I
Natural Science
THIS
CONGRESS
has been announced as a Congress on the philosophy of life, and
no doubt you will take it as such. Anyone who wishes to talk
about philosophical questions today, however, cannot ignore
natural science, and in particular the philosophical
consequences that natural science has brought with it. Indeed,
for centuries — since the fifteenth or sixteenth century,
we may say — science has increasingly come to dominate
human thinking in the civilized world.
Now
it would take a great many words to survey the triumphs of
science in the field of human knowledge, and the
transformation of our whole life brought about by the
achievements of scientific research. And it would be merely a
repetition of what you all know already. Philosophically
speaking, what is interesting about science is something
quite different. I mean the function it long ago assumed
of educating the civilized world. And it is precisely in
discussing this educational rôle in the development of
modern man that we come up against two paradoxes, as I should
like to call them. Let me begin with these paradoxes.
The
first thing that has followed from the scientific method of
research is a transformation of human thinking. Any impartial
observer of earlier philosophical trends must conclude that,
because of the conditions which then determined man's
development, thinking inevitably added something
subjective to what was given by experiment and the observation
of nature. We need only recall those now outmoded branches of
knowledge, astrology and alchemy, to perceive how nature
was approached in former times — how human thinking as a
matter of course added to what was there something that it
wished to express, or at any rate did not suppress.
In
face of the scientific attitude of recent times, this has
ceased. Today, we are virtually obliged simply to accept the
data given us by observation and experiment, and to work them
up into natural laws, as they are called. Admittedly, to do so
we make use of thought; but we make use of it only as a
means of arranging phenomena so that through their own
existence they manifest to us their inner connection, their
conformity to law. And we make it our duty not to add any of
our own thought to our observation of the world. We see this,
indeed, as an ideal of the scientific attitude — and
rightly so.
Under these conditions, what has become of human thinking? It
has actually become the servant, the mere tool of research.
Thought as such has really nothing to contribute when it comes
to investigating the conformity to law of external
phenomena.
Here, then, is one of my paradoxes: that thought as a human
experience is excluded from the relationship that man enters
into with the world. It has become a purely formal aid for
comprehending realities. Within science, it is no longer
something self-manifesting.
The
significance of this for man's inner life is extraordinarily
great. It means that we must look upon thinking as something
which must retire in wisdom and modesty when we are
contemplating the outside world, and which represents a
kind of private current within the life of the soul.
And
it is precisely when we now ask ourselves: How, in turn, can
science approach thinking? that we come up
against the paradox, and find ourselves saying: If thinking has
to confine itself to the working-up of natural processes and
can intervene only formally, in clarification, combination and
organization, it cannot also fall within the natural
processes themselves. It thus becomes paradoxical to
raise the question (which is certainly justified from the
scientific point of view): How can we, from the standpoint of
scientific law, understand thinking as a manifestation of
the human organism? And to this, if we stand impartially and
seriously within the life of science, we can only reply
today: To the extent that thinking has had to withdraw
from the natural processes, contemplation of them can go on
trying to encompass thinking, but it cannot succeed.
Since it is methodologically excluded, thinking is also
really excluded from the natural processes. It is condemned to
be a mere semblance, not a reality.
Not
many people today, I believe, are fully conscious of the force
of this paradox; yet in the depths of their subconscious there
exists in countless numbers of people today an awareness
of it. Only as thinking beings can we regard ourselves as
human; it is in thinking that we find our human dignity —
and yet this, which really makes us into human beings,
accompanies us through the world as something whose reality we
cannot at present acknowledge, as a semblance. In
pointing to what is noblest in our human nature, we feel
ourselves to be in an area of non-reality.
This is something that burdens the soul of anyone who has
become seriously involved with the research methods both
of the inorganic sciences and of biology, and who wishes to
draw the consequences of these methods, rather than of
any individual results, for a philosophy of life.
Here, we may say, is something that can lead to bitter doubts
in the human soul. Doubts arise first in the intellect, it is
true; but they flow down into the feelings. Anyone who is able
to look at human nature more deeply and without prejudice
— in the way I shall be demonstrating in detail in the
lectures that follow — knows how the state of the spirit,
if it endures long enough, exerts an influence right down to
the physical state of the person, and how from this physical
state, or disposition, the mood of life wells up in turn.
Whether the doubt is driven down into our feelings or not
determines whether we stride courageously through life, so that
we can stand upright ourselves and have a healthy influence
among our fellow-men, or whether we wander through life
disgruntled and downcast — useless to ourselves and
useless to our fellow-men. I do not say — and the
lectures which follow will show that I do not need to say
— that what I have just been discussing must always
lead to doubt; but it can easily do so, unless science is
extended in the directions I shall be describing.
The
splendid achievements of science vis-ä-vis the
outside world make extraordinary demands on man's soul if, as
from the philosophical standpoint here expounded he certainly
must do, he adopts a positive attitude to science. They demand
that he should be capable of meeting doubt with something
stronger and more powerful than would otherwise be needed.
Whilst in this respect science would appear to lead to
something negative for the life of the soul, yet —
and this brings me to my second paradox — on the other
hand it has resulted in something extremely positive.
Here, I express once more a paradox that struck me particularly
when, more than twenty years ago now, I worked out my
The Philosophy of Spiritual Activity
and attempted,
whilst maintaining a truly scientific outlook on life, to
fathom the nature of human freedom.
[The German title of
The Philosophy of Spiritual Activity
is
Die Philosophie der Freiheit.]
For, with its conformity to law, science does easily lead, in
theory, to a denial of human freedom. In this respect, however,
science develops theories that are just the opposite of its
practical effect. When we go further and further into the
semblance nature of thinking and, by actually pursuing the
scientific attitude — not scientific
theories — arrive at a right inward experience of
that nature, then we conclude: if it is only a semblance and
not a reality, then the process of thought does not, like a
natural force, have a compelling effect. I may thus compare it
— and this is more than a mere comparison — to a
combination of mirror-images. Images before me cannot compel
me. Existent forces can compel me, whether they are
thought of as existing outside me or inside me; images
cannot compel me. If, therefore, I am able to conceive my moral
impulses within that pure thinking which science itself fosters
in us by its methods; if I can so shape moral impulses within
me that my attitude to their shaping is that to which science
educates me, then in these moral impulses conceived by
pure thinking I have, not compelling forces, but forces
and semblances that I myself am free to accept or not. That is
to say: however much science, from its very premises, is bound,
and with some justification, to deny freedom, yet in educating
him to semblance thinking it educates the man of our culture to
freedom.
These are the two poles, the one relating to the life of
thought and the other to the life of the will, with which the
human soul is confronted by present-day scientific opinions. In
distinguishing them, however, we indicate at the same time how
the scientific view of life points beyond itself. It must take
up some attitude towards human thinlting; yet it excludes that
thinking. By so doing, it suggests a method of research that
can be fully justified in the eyes of science and yet lead to a
comprehensible experience of thinking. It suggests, on
the other hand, that because it cannot itself arrive
theoretically at freedom, the scientific attitude must be
extended into a different region, precisely in order to attain
the sphere of freedom.
What I am presenting as a necessity deriving from science
itself — an extension into a region that science,
at least as understood today, cannot reach — is
attempted by the philosophy of life I am here advocating.
Today, of course, since it stands at the beginning of its
development, it can achieve this extension only imperfectly.
Yet the attempt must be made, because more and more people in
the civilized world today are being affected by the problems of
thinking and freedom that I have described. It is no longer
possible for us today to believe that only those in some way
involved with science are faced with demands and questions and
riddles of this kind. Even the remotest villages, to which no
scientific results of any consequence penetrate, are
nevertheless brought by their education to the kind of thinking
that science demands; and this brings with it, though quite
unconsciously as yet, uncertainty about human freedom. It is
therefore not only scientific questions that are involved here,
but quite clearly general human ones.
What it comes to is this: taking our stand on the ground of
scientific education, can we penetrate further along the path
of knowledge than does present-day science?
The
attempt to do so can be made, and made in such a way that the
methods used can be justified to the strictest scientist, and
made by paths that have been laid down in complete
accordance with the scientific attitude and with
scientific conscientiousness. I should like now, at the
start of my lectures, to go on to speak of these paths.
Yet, although many souls already unconsciously long for it, the
present-day path of knowledge is still not easy to explain
conceptually. In order that we may be able to understand
one another this evening, therefore, I should like to
introduce, simply as aids to understanding, descriptions of
older paths that mankind has followed in order to arrive
at knowledge lying beyond the ordinary region science deals
with today.
Much of what, it is believed today, should just remain an
article of faith and is accepted as ancient and honourable
tradition, leads the psychologically perceptive observer
of history back into age-old epochs of humanity. There, it
turns out that these matters of faith were sought after, as
matters of knowledge suited to their time, by certain
individuals through the cultivation of their own souls
and the development of hidden spiritual powers, and that they
thus genuinely constituted matters of knowledge. People today
no longer realize how much of what has emerged historically in
man's development was once actually discovered —
but discovered by earlier paths of knowledge.
When I describe these paths, I do so, of course, with the aid
of methods I shall outline later; so that in many cases those
who form their picture of the earlier epochs of mankind only
from outward historical documents, and not from spiritual
documents, may take exception to my description. Anyone who
examines impartially even the outward historical documents, and
who then compares them with what I shall have to say, will
nevertheless find no real contradiction. And secondly, I
want to emphasize that I am not describing these older paths of
knowledge in order to advocate them today. They suited earlier
epochs, and nowadays can even be harmful to man if, under
a misapprehension, he applies them to himself. It is simply so
that we shall understand each other about present-day ways of
knowledge that I shall choose two earlier ways, describe them,
and thus make clear the paths man has to walk today, if he
wishes to go beyond the sphere of scientific knowledge as it is
now understood.
As
I have said, I could select others from the wealth of earlier
ways of knowledge; but I am selecting only two. First, then, we
have a way which in its pure form was followed by individuals
in ancient times in the East — the way of yoga.
Yoga has passed through many phases, and the aspect to which I
shall attach the greatest value today is precisely one that has
come down to later epochs in a thoroughly decadent and
harmful state. What I shall be describing, the historian
will thus be forced, when considering later epochs, to present
as something actually harmful to mankind. But in successive
epochs human nature has experienced the most varied
developments. Something quite different suited human nature in
ancient epochs and in later ones. What could, in earlier times,
be a genuine means of cognition was later perhaps used only to
titillate man's itch for power over his fellow-men. This was
certainly not true of the earliest periods, the ones whose
practice of yoga I am describing.
What did it comprise, the way of yoga, which was followed in
very ancient times in the Orient by individuals who were
scholars, to use the modern term, in the higher sphere? It
comprised among other things a particular kind of
breathing exercise. (I am singling out this one from the
wealth of exercises that the yoga pupil or the yoga scholar,
the yogi, had to undertake.) When nowadays we examine our
breathing, we find that it is a process which for the most part
operates unconsciously in the healthy human organism. There
must be something abnormal about the man who is aware of his
breathing. The more naturally the process of breathing
functions, the better it is for ordinary consciousness and for
ordinary life. For the duration of his exercises,
however, when he wished to develop cognitive powers that are
merely dormant in ordinary consciousness, the yogi
transformed the process of respiration. He did so by
employing a length of time for inhaling, for holding the breath
and for exhaling, different from that used in ordinary,
natural breathing. He did this so as to make conscious the
process of respiration. Ordinary respiration does not become
conscious. The transformed respiratory rhythm, with its timing
determined by human volition, is entirely conscious. But
what is the result? Well, we have only to express ourselves in
physiological terms to realize what the yogi achieved by making
conscious his respiration. When we breathe in, the respiratory
impulse enters our organism; but it also goes via the spinal
cord into the brain. There, the rhythm of the respiratory
current combines with those processes that are the physical
carriers of mental activity, the nerve and sense
processes. Actually, in our ordinary life, we never have
nerve and sense processes alone; they are always permeated by
our respiratory rhythm. A connection, interaction,
harmonization of the nerve and sense processes and of
respiration always occurs when we allow our minds to function.
By transmitting his altered respiratory rhythm into the
nerve and sense process in a fully conscious way, the
yogi also made a conscious connection between the respiratory
rhythm and the thought rhythm, logical rhythm or rather logical
combination and analysis of thoughts. In this way he altered
his whole mental activity. In what direction did he alter it?
Precisely because his breathing became fully conscious,
his thoughts permeated his organism in the same way as did the
respiratory current itself. We could say that the yogi set his
thoughts moving on the respiratory currents and, in the inner
rhythm of his being, experienced the union of thought and
breath. In this way, the yoga scholar raised himself above the
mass of his fellow-men and was able to proclaim to them
knowledge they could not gain for themselves.
In
order to understand what was really happening here, we must
look for a moment at the particular way in which
knowledge earlier affected the ordinary, popular
consciousness of the masses.
Nowadays, when we look out at the world, we attach the greatest
value to seeing pure colours; to hearing pure sounds, when we
hear sounds; and similarly to obtaining a certain purity in the
other perceptions — such purity, that is, as the sensory
process can afford. This was not true for the
consciousness of men in older civilizations. Not that, as a
certain brand of scholarship often mistakenly believes, people
in earlier times projected all sorts of imaginings on to
nature: the imagination was not all that unusually active.
Because of man's constitution at that time, however, it was
quite natural for older civilizations not to see only pure
colours, pure sounds, pure qualities in the other senses, but
at the same time to perceive in them all something spiritual.
Thus, in sun and moon, in stars, in wind and weather, in spring
and stream, in the creatures of nature's various realms, they
saw something spiritual where we today see pure colours and
hear pure sounds, the connection between which we only later
seek to understand with the aid of purified thinking. And there
was a further consequence of this for earlier humanity: that no
such strong and inwardly fortified self-consciousness as we
have today existed then. Besides perceiving something spiritual
in everything about him, man perceived himself as a part of
this whole environment; he did not separate himself from
it as an independent self. To draw an analogy, I might say: If
my hand were conscious, what would it think about itself?
It would conclude that it was not an independent entity, but
made sense only within my organism. In some such way as this,
earlier man was unable to regard himself as an independent
entity, but felt himself rather a part of nature's whole, which
in turn he had to see as permeated by the spiritual.
The
yogi raised himself above this view, which implied the
dependence of the human self. By uniting his
thought-process with the process of respiration that fills all
man's inner substance, he arrived at a comprehension of the
human self, the human I. The awareness of personal
individuality, implanted in us today by our inherited qualities
and, if we are adults, by our education, had in those earlier
times to be attained, indirectly, through exercises. The
consequence was that the yogi obtained from the
experience of self something quite different from what we
do. It is one thing to accept something as a natural
experience, as the sense of self is for us, and quite another
to attain to it by the paths that were followed in early
Eastern civilization. They lived with what moves and
swells and acts in the universe; whereas today, when we
experience all this from a certain elevation, we no longer know
anything of the universe directly. The human self,
therefore, the true nature of the human soul manifested
itself to the yogi through his exercise. And we may say: since
what could be discovered in this way passed over as revelation
into the general cultural consciousness, it became the
subject-matter of extremely important early products of the
mind.
Once again, let me mention one of many. Here we have an
illumination from the ancient Orient, the magnificent song
Bhagavad-Gita. In the Gita we have the experience of
self-awareness; it describes wonderfully, out of the deepest
human lyricism, how, when by experiencing he recognizes it and
by recognizing he experiences it, this self leads man to a
sympathy with all things, and how it manifests to him his own
humanity and his relationship with a higher world, with a
spiritual and super-sensible world. In ever new and marvellous
notes, the Gita depicts this awareness of the self in its
devotion to the universal. To the impartial observer of
history, who can immerse himself in these earlier times, it is
clear that the splendid notes of the Gita have arisen from what
could be experienced through these exercises in
cognition.
This way of attaining knowledge was the appropriate one for an
earlier epoch of civilization in the Orient. At that time, it
was generally accepted that one had to retire into solitude and
a hermit's life if one sought connection with
super-sensible worlds. And anyone who carried out such exercises
did condemn himself to solitude and the life of the hermit; for
they bring a man into a certain state of sensibility and make
him over-sensitive towards the robust external world. He must
retire from life. In earlier times it was just such solitary
figures who were trusted by their fellow-men. What they had to
say was accepted as knowledge. Nowadays, this no longer suits
our civilization. People today rightly demand that anyone they
are to trust as a source of knowledge should stand in the
midst of life, that he should be able to hold his own with the
robustness of life, with human labour and human activity as the
demands of the time shape them. The men of today just do not
feel themselves linked, as the men of earlier epochs did, to
anyone who has to withdraw from life.
If
you reflect carefully on this, you will conclude: present-day
ways of knowledge must be different. We shall be speaking of
these in a little while. But before doing so, and again simply
by way of explanation and not with any idea of recommending it,
I want to describe the principles underlying a way that was
also appropriate to earlier times — the way of
asceticism.
The
way of asceticism involved subduing and damping down bodily
processes and needs, so that the human body no longer
functioned in its normal robust fashion. Bodily functions were
also subdued by putting the external physical organism into
painful situations. All this gave to those who followed this
ascetic path certain human experiences which did indeed bring
knowledge. I do not, of course, mean that it is right to
inhibit the healthy human organism in which we are born into
this life on earth, where our aim is to enable this organism to
be effective in ordinary life. The healthy organism is
unquestionably the appropriate one for external sensuous
nature, which is after all the basis of human life between
birth and death. Yet it remains true that the early ascetics,
who had damped down this organism, did in fact gain pure
experience of their spirituality, and knew their souls to
inhabit a spiritual world. What makes our physical and sensuous
organism suited for the life between birth and death is
precisely the fact that, as the ascetics' experiences were able
to show, it hides from us the spiritual world. It was, quite
simply, the experience of the early ascetics that by damping
down the bodily functions one could consciously enter the
spiritual worlds. That again is no way for the present. Anyone
who inhibits his body in this way makes himself unfit for life
among his fellow-men, and makes himself unfit
vis-à-vis himself as well. Life today demands men
who do not withdraw, who maintain their health and indeed
restore it if it is impaired, but not men who withdraw from
life. Such men could inspire no confidence, in view of the
attitude of our age. Although the path of asceticism certainly
did lead to knowledge in earlier times, it cannot be a path for
today.
Yet
what both the way of yoga and the ascetic way yielded in
knowledge of the sensible world is preserved in ancient and, I
would say, sacred traditions, and is accepted by mankind today
as satisfying certain needs of the soul. Only people are not
interested to know that the articles of faith thus
accepted were in fact discovered by a genuine way of knowledge,
if one no longer suited to our age.
Today's way of knowledge must be entirely different. We have
seen how the one way, yoga, tried to arrive at thinking
indirectly, through breathing, in order to experience this
thinking in a way in which it is not perceived in ordinary
life. For the reason already given, we cannot make this detour
via breathing. We must therefore try to achieve a
transformation of thinking by other means, so that through this
transformed thinking we can reach knowledge that will be a kind
of extension of natural knowledge. If we understand ourselves
correctly, therefore, we shall start today, not by manipulating
thinking indirectly via breathing, but by manipulating it
directly and by doing certain exercises through which we make
thinking more forceful and energetic than it is in ordinary
consciousness.
In
ordinary consciousness, we indulge in rather passive
thinking, which adheres to the course of external events.
To follow a new super-sensible way of knowledge, we place
certain readily comprehended concepts at the centre of our
consciousness. We remain within the thought itself. I am aware
that many people believe that what I am now going to describe
is present already in the later way of yoga, for example in
that of Patanjali. But as practised today, it certainly does
not form a part of Eastern spirit-training — for, even if
a man carried out the yoga exercises nowadays, they would
have a different effect, because of the change in the human
organism, from the effect they had on the people of earlier
epochs.
Today, then, we go straight to thinking, by cultivating
meditation, by concentrating on certain subjects of
thought for longish periods. We perform, in the realm of the
soul, something comparable to building up a muscle. If we
use a muscle over and over again in continuous exertion,
whatever the goal and purpose, the muscle must develop. We can
do the same with thinking. Instead of always submitting, in our
thinking, to the course of external events, we bring into the
centre of our consciousness, with a great effort of will,
clear-cut concepts which we have formed ourselves or have been
given by someone expert in the field, and in which no
associations can persist of which we are not conscious; we shut
out all other consciousness, and concentrate only on this one
subject. In the words Goethe uses in Faust, I might say:
Yes, it is easy — that is, it appears so — yet the
easy is difficult. One person takes weeks, another months, to
achieve it. When consciousness does learn to rest and rest
continually upon the same content, in such a way that the
content itself becomes a matter of complete indifference, and
we devote all our attention and all our inward experience to
the building up and spiritual energization of mental
activity, then at last we achieve the opposite process to what
the yogi went through. That is, we tear our thinking away from
the process of respiration.
Today, this still seems to people something absurd, something
fantastic. Yet just as the yogi pushed his thinking into his
body, to link it with the rhythm of his breath and in this way
experience his own self, his inner spirituality, so too
we release thinking from the remnant of respiration that
survives unconsciously in all our ordinary thinking. You will
find the systematic exercises described in greater detail
in my book
Knowledge of the Higher Worlds and Its Attainment,
or in another one,
Outline of Occult Science,
or again in
Riddles of the Soul
[No English translation of this book,
von Seelenrätseln, has yet been published.
{since the publication of this book, it has been. - e.Ed}]
and other books of mine. By these means, one gradually succeeds
not only in separating the thought sequence from the respiration
process, but also in making it quite free of corporeality. Only
then does one see what a great service the so-called
materialistic, or rather mechanistic, outlook on life has
rendered to mankind. It has made us aware that ordinary
thinking is founded on bodily processes. From this can stem the
incentive to seek a kind of thinking no longer founded on
bodily processes. But this can only be found by building
up ordinary thinking in the way described. By doing so, we
arrive at a thinking set free from the body, a thinking that
consists of purely psychic processes. In this way, we
come to know what once had a semblance nature in us — as
images only to begin with, but images that show us life
independent of our corporeality.
This is the first step towards a way of knowledge suited to
modern man. It brings us, however, to an experience that is
hidden from ordinary consciousness. Just as the Indian yogi
linked himself in his thinking with the internal rhythm of
respiration, and so also with his spiritual self which
lives in the respiratory rhythm, just as he moved
inwards, so we go outwards. By tearing our logical thinking
away from the organism to which it is actually connected, we
penetrate with it into the external rhythm of the world, and
discover for the first time that such a rhythm exists. Just as
the yogi made conscious the inner rhythm of his body, so we
become conscious of an external world rhythm. If I may express
myself metaphorically: in ordinary consciousness, what we do is
to combine our thoughts logically and thus make use of thinking
to know the external sensuous world. Now, however, we allow
thinking to enter a kind of musical region, but one that is
undoubtedly a region of knowledge; we perceive a
spiritual rhythm underlying all things; we penetrate into the
world by beginning to perceive it in the spirit. From abstract,
dead thinking, from mere semblance thinking, our thinking
becomes a vitalized thinking. This is the significant
transition that can be made from abstract and merely logical
thinking to a vital thinking which we clearly feel is capable
of shaping a reality, just as we recognize our process of
growth as a living reality.
With this vital thinking, however, we can now penetrate deeper
into nature than with ordinary thinking. In what way? Let me
illustrate this from present-day life, although the example is
a much-disputed one. Nowadays, we may direct our abstract
mental activity, by observation and experiment, on to a higher
animal, for instance. With this thinking, we create for
ourselves an internal image of how the organs of the animal are
arranged: the skeleton, musculature, etc., and how the vital
processes flow into one another. We make a mental image of the
animal. Then, with the same thinking, we pass to man, and once
again make a mental image of him — the configuration of
his skeleton, his musculature, the interaction of his
vital processes, etc., etc. We can then make an external
comparison between the two images obtained. If we tend
towards a Darwinian approach, we shall regard man as
being descended from animals through an actual physical
process; if we are more spiritually and idealistically
inclined, we imagine the relationship differently. We
will not go into that now. The important point is that there is
something we cannot do: because our thinking is dead and
abstract, we are not in a position — once we have formed
a mental image of the animal — out of the inner life
of thinking itself to pass over from that into the image of
man. Instead, we have first to extract our ideas, or mental
images, from the sensory realities, and then to compare these
ideas with one another. When, on the other hand, we have
advanced to vital thinking, we do indeed form a mental image
still, but now it is a living mental image, of the
skeleton, the musculature, and the interaction of vital
processes in the animal. Because our thought has now become a
vital one, we can pursue it inwardly as a living structure and
pass over in the thought itself to the image of man. I
might say: the thought of the animal grows into the thought of
the man. How this works I can only suggest by means of an
example.
Faced with the needle of a magnet, we know that there is only
one position in which it remains at rest, and that is when its
axis coincides with the North-South direction of the earth's
magnetism. This direction is exceptional; to all other
directions the needle is indifferent. Everything in this
example becomes for vital thinking an experience about total
space. For vital thinking, space is no longer an aimless
juxtaposition, as it is for dead and abstract thinking. Space
is internally differentiated, and we learn the significance of
the fact that in animals the spine is essentially horizontal.
Where this is not the case, we can demonstrate from a more
profound conformity to law that the abnormality is
particularly significant; but essentially an animal's
spine lies in the horizontal plane — we may say, parallel
to the surface of the earth. Now it is not immaterial whether
the spinal cord runs in this direction or in the vertical
direction to which man raises himself in the course of his
life. In vital thinking, accordingly, we come to know that, if
we wanted to set upright the line of the animal, that is to
orientate it differently in the universe, we should have to
transform all its other organs. Thought becomes vital simply
through the rotation of ninety degrees from the vertical
to the horizontal orientation. We pass over in this way, by an
inward impulse, from the animal to the human shape.
Thereby, we enter into the rhythm of natural process and so
reach the spiritual foundation of nature. We attain, in our
vital thought, something with which we can penetrate into the
growth and progress of the external world. We reach once more
the secrets of existence, from which we departed in the course
of human development with the unfolding of ego-consciousness,
the feeling of self.
Now
you can all raise a weighty objection here. You can say, for
example: there have indeed been individuals with this kind of
thinking, ostensibly vital; but the present time, with its
insistence on serious research, has rightly turned away
from “vital thinking” as it was expounded, for
instance, by the philosopher Schelling or the natural
philosopher Oken. I myself agree entirely with those who raise
this kind of objection; there is something quite fantastic,
something that leaves reality behind and breathes no actuality,
about the way in which mental images gained from external
processes and substances are inwardly vitalized by Oken and
Schelling and then applied to other natural facts and
creatures, in order to see “in the manner of
nature.” So long as our vital thinking does not pass on
to a mode of knowledge other than this we cannot, even with its
aid, reach any assurance of reality. Only by adding exercises
of will to the exercises of thought do we secure in vital
thoughts a guarantee of spiritual reality.
Exercises of the will can be characterized as follows.
Let
us be quite honest with ourselves. In ordinary life, if we
think back ten or twenty years, we have to conclude: in the
actual content of the life of our soul, we have in many ways
become different people; but we have done so by
submitting more or less passively, as children to heredity,
environment and education, and in later life to life
itself. Anyone who wishes to attain knowledge of spiritual
reality must take in hand, if I may use this somewhat coarse
expression, by an inner education and discipline of the
will, what is usually experienced rather passively. Here again
you will find the relevant exercises, which are intimate
exercises of the soul, described in the books I have named.
Today, I can only indicate briefly what is involved.
At
present, we have certain habits that perhaps we did not have
ten years ago, since life has only recently imposed them on us.
Similarly, we can decide to adopt these or those qualities of
character. The best thing is to assume qualities of character
for whose shaping you have to work on yourself for years on
end, so that you must direct attention over and over again to
that strengthening and fortifying of the will which is
connected with such self-discipline. If you take in hand the
development of your will like this, so that you in part make of
yourself what the world would otherwise make of you as a
person, then the vital thoughts into which you have found your
way by meditation and concentration take on a quite special
aspect for your experience. That is, increasingly they become
painful experiences, inward experiences through suffering, of
the things of the spirit. And in the last analysis nobody can
attain to higher knowledge who has not passed through these
experiences of suffering and pain. We must pass through and
conquer these experiences, so that we incorporate and go
beyond them, gaining an attitude of indifference to them
once more.
What is going on here can be represented as follows: take the
human eye (what I am saying here could be expounded
scientifically in every detail, but I have time only for
a general outline): as light and colours affect it, changes
occur in its physical interior. Earlier mankind
undoubtedly perceived these as suffering and mild pain; and if
we were not so robust and did not remain indifferent to them
because of our make-up, we could not help also experiencing the
changes in eye and ear as mild pain. All sensory perception is
ultimately grounded on pain and suffering.
In
thus permeating the entire life of our soul painfully and in
suffering with vital thought, we do not permeate the body with
pain and suffering as does the ascetic; we keep it healthy to
suit the demands of ordinary life; but we inwardly and
intimately experience pain and sorrow in the soul. Anyone
who has gone some way towards higher knowledge will always tell
you: The pleasure and joy that life has brought me I
gratefully accept from fate; but I owe my knowledge to my pain
and suffering.
In
this way, life itself prepares the seeker after knowledge for
the fact that part of the path he travels involves the conquest
of suffering and pain. For if we overcome this suffering and
pain, we make our entire psychic being into a
“sense-organ,” or rather a spirit-organ, just as
through our ordinary senses we look into and listen to the
physical world. I do not need to discuss epistemological
considerations today. I am naturally familiar with the
objection that the external mode of knowledge must first
also be investigated; but that does not concern us today. What
I want to say is simply this: that, in the same sense in which
in ordinary life we find the external physical world
authenticated by our sensory perceptions, we find, after the
soul's suffering has been conquered, the spiritual world
authenticated by the soul-organ or spirit-organ which as a
complete spiritual being we have become.
Let
us call this way of looking “modern exact
clairvoyance,” by contrast with all earlier nebulous
clairvoyant arts, which belong to the past. With it, we can
also penetrate into the eternal substance of man. We can
penetrate with exactitude into the meaning of human
immortality. But consideration of this must be reserved for
tomorrow's lecture, where I shall be speaking about the special
relationship of this philosophy of life to the problems of
man's psyche. Today, I wished to show how, in contrast to
earlier ways of knowledge, man can attain a modern
super-sensible way of knowledge. The yogi sought to move
into the human substance and reach the self; we seek to
move out to the rhythm of the world. The ancient ascetic
depressed the body in order to ex-press spiritual experience
and allow it to exist independently. The modern way of
knowledge does not incline to asceticism; it avoids all arts of
castigation and addresses itself intimately to the very life of
the soul. Both the modern ways, therefore, place man entirely
inside life. Whereas the ways of asceticism and yoga drew men
away from life.
I
have tried today to describe to you a way that can be
followed by developing powers of knowledge, now sleeping
in the soul, in a more spiritual sense than they were formerly
developed.
By
doing this, however (I should like to suggest in conclusion),
we also reach deeper into the essence of nature. The philosophy
of life of which I speak stands in no sort of opposition to the
science of today. On the contrary, it takes precisely the
genuine mood of enquiry which is there in scientific research
and, through its exercises, develops this as a separate human
faculty. Science today seeks exactness and feels particularly
satisfied if it can achieve it by the application of
mathematics to natural processes. Why is this? It is
because the perceptions with which external nature
provides us, through the senses, for observation and experiment
are wholly outside us. We permeate them with something we
develop solely in our innermost human entity — with
mathematical knowledge. And Kant's saying is often quoted and
even more often practised by scientific thinkers: In all true
knowledge there is only so much science as there is
mathematics. This is exaggerated if we are thinking of ordinary
mathematics. And yet, when we apply these to lifeless natural
phenomena, and nowadays even regard it as an ideal, for
instance, to be able to count the chromosomes in the
blastoderm, we reveal how satisfied we are if we can permeate
with mathematics what otherwise stands outside us. Why? Because
mathematics is experienced inside us with immediate certainty:
we often have to represent this experience to ourselves
by means of diagrams, but the diagrams are not essential to the
certainty, the truth. Things mathematical are seen and
discovered within us, and what we find within us we connect
with what we see outside. In this way we feel satisfied.
Anyone who perceives this process of cognition in its entirety
must conclude: things can satisfy man as knowledge and lead to
a science only if they rest on something he can really
experience and observe through his inner powers. With the aid
of mathematics, we can penetrate into the facts and
structures of the inanimate world; but we cannot move
more than a little way at most, and that somewhat primitively,
into the organic world. We need a way of looking as exact as
that of mathematics with which to penetrate into the higher
processes of the outside world. Even one of the outstanding
representatives of the school of Haeckel has expressly admitted
that we must advance to an entirely different type of
research and observation if we wish to move up from the
inorganic into the organic realm of nature. For the inorganic,
we have mathematics, geometry; for the organic, the
living, we have nothing as yet that corresponds to a triangle,
a circle, or an ellipse. By vital thinking we shall achieve
them: not with the ordinary mathematics of numbers and figures,
but with a higher mathesis, a qualitative approach
working creatively, one which — and here I must say
something which many people will find abominable — which
touches the realm of the aesthetic.
By
penetrating with mathematics of this kind into worlds that we
cannot otherwise penetrate, we extend the scientific attitude
upwards into the biological sphere. And we may be sure that
eventually the epoch will come when people will say: earlier
times rightly emphasized that the amount of science extracted
from inorganic nature is proportional to the amount of
quantitative mathematics, in the broadest sense, that can
be applied to it; the amount of science extracted from the
vital processes is proportional to the extent to which we
can probe them with a living thought structure and an exact
clairvoyance.
People will not believe how close this modern kind of
clairvoyance is, in reality, to the mathematical outlook.
Eventually, when it is realized how, from the spirit of modern
knowledge of nature, knowledge of spirit can be gained, this
spiritual science will be found to be justified precisely from
the standpoint of our modern knowledge of nature. It has no
wish to run counter to the important and imposing results of
natural science. It seeks to attempt something different: we
can look with our external senses at the physical form of
someone standing before us — his gestures, his play of
feature, the individual expression of his eyes — and yet
perceive merely externals, unless we look through all this to
something spiritual in him, by which alone the whole man stands
before us. In the same way, unless we travel the ways of the
spirit, we look with science only at the external physiognomy
of the world, its gestures and its mask. Only when we penetrate
beyond the outward physiognomy that natural phenomena
present to us, beyond the mask and gestures, into the spiritual
region of the world, do we recognize something to which we are
ourselves related, something of the eternal in the world.
That is the aim of the spiritual science whose methods I have
sought to describe to you today by way of introduction. It does
not wish to oppose triumphant modern science, but to accept it
fully in its importance and substance, just as we accept fully
the external man. But just as we look through the external man
at the soul, so it seeks to penetrate through natural laws, not
in a lay and dilettante fashion, but with a serious approach,
to the spiritual element underlying the world. And so this
spiritual science seeks not to create any kind of opposition to
natural science, but to be its soul and spirit.
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