The lectures of 18th and 24th September, 1916 on pre-Columbian
America, to which this introduction is devoted, contain one obvious
and central contradiction: on the one hand there is the universally
accepted knowledge that on the occasion of human sacrifices it was the
heart that was plucked out, while Steiner on the other states clearly
that it was the stomach. So in all that follows we shall have two
purposes in mind. It is not our intention to make use of all the
documents that are available to us, but rather to deal in a precise
manner with a few of them which seem to provide some confirmation of
Steiner's statements. We shall then conclude by providing the reader
with some thoughts of a methodological nature about the study of the
oral and visual evidence for pre-Columbian Mexican spirituality.
Before embarking on the subject itself it seems to us to be most
important to consider at some length a few of the characteristics of
the existing documents. First of all, they are very scarce, and they
contain many gaps. The architectural remains, the stonework and crafts
in general have provided some substantial information on Middle
American culture, whereas the written documents, what we may call in
general the conceptual material, is very poor. Three, or possibly four
Maya manuscripts survive, which may or may not be correctly
deciphered, as against 27 others destroyed by Fray Diego de Landa in
1562, all the documents described for example by Alonso Ponce in 1588,
some or all of which he may have seen, together with all those
described by José de Acosta in 1590 and Pedro Sanchez de Aguilar in
1639. Most of the manuscripts assembled by later collectors such as
the Frenchman Abbé Charles Etienne Brasseur de Bourbourg were lost, as
well as those destroyed in 1847 during the civil war in Yucatan, the
so-called “war of the castes.” Such a total of manuscripts
is beyond computation, and to these must be added the numberless
chronicles destroyed in Upper Yucatan in 1870.
The Mexican manuscripts in the strict sense of the word have
experienced similar vicissitudes, though from a historical viewpoint
they were even more spectacular. The fifteen “codices” in
our possession, even if we include other texts such as the monumental
collection of Sahagun and the Annals of Cuauhtitlan, are only a few
remnants of what at one time was a vast corpus. Itzcoatl, the fourth
Aztec king (1427-1440) commanded all the documents of the subject
peoples to be destroyed, while Juan de Zumarraga, the first bishop of
Mexico, was responsible for the auto-da-fe in 1528 of a “small
mountain” of manuscripts heaped up by missionaries in the
marketplace of Tezcoco.
Even though we examine with the greatest care the few crumbs that
remain in the hope of extracting as much information from them as
possible, it must be recognized that for purely statistical reasons
they cannot provide any kind of a overall panorama of the cultural
reality of Mexico in the historical sense of the term. And this
remains true even when we take into account also such useful material
as is to be gleaned from the iconography of the stonework or general
ornamentation, which is necessarily fragmentary. However ingenious
those investigators who rely on these documents may be, they will
never be able to extract from them what is not there — and there
can be no doubt that what is missing is the greatest part of Mexican
culture. For this reason it is not logically possible to use this tiny
fragment of pre-Columbian history for the purpose of trying to refute
the work of a spiritual investigator.
We shall now proceed to a point by point comparison between the
indications given by Steiner in his two lectures on the subject, and
the various documents that are available. The most important is the
Codex Florentin of Sahagun (here abbreviated to Sah.) in the
remarkable Anglo-Nahuatl edition of Anderson and Dibble published from
1950 to 1961 by the University of New Mexico at Santa Fe (General
History of the Things of New Spain).
Steiner places the original Meso-American mysteries long before the
beginning of our era. For this epoch, which covers the pre-classical
and probably also the classical periods, all documents are therefore
lacking. Moreover, we many easily imagine that the iconography
evidence, as for example for the second period of Teotihuacan, will
scarcely offer us any indications because of the secret character of
this high (if degraded) initiation. It seems hopeless to expect to
find external traces of this initiation in view of the fact that most
Mexican art was of a public nature, whether employed for the
ornamentation of the temples or for such artisinal products as
pottery. Since the veil of secrecy regarding initiation could have
been lifted only as the result of a betrayal, it is in the highest
degree unlikely that anything bearing on it could have survived. And
it was precisely at the period we are discussing that the Mysteries
reached their highest point, not when the cult of Taotl was in
decline. It my well be that there was such a decline after the
destruction of the great black magician mentioned by Steiner, and that
this was accompanied by the growth of theocracy — for which the
architectural and theological vigor of Teotihuacan II and III provides
evidence. With regard to objects having an esoteric character and for
this reason not public, the case might be different. We shall return
to this point later, while always keeping in mind Juan de Zumarraga's
boast that he destroyed 20,000 “idols.”
The only indications that it would be reasonable to look for are oral
traditions from very much earlier transcribed into the Nahuatl
language at a time when such knowledge was no longer forbidden. It is
of course a well known fact that the failure to commit oral literature
to writing has the effect of preserving it better than when it is, as
we say, “fixed” in writing. Even if transmission by word of
mouth involves numerous changes, especially in a period when an
earlier original spirituality is in decline, nevertheless oral
transmission does still contain an inner impulse necessarily lacking
in a written document.
Steiner begins by speaking of Taotl:
“Before the discovery of America, there were mysteries of the
most varied kind in the western hemisphere. ... Like a single central
power whom all followed and obeyed, a kind of spectral spirit was
revered. ... This spirit was called by a name that sounded something
like Taotl.”
The Florentine manuscript contains in several places the word
teutl (e is the vowel preferred by modern scholars) god, or
teteuh, gods, in the categorical meaning of the term.
“First Chapter, which telleth of the highest of the gods
(teteuh).
“Second Chapter, which telleth of the god (teutl) ...” (Sah. I).
The same word is used by the Aztecs in addressing Cortés: “May
the god (in teutl) deign to hear ...” (Sah. XII).
In taking account of Steiner's indications we are faced with a process
of abstraction that developed in the course of time, by which the
“single central power” spoken of by Steiner and common to
all the mysteries has become the collective “concept”
of the gods. Such a process extending over thousands of years seems
plausible to us.
The second point, which we shall examine, concerns Uitzilopochtli (or
Vitzliputzli, as the name was transcribed in Steiner's account). In
the lecture of September 18th the words appear: “At a certain
time a being was born in Central America who set himself a definite
task within this culture. The old ... inhabitants of Mexico ... said
that he had entered the world as the son of a virgin, who had
conceived him through super earthly powers, inasmuch as it was a
feathered being (called in the lecture of 24th September a
“bird”) from the heavens who impregnated her.” The
later lecture also makes it clear that “Vitzliputzli was a human
being, a being who appeared in a physical body.”
So it is a question here of the incarnation of a spiritual being who
was not a human being in the usual sense of the term. It was only his
incarnation in a physical body that made him similar to men. This
corresponds very exactly with what is to be found in the Codex
Florentin (Sah. I):
“First Chapter, which telleth of the highest of the gods whom
they worshipped ... Uitzilopochtli ... was only a common man ...”
The legend to which Steiner refers forms an integral part of the Codex
(Sah. III):
“And once ... feathers descended upon her — what was like a
ball of feathers. ... Thereupon by means of them Coatl icue conceived
[Uitzilopochtli].”
The following are the principal features of the mission of
Uitzilopochtli, as Steiner gives them, in connection with the great
initiate of the Toatl cults, whom he does not name:
“At this time in Central America a man was born who was destined
by birth to become a high initiate of Taotl ... This was one of the
greatest black magicians, if not the greatest ever to tread the
earth ...”
“Then a conflict began between this super-magician and the being
to whom a virgin birth was ascribed, and one finds from one's research
that it lasted for three years. ... The three-year conflict ended when
Vitzliputzli was able to have the great magician crucified, and not
only through the crucifixion to annihilate his body but also to place
his soul under a ban, by this means rendering its activities powerless
as well as its knowledge. Thus the knowledge assimilated by the great
magician of Taotl was killed.”
The continuation of the legend quoted by Steiner deals with the way
Uitzilopochtli came into the world (Sah. III).
“At Coatepec ... there lived a woman named Coatl icue, mother of
the Centzonuitznaua. And their elder sister was named Coyolxauhqui ...
Coyolxauhqui said to them: ‘My elder brothers, she hath dishonored us.
We [can] only kill our mother ...’ And upon this the Centzonuitznaua ...
when they had expressed their determination that they would kill their
mother, because she had brought about an affront, much exerted
themselves ... But one who was named Quauitl icac ... informed
Uitzilopochtli [who was not yet born]. And Uitzilopochtli said to
Quauitl icac ‘... I already know what I shall do ...’
Then Quauitl icac said to him: ‘... At last they arrive here’ ... And
Uitzilopochtli just then was born ... He pierced Coyolxauhqui, and then
quickly struck off her head ... And Uitzilopochtli then arose; he
pursued, gave full attention to the Centzonuitznaua; he pursued all of
them around Coatepetl. Four times he chased them all around ... he
indeed destroyed them; he indeed annihilated them; he indeed
exterminated them ... And only very few fled his presence.”
It is startling to recognize how well these lines agree with what
Steiner has given, and how fifteen centuries of oral tradition have
only slightly altered the facts made available by occult
investigation. According to Steiner's indications regarding the
differences between white and black magic, the latter includes a
strong dose of egoism, and permits the magician to investigate his own
future for selfish aims (a practice, as Steiner often pointed out,
forbidden to true occultists). The legend confirms this element of
black magic when it speaks of the foreseeing of the birth of
the man who is to fight against the forces of evil, and of the attempt
made to prevent his incarnation. This is clearly shown in the dialogue
between Quauitl icac and Uitzilopochtli who, though not yet born, is
fully conscious of his own mission. The three-year struggle indicated
by Steiner has a good correspondence with the four times that the
Centzonuitznauas were chased around Coatepetl, before they were
finally wiped out. Since the great Taotl initiate would naturally be
supported by a powerful troop of helpers all equally devoted to evil,
the legend confirms that this was indeed the case when it speaks of
how the Centzonuitznaua — i.e., the multitude of the Uitznaua
— were “exterminated,” and “very few fled his
presence” (i.e., not all), thus confirming that the mysteries
continued to exist, even though, as indicated by Steiner, they had
lost the greater part of their power.
One further remark on this subject, to be taken into consideration
only as a possibility, a hypothesis. Steiner does not indicate the
name of the great initiated black magician. The legend, however, is
most explicit on the matter. The feminine personage (this would be
part of the alteration over the centuries) who was the first to wish
to prevent Uitzilopochtli from coming into the world, and who was the
first to be killed (pierced, as the legend says, in this
suggesting the crucifixion) since she was the principal enemy, is
Coyolxauhqui (Coyolli meaning fish-hook and xauhqui meaning adorned or
decorated). Might this not be the name, or a corruption of the name of
the great black magician? And indeed it may be easily imagined that a
personage of this kind did not take part personally in the struggle
against Uitzilopochtli and his forces, but was only the inspirer of
the war waged by his (her?) troops to preserve his knowledge and power
intact against the most deadly of his enemies.
The only real contradiction in our hypothesis results from the
reversing of the time sequence. According to Steiner it was at the end
of the Three Years' War that the black magician was put to death,
whereas in our quotation the death of Coyolxauhqui occurred before the
final disastrous conflict. This could be a question of one more
alteration, or one could perhaps entertain the hypothesis that the
magician's name was Uitznaua, or, more likely, a variant of this
name-Uitznaua being a plural word designating a Mexican tribe.
The Aztec rites at the period of the Conquest were only a vestige of
what was “flourishing” at the beginning of our era. In view
of the particular character of these rites it is in keeping with them
that a demonical character should have been attributed to
Uitzilopochtli. As Sahagun says, “Uitzilopochtli was ... an omen
of evil.” (Sah. I). But their transitory character by comparison
with the original orientation of these rites in the past might well
have resulted in an all-embracing syncretism, combined with fear and
veneration toward Uitzilopochtli. And indeed the documents do give
evidence of this mixture. The “diabolical” Uitzilopochtli is
at the same time the god of a paradise that is fervently desired. As
Cortés says in his Third Letter: “They all desired to die and go
to ‘Ochilibus’ (Uitzilopochtli) in heaven, who was awaiting
them ...” This attitude is also to be found in their desire to be
impregnated by this divinity as demonstrated in numerous religious
ceremonies. “And of those who ate it, it was said, “they
keep the god.” (Sah. III).
Steiner's third statement gives us information about Tezcatlipoca.
“Many opposing sects were founded with the objective of
countering this devilish cult (of Taotl). One such sect was that of
Tezcatlipoca. He too was a being who did not appear in a physical
body, but who was known to many of the Mexican initiates, in spite of
the fact that he lived only in an etheric body.”
Compare this with the story as told by Sahagun:
“Third Chapter, which telleth of the god named Tezcatlipoca ...
he was considered a true god ...” (Sah. I).
“... even as an only god they believed in him ... he was
invisible, just like the night, the wind. When sometimes he called out
to one, just like a shadow did he speak.”(Sah. III).
By contrast with Uitzilopochtli who was both god and man,
Tezcatlipoca is a real, veritable god, a clear confirmation of
what Steiner says. This is reinforced by a striking agreement: The
initiate (that is, “one,” i.e., aca (somebody)
perceives “just like a shadow” (can iuhquj ceoalli,
literally, only like shadow), that is to say, the etheric, the etheric
body being remarkably suggested by the nahuatl term. Ceoalli
means “the shadow made by the body when it intercepts the
light;” not a shadow in the abstract sense, but something that is
similar to the physical without actually being physical.
Let us continue with Sahagun: “When he (Tezcatlipoca) walked on
the earth, he quickened vice and sin. He introduced anguish and
affliction. He brought discord among people. ... But sometimes he
bestowed riches — wealth, heroism, valor. ...” (Sah. I).
Since the point of view here is the same as that attributed to Taotl,
it is natural that Tezcatlipoca should be seen as spreading
evil in all its forms. But as in the case of Uitzilopochtli it
is clear that there has been a noticeable syncretism, as may be seen
in the way “sometimes” Tezcatlipoca (in quenman)
benefits human beings.
Quetzalcoatl is the fifth being mentioned by Steiner:
“Another sect venerated Quetzalcoatl. He too was a being who
lived only in an etheric body.” (24/9).
“He had much in common with the spirit whom Goethe described as
Mephistopheles.” (18/9).
Bearing in mind that the great temple of Teotihuacan, belonging to the
period with which we are concerned, was dedicated in part to
Quetzalcoatl, we read as follows in Sahagun:
“Fifth Chapter, which telleth of the god named Quetzalcoatl. ...
Quetzalcoatl — he was the wind.” (Sah. I).
“Third Chapter, which telleth the tale of Quetzalcoatl, who was a
great wizard. ... This Quetzalcoatl they considered as a god; he was
thought a god. ... And the Toltecs, his vassals, were highly skilled.
Nothing was difficult when they did it. ... Indeed these (crafts) ...
proceeded from Quetzalcoatl. ... And these Toltecs were very rich; they
were wealthy. Never were they poor. They lacked nothing in their
homes.” (Sah. III).
While taking note of the use of the same word “wind”
(ehecatl) to characterize the substance of both Quetzalcoatl
and Tezcatlipoca, a substance that we have identified as
“etheric” in the sense indicated by Steiner, we may think we
are also in the presence of a resume of the gifts acquired by Faust by
virtue of his position as “vassal” of Mephistopheles —
the word maceualli meaning “vassal” just as well as
its more usual meanings of “merit” or “reward.”
We find also in the legends the antagonism between Tezcatlipoca and
Quetzalcoatl, as indicated by Steiner. For example in the Annals of
Cuauhtitlan there is mention of “Quetzalcoatl vanquished by
the sorcery of Tezcatlipoca,” again equating him with Taotl as
well as referring to his defeat, as described by Steiner. This
antagonism may also be seen in certain rites, as when, for example, a
priest playing the part of Quetzalcoatl “kills” the statue
representing Uitzilopochtli.
“And upon the next day the body of Uitzilopochtli died. And he
who slew him was (the priest known as) Quetzalcoatl. (Sah. III).
The mention in the Codex Florentin of the vassals of Quetzalcoatl,
that is to say of a kind of clan devoted to this divinity, implies the
existence of a division of opinion among the Mexicans. It is possible
to glimpse this dichotomy in the prayer addressed to the
“good” Tezcatlipoca: “O lord of the war ... pity me;
give me what I require as my sustenance, my strength, of thy
sweetness, thy fragrance.” (Sah. III).
Then, a few lines later, we learn that “And also of Totlacuan
(Tezcatlipoca) they said that he also gave men misery, affliction ...
he stoned them with plagues, which were great and grave ...”
Having in mind the text of Steiner it would seem that we are here
faced with an attribution of the evil deeds of Quetzalcoatl to
Tezcatlipoca. But as the point of view adopted in the Codex is
primarily that of Taotl, it is in keeping with this that, as
was the case of Uitzilopochtli, the enemy should be clothed with the
attributes of evil.
Another important agreement between Steiner and the traditions is
provided by the cosmogony: the first era (Four Ocelot) of the great
ages was presided over by Tezcatlipoca, then the second (Four
Winds) was rules by Quetzalcoatl, in this in conformity with the
“sending” of Quetzalcoatl, in order to combat the already
existing influence of Tezcatlipoca.
We shall now broach the subject of the ritual of the excision —
of the stomach, according to Steiner; of the heart, according to what
is to be found in all the widely known documents on the subject. But
before continuing, let us mention one detail that is in fact of
crucial importance; we have found in Steiner's personal library a book
in which the tearing out of the heart is related. As Steiner
all through his life gave evidence of a capacity for reading that is
quite extraordinary, it is entirely reasonable to conclude that he
knew about this rite of the tearing out of the heart.
In 1904, in #22 of the ethnological review Globus, Fischer for
the first time, as far as we know, brought to the attention of the
world a figurine in nephritic stone, which we reproduce here.
This statuette of unknown origin, now in the Linden Museum of
Stuttgart, shows two openings hollowed out one above the other. The
upper orifice, which penetrates into the body to a distance of 80 mm,
begins at the sternum and ascends at an angle of about 45º and
constitutes a cavity that is almost spherical. Its opening has a
diameter of 16 mm and when it is 5 mm into the body it is enlarged to
22 mm. Fischer, as well as Seler in his 1904 communication to the
Congress of Americanists, confirms that this is a cavity that reminds
us of the rite of the tearing out of the heart. We indeed share this
opinion, especially in view of the fact that the usual method for
plucking out the heart is via an incision under the sternum, the
priest having to thrust his hand upwards to grasp the heart.
That this was his method of taking hold of it is confirmed by the
inclination upwards of about 45º of the cavity, and its
roundness corresponds likewise to the global form of the
heart.
The second cavity, less deep than the first — penetrating only 40
mm into the body — is oval, and its opening has the dimensions of
11.5 by 18 mm. It also becomes wider in the interior. From being 10 mm
at the orifice its diameter is widened to 28 mm. By contrast with the
upper cavity — that of the heart — it ascends only very
slightly. Seler, not having any definite argument to put forward,
supposes that the second cavity merely indicates the absence of the
navel or umbilical cord. Now bearing in mind the way in which the
first cavity corresponds to the heart and the manner in which it was
torn out, from an anatomical point of view it is clearly the
stomach that corresponds to this ovoid cavity — the
stomach, unlike the heart, being directly accessible as soon as the
excision is made. Hence the depth, as well as the very slight upward
inclination by comparison with the heart. We may also make the
observation that the two organs, slightly off center toward the left
in the human body, correspond very well to the two openings made one
above the other.
The detailed analysis made by Seler of this figurine, which is
carefully and totally covered with symbols, arrives at the conclusion
that the statuette — aside from its connection with Xolotl and
Tlaloc — represents Tlauizcalpantecutli, the god of the
planet Venus. But an unusual feature, and noted as such
by Seler, is that this is here a divinity with the attributes of
Quetzalcoatl. Unusual though this may be it is not, however, unique,
for the Codex Borgia — as Seler points out in the same analysis
— shows Quetzalcoatl emerging from the mouth of the god of the
Wind as the planet Venus. And as the Wind god is Quetzalcoatl himself
we have here a kind of double within the duality Quetzalcoatl-Venus.
The nephritic figurine therefore presents us, in what is certainly
very esoteric symbolism, an unexpected link, as far as our present
documents are concerned, between Quetzalcoatl, god of the planet
Venus, and the tearing out of the stomach — a conjecture that we
go so far as to regard as almost certain. And since the planet Venus
is among other things the seat of the Luciferic forces this idol is a
noteworthy illustration of the Ahriman-Lucifer duality linked to the
tearing out of the stomach as it is also to the tearing out of the
heart. This is, from an occult point of view, an insignificant
inference from the indications given by Steiner.
There remains one last problem which, for the moment, is still
awaiting solution: the indication by Steiner that Europeans
were put to death by having their stomachs torn out — and
the remarks with which Steiner follows this statement constitute the
real riddle here. “The fact is even known to history,” he
tells us and “this is a matter of historical knowledge.”
Though we cannot pretend to resolve this contradiction, we may propose
two directions for research along the lines we have followed here.
Either Steiner is quoting some historical work without naming it
— perhaps a book available only in German — which tells of
the association mentioned above. Or else Steiner, after examining some
iconographic elements of the documents concluded that the stomach was
the organ referred to when it was tacitly traditionally accepted as
being the heart.
In the new (1984) German edition of the present cycle the editor tells
us that Rudolf Steiner's library contained a book by Charles V.
Heckethorn entitled Geheime Gesellschaften, Geheimbünde und
Geheimlehren, in which both the excisions, the heart and
the stomach, are referred to, and these were said to have been
practiced on the Spaniards as well as on others. However, this book,
which is not a historical but a popular work, contains descriptions
that are very approximate and no doubt partly imagined; and it is
clear that Heckethorn has not read Sahagun's work edited by Bustamente
in Spanish in 1829 and in French by Siméon in 1888. In view of the
fact that Steiner provides very precise descriptions that are not
those given by Heckethorn, nor those that have come down to us in any
historical documents known to us, we do not believe that Steiner, as
the editor says in a footnote, relied on this book, especially when we
keep in mind that it is absolutely not a “historical”
reference book. So the problem remains still unsolved.
To conclude we should like to begin the second part of our discussion
by outlining a number of reflections on the subject of the methodology
of the study of what are commonly called “mythologies.” It
is possible in a schematic but not altogether incorrect manner to
separate two fundamentally different tendencies. The first adopts an
anthroposophical viewpoint, held by only an almost negligible minority
of officially recognized scholars. These hold that mythologies are the
remnants of what were once clairvoyantly perceived facts, that is to
say, a perceptible and comprehensible universe,
formerly perceived in pictures. This approach was inaugurated
by Steiner on the basis of his own personal investigations, which he
only later compared with what had survived from ancient
cultures. Today the anthroposophist, or someone who wishes to follow
this path but lacks the capacities possessed by Steiner, aside from
using his awakened sensibilities which can indeed be of real help to
him, can only place the totality of what Steiner has taught about the
spiritual world over against the mythological facts as they are
revealed by the various traditions.
The second path is the one taken by almost all current studies. The
spiritual world is invariably regarded as nothing but the
subjective creation of the individual, and no effort is
therefore made to look for anything truly suprasensible. Looked at
from a strictly logical point of view, which ought to predominate in
any scientific study, it is entirely legitimate to regard mythical
facts as purely subjective, in the absence of clear, controlled and
understandable suprasensible perceptions. But such premises must they
always be looked upon solely as working hypotheses, and never
as untouchable dogmas overruling all other considerations. Indeed the
difference between hypothesis and dogma is fundamental. A hypothesis
as such never loses sight of its contrary hypothesis, and results
alone can eventually eliminate one of the premises. Another
unscientific defect may be noted in the attribution of an exclusively
subjective character to mythologies: from the point of view of logic
the inability to perceive the suprasensible cannot lead one to affirm
that such perception does not exist! A man blind from birth cannot do
otherwise than recognize that for him colors do not exist. But
the same blind man would commit an egregious error in elementary logic
if he were to conclude that in the case of everyone else colors are
also subjective and not perceived, and if he were to insist also that
the names given to colors are therefore meaningless! Although this
example may be a little crude it is nevertheless a fair picture of the
abnormal situation in which every science that claims to be serious
finds itself at the present time.
A second feature of this orientation is its conceptual framework which
results in a poverty of concepts that most of the time drives one to
despair. Thus Coyolxauhqui is abstractly associated with both
“moon” and “goddess” to make her “goddess of
the moon.” But what does this association mean in reality? The
unlikely ceremony of flaying (practiced in the Mexican rites) is
supposed to be a “commemoration” of the simple process of
husking the ears of corn — and this, in spite of the varied and
extraordinary social consequences, the frenzied emotions of the
participants, and the outlandish reversal of the natural order of
things involved in a rite of this kind!
A well-known reaction to this type of excessively naive speculation
exists today in all those tendencies comprised under the general name
of structuralism, especially in the works of Levi-Strauss, who looks
upon mythology as nothing but imaginative pictures constructed out of
the social and geographical realities of a given epoch. If we examine
closely the “studies” of Levi-Strauss we find they are based
on a kind of fundamental dogmatism. They give the illusion of being
impeccably scientific, but in fact they lead to a bewildering series
of vicious circles. Instead of regarding materialism as simply a
working hypothesis yet to be proved, materialism is put forward as a
dogma, and conclusions are then deduced from the original dogmatic
content. The logical worth of this kind of procedure can be
illustrated from the following picture. Let us imagine an ethnologist
blind from birth who is investigating a tribe made up persons with
more or less seriously defective eyesight, who are the distant
descendants of ancestors whose sight was normal. His informant will
tell him about the round shape of the sun and explain that it is the
source of heat, the latter being the only aspect of the sun that is
perceptible to the blind ethnologist. Since the ethnologist denies the
existence of any other kind of perception than his own he will seek to
“explain” the round shape of the sun by taking under
consideration all the other facts he can find associated with the sun
— what the structuralists call the infrastructures. It is easy to
imagine that there may be “real” facts in the sense in which
the ethnologist conceives of them, which will permit him to associate
the source of heat with the round shape of the sun. His learned work
of explanation will certainly be coherent and in a certain way
irrefutable, but it will be at the same time absurd, the round
shape being simply the result of ordinary perception, shared by
everyone except the ethnologist! Broadly speaking, that is the
“scientific” edifice which is all we possess to explain the
entire realm of mythology!
The objection might be raised that we are doing no better than the men
whose work we are criticizing. Instead of the dogma of subjectivism we
are substituting an equally dogmatic objectivism. Yet in fact there is
a crucial difference. We are dealing here with two different
conceptual frameworks, one provided by materialism and the other by
anthroposophy, neither of them being of course perfected and completed
systems. Faced with the data of mythology the first approaches them in
a negative way, dogmatically rejecting what they claim to be,
namely descriptions of real and not subjective facts, such as life
after death, spirits, divinities and the like. By contrast the second
approaches them positively. It tries to approach the data of mythology
by entering into this material from within, so to speak, making use of
a series of concepts which correspond exactly to the mythological
symbols, not in an arbitrary manner but as the necessary complement
to the percepts of which the symbols themselves are the reflected
images. One can then raise the objection that the Steinerian system is
just as subjective as the mythologies, and therefore lacks all
objective validity. Aside from the fact that once the Steinerian
system is known this objection might well disappear, the
difference between the two conceptual systems might also be
demonstrated objectively. This could be done on a statistical basis,
the general principle applicable to all research that makes use of
models.
The most coherent model is regarded as that which takes in the largest
number of phenomena, and is therefore superior to any other
model that covers fewer facts. Take, for example, the Aztec rite of
flaying. Is there at the present time any serious psychological system
that is coherent and applicable over a wide range of phenomena that
can offer any explanation of how it could be that the unlikely
sequence of tortures, murders, and rites so repulsive as to be
scarcely imaginable, should have been the commemoration of the
husking of a plant??? This pretended similarity between the flaying of
a human being and the husking of a plant is surely an idea so
far-fetched as to be totally worthless. Anthroposophical concepts are
of course not waiting passively to be made use of for mythological
studies, including studies of the kind just mentioned. But when the
first steps in this direction have been taken, only then will the time
come when we can talk of a confrontation between the facts and
the fundamental teachings of anthroposophy — not a confrontation
between anthroposophy and the present materialistic edifice
constructed from the beginning out of pure dogmatism, but an
undogmatic examination of the material and non-material remains (for
example mythology, popular stories and the like) just as they were at
the time of their original discovery. This examination should not be
based on the dogmatic notions prevalent at that time, which, as far as
present day popular and scholarly opinion is concerned, have indeed
endured to this day.
Materialism possesses no concept capable of being applied in a
positive manner to Uitzilopochtli, who was both a god and at the same
time only a man. It is obliged to flatten out the original
texts, thus implicitly showing its contempt for their authors; and it
can only condescendingly refrain from paying any attention to what
appears to it as at most a piece of poetic imagery — for example,
Tezcatlipoca appearing like a shadow. This bespeaks neither a
true scientific spirit, nor does it show any sign of a true respect
for others. When will all this change?
Frédéric Kozlik
France, 1984
*Lecture given Sep. 11, 1916 contained in volume 272 of the
bibliographic survey of Steiner's works. It was never published in
English.
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