Lecture I
Dornach, June 24, 1921
After the
historical considerations we have undertaken, we shall
explore today a few things about contemporary man. This will
provide us with the possibility of observing more accurately
the place of contemporary man in the whole course of time. We
should be clear that in the way the human being stands before
us as spiritual, soul, and bodily being, he is differently
oriented in three directions. We see this already when we
look at the human being purely outwardly. In his spirit, man
goes through the world independently of outer phenomena,
while in his soul he is not as independent of these outer
phenomena. One need only consider certain relationships that
are visible throughout life in order to discover how the real
soul life has certain connections with the outer world. One
can be depressed or uplifted in one's soul. Recall how you
have often felt depressed in a dream, and how the root of
this mood of depression had to be traced back to the
irregularity of the breathing rhythm. One could say that this
is merely an elementary example, and yet all soul life is
never without a similar connection with the rhythmic life
that we go through in the rhythm of our breathing, of our
blood circulation, and the outer rhythmic life of the entire
cosmos. Everything that takes place in the soul is connected
with the world rhythm.
Whereas as
spiritual beings we can feel highly independent of our
environment, we cannot do the same regarding our soul life,
for our soul life lies imbedded within the whole world
rhythm.
Furthermore, we
stand within universal world phenomena as bodily beings.
Again, at first we may proceed from merely elementary
examples. Man, as a bodily being, is heavy, that is to say,
he has weight. Other merely mineral beings also have weight.
Mineral beings, plant beings, animal beings, and the human
being as a bodily being all partake in this universal
weightiness, and we must actually lift ourselves above this
universal weightiness when we wish to make the body a
physical tool of the spiritual life. We have often mentioned
that if it were only the physical weight of the brain that
mattered, the weight would be so great (1300 to 1500 grams)
that all the blood vessels lying underneath the brain would
be crushed. The brain, however, is subject to the Archimedean
principle, since it floats in the cerebrospinal fluid. It
loses so much weight by floating in the cerebral fluid that
it actually weighs only 20 grams and therefore presses on the
vessels at the base of the brain with only these 20 grams.
You can see from this that the brain actually strives much
more upward than downward. It counteracts heaviness. It tears
itself free of the universal gravity and thereby acts like
any other body that is placed in water and loses as much of
its weight as the weight of the displaced water.
You thus can
see an interplay between our whole bodily being and the outer
world. With our soul weavings we are not only integrated in a
rhythm but are fully enmeshed in the outer physical life. If
we stand on a given point of the earth, we press down upon
that place; when we move to another point, we press down upon
that new place. In our human body, we are as much physical
beings as the physical beings of the other kingdoms of
nature.
We therefore
can say that with our spiritual being we are to some extent
independent of the outer world; with our soul being we are
part of the rhythm of the world; and with our bodily being we
are part of the rest of the world as though we were not also
soul and spirit. We must consider this distinction carefully,
for we do not attain an understanding of the higher being of
man if we do not look at this threefold relationship of the
human being to his entire environment. Now, let us look for a
moment at man's environment. In man's environment (I am now
summarizing what we have considered over the course of many
months from different viewpoints) we first have all that is
ruled by natural laws. Picture the whole universe ruled by
natural laws and, included in these natural laws, the
totality of this visible, sense-perceptible world.
Simple
consideration shows that we are dealing here only with the
actual earthly world. Only foolhardy and unjustified
hypotheses of physicists can maintain that the same natural
laws we observe on the earth around us are also applicable in
the extraterrestrial cosmos. I have often pointed out to you
how surprised the physicists would be if they were able to
ascend to the place where the sun is. Physicists regard the
sun as something comparable to a large gas oven without
walls, more or less like a burning gas. If one arrived at the
place in the cosmos where the sun is, one would not find such
a burning gas. Instead one would find something totally
unlike what the physicists imagine. If this (sketching)
encloses the space that normally we picture as taken up by
the sun, not only are there none of the substances found on
earth, but there is even an absence of what we call empty
space. Imagine, to begin with, filled space. On earth you
always have a filled space around you. If it is not filled by
solid or liquid substances, it is permeated by air, or at
least by warmth, light, and so on. In short, we are always
dealing with filled space. You also know, however, that it is
possible, at least approximately, to create an empty space by
extracting the air from a container with an air pump.
Imagine we have
a filled space that we will designate with the letter A,
preceded by a plus sign: +A. Now, as we make this space
emptier and emptier, A will become smaller and smaller, but
as the space is still filled we continue to use the + sign.
We can imagine — although this is not actually possible
under earthly conditions, for we can render space only
approximately empty — that it would be possible to
produce a completely empty space. Then, in this part of space
that we have made empty, there would only be space. I will
designate this with 0. It has 0 content. Now, we can do with
this space the same thing that you do with your wallet: if
your wallet is filled with money, you can take more and more
out until finally there is nothing in it. If you want to
spend more money, you cannot take anything more out of your
wallet, as it is already empty. You can, however, go into
debt. You have -0 in your wallet if you incur debts.
You can think of this space in the same way: it is not only
empty but you could say that it exerts suction because there
is less than 0 in it: -A. It can be said of this space
exerting suction — which is not just empty but has a
content, which is the opposite of being filled by
matter — that it is occupied by that space which one must
imagine as filled out by the sun. The sun therefore has an
inward suction; it does not exert pressure like a gas. The
sun space is filled with negative materiality.
I only present
this as an example in order for you to see that earthly
lawfulness simply cannot be applied to the extraterrestrial
cosmos. We must think of totally different relationships in
the extraterrestrial cosmos from those we have learned to
know in our environment on the earth. We must say that we are
surrounded by lawfulness within earthly existence, and into
this lawfulness is included the world of substances that is
initially accessible to us. Now picture earthly existence.
All you need to do is to picture the processes in the mineral
world; place them before your soul, and you have that which,
in so far as you see it, is completely encompassed by this
lawfulness of earthly existence. Therefore we can say that
the mineral world is encompassed by this lawfulness; yet
something else is also encompassed by it. When we walk
around, or even when we are carried around, in short when we
act as objects in the physical world, we live in the same
lawfulness as the mineral world. In relation to earthly
lawfulness, it is immaterial whether we carry a stone around,
whether it is moved, or whether a human being is carried
around or moves himself; regarding this lawfulness, it is the
same thing one way or the other. You need only consider that
the only thing that comes into consideration regarding
earthly lawfulness is a change in location of man's body,
which he may, however, bring about himself. This is connected
with other things. If you study only earthly lawfulness, what
happens within the skin of man or what takes place in his
soul can be quite irrelevant. Only the change in location
within earthly space need be considered.
We thus can see
that in addition to the mineral world there is the human
being who has been moved (that is, outwardly moved). The only
relationship of the outer world to man, in so far as that
world is earthly and confronts our senses, is the
relationship to the human being moved outwardly. If we seek
any other relationship to man, we must at once refer to
something else, and then we come to our extraterrestrial
environment, for example, when we study the environment of
the moon, that is, whatever emanates from the moon. It is a
fact that many people are still aware of something of the
effect of the moon on the earth. Many people believe in such
effects of the moon on the earth, e.g., the connection of the
phases of the moon with the quantity of rainfall. Learned
people in our time consider this a superstition.
I have told
you, some of you at least, of an amusing sequence of events
that once took place in Leipzig. The unusual natural
philosopher and aesthetician, Gustav Theodore Fechner, went
so far as to write a book about the influence of the moon on
weather conditions. He was a university colleague of the
well-known botanist and natural scientist, Schleiden.
Schleiden, as a modern materialist, was convinced, of course,
that what his colleague Fechner was advancing about the
influence of phases of the moon on the weather could only be
based on superstition. In addition to the two scholars at the
University of Leipzig there were also their wives, Frau
Schleiden and Frau Fechner. At that time, the conditions were
still so primitive that rain water needed to be collected for
wash day. Frau Fechner said that she believed in what her
husband had published concerning the influence of moon phases
on the weather. She wanted to reach an agreement with Frau
Professor Schleiden, who did not believe in what Fechner
maintained, about when was the most efficient time to place
out rain barrels in order to collect the most rain. Frau
Fechner suggested that Frau Schleiden put out her barrels at
different times, since according to Schleiden's opinion she
should get just as much water as Frau Fechner. However,
despite the fact that Frau Professor Schleiden considered the
views of Professor Fechner to be exceedingly superstitious,
she still chose to place her rain barrels out at the exact
same times as Frau Fechner.
Now, the
influence of the forces of other planetary bodies is less
perceptible to our modern scientific consciousness. However,
if one were to study more closely — as is to happen now
in our scientific-physiological institute in
Stuttgart — the line of growth followed on the stem by
the leaves of plants, for example, one would find how each
line is related to the movements of the planets, how these
lines are, as it were, miniature pictures of the planetary
movements. One thus would find that many things on the
surface of the earth are comprehensible only when one knows
the extraterrestrial and does not merely identify the
extraterrestrial with the earthly, that is to say, when one
presupposes that a lawfulness exists that is cosmic and not
earthly.
We therefore
can say that we have a second lawfulness within cosmic
existence. Only when one begins to study these cosmic
influences — and it is possible to do so quite
empirically — will one have a true botany. Our plant
world does not grow up out of the earth in the way conceived
by a materialistic botany; rather it is pulled out
by cosmic forces. What is pulled out in this way by cosmic
forces in the process of growth is then permeated by the
mineral forces that have saturated this cosmic plant
structure so that it becomes visible to the senses. We thus
can say firstly that the plant world is included in this
cosmic lawfulness. Secondly, all that pertains to the inner
movement of man — that is, a definitely physical
movement, but within man — is included in this cosmic
lawfulness (this is not as easy to establish as in the case
of the plant world, because it achieves a certain
independence from the rhythm of the outer processes;
nevertheless, it imitates this rhythm inwardly). The
outwardly moved human being, therefore, is included in the
earthly lawfulness, but when you look upon your digestion,
upon the movement of the nourishing substances in the
digestive organs, when you look beyond merely the rhythm to
the actual movement of the blood through the blood vessels
— and there are many other things that move inwardly in
man — you have a picture of what moves inside of the
human being regardless of whether he is standing still or
walking about. This cannot be integrated into the earthly
lawfulness without further consideration but rather must be
integrated into the cosmic lawfulness in the same way as are
the forms and also the movements of the plants; in the human
being, however, these forms and movements proceed much more
slowly than they do in the plants. We therefore can say that
the inner movements of man are also included in the cosmic
lawfulness.
Now you could
consider taking the cosmos into undefined distances; somehow
in this way everything has an influence upon the life that
develops on the earth's surface. Yet if these were the only
two lawfulnesses that existed — that is, the earthly
and cosmic lawfulnesses, in the way I have presented them to
you — then nothing would exist on the earth but the
mineral and plant kingdoms, for the human being, of course,
would not be able to exist there. If the human being were
present, he could move outwardly and the inner movements
could take place, but this of course would not yet make up a
human being. Neither would animals be able to be present on
the earth under such conditions; in reality, only minerals
and plants could exist. Cosmic lawfulness and cosmic content
of being must be penetrated and permeated by something that
is no longer a part of space, by something concerning which
we cannot speak of space at all.
Naturally,
everything that is included in the cosmic and earthly
lawfulnesses must be thought of as existing in space; now,
however, we must speak of something that cannot be thought of
as existing in space, although it permeates the whole of
cosmic lawfulness. Just imagine how in the human being the
movements, that is his inner movements, are connected with
his rhythm. To begin with, all that we call the movement of
the nourishing substances within us merges into the movement
of the blood. However, this movement doesn't take place in
such a way that the blood simply flows through the veins as
nutritive juice. Not only does the blood itself move
rhythmically, but beyond that this rhythm has a definite
relationship to the breathing rhythm through the consumption
of oxygen by the blood. We have within us this dual rhythm. I
pointed out once how the inner soul lawfulness is based upon
the 4:1 ratio of the blood rhythm to the breathing rhythm in
such a way that meter and verse measure are actually
dependent upon it.
We thus see
that what takes place as inner movement is related to rhythm,
and rhythm, as we have said, is related to the soul life of
the human being. In a similar way we must bring what we have
in the movement of the stars into a relationship to the world
soul. We therefore can speak of a third lawfulness within the
world soul in which is encompassed: 1) the animal world, and
2) all the rhythmic processes related to the bodily human
being. These rhythmic processes within man have a
relationship to the whole world rhythm. We have already
spoken about this, but I would like to bring it up again in
relation to our further considerations here. You know that
the human being takes approximately eighteen breaths per
minute. Multiply that by sixty and you have the number of
breaths per hour; multiply that total by twenty-four and you
have the total for one day, approximately 25,920 breaths for
the average human being in the course of a day. This number
of breaths per day thus forms the day/night rhythm in the
human being. We also know that the spring equinox moves
through the constellations bit by bit each year, so that the
point at which the sun rises in spring moves forward in the
heavens. The length of time that it takes the sun to arrive
again at its original point is 25,920 years. This is the
rhythm of our universe, then, and our own breathing rhythm
over twenty-four hours is a miniature picture of it. Hence,
with our rhythm we are woven into the world rhythm, with our
soul into the lawfulness of the world soul.
Now, there is a
fourth lawfulness that lies at the basis of the entire
universe as well as of the three previously mentioned
lawfulnesses, namely, that within which we feel included when
we become conscious of ourselves as spiritual human beings.
In this process of becoming conscious of ourselves as
spiritual human beings, we achieve clarity about these facts.
At first we may not comprehend this or that about the world
and, in fact, because of today's intellectualism, which has
become a universal cultural force, very little indeed is
comprehended. At a certain stage in our human evolution, we
initially comprehend very little with our spirit. It is
inherent, however, in the self-recognition of the spirit that
it says to itself that as it evolves no boundaries can be
imposed on its evolution. The spirit must be able to develop
into the universe through knowing, feeling, and willing. By
bearing the spirit within us, then, we must relate ourselves
to a fourth lawfulness within the world spirit.
1.) Lawfulness within earthly
existence
a) The mineral world
b) The externally moved
human being
2.) Lawfulness within cosmic existence
a) The plant world
b) The
inner movements of the human being
3.) Lawfulness within the world soul
a) The animal world
b) The rhythmic
processes
4.) Lawfulness within the world spirit
a) The human being
b) The nerve-sense
processes
Only now do we
arrive at the real human being encompassed therein, for a
human being could not really have existed merely within the
other three lawfulnesses. Only now do we find the human
being, but specifically that part of him that is his
nerve-sense apparatus, all of what is, to begin with, the
physical bearer of the spiritual life, the nerve-sense
processes. When we look at the human being we consider first
the entire human being in whom the head is the main bearer of
the nerve-sense organs; then we consider the head itself. A
human being is human, so to speak, by virtue of the fact that
he has a head; the head is the most human part of man. In the
human being as a whole and in the head, we already encounter
the human being twice.
Now, when we
consider what I have just described as a summary of what we
have discussed in the last few weeks, it gives us to begin
with a picture of the human being's connection with his
environment; not merely the spatial environment, however, for
the spatial world is related only to the first two
lawfulnesses; we also have to do with the world that is
non-spatial, which is related to the third and fourth
lawfulnesses. It has become increasingly difficult for the
contemporary human being to conceive that something could
exist not within space or that sometimes it is not meaningful
to speak in terms of space even when speaking of realities.
Without such a conception, however, one can never rise to a
spiritual science. If one wishes to remain within the
confines of space, one cannot arrive at spiritual
entities.
Last time I
spoke here I told you about the world conception of the
ancient Greeks in order to point out how in other eras the
human being looked at the world differently from today. This
picture of which I have just spoken to you can become evident
to the human being in the present era; he arrives at it if,
simply and without prejudice — that is undisturbed by the
waste products sometimes offered by contemporary science
— he observes the world.
I must add a
few things to what I told you previously about the ancient
Greek world conception so that we are able to see its
connection with what I wished to present to you with this
scheme. You see, if a human being is very clever he may say
that the spatial world consists of some seventy-odd elements
that have varying atomic weights and so on; those elements,
he maintains, enter into syntheses; one can perform analyses
on them, and so forth, and, based on chemical connections and
chemical separations, one can explain what happens in the
world regarding those seventy-odd elements. That they could
be traced back to some earlier origin should not occupy us at
the moment. In general, those seventy-odd elements are
considered valid today in popular science.
A Greek —
not in a contemporary incarnation, in which he would, of
course, think like everyone else today if he were well
educated — an ancient Greek, let us say, if he could
appear in our present-day world, would be prompted to say,
“Well, this is all very well and good, these
seventy-odd elements, but one does not get very far with
them; they actually tell us nothing about the world. We used
to think quite differently about the world; we conceived of
the world as consisting of fire, air, water, and
earth.”
A contemporary
person would reply, “That is a childish way to
comprehend matters. We are far beyond that. We do, in fact,
accept the aggregate states; in the gaseous aggregates we
grant you the validity of the aeriform, in the fluid
aggregates the watery, and in the solid aggregates the
earthy. Warmth, however, does not mean at all the same thing
to us as it does to you. We have moved beyond such childish
notions. What constitutes the world for us we find in our
seventy-odd elements.”
The ancient
Greek would respond to this, “That is very nice, but
fire — or warmth — air, water, earth are
something entirely different from what you conceive. You do
not understand in the least what we thought about
it.”
At first our
contemporary scholar would be curiously affected by such
comments and would have the impression that he was
encountering a human being from a more childlike stage of
cultural development. The ancient Greek, because he would be
immediately aware of what the modern scholar had in his head,
would probably say, "What you call your seventy-two elements
all belong to what we call earth; it is very nice that you
differentiate it and analyze it further, but for us the
properties that you recognize in your seventy-two elements
belong to the earth. Of water, air, and fire you understand
nothing; of those you have no conception.”
This Greek
would continue — you can see that I do not choose an
Oriental from an ancient cultural period but a knowledgeable
Greek — “What ,you say about your seventy-two
elements with their syntheses and analyses is all very nice,
but to what do you believe it is related? It is all related
merely to the physical human being once he has died and lies
in the grave! There his substances, his entire physical body,
undergo the processes that you learn to recognize in your
physics and chemistry. What it is possible for you to learn
within the structural relationships of your seventy-odd
elements is not related at all to the living human being. You
know nothing of the living human being because you know
nothing of water, air, and fire. It is necessary first to
know something about water, air, and fire in order then to
know something about the living human being. With what is
encompassed by your chemistry you know only what happens to
man when he is dead and lying in the grave, the processes
undergone by the corpse. That is all you come to know by
means of your seventy-odd elements.”
If the ancient
Greek went any further than this in this discussion he would
not be a great success with our contemporary scholar, though
he could go to the trouble of clarifying his views in the
following way: “Your seventy-two elements are all what
we consider earth. We may simply be regarding a general
quality, but even if you analyze it further, you arrive
merely at a more specific knowledge, and a more specific
knowledge will not enable you to penetrate into the depths.
If you acknowledged what we designate as water, however, you
would have an element in which, as soon as it is weaving and
living, earthly conditions are no longer active alone; water,
in its entire activity, is subject to cosmic
conditions.”
The ancient
Greek's understanding of water was not limited merely to its
physical characteristics but extended to everything that
influences the earth as lawfulness from the cosmos, in which
the movement of the water substance is encompassed. Within
this movement of water substance lives the plant element. In
distinguishing whatever is in the living and weaving water
element from everything earthly, the ancient Greek saw in
this living-weaving element the whole lawfulness of the life
of vegetation, which is encompassed by this watery element.
We thus can place this watery element schematically somewhere
on the earth, but in such a way that it is determined from
out of the cosmos. Then we can picture the mineral element,
the actual earthly element, sprouting from below upward in a
variety of ways, permeating the plants, infiltrating them, as
it were, with earthly elements
(see sketch).
What the
ancient Greek thought about the watery element, however, was
something essentially new, and it was for him a quite
definite perception. The Greek did not view this
conceptually; rather, he saw it in pictures, in imaginations.
Of course we must go back to Platonic times (for Aristotle
corrupted this way of viewing), even to pre- Platonic times,
in order to find how the truly knowing Greek saw in
imaginations what lives in the watery element and actually
bears the vegetation, how he related everything to the
cosmos. Now, however, the ancient Greek would continue,
“What lies in the grave after a human being has died,
what is lawfully penetrated by the structural laws that work
in your seventy-odd elements, is inserted between birth
— or let us say conception — and death into the
etheric life working from the cosmos. This etheric life
permeates you as a living human being; you will not
understand any of this if you do not speak of water as a
separate element, if you do not regard the plant world as
being tethered in the watery element, if you do not see these
pictures, these imaginations.”
“We
Greeks,” he would say, “certainly spoke about the
etheric body of the human being, but we were not spinning the
etheric body out of our fantasy. Rather we said: if one
watches in spring the sprouting, greening plant world
gradually and variously coloring itself, if one sees this
plant world bearing fruit in summer and observes the leaves
withering in autumn, if one follows this course of the year
in the life of vegetation and has an inner understanding for
it, what then appears before the eye of the soul connects
with one just as strongly as one is connected with the
mineral world by the bread and meat one eats. In a way
analogous to eating one connects with what is outwardly
visible in the plant world during the course of the year.
Then if one penetrates oneself with the perception that
everything happening in the course of twenty-four hours is
like a miniature-image of this, repeating itself through
one's entire life, then we have within us a miniature image
of what constitutes the surrounding world out there from the
watery, etheric element, from the cosmos. Whenever we regard
this outer world with true understanding, we can say that
what is out there also lives within us. We say that the
spinach grows out there; I pick it, cook it, and eat it, and
thereby have it in my stomach, that is, in my physical body;
in the same way we can say, out there, in the course of the
year, lives and weaves an etheric life, and that I have
within myself.”
The Greek was
not conceiving of the physical water; rather, what lay at the
basis of his conception was what he grasped in his
imagination and brought into living connection with the human
being. Thus he would say further to our contemporary scholar,
“You study the corpse that lies in the grave, because
you study only the earth — your seventy-odd elements
are only earth. We studied the living human being; in our
time we studied the human being who is not yet dead, who
grows and moves out of an inner activity. That is impossible
without rising to the other elements.”
Thus it was
with the ancient Greeks, and were we to go still further into
the past, the airy element and then the fire or warmth
element would meet us in full clarity. We will also consider
these later. And that is what is so characteristic of our
cultural evolution since the first third of the fifteenth
century, that the understanding for these connections has
simply been lost; thereby the understanding for the living
human being was also lost. We study only the corpse in
science today. We have often heard that this phase in the
history of humanity's evolution had to come, had to come for
other reasons, namely, so that humanity could undergo the
phase of the evolution of freedom. However, in the process a
certain understanding of nature and the human being has been
lost since the first third of the fifteenth century. The
understanding of natural science up to now has limited itself
to this one element, earth, and now we must find the way
back. We must find our way back through Imagination to the
element of water, through Inspiration to the element of air,
through Intuition to the element of fire.
What we have
seen and interpreted as an ascent in higher cognition —
the ascent from ordinary object cognition through
Imagination, Inspiration, and Intuition — is
fundamentally also an ascent to the elements. We will speak
further about this in two days.
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