of the head — this was known to be connected
with Aries, Taurus, Gemini, Cancer; the forces working in the limbs
were also conceived of as fourfold. Now it must be remembered that
this knowledge was the outcome of ancient clairvoyance, hence the
terms employed are concerned with conditions of life prevailing in
those days. Thus, according to the wisdom of the stars, a man might be
a hunter — one who shoots; the constellation which stimulated the
corresponding activity in his limbs, making him a hunter, received the
name of Sagittarius, the archer. Or again, a man might be a shepherd,
concerned with the care of animals in general. This is implied in
Capricorn, as it is called nowadays. In the true symbol, however,
there is a fish-tail form. The Capricorn man is one who has charge of
animals, in contrast to the hunter, the Sagittarius man.
The third constellation of this group is Aquarius, the water-carrier.
But think of the ancient symbol. The true picture of this
constellation is a man walking over hard soil, fertilising or watering
it from a water-vessel. He represents those who are concerned with
agriculture — husbandmen. This was the third calling in ancient
times when there was instinctive knowledge of these things: huntsman,
shepherd, husbandman.
The fourth calling was that of a mariner, In very early times, ships
were built in the form of a fish, and later on we often find a
dolphin's head at the prow of vessels. This is what underlies the
symbol of Pisces — two fish forms intertwined — representing
ships trading together. This is symbolical of the fourth calling which
is bound up with activities of the limbs — the merchant or
trader.
We have thus heard how the human form and figure originate from the
Cosmos. The head is spherical; here man is directly exposed to the
forces of the heavens of the fixed stars or their representatives the
zodiacal circle. Then, working laterally, there are the forces present
in the chest-organisation which only contains the human figure in an
eclipsed and hidden form — Leo, Virgo, Libra, Scorpio. And lastly
there are the forces which do not work directly but by a roundabout
way, via the earthly activities, through the influence upon man's
calling. (For example, the archer — Sagittarius — is also
portrayed as a kind of centaur, half horse, half man, and so forth).
Again in our time we must strive for a fully conscious realisation of
man's place in the Cosmos. The form and shape of his physical body are
given by the Cosmos. The upper part of his structure is a product of
the Cosmos; the lower part a product of the Earth. The Earth covers
those constellations which have a definite connection with his
activities in life. Not until man's connection with the whole Cosmos
is thus recognised and acknowledged will it be possible to understand
the mysteries of the human form and its relation to earthly
activities. And at the very outset the human form leads us to the
zodiacal constellations.
This teaches us that to work as a husbandman, for instance, is by no
means without significance in life. In the following lectures we shall
hear how these things apply in modern times, but we shall not
understand them until we realise that just as in earthly life between
birth and death, man belongs to the powers of the Earth, so between
death and a new birth he belongs to the Heavens; the powers of Heaven
shape his head and it is left to the forces of Earth to shape and
mould his limbs.
In the same way too, we may study man's stages or forms of life.
For think of it — in the life of man there are also the same
two poles. There is the head-life and the life that expresses itself
in his activities, through the limbs more particularly. Between these
two poles lies that part of his being which manifests in the rhythms
of breathing and the circulation of the blood. At the one extreme we
find the head-organisation; at the other, the limb-organisation.
The head represents the dying part of man's being, for the head is
perpetually involved in death. Life is only possible because through
the whole of earthly life, forces are continually pouring from the
metabolic process to the head. If the head were to unfold merely its
own natural forces, they would be the forces of death. But to this
dying we owe the fact that we can think and be conscious beings. The
moment the pure life-forces flow in excess to the head, consciousness
is prone to be lost. Basically speaking, then, life makes for a
dimming of consciousness; death pouring into life makes for a
lighting-up of consciousness. (See Fundamentals of Therapy,
by Rudolf Steiner and Dr. Ita Wegman, Chapter I, pages 14 —
15.) If only very little of what is rightly located in the stomach,
for example, were to pass up to the head, the head would be without
consciousness — like the stomach. Man owes the consciousness of
his head merely to the circumstance that the head is not
permeated with life in the same way as the stomach. Lowered
consciousness means that the forces of nourishment and of growth are
acting with excessive strength in the head. On the one side, man is a
dying being; on the other, a being who is continually coming to birth.
The dying part — which, however, determines the existence of
consciousness — is subject, in the main, to the forces working
down upon the Earth from the outer planets: Saturn, Jupiter, Mars.
That man is an integral part of the universe is not only due to the
working of the fixed stars, but also to the working of the planetary
spheres.
Saturn, Jupiter, Mars — the so-called outer planets —
contain the forces which work chiefly towards the pole of
consciousness in man. The forces of the inner planets —
Venus, Mercury, Moon — work into his metabolic system and
limb-structures. The Sun itself stands in the middle and is mainly
associated with the rhythmic system.
Moreover the three first-mentioned are the three stages of life which
rather represent the damping-down and suppression of life which is
necessary for the sake of consciousness. Through this, we, in our
earthly life, are liken to heaven, related to more distant planetary
realms beyond. On the other hand, through the essentially thriving
principle of life itself in us — that is through the forces of
metabolism, the motor forces of the limbs — we are related to the
nearer planets: Mercury, Venus and Moon. The Moon, after all, is
directly connected with the most thriving, with the most rampant life
of all in man, namely the forces of reproduction.
When we study the human form, we are led to the spheres of the
fixed stars, that is to say, to their representatives, the zodiacal
constellations. When we study the life of man, to discover
where it is a more thriving and where a more declining life, we are
led to the planetary spheres.
In the same way we can study man's being of soul and of spirit. This
shall be done in the following lectures. To-day I only wanted to
indicate very briefly that it must become possible for man once again
to regard himself not merely as an earthly being, connecting his form
and his life simply and solely with earthly forces of heredity,
digestion, the influences of autumn, spring, wind, weather and the
like. He must learn to relate both his life and his form to the
universe beyond the Earth. He must find what lies beyond the
earthly realm — and then he will discover his true being, he will
find himself.
It would augur dire misfortune for the progress of Western humanity if
the conception of the Cosmos as a great system of machinery to which
the scientific view of the world since the middle of last century has
led, were to remain, and if man were to wander on Earth knowing
nothing of his true being. His true being has its origin and home in
the Universe beyond the Earth, therefore he can know nothing of
himself if he sees only what is earthly and thinks that what is beyond
the Earth can be explained in terms of mathematics and mechanics. In
deed and truth, man can only find himself when he realises his
connection with the universe beyond the Earth and incorporates its
forces into his moral and social life — indeed this must be, if
moral and social life are to thrive. No real wisdom can arise in moral
and social life unless a link is forged with cosmic wisdom. And that
is why it has been imperative to infuse something of Anthroposophy
into the domain of moral and social life too, for we believe that
these impulses can lead away from the forces of decline to the forces
of upward progress.
|