II
Dornach,
6th August, 1924
A number of questions
have been handed in, which can lead in a quite interesting way to
what we are going to discuss today. Someone has asked:
“What has man's cultural development arisen from?” I am going
to consider this in connection with this second question: “Why did
primitive man have such a strong belief in the spirit?”
It is certainly
interesting to ask how men of former times have lived, and about
this, as you know, even looking superficially at the matter, there
are two opinions. One opinion is that originally man was at a high
level of perfection from which he has fallen to his present imperfect
state. We need not have any particular objection to this nor concern
ourselves about the various ways the different peoples have
interpreted this perfection — some talking of Paradise, others
of other things. But until a short time ago the opinion held good
that man was originally perfect, degenerating to his present state of
imperfection gradually. The other view you have probably come to
think of as the only true one, namely that man was originally
imperfect, like some kind of higher animal, and evolved gradually to
greater perfection. You know how people try to draw upon the
primitive condition prevailing among savage peoples — or
so-called savage peoples' — in order to get some idea of what
man could have been when he still resembled an animal. It is said: We
in Europe and the people of America are highly civilized, whereas in
Africa, Australia, and so on, there live still uncivilized races at
their original stage, or at least at a stage very near the
original. From these it is possible to make a study of what people
were to begin with.
But, curiously, in this
way people are making far too simple a picture of man's evolution. To
begin with, it is not at all true that, for example, all civilized
peoples imagined that man as a physical being was originally perfect.
The Indians are certainly not of the opinion held by modern
materialists, but, even so, their conception is that the
physical man who used to go about on earth in primitive times looked
like an animal. When the Indians, the wise men of India, speak of man
in his original earthly state, they talk of the ape-like Hanuman. So
you see it is not at all true that people with a spiritual
world-conception always imagine that originally men were in some way
as people today imagine them to have been, that is, of a paradisian
nature, for indeed it is not so. We have, rather, to be clear that
man is a being who bears within him body, soul, and spirit, each
member going through its own particular evolution. Naturally, when
people do not speak of spirit, they cannot speak of the evolution of
spirit. But once we admit that man consists of body, soul, and
spirit, we can go on to ask in what way the body develops, in what
way the soul and in what way the spirit evolve. If we are to speak of
man's body then we shall say: Man's body has gradually been
perfected from lower stages. We must also say that the evidence we
have provides us with actual proof of this. As I have already pointed
out, in the strata of the earth we find the original man exhibiting a
very animal-like body — not indeed like any animal we have
today, but animal-like, and this must have developed gradually
to its present state of perfection. There is no question,
therefore, of spiritual science as pursued here at the Goetheanum
coming to loggerheads with natural science, for the truths of natural
science are accepted by it.
On the other hand, we
must come once more to recognize that in those times — which
may be said to be only about three or four thousand years ago —
views we re current from which today we not only can learn a great
deal but which we are obliged to admire. When today we have a certain
amount of relevant knowledge and study with real understanding the
documents that have appeared in India, Asia, Egypt, or even in
Greece, we find the people in those times far in advance of us. What
they knew, however, was acquired in a quite different way from
how we acquire knowledge today.
Today there are many
things we know very little about. For example, from what I have shown
you in connection with nutrition, you will have seen how necessary it
is for spiritual science to come to our aid in the simplest
nutritional matters. Physical science is unable to do so. But we have
only to read what physicians of old had to say, and rightly
understand it, to become aware that in reality people up to the
time of Hippocrates in Greece knew far more than is known by our
modern materialistic physicians. We grow to respect, deeply respect,
the knowledge once possessed. The only thing is that knowledge was
not imparted in the same form as it is today. Today we clothe
our knowledge in concepts. This was not so in the case of ancient
peoples; they clothed their knowledge in poetical imaginations, so
that anything of it remaining to us is now just taken figuratively
— as poetry. It was not
poetry to those men of old, however; it was their way of
expressing what they knew. Thus we find that when we are able
to test and thoroughly to study the documents still existing, there
can no longer be any question of men originally having been
undeveloped spiritually. In spirit they are infinitely wiser
than we are!
But there is another
thing that has to be remembered. When men of primeval times went
about he acquired great wisdom spiritually. His face was more or less
what we should certainly call animal-like, whereas today in man's
face his spirit finds expression, his spirit is as it were
incorporated in the physical substance of his face. This, is a
necessity if man is to be free, if he is to be a free being. These
clever men of yore, the clever men of primeval times, were very wise
but they possessed wisdom in the way the animal today possesses
instinct. They lived in a dazed condition, as if in a cloud. They
wrote without guiding their own hand; they spoke with the feeling
that it was not they who were speaking but the spirit speaking
through them. In those primeval times, therefore, there was no
question of man being free.
This is something in the
history of culture which constitutes a real step forward for the
human race — this consciousness man has of his freedom. With it
he no longer feels the spirit driving him as instinct drives the
animal; he feels the spirit actually within him, and this
distinguishes him from the man of former times.
When we consider from
this point of view the savages of today, it must strike us that the
men of primeval times — called in our question here primitive
men — were not like the modern savages, but that these have
descended from the primeval men. You will get a better idea of
this if I tell you the following.
In certain districts
there are people who harbour the notion that when they bury in the
earth some little thing belonging to a sick person — for
example, a corner of his shirt — that this can have the magical
effect of healing him. I have even personally known such people. I
knew one who, at the time the Emperor Frederick was ill, wrote to the
Empress asking for a piece of shirt belonging to her husband. It
would be buried in the cemetery and the Emperor Frederick would then
be cured! You can imagine how this request was received. But
the man had simply done what he thought would lead to the
Emperor's recovery. He himself told me about it, adding that it
would have been much less foolish to have let him have the piece of
shirt than to have sent for the English doctor Mackenzie, and so on.
That had been absurd — they should have sent him the piece of
shirt.
When this kind of thing comes to
the notice of a materialistic thinker, he says: This is a
superstition that has arisen somewhere. At one time or other, a man
or several men got the notion that burying part of a sick man's shirt
and saying a little prayer over it would cure the man.
But nothing has ever
arisen in this way. No superstition arises by being thought out; it
comes about in quite a different way. There was once a time when
people had great reverence for their dead and said to themselves: So
long as a man is going about on earth he is a sinful being; besides
doing good things, he does many that are bad. But — so they
thought — the dead man goes on living in his soul and spirit
and in death makes up for all deficiencies. Thus when they thought of
the dead they thought of what was good, and by thinking of the dead
they tried to make themselves better.
Now it is
characteristic of human beings to forget easily. Just think how
quickly the dead, those who have left us, are forgotten today. At
that time, there were those who wanted to give their fellowman
various signs to make them think of the dead, and thus to benefit
their own health. Let us say someone in some village had the idea
that if a man was ill, the other villagers should look after him. It
was not the custom in villages to collect money for the sick, there
were no poor-boxes, that kind of thing is a modern invention. At that
time the villagers all had to help one another out of kindness;
everyone had to think of those who were ill. The leading man in the
village said: Because people are egoists they have no thought of the
sick if they are not spurred on to get out of themselves and have
thoughts, for instance, of the dead. So he told them they should
take, perhaps, a corner of the sick man's shirt by which to remember
him, and this was to be buried in the earth; through this they would
remember the sick man. By thinking of the dead, they would remember
to take care of someone. This outward deed was contrived simply to
help man's memory. Later, people forgot the reason for all this
and it was put down to magic, superstition. This is o in the case of
a great deal that lives on as superstition; it has arisen from
something perfectly reasonable. What is perfect never arises from
what is imperfect. The assertion that something perfect can come from
what is not so appears to anyone with insight as if it were said: You
are to make a table, but you must make it as clumsy and unfinished as
you can to begin with, so that it may in time become a perfect table.
But it is not like that; we never get a well-made table from one that
is ill-made. The table begins by being a good one and becomes
battered in course of time. It is like that, too, outside in nature,
anywhere in the world. You must first have things in a perfect state,
out of which comes the imperfect. It is the same in the case of the
human being whose spirit to begin with, though still lacking freedom,
was in a certain state of perfection, but whose body, it is true, was
imperfect. On the other hand the perfection of the body lay in its
being soft and capable of being so moulded by the spirit that
cultural progress could ensue.
So you see we are not
justified in thinking that human beings were originally like the
savages of today. Savages have developed into what they now are
— with their superstitions, their magical practices, and their
unclean appearance — from states originally more perfect. The
only advantage we have over the savages is that, starting from the
same conditions, we have not degenerated as they have. I might
therefore say: The evolution of man has taken two different paths. It
is not true that the savages of today represent the original
condition of mankind. The men who, to begin with, looked more
animal-like were highly civilised.
Now when you ask: But are
these original, animal-like men the descendants of apes or of other
animals? it is a quite natural question. You look at the apes as they
are today and say: From these apes, men are descended. That is
all very well but when human beings had this animal form, there were
no such animals as our present apes! From apes as they are today,
therefore, men have not descended. On the contrary, just as our
present savages have fallen from the level of the human beings
of primeval times, so the apes are beings who have fallen still
lower. On going back further in the evolution of the earth we find
human beings formed in the way I described here a short while ago,
from a soft element and not from any animals as we have them. Human
beings have never arisen from the kind of apes we now have. On the
other hand, it might easily be possible that if conditions prevailing
on earth today, conditions in which everything is based on authority
and power — and wisdom counts for nothing — it might
indeed happen that the men who thus want to found everything on power
gradually take on animal-like bodies again, and that two great
races may arise. One race would consist of those who stand for peace,
for the spirit and for wisdom, whereas the other would be made up of
those who re-assume animal forms. It might indeed be said that those
who care nothing today for the progress of mankind may be running the
risk of degenerating into apes.
You see, all manner of
strange things are experienced today. What newspapers say is, of
course, largely untrue, but sometimes in a quite remarkable way
it shows the trend of man's thinking. During our recent travels in
Holland, we bought an illustrated paper. On the last page of this
paper there was a curious picture — a small child, quite a baby
and its nurse, looking after it, an ape, an orang-utan. It was
holding the child quite properly, and it was said to be installed
somewhere in America as children's nurse.
It is possible that this
may not be actual fact — as yet, but it shows what many people
are hoping for: apes installed as nursemaids. And if apes are
employed in this capacity, what an outlook for man! Once it has been
discovered that apes can be employed to look after children, that in
certain circumstances an ape can be trained to look after the
physical needs of children — then people will develop this
strange desire and the social question will be on a new level.
For you will soon see what far-reaching proposals will be made for
teaching apes in this way; they will be sent to work in the
factories. Apes will be found to be cheaper than men, hence this will
be looked upon as the solution of the social problem. If people
really succeed in making apes look after children, we shall be
inundated by pamphlets on how to solve the social question by
training apes.
It is indeed conceivable
that this might happen. Think — other animals besides apes can
be trained to do many things; dogs, for instance, are very teachable.
But the question is whether this will be for the advance or decline
of civilization. Civilization will most definitely decline; it will
deteriorate. The children brought up by ape-nurses will quite
certainly become apelike. Then indeed we shall have the perfect
changing into the imperfect. Thus we must be clear that it is
possible for certain human beings to become of an ape-like nature in
the future, but that the human race in the past was never such that
men developed from the ape-like. For when man still had an animal-form
(quite different indeed from that of the ape) the present ape was not
yet in existence. They themselves have deteriorated; they have fallen
from a higher stage.
When we turn to those
primitive peoples who may be said to have been rich in spirit but
animal-like in body, we find they were still undeveloped as far as
understanding, intelligence, goes. Those men of ancient times were
not capable of thinking. Hence, when anyone today who prides himself
particularly on his thinking comes across ancient documents, he
looks for them to be based on thought and looks in vain. He therefore
says: This is all very beautiful but simply poetry. But indeed
we cannot judge everything by our own standards alone, for then
we go astray. Those men of yore had above all great powers of
imagination, imagination that worked like instinct. When today we use
our imagination we often pull ourselves up, saying: Imagination has
no place in what is real. This is quite right for us today, but the
men of primeval times, primitive men, would never have been able to
carry on without imagination.
It will seem strange to
you how this lively imagination possessed by primitive men could have
been applied to anything real. However, here too we have wrong
conceptions. In your school history books you will have read about
the tremendous importance for man's evolution attached to the
invention of a paper made from rag. The paper we use for writing
— which is made of rag — has been in existence for only a
few centuries. Before that, people had to write on parchment which
has a different origin. Only at the end of the Middle Ages did men
discover the possibility of making paper from fibre coming from
plants — worn threadbare after having first been used for
clothes. Human beings were late in acquiring intellect which was
needed for making this paper. But the same thing — except that
it is not white as we want it for our black ink — was
discovered long before. The same stuff that is used now for our
paper was discovered not just two or three thousand years ago but
very many thousands of years before our day. By whom then? Not by
human beings at all, but by wasps! Look at any wasps' nest you find
hanging on a tree. Look at the material it consists of — paper!
Not, however, white paper, not the kind you write on, for the wasps
have not learned to write, otherwise they would have made white
paper, but such paper as you might use for a parcel. We have indeed a
drab-coloured paper for parcels which is just what the wasps use for
making nests. The wasps found out how to make paper thousands of
years ago, long before human beings arrived at it by means of their
intellect. The difference is that instinct works in animals whereas
in the man of primeval times it was imagination; they would have been
incapable of making anything had not imagination enabled them to do
so, for they lacked intelligence. We must therefore conclude that in
outward appearance these primeval men were more like animals than are
the men of today, but to a certain extent they were possessed by the
spirit, the spirit was working in them. It was not they who possessed
it through their own powers, they were possessed by it and their
souls had great powers of imagination. With imagination they
made their tools; imagination helped them in all they did, enabled
them to make everything they needed.
We are terribly proud of
all our inventions, but we should consider whether we really have
cause to be so; for much of what constitutes the greatness of our
culture has actually arisen from quite simple ideas. For example:
when you read about the Trojan War — do you realize when the
Trojan War took place? About 1200 years before the founding of
Christianity. Now when we hear about wars like this which didn't take
place in Greece, but far away in Asia, it did not happen in those
days that the result was known in Greece the next day by telegram S
Naturally at that time this did not happen for the Greeks had no
electric telegraph. What then did they do? Look, (drawing) the war
was over here, this was sea, here was an island, there a mountain,
and there again sea, over here an island, a mountain and then sea,
and so on till you came to Greece. It was agreed that when the war
was over, three fires should be kindled on the mountain. Whoever was
posted on the nearest mountain was first to give the signal by
running up and lighting the three fires. On seeing the three fires,
the one on the next mountain lit three fires in his turn, and in this
way the signal arrived in quite a short time at Greece. This was
their method of sending a telegram. The process was a quick one and
before the day of the telegram, it had to suffice.
How is it then today?
When you telephone, not telegraph, but telephone — I will
show you in the simplest way what happens.
[See
]
We have a kind of magnet which, it
is true, is produced by electricity; and at this place (drawing) we
have something called an armature. When the current is off, this
falls in place; when the current is switched on, the plate is
released and swings to and fro. It is connected by a wire with the
next one which oscillates with it and transmits what is generated by
the plate in just the same way as in those olden times the three
fires conveyed messages to men. It is rather more complicated but
still the same idea, though electricity has been used in applying it.
When we have actual
knowledge of it we come to respect what the human beings of those
ancient times devised and organized out of their imaginative
faculty. When we read the old documents with this respect, we say:
These men have accomplished great things purely spiritually and all
out of imagination. To come to a thorough realization of this you
need turn only to what men believe today. They believe they know
something about the old Germanic gods — Wotan, Loki, for
example. Pictures of them in human forms have appeared in certain
books, Wotan with a flowing beard, Loki looking like a devil, with
red hair, and so on. It is thought that the men of old, like the old
Germans, had these ideas about Wotan and Loki. But that is not true,
those men of old had, rather, the following conception: When the wind
blows there is in it something spiritual — which is indeed true
— Wotan is blowing in the wind. When they went into a wood,
they never imagined they would meet Wotan there in the guise of an
ordinary man. Describing a meeting with Wotan, they would have spoken
of the wind blowing through the wood. This can still be felt in the
very word Wotan by anyone who is sensitive to these things. And Loki
— this did not call up a picture of someone sitting quietly in
a corner; Loki's life was in the fire!
Indeed in various way,
the people were always talking of Wotan and Loki. Suppose someone to
be speaking about Wotan, for example: When you go over the mountain
you may meet Wotan. Wotan will then make you either strong or weak
according to your deserts. You see this is how people felt, hew they
understood these matters. Today people say: That is superstition,
a superstitious
notion. But in those times they did not understand it so. They knew:
When you go up there, to that corner so difficult to access, you do
not meet a man in a body like any ordinary man. But the very shape of
the mountain gives rise to a whirlwind which is met with especially
in that place and a special kind of air is wafted up from an abyss.
If you withstand this and keep to your path, you may become well or
you may become sick. In what way you become well or ill, the people
were willing to tell; they were in harmony with nature and would
speak — not in an intellectual way but out of imagination. Our
modern doctor would try to express himself intellectually —
thus: If you have a tendency to tuberculosis, go up and sit at a
certain height on a mountain every day, then come down. Go on doing
this for some time; it will be most beneficial. This is the
intellectual way of talking, but what one says when speaking
imaginatively is this: Wotan is always to be found at that corner; it
will help you if for a couple of weeks you visit him at a certain
time each day.
This is the way in which
people came to grips with life out of their imagination, and in this
way too they worked. You will all at some time or other have been in
a country district where the threshing was not done by machine but by
hand — in time, in rhythm. The people know that if they have to
thresh for days together and go to work without any rule, just at
their own sweet will, they will soon be overcome by exhaustion.
Threshing cannot be done in that way. If, however, they thresh in
rhythm, if they keep in time together, exhaustion will be
avoided, because this rhythm will be in harmony with the rhythm of
their breathing and of the circulating blood. It makes a difference
whether they beat with their flail on the out-breath or the
in-breath, or whether they do it. as the breath is changing over from
one to the other. Why is this? It is easy to see that it is nothing
to do with the intellect, for today it no longer happens; everything
of the kind is being wiped out. But work that was done by the people
— for instance, the contrivances they had to tread or anything
else in which time had to be kept — all this was done rhythmically.
Now, I don't fancy you
can really think that if you take a piece of wood, a few strings and
so on, and deal with them in a haphazard fashion, the result will be
a violin. A violin results when mind, spirit, is exerted, when the
wood is fashioned in a particular way, when the strings are put
through a special process, and so on and so forth. This then is what
we must say — particularly because people at that time did not
yet think for themselves — the way in which machines were
originally made could only be ascribed to possession by the spirit,
that is to say, the people having the spirit working in them. For
this reason, primitive men who did not work with intellect but with
imagination were naturally inclined to talk of the spirit. When today
someone constructs a machine by means of intellect, he does not say
— and rightly does not say — that the spirit has been
helping him. But when a man of those early times who was not
conscious of thinking, had no capacity for thinking —
when he constructed anything, he immediately felt: The spirit was
helping me.
When the Europeans, the
“superior” men, first arrived in American, and when even
later, in the 19th century, they came to the regions where Indians
such as belonged to more ancient times were still living, these
Indians spoke of the “great Spirit” ruling everywhere.
These primitive men in general have gone on speaking in this way of
the Being ruling in everything. It was this “great
Spirit” who was venerated particularly by the human beings
living in Atlantean times when there was still land between Europe
and America; the Indians still had this veneration, and knew nothing
as yet of intellect. The. Indians then gradually came to know the
“superior” men before being exterminated by them.
Paper on which there were little signs, printed paper, was held in
abhorrence by Indians; they took the little signs to be small devils
and abominated them, for these signs were intellectual in
origin. The man whose activities arise out of imagination abominates
what comes from the intellect.
Now the European with his
materialistic civilization knows how an engine is constructed. The
intellectual way in which a European constructs his engine could
never have been the way the ancient Greeks would have set about it,
for the Greeks still lacked intellect. Intellect first came to man in
the 15th or 16th century. The Greeks would have done their
constructing with the help of their imagination. Since the Greeks
ascribed to good spirits all natural forms and to bad spirits all
that has no part in nature and is artificially produced, they would
have spoken thus: In the engine there lives an evil spirit. They
would certainly have done their constructing out of imagination and
it would never ha/e occurred to them that in this they were not aided
by the spirit.
You see therefore that ultimately
we have to ascribe more spirit to the original primitive man; for
imagination is of a more spiritual nature in the human soul than the
mere intellect so highly prized today.
Old conditions, however,
can never come back. Hence we have certainly to go forward, but
not with the idea that what today exists in the animal as pure
instinct can ever be developed into spirit. We ought not therefore to
picture primitive men as having been possessed of mere instinct, for
they realized: What is working in us is the spirit. This is why they
had such belief in the spirit.
All this contributes a
little to our understanding of how human evolution originated. So we
must allow right on both sides — on the side of those who
imagine human beings to have arisen from animal forms; well, so
indeed they have, but not from such animal-forms as we have now, for
these came into being later, when human beings were already in
existence. But those animal-forms which in the course of human
evolution have gradually grown into man's present form, together with
the faculties existing at that time, have arisen because the
spiritual — not intellectually, it is true, but imaginatively
— was more perfect than it is today. At the same time we have
always to remember: This original perfection depended upon man,
though lacking freedom, being, as it were, possessed by the spirit.
Intellect enables man to become free; by means of intellect, he can
be freed.
Just consider this.
Anyone who works with his intellect may say: At a certain time I am
going to think out such and such a thing. This cannot be done by a
poet for he still works today with imagination. Now Goethe was a
great poet. When, because someone wanted him to write a poem, or he
himself felt inclined to do so, he set himself down to write
— well, the result was execrable! That people are not aware of
this today comes simply from their inability to distinguish
good poetry from bad. Among Goethe's poems there are many bad ones.
Imaginative work can be done only when the mood is on the poet, and
when the mood is on him he must write down the poem at once. You see,
that is how it was in the case of primitive men. They were never able
to do things out of free will at all. Free will is something
that developed gradually, but not wisdom. Wisdom was originally
greater than intellect and must re-acquire its greatness. That means
our having to come back to the spirit by way of the intellect.
That, you see, is the
task of anthroposophy; it has no wish to do what many people would
like, that is, to bring back primitive
conditions among men — old Indian wisdom, for example. It is
nonsense when people harp on that; anthroposophy sets value on
a return to the spirit precisely in full possession of the intellect,
with intellect fully alive. It must be strictly borne in mind that we
have nothing at all against the intellect; we have to go forward with
it. To begin with, human beings had spirit without intellect; then
the spirit fell away whereas the intellect increased» Now,
by means of the intellect, we have to return to the spirit. Culture
is obliged to take this course, for if it does not do so —
well, people are always saying that the world war was unlike anything
seen before and it is a fact that men have never before so torn each
other to pieces — but if mankind refuses to take the course of
bringing their intellect with them on their return to the spirit,
then still greater wars will come upon up, wars that go on becoming
more and more savage. Men will exterminate each other like two rats
that, shut up together in a cage, gnaw each other till there is
nothing left but two tails. That is putting it brutally, but in
actual fact men are on the way to mutual extermination, and it is very
important to know whither they are going.
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