Anthroposophy and the
Visual Arts
R u d o l f S t
e i n e r
A Lecture, hitherto
untranslated, given at The Hague on April 9, 1922
(following the preceding lecture in this issue).
-
From a shorthand
report unrevised by the lecturer. Published by permission of the
Rudolf Steiner-Nachlassverwaltung, Dornach, Switzerland.
HAT
I have to say to-day will be,
in a sense, an interlude within this course of lectures, for I
shall try, from the scientific point of view, to glance at the field
of artistic creation. I hope, however, that to-day's considerations
will show that this interlude is really a contribution which will
help to elucidate what I said on the preceding days and what I
shall have to say in the days that follow.
When
the Anthroposophical Movement had been active for some time, a number
of members became convinced that a building should be erected for it.
Various circumstances (which I need not mention here) led finally to
the choice of the hill at Dornach, in the Jura Hills near Basle,
Switzerland. Here the Goetheanum, the Free High School for
Anthroposophical Spiritual Science, is being built.
[The first Goetheanum, burnt down on New Year's
night, 1922/23. The second Goetheanum, modelled by Rudolf Steiner not
long before his death in 1925, was opened in 1928.]
It is not yet completed, but lectures can already be held in it
and work can be done.
I
should now like to speak of the considerations
(inneren Verhältnissen) that
prevailed with us when designing this building. If any other
spiritual movement of our time had decided to erect its own building,
what would have been done? Well, one would have applied to one or
more architects, and a building would have been erected in one or
other of the traditional styles — Antique, Renaissance or
Gothic. Then, in accordance with what is being done here or there in
the various branches of art, craftsmen would have been called in to
decorate the building with paintings and plastic
forms.
Nothing
like that could be done in the case of the Dornach building —
the Free High School for Spiritual Science; it would have
contradicted the whole intention and innermost character of the
anthroposophical conception of the world. This conception is not an
attempt to achieve something one-sidedly theoretical — an
expression of cosmic laws in a sum of ideas. It intends to be
something born from man as a whole and to serve his whole
being. It would be, on the one hand, something that can very well be
expressed in thought forms — as one expects of any view of the
world that is propounded. On the other hand, the anthroposophical
world-view would be essentially more comprehensive; it strives to be
able to speak from the whole compass of man's being. It must
therefore be able to speak, not only from the theoretical, scientific
spirit, but from an artistic spirit also. It would speak from a
religious, a social, an ethical spirit; and to do all this in
accordance with the needs of practical life in these
fields.
I have often
expressed the task confronting us in Dornach with the help of a trivial
comparison. If we think of a nut with its kernel inside and the shell
around, we cannot think that the grooves and twists of the shell
result from other laws than those that shape the kernel. The shell,
in clothing the nut, is shaped by the same laws that shape the
kernel. When the building at Dornach, this double cupola, was
erected, our aim was to create an architectural, plastic, pictorial
shell for what would be done within it as an expression of the
anthroposophical view of the world. And just as one can speak in the
language of thought from the rostrum in Dornach about what is
perceived in super-sensible worlds, so must one be in a position to
let the architectural, plastic, pictorial frame for the
anthroposophical world-view proceed from the same spirit.
But a
great danger confronts us here: the danger of having ideas about this
or that and then simply giving them external expression in symbolic
or insipidly allegorical form. (This is frequently done when
world-views are given external representation: symbols or allegories
are set up — thoroughly inartistic products which flout the
really artistic sense.) It must be clearly understood, above all,
that the anthroposophical conception of the world rejects such
symbolic or allegorical negations of art
(Widerkunst, Unkunst).
As a view of the world, it should spring from an inner spiritual life
so rich that it can express itself, not allegorically or symbolically,
but in genuinely artistic creations.
In
Dornach there is not a single symbol, not a single allegory to be
seen. Everything that has been given artistic expression was born
from artistic perception, came to birth in the moulding of forms, in
creating out of the interplay of colours
(aus dem Farbig-Malerischen heraus);
it had its origin in a thoroughly artistic act of perception and had
nothing to do with what is usually expressed when people come and
ask: What does this mean? What does that signify? In Dornach no
single form is intended to mean anything — in this sense. Every
form is intended to be
something — in the genuinely artistic sense; it
means itself, expresses itself.
Those
people who come to Dornach to-day and maintain that something
symbolic or allegorical is to be seen there, are just
projecting into our building their own prejudgements; they are
not expressing what has come to birth with this building. Our aim is
that the same spirit — not the theoretical spirit but the
living spirit that speaks from the rostrum or confronts us from the
stage — should speak also through the artistically plastic
forms, through the architecture, through the paintings. The
spirit at work in the “kernel” the spirit that
finds expression through the spoken word — is to shape the
“shell” also.
Now, if
the anthroposophical view of the world is something new entering
human evolution in the way I have ventured to describe in the two
previous lectures, then, naturally, what had been in the world before
could not find expression in our architectural style, our plastic and
pictorial forms — i.e. in the visual art of our building. No
artistic reminiscences, Antique, Renaissance or Gothic, could be
brought in. The anthroposophical world-view had to show itself
sufficiently productive to evolve its own style of visual art.
Of
course, if such intentions press on one's heart and soul, one becomes
very humble and one's own most severe critic. I certainly know that,
if I had to build the Dornach building a second time, much that now
appears to me imperfect, often indeed wrong, would be different. But
this is not the essential thing. The essential thing, at least for
to-day's lecture, is the intention
(das Wollen)
that I have just described. It is of this that I wish to speak.
*
When we speak
of visual art, in so far as we have to consider it here — that is,
the plastic art to which the anthroposophical world-view had been
directed, as by inner necessity, through the fact that friends came
forward and made the sacrifice required in order that the building at
Dornach could be started — when we speak of visual art in this
sense, we need, before all else, to understand thoroughly the human
form. For, after all, everything in visual art points to, and
proceeds from, the human form. We must understand the human form in a
way that really enables us to create it.
I spoke
yesterday of one element, the spatial element, in so far as this is an
element in our world and, at the same time, proceeds from our human being.
I said that the three spatial dimensions, by which we determine all the
forms underlying our world, can be derived from the human form. But
when one speaks as I spoke yesterday, one does not arrive at the
apprehension of space needed for sensitive, artistic creation if one
intends to pursue plastic art — that plastic art which
underlies all visual art — with full consciousness. Precisely
when one has space in its three dimensions so concretely before
one's mind's eye as in yesterday's considerations, one sees that
the space arrived at in this way cannot be the space in which one
finds oneself when, for example, one forms — also in
“space”, as we say — the human form plastically.
One cannot obtain the space in which one finds oneself as a
sculptor. One must say to oneself: That is quite a different space.
I touch here
on a secret pertaining to our human way of looking at the world —
a secret that our present-day perception has, one might almost say,
quite lost. You will permit me to set out from a way of looking at
things that is apparently — but only apparently — quite
abstract, theoretical. But this excursion will be brief; it is
intended only as an introduction to what will be able to come before
our minds' eyes in a much more concrete form.
When we intend
to apply to objects in this world the space of which I spoke yesterday
— we apply it, of course, geometrically, using, in the first
place, Euclidean geometry — we set out, as you all know, from a
point and set up three axes at right angles to one another. (As I
pointed out yesterday, one ought to take this point in concrete space
to be within the human body.) Any region of space is then related to
these axes by determining distances from them (or from the three
planes that they determine). In this way we obtain a geometrical
determination of any object occupying space; or, as in kinematics,
one can express motion in space.
But there is
another space than this: the space into which the sculptor enters. The
secret of this space is that one cannot set out from one point and relate
all else to it. One must set out from the counterpart of this point.
And what is its counterpart? Nothing other than an infinitely remote
sphere to which one might look up as at, let us say, the blue vault
of heaven.
Imagine that
I have, instead of a point, a hollow sphere in which I find myself, and
that I relate all that is within it to this hollow sphere, determining
everything in relation to it, instead of to a point by means of
co-ordinates. So long as I describe it to you only in this way, you
could rightly say: Yes, but this determination in relation to a
hollow sphere is vague; I can form no mental picture when I try to
think it. Well, you would be right; one can form no mental picture.
But man is capable of relating himself to the cosmos — as we,
yesterday, related ourselves to the human being (the
“anthropos”). As we looked into the human being and found
the three dimensions — as we can determine him in relation to
these three dimensions, saying: his body extends linearly in one of
the dimensions; in the second is the plane of the extended arms and
all that is symmetrically built into the human organism; and in the
third dimension is all that extends forwards and backwards, backwards
and forwards — so, when we really look at the
“anthropos” as an organism, we do not find something
extended in an arbitrary way in three dimensions. We have before us
the human organism built in a definite way.
*
We can also
relate ourselves to the cosmos in the same way. What occurs in the soul
when we do so? Well: imagine yourself standing in a field on a clear,
starry night, with a free view of the sky. You see regions of the
vaulted sky where the stars are closely clustered, almost forming
clouds. You see other regions where the stars are more widely spaced
and form constellations (as they are called). And so on. If you
confront the starry heavens in this merely intellectual way —
with your human understanding — you achieve nothing. But if you
confront the starry heavens with your whole being, you experience
(empfinden) them differently.
We have now
lost the perceptive sense for this, but it can be reacquired. Facing a
patch of sky where the stars are close together and form almost a
cloud, will be a different experience from facing constellations. One
experiences a patch of sky differently when the moon is there and
shines. One experiences a night differently when the moon is new and
not visible. And so on. And precisely as one can “feel”
one's way into the human organism in order to have the three
dimensions — where space itself is concrete, something
connected with man — so one can acquire a perception of
the cosmos, that is, of one's cosmic environment (Umkreis).
One looks into oneself to find, for example, the three dimensions.
But one needs more than that. One can now look out into the wide
expanses and focus one's attention on their configurations. Then, as
one advances beyond ordinary perception, which suffices for geometry,
one acquires the perception needed for these wide expanses; one
advances to what I called, yesterday and the day before,
“imaginative cognition”. I have still to speak
about its cultivation.
If one were
simply to record what one sees out there in cosmic expanses, one would
achieve nothing. A mere chart of the starry heavens, such as astronomers
make to-day, leads nowhere. If, however, one confronts this cosmos as a
whole human being, with full understanding of the cosmos, then, in
face of these clusters of stars, pictures form themselves within the
soul — pictures like those one sees on old maps, drawn when
“imaginations” took shape out of the old, instinctive
clairvoyance. One receives an “imagination” of the whole
cosmos. One receives the counter-image of what I showed you yesterday
as the basis, in man, of the three geometrical space-dimensions. What
one receives can take an infinite variety of shapes.
Men have,
indeed, no idea to-day of the way in which men once, in ancient times,
when an instinctive clairvoyance still persisted among them, gazed out
into the cosmos. People believe to-day that the various drawings,
pictures — “imaginations” — which were made
of the zodiacal signs, were the products of phantasy. They are not
that. They were sensed (empfunden); they were perceived
(geschaut) on confronting the cosmos. Human progress required
the damping-down of this instinctive, living, imaginative perception,
in order that intellectual perception, which sets men free, should
come in its place. And from this, again, there must be achieved
— if we wish to be whole human beings — a perception of
the universe that attains once more to
“Imagination”.
If one intends
to take, in this way, one's idea of space from the starry heavens, one
cannot express it exhaustively by three dimensions. One
receives a space which I can only indicate figuratively. If I had to
indicate the space I spoke of yesterday by three lines at right
angles to one another, I should indicate this space by drawing
everywhere sets of figures (Konfigurationen), as if surface
forces (Kräfte in Flächen) from all directions of
the universe were approaching the earth and, from without, were
working plastically on the forms upon its surface.
One comes to
such an idea when, advancing beyond what living beings — above all,
human beings — present to physical eyes, one attains to what I
have been calling “Imagination”. In this the cosmos, not
the physical human being, reveals itself in images and brings us a
new space. As soon as one gets so far, one perceives man's second
body — what an older, prescient, instinctive clairvoyance
called the “etheric body”. (A better name is “body
of formative forces” (Bildekräfteleib).) This is a
super-sensible body, consisting of subtle, etheric substantiality and
permeating man's physical body. We can study this physical body if,
within the space it occupies, we seek the forces that flow through
it. But we cannot study the etheric body (body of formative forces)
which flows through the human being if we set out from this
space. We can study this only if we think of it as built up out of
the whole cosmos: formed plastically from without by “planes of
force” (Kraftflächen) converging on the earth from
all sides and reaching man.
*
In this way,
and in no other, did plastic art arise in times when it was still an
expression of what is elemental and primary. Such a work as, for example,
the Venus of Milo reveals this to an intuitive eye. It was not created
after a study of anatomy, in respectful reliance on forces which are
merely to be understood as proceeding from the space within the
physical body. It was created with a knowledge, possessed in ancient
times, of the body of formative forces which permeates the physical
body and is formed from out of the cosmos — formed from out of
a space as peripheral as earthly space (physical space) is central. A
being that is formed from the periphery of the universe has beauty
impressed upon it — “beauty” in the original
meaning of the word. Beauty is indeed the imprint of the cosmos, made
with the help of the etheric body, on a physical, earthly being.
If we study
a physical, earthly being in accordance with the bare, dry facts, we
find, of course, what it is for ordinary, physical space. But if we
let its beauty work on us — if we intend to intensify its
beauty by means of plastic art, we must become aware that the beauty
impressed upon this being derives from the cosmos. The beauty of this
individual being reveals to us how the whole cosmos works within it.
In addition, one must, of course, feel how the cosmos finds
expression in the human form, for example.
If we are
able to study the human form with inward, imaginative perception, we
are induced to focus our attention, at first, on the formation of the
head apart from the rest. But, looking at this formation as a whole,
we do not understand it if we try to explain it merely by what is
within the head. We understand it only if we conceive it as wrought
from out of the cosmos through the mediation of the body of formative
forces.
If we now pass
on to consider man's chest formation, we reach an inward understanding of
this — an understanding in respect to the human form —
only if we can picture to ourselves how man lives on the earth, round
which the stars of the zodiacal line revolve. (Only apparently
revolve, according to present-day astronomy, but that does not
concern us here.) Whereas we relate man's head to the pole of the
cosmos, we relate his chest formation — which certainly
functions (verläuft) in the recurrent equatorial line
— to what runs its course, in the most varied ways, in the
annual or diurnal circuit of the sun.
It is not until we
pass on to consider the limb-system of man, especially the lower
limb-system, that we feel: This is not related to the external
cosmos, but to earth; it is connected with the earth's force of
gravity. Look with the eye of a sculptor at the formation of the
human foot; it is adapted to the earth's gravitational force. We take
in the whole configuration — how the thigh bones and shin bones
are fitted together by the mediation of the knee — and find it
all adapted, dynamically and statically, to the earth, and to the way
in which the force of gravity works from the earth's centre outwards,
into the universe.
We feel this
when we study the human form with a sculptor's eye. For the head we need
all the forces of the cosmos; we need the whole sphere if we want to
understand what is expressed so wonderfully in the formation of the
head. If we want to understand what finds expression in the formation
of the chest, we need what, in a sense, flows round the earth in the
equatorial plane; we are led to earth's environment. If we want to
understand man's lower limb-system, to which his metabolic system is
linked, we must turn to the earth's forces. Man is, in this respect,
bound to the forces of the earth. Briefly: we discover a connection
between all cosmic space — conceived as living — and the
human form.
To-day, in
many circles (including artistic circles), people will probably laugh
at such observations as those I have just made. I can well understand
why. But one knows little about the real history of human development
if one laughs at such things. For anyone who can enter deeply into
the ancient art of sculpture sees from the sculptured forms created
then that feelings (Empfindungen), developed by the
“imaginative” view of the starry heavens, have flowed
into those forms. In the oldest works of sculpture it is the cosmos
that has been made perceptible in the human form.
*
Of course,
we must regard as knowledge, not only what is called such in an intellectual
sense, but knowledge that is dependent upon the whole range of human
soul-forces. One becomes a sculptor — really a sculptor —
from an elemental urge, not just because one has learnt to lean on
old styles and reproduce what is no longer known to-day, but was
known in this or that period, when this or that style was alive and
sculptors were yet creative. One does not become a sculptor by
leaning on traditions — as is usual to-day, even with fully
fledged artists; one becomes a sculptor by reaching back, with full
consciousness, to the shaping forces which once led men to plastic
art. One must re-acquire cosmic feelings; one must be again able to
feel the universe and see in man a microcosm — a world in
miniature. One must be able to see the impress of the cosmos stamped
upon the human forehead. One must be able to see from the nose how it
has received the imprint of what has also been stamped upon the whole
respiratory system: the imprint of the environment — of what
revolves round the earth in the equatorial and zodiacal lines. Then
one senses what one must create (darstellen). One does not
work by mere imitation, copying a model, but one recreates by
immersing oneself in that force by which Nature herself created and
shaped man. One forms as Nature herself forms. But then one's whole
mode of feeling, in cognition and artistic expression, must be able
to adapt itself to this.
When we have
the human form before us, we direct our artistic eye at first to the head.
We do this with the urge to give plastic form to the head. We then try
to bring out all the details of this head, treating every surface
with loving care: the forehead, the arches above the eyes, the ears
and so on. We try to trace, with all possible care, the lines that
run down the forehead and over the nose. We proceed, in accordance
with our aim, to give this or that shape to the nose. In short, we
try to bring out, with loving care, through the different surfaces,
what pertains to the human head.
Perhaps what
I am now about to say may sound heretical to many, but I believe it flows
from fundamentally artistic feelings. If, as sculptors, we were striving
to form human, human legs, we should feel persistent inhibition. One
would like to shape the head as lovingly as possible, but not the
legs. One would like to hide them — to by-pass them with the
help of pieces of clothing, with something or other that conforms
sculpturally to what finds expression in the head. A human form
with correctly chiselled legs — calves, for example —
offends the sculptor's artistic eye. I know that I am saying
something heretical, but I also know that it is thereby the more
fundamentally artistic. Correctly chiselled legs! — one does
not want them. Why not? Well, simply because there is another anatomy
for the sculptor; his knowledge of the human form is different from
the anatomist's. For the sculptor — strange as it may sound
— there are no bones and muscles. For him there is the human
form, built out of the cosmos with the help of the body of formative
forces. And in the human form there are for him forces, effects of
forces, lines of force and force-configurations. As a sculptor I
cannot possibly think of the cranium when I form the human head; I
form the head from without inwards, as the cosmos has moulded it. And
I form the corresponding bulges on the head in accordance with the
forces that press upon the form from within outwards and oppose the
forces working in from the cosmos.
When, as a
sculptor, I form the arms, I do not think of the bones but of the forces
that are active when, for example, I bend my arm. I have then lines of
force, developing forces, not what takes shape as muscle or bone. And
the thickness of the arm depends on what is present there as
life-activity, not on the muscular tissue. Because, however, one has
above all the urge to make the human form with its beauty conform to
the cosmos, but can do so only with the head — the lower limbs
being adapted to the earth — one leaves the lower limbs out.
When one renders a human being in art, one would like to lift him
from the earth. One would make a heavy earth-being of him, if one
were to give too definite shape to his lower limbs.
Again, looking
at the head alone, we see that only the upper part, the wonderfully vaulted
skull, is a copy of the whole cosmos. (The skull is differently
arched in every individual. There is no general, only an individual,
“phrenology”.) The eyes and the nose resemble, in their
formation, man's chest organism; they are formed as copies of his
environment, of the equatorial stream. Hence, when I come to do the
eyes of a sculptured figure of a human being, I must confine myself
— since one cannot, as you know, represent a man's gaze,
whether deep or superficial, by any shade of colour — to
representing large or small, slit or oval, or more or less, less
straight eyes. But how one represents the way the eye passes over
into the form of the nose, or how the forehead does this — how
one suggests that man sees by bringing his whole soul into his seeing
— all that is different when the eyes are slit, oval or
straight. And if one can only feel how a man breathes through his
nose, this wonderful means of expression, one can say: As a man is in
respect to his chest, as its form is shaped by the cosmos, working
inwards, so does he, as a human being, press what breathes in his
chest, and what beats in his heart, up into his eyes and nose. It
comes to expression there in the plastic form.
How a man
is in respect to his head only finds proper expression in the cranium,
which is, in respect to its form, an imprint of the cosmos. How a man
reacts to the cosmos, not only by taking in oxygen and remaining
passive, but by having his own share of physical matter and, in his
chest, exposing his own being to the cosmos — that finds
sculptured expression in the formation of the eyes and his nose.
And when we
shape the mouth? Oh, in shaping the mouth we really give shape to the
whole inner man in his opposition to the cosmos. We express the manner
in which the man reacts to the world out of his metabolic system. In
forming the mouth and shaping the chin — in forming all that
belongs to the mouth-formation — we are giving form to the
“man of limbs and metabolism”, but we spiritualise him
and present him as an outwardly active form. Thus one who has a human
head before his sculptor's eye has the whole man before him —
man as an expression of his “system”: the
“nerve-sense-system” in the cranium with its
remarkable bulges; the “eye-nose-formation” which,
if I were to speak platonically, I should have to call an expression
of the man as a man of courage — as a man who sets his inner
self, in so far as it is courageous, in opposition to the external
cosmos; and the mouth as an expression of what he is in his inner
being. (Of course, the mouth, as a part of the head-formation, is
also shaped from without, but what a man is in his inner being works
from within against the configuration from without.)
*
Only some
sketchy hints that require to be thought out could be given here. But
you will have seen from these brief indications that the sculptor
requires more than a knowledge of man gained from imitating a human
model; he must actually be able to experience inwardly the forces
that work through the cosmos when they build the human form. The
sculptor must be able to grasp what takes place when a human being is
plastically formed from the fertilised ovum in the mother's body
— not merely by forces in the mother's body, but by cosmic
forces working through the mother. He must be able to create in such
a way that, at the same time, he can understand what the individual
human being reveals of himself, more and more, as the sculptor
approaches the lower limbs. He must, above all, be able to understand
how man's wonderful outer covering — the form of his skin
— results from two sets of forces: the peripheral forces
working inwards, from all directions, out of the cosmos, and the
centrifugal forces working outwards and opposing the former. Man in
his external form must be, for the sculptor, a result of cosmic
forces and inner forces. One must have such a feeling towards all
details.
In art one
needs a feeling for one's material and should know for what this or that
material is suited; otherwise, one is not working sculpturally but
only illustrating an idea, working novellistically. If one is forming
the human figure in wood, let us say, one will know when at work on
the head that one must feel the form pressing from without inwards.
That is the secret of creating the human form. When I form the
forehead, I am constrained to feel that I am pressing it in from
without, while forces from within oppose me. I must only press, more
lightly or more strongly, as required in order to restrain the forces
working from within. I must press, lightly or strongly, as the cosmic
forces (which indicate how the head must be formed) permit.
But when I
come to the rest of the human body, I can make no progress if I form and
build from without inwards. I cannot but feel that I am inside. Already
when I come to form the chest, I must place myself inside the man and
work plastically from within outwards. This is very interesting.
When one is
at work on the head, one comes through the inner necessity of artistic
creation to work from without inwards — to think of oneself on the
extreme periphery and working inwards; when one forms the chest, one
must place oneself inside and bring the form out. Lower down one
feels: here I must only give indications; here we pass over
into the indefinite.
Artistic
creation of our time is very often inclined to regard the sort of things
I have been saying here as an inartistic spinning of fancies. But it is
only a matter of being able to experience artistically in one's soul
what I have just hinted at: of being able actually to stand, as an
artist, within the whole creative cosmos. Then one is led, from all
sides, to avoid imitating the human physical form when one approaches
plastic art. For the human physical form is itself only an imitation
of the “body of formative forces”. Then one will feel the
necessity felt, above all, by the Greeks. They would never have
produced the forms of their noses and foreheads by mere imitation; an
instinct for such things as I have just described was fundamental
with them. One will be able to return to a really fundamental
artistic feeling only if, in this way, one can place oneself with all
the inner feeling of one's soul — with one's inner “total
cognition” (if I may use this expression) — within
nature's creative forces. Then one does not set to work on the
external, physical body, which is itself only an imitation of the
etheric body, but on the etheric body itself. One forms this etheric
body and then only fills it out (in a sense) with matter.
What I have
just described is, at the same time, a way out of the theoretical view
of the world and into a living perception of what can no longer be
viewed theoretically. One cannot construct the sculptor's space by
analytical geometry, as one constructs Euclidean space. One can,
however, perceive (erschauen), by “imagination”,
this space — pregnant with forms, everywhere able to produce
shapes out of itself, and from such perception (Schauen) one
can create forms in plastic art, architectural or sculptural.
*
At this point
I should like to make a remark which seems important to me, so that
something which could easily be misunderstood will be less misunderstood.
If someone has a magnetic needle, and one end points to the north,
the other to the (magnetic) south, it will not occur to him —
if he does not want to talk as a dilettante — to explain the
direction of the needle by inner forces of the needle: that is, by
considering only what is comprised within the steel. That would be
nonsense. He includes the whole earth in his explanation of the
needle's direction. He goes outside the magnetic needle. Embryology
makes to-day the dilettantish mistake; it looks at the human
ovum only as it develops in the mother's body. All the forces that
form the human embryo are supposed to be therein. In reality, the
whole cosmos works through the mother's body upon the configuration
of the embryo. The plastic forces of the whole cosmos are there, as
are the forces of the earth in directing the magnetic needle. Just as
I must go beyond the needle when studying its behaviour, so, when
considering the embryo, I must look beyond the maternal body and take
account of the whole cosmos. And I must immerse myself in the whole
cosmos if I want to apprehend what guides my hand, what guides my
arm, when I strive, as a sculptor, to form the human figure.
You see:
the anthroposophical world-view leads directly from merely theoretical
to artistic considerations. For it is not possible to study the etheric
body in a purely theoretical way. Of course one must have the
scientific spirit, in the sense in which I characterised it
yesterday, but one must press on to a study of the “body of
formative forces” by transforming into
“imaginations” what weaves in mere thoughts; that is, by
grasping the external world, not only by means of thoughts or natural
laws formulated in thoughts, but by “imaginations”. What
we have so grasped, however, can be expressed in
“imaginations” again. And if we become productive, it
passes over into artistic creation.
It is strange
to survey the kingdoms of nature with the consciousness that such
a body of formative forces exists. The mineral kingdom has no such
body; we find it first in the plant kingdom. Animals have a body of
formative forces; man also. But the plant's is very different from
the animal's or man's. We are confronted here by a peculiar fact:
think of yourself as equipped with the sensitive powers of an
artistic sculptor and expected to give plastic shape to plant forms.
It is repugnant to you. (I tried it recently, at least in relief.)
One cannot give a form to plants; one can only indicate their
movements in some vague way. One cannot shape plants plastically.
Just imagine a rose, or any other plant with a long stalk,
plastically formed: impossible! Why? Because, when one thinks of the
plastic shape of a plant, one thinks instinctively of its body of
formative forces; and this is within the plant, as is its physical
body, but directly expressed. Nature sets the plant before us as a
work of plastic art. One cannot alter it. Any attempt to mould a
plant would be bungling botchwork in face of what Nature herself
produces in the physical and formative-force bodies of a plant. One
must simply let the plant be as it is — or contemplate it with
a sculptor's mind, as Goethe did in his morphology of plants.
An animal
can be given plastic shape. The artistic creation of animal forms is,
indeed, somewhat different from artistic creation when we are confronting
a human being. One needs only to understand that if an animal is, let
us say, a beast of prey, it must be apprehended as a “creature
of the respiratory process.” One must see it as a breathing
being and, to a certain extent, mould all the rest around the
respiratory process. If one intends to give plastic shape to a camel
or a cow, one must start from the digestive process and adapt the
whole animal to this. In short, one must perceive inwardly, with an
artistic eye, what is the main thing. If one differentiates further
what I am now indicating in more general terms, one will be able to
give plastic shape to the various animal forms.
Why? Well,
a plant has an etheric body, created for it from out of the cosmos. It
is finished. I cannot re-shape it. The plant is a plastic work of art
in the world of nature. To form plants of marble or wood contradicts
the whole sense of the factual world. It would be more possible in wood,
for wood is nearer to the plant's nature; but it would be inartistic.
But an animal sets its own nature against what is being formed from
without, out of the cosmos. With an animal, the etheric body is no
longer formed merely from the cosmos; it is also formed from within.
And in the
case of a human being? Well, I have just said that his etheric body is
formed from the cosmos only so far as the cranium is involved. I have
said that the respiratory organisation, working in a refined state
through eyes and nose, opposes the cosmic action, while the whole
metabolic organisation, through the formation of the mouth, offers
opposition also. What comes from the human being is active there and
opposes the cosmos. Man's outer surface is the result of these two
actions: the human and the cosmic. The etheric body is so formed that
it unfolds from within. And by artistic penetration to
“within”, we become able to create forms freely. We can
investigate how an animal forms its etheric body for itself from its
being (Wesenheit), and how a courageous or cowardly, a
suffering or rejoicing human being tunes his etheric body to his soul
life; and we can enter into all that and give form to such an etheric
body. If we do this, and have the right sculptural understanding, we
shall be able to form the human figure in many different ways.
Thus we see
that, when we come to study the etheric body — the “imaginative
body” — we can let ordinary scientific study be
thoroughly scientific, while we, however, pass on to what becomes, of
itself, art. Someone may interpose: Indeed, art is not science. But I
said, the day before yesterday: If nature, the world, the cosmos are
themselves artistic, confronting us with what can only be grasped
artistically, we may go on asserting that it is illogical to become
artistic if we would understand things, but things simply do not
yield to a mode of cognition that does not pass over into art. The
world can be understood only in a way which is not confined to what
can be apprehended by thoughts alone, but leads to the universal
apprehension of the world and finds the wholly organic, natural
transition from observation to artistic perception, and to artistic
creation too. Then the same spirit that speaks through the words when
one gives expression, in a more theoretical way — in the form
of ideas — to what one perceives (erschaut) in the
world, will speak from our plastic art. Art and science then derive
from the same spirit; we have in them only two sides of one and the
same revelation. We can say: In science, we look at things in such a
way that we express in thoughts what we have perceived; in art, we
express it in artistic forms.
*
From this inner,
spiritual conviction was born, for example, what has found expression
in the architecture, and in the painting too, in the building at
Dornach. I could say much about painting also, for it belongs, in a
sense, to the plastic arts. But that would bring us to what pertains
more to man's soul life and finds direct expression, not in the
etheric body alone, but in the soul tingeing the etheric body. Here,
too, you would see that the anthroposophical apprehension of
the world leads to the fundamentally artistic level — the level
of artistic “creativity” — whereas we to-day, in
the religious as well as in the artistic sphere — though this
is mostly unknown to artists themselves — live only on what is
traditional, on old styles and motives. We believe we are
productive to-day, but we are not. We must find the way back into
creative nature, if our work is to be artistically spontaneous,
original creation.
And this
conviction has led, of itself, to Eurhythmy: the branch of art that has
grown upon the soil of Anthroposophy. What the human being does in speech
and song, through a definite group of organs, as a revelation of his
being, can be extended to his whole being, if one really understands
it. In this respect all the ancient religious documents
(Urkunden) speak from old, instinctive, clairvoyant
insights. And it is significant that it is said in the Bible that
Jahwe breathed into man the living breath. This indicates that man
is, in a certain respect, a being of respiration. I indicated
yesterday that, in olden times of human evolution, the view
predominated that man is a “breather”, a being of
respiration. What man, as a being of respiration, becomes in
“configurated breathing” — i.e. in speech and in
song — can be given back to the whole man and his physical
form. The movements of his vocal cords, his tongue and other organs
when he speaks or sings, can be extended over his whole being —
for every single organ and system of organs is, in a certain sense,
an expression of his whole being. Then something like Eurhythmy can
arise.
We need only
remind ourselves of the inner character of Goethe's doctrine of
metamorphosis, which is not yet sufficiently appreciated. Goethe
sees, correctly, the whole plant in the single leaf. The whole plant
is contained in the leaf in a primitive form; and the whole plant is
only a more complicated leaf. In every single organ he sees a whole
organic being metamorphosed in some way or other, and the whole
organic being is a metamorphosis of its individual members
(Glieder). The whole human being is a more complicated
metamorphosis of one single organic system: the glottal system. If
one understands how the whole human being is a metamorphosis of the
glottal system, one is able to develop from the whole man a visible
speech and visible song by movements of his limbs and by groups of
performers in motion. And this development can be as genuine, and can
proceed with as much inner, natural necessity as the development of
song and speech from one specialised organ. One is within the
creative forces of nature; one immerses oneself in the way in which
our forces act in speaking or singing. When one has grasped these
forces, one can transfer them to the forms of motion of the whole
human being, as one transfers, in plastic art, the forces of the
cosmos to the human form at rest. And as one gives expression to what
lives within a man — emerging from his soul in poetry or song,
or in some other art — as one expresses what can be expressed
through speech, song or the art of recitation, so, too, can one
express through the whole human being, in visible speech and song,
what lives within him.
I should
like to put it in this way: When we, as sculptors, give
plastic shape to the human form, creating the microcosm out of the
whole macrocosm, we create one pole; when we now immerse ourselves in
the man's inner life, following its inner mobility, entering
into his thinking, feeling and willing — into all that can find
expression through speech and song — we can create
“sculpture in motion”
(bewegte Plastik).
One could say: when one creates a
work of plastic art, it is as if the whole wide universe were brought
together in a wonderful synthesis. And what is concentrated in the
deepest part of the human being, as at a point within his soul,
strives, in the formed movements put out by the eurhythmist, to flow
out into cosmic spaces. In the art of Eurhythmy — in
“sculpture in motion” — the other pole
responds from the human side. In the sculptor's plastic art we see
the cosmic spaces turn towards the earth and flow together in the
human form at rest. Then, concentrating on man's inner life,
immersing ourselves in it spiritually, we perceive
(schauen)
what, to some extent, streams out from man to all points of the periphery
of the universe and would meet those cosmic forces that flow in upon him
from all sides and build his form; we design Eurhythmy
accordingly.
I should like
to add: the universe sets us a great task, but the beautiful human form
is the answer. Man's inner life also sets us a great task; we explore
infinite depths when, with our soul's loving gaze, we concentrate on
man's inner life. This human inner life, too, strives out into all
the wide expanses and, in darting, oscillating movements, would give
rhythmic expression to what has been “compressed” to a
point — as plastic art strives to have all the secrets of the
cosmos compressed in the human form (which is, for the cosmos, a
point). The human form in plastic art is the answer to the great
question put to us by the universe. And when man's art of movement
becomes cosmic and creates something of a cosmic nature in its own
movements — as in the case of Eurhythmy — then a kind of
universe is born from man, figuratively at least.
We have before
us two poles of visual art: in the very ancient plastic art and in the
newly created art of Eurhythmy. But one must enter into the spirit of
what is artistic, as we did above, if one would really understand the
right of Eurhythmy to be considered an art. One must return to the
way in which plastic art once took its place in human life. One can
easily picture to oneself shepherds in a field who, in the small
hours of the night, turn their sleepy, but waking, eyes to the starry
heavens and receive unconsciously into their souls the cosmic
pictures formed by the configured “imaginations” of
the stars. What was revealed to the hearts of primitive men in this
way was transmitted to sons and grandsons; what had been inherited
grew in their souls and became plastic abilities in the grandsons.
The grandfather felt the cosmos in its beauty, the grandson formed
beautiful plastic art with the forces which his soul had received
from the cosmos.
Anthroposophy
must look into, and not only theorise about, the secrets of the human
soul. It must experience the tragic situation of the human soul, all
its exultations and all that lies between. And Anthroposophy must be
able to see more than what evokes the tragic mood, what is now
exultant and all that lies between. As one saw the stars clearly in
older “imagination”, and was able to receive into one's
soul the formative forces from the stars, so one must take out of the
human soul what one perceives there, and be able to communicate it
through outer movements; then Eurhythmy begins.
*
What I have
said to-day is only intended to be once more a cursory indication of
the natural transition from Anthroposophy as a body of ideas to
Anthroposophy as immediate, unallegorical, unsymbolical plastic
art, creating in forms — as is our aim. Anyone who sees this
clearly will discover the remarkable relation of art to science and
religion. Science will appear on one level, religion on another, and
art between them. It is to science, after all, that man owes all his
freedom — he would never have been able to attain to complete
inner freedom without science — and what man has gained as an
individual — what his being, regarded impartially, has gained
by his becoming scientific — will be apparent. With his
thoughts he has freed himself from the cosmos; he stands alone and is
thereby a human individuality. As he lives with natural laws, so does
he take them into his thoughts. He becomes independent in face of
nature. In religion he is drawn to devotion; he seeks to find his way
back to the essential foundations of nature. He would be again a part
of nature, would sacrifice his freedom on the altar of the universe,
would devote himself to the Deity — would add to the breath of
freedom and of individuality the breath of sacrifice. But art,
especially plastic art, stands between, with all that is rooted in
the realm of beauty.
Through science
man becomes a free, individual being. In religious observance he offers
up his own well-being, on the one hand maintaining his freedom, but
already, on the other, anticipating sacrificial service. In art he
finds he can maintain himself by sacrificing, in a certain sense,
what the world has made of him; he shapes himself as the world has
shaped him, but he creates as a free being this form from out of
himself. In art, too, there is something that redeems and sets free.
In art we are, on the one side, individuals; on the other, we offer
ourselves in sacrifice. And we may say: In truth, art sets us free,
if we take hold of it scientifically, with ideas —
including those of spiritual science. But we must also say: In beauty
we find again our connection with the world. Man cannot exist without
living freely in himself, and without finding his connection with the
world. Man finds his individuality in thought that is free. And by
raising himself to the realm of beauty — the realm of art
— he finds he can, again in co-operation with the world, create
out of himself what the world has made of him.
Translated by V. C. Bennie.
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