RIDDLES OF THE SOUL AND RIDDLES OF THE UNIVERSE
Berlin, March 17, 1917
In
the last lecture I sought to show how in the spiritual culture
of the present day, it is due to misunderstandings when there
is so little understanding between those who direct their
research to the soul and to the processes within the soul's
realm and those who direct their attention to the material
processes in the human organism which run their course —
however one wishes to call it — as accompanying
phenomena, or also, as materialism maintains, as the necessary
causes of soul phenomena. And I sought to show what the causes
are of such misunderstandings. Today I should, above all, like
to draw attention to the fact that such misunderstandings
— as well as misunderstandings in other regards —
necessarily arise in the search for real, for genuine insight
when one fails to take one aspect into consideration, in the
cognitive process itself, an aspect which forcefully reveals
itself to the spiritual investigator. This aspect reveals
itself more and more as an immediate perception during the
course of further, extensive spiritual-scientific research.
This is something which at first appears very odd when one
expresses it: In the sphere in which world conceptions arise,
that is in the sphere of insight into spiritual reality, when,
I would like to say, one ties oneself down to certain points of
view, there necessarily arises a way of regarding the human
soul which can both be unequivocally refuted and can just as
well be proven correct.
Therefore, the spiritual-scientific researcher more and more
tends to abandon the habit of reinforcing one or the other
conception by bringing to bear what, in ordinary life would be
called a proof, or a refutation. For, in this sphere, as has
been said, everything can be proved with certain reasons and
everything can, also with certain reasons, be contradicted.
Materialism, in its totality, can indeed be strictly proved
correct, and, when it addresses itself to single questions
about life or about existence can also equally well be shown to
be correct. And one will not necessarily find it easy to refute
this or that argument which the materialist brings forward in
support of his views by merely seeking to refute his conclusion
by bringing forward opposing points of view. The same thing
holds true for the one whose point of view is a spiritual view
of existence. Therefore, the one who truly wishes to conduct
research in spiritual fields must, in regard to any world
conception know not only all that which speaks for the
point of view, but also all that speaks against it. For
the remarkable fact arises that the actual truth only becomes
evident when one allows to work upon the soul that which speaks
for a certain thing, as well as that which speaks against it.
And the one who allows his spirit to stare in fixation upon any
constellation of concepts or mental representations of a
one-sided world view, such a one will always be closed to the
fact that just the opposite can appear to be valid to the soul,
indeed the opposite must appear to be correct up to a certain
point. And such a person can be compared with someone who might
insist that human life can only be sustained by breathing in.
Breathing in assumes breathing out, both belong together. So
also, our concepts, our representations, relate to one another
in questions concerning world conceptions. We are able to put
forward, in regard to any matter, a concept which confirms it
and we are able to put forward a concept which refutes it; one
way demands the other, just as inbreathing requires
outbreathing, and vice versa. And thus, just as real life can
only reveal itself through breathing out and breathing
in — when both are present — so, also, the
spiritual can only manifest itself within the soul when one is
able to enter in an equally positive manner into the pro
as well as the con of a particular matter. The supportive,
confirming concept is like a breathing out, within the living
wholeness of the soul, the reflecting, denying concept like a
breathing in, and only in their living working together does
that element reveal itself which is rooted in the spiritual
reality. It is for this reason that spiritual science is not
concerned to apply the methods, to which one is so accustomed
in current literature, where this or that is proved or is
refuted. The spiritual scientist realizes that that which is
brought forward in a positive form concerning world
conceptions, can always in a certain sense be justified, but,
equally so, what appears to contradict it. When one moves
forward in world conception questions to that immediate life
which is present in positive and negative concepts, just as
bodily life lives in outbreathing and breathing in, then one
comes to concepts which truly are able to take in the spirit;
one comes to concepts which are equal to reality. However, in
doing so, one must often express oneself quite differently than
when one expresses oneself according to the habits of thought
of ordinary life. But the way in which one expresses oneself
arises from the livingly active inner experience of the spirit.
And the spirit can only be inwardly experienced, not, in the
manner of material existence, be outwardly perceived.
Now, you know, that one of the principal world conception
questions is that which I dealt with in the first lectures
which I held here this winter, namely, the question concerning
matter, concerning physical substance. And I shall touch on
this question by way of introduction from the points of view
which I have indicated.
One
cannot come successfully to terms with the question about
substance or about matter if one attempts, again and again, to
form mental images or concepts about what matter actually is;
when one tries to understand — in other words —
what actually is matter, what is substance. One who has truly
wrestled in his soul with such riddles — which are very
far from the beaten track for many people — such a one
knows what is involved in questions of this kind. For, if he
has wrestled for a time without yielding to this or that
prejudice, he comes to a very different point of view in
relation to such a question. He comes to a point of view which
allows him to consider as more important the inner attitude of
the soul when one forms such a concept as the concept of
matter. It is this wrestling of the soul itself which is raised
to consciousness. And one then comes to a way of looking at
these riddles, which I might characterize in the following
way.
He
who wishes to understand matter in the way in which it is
usually conceived resembles a person who says; I now wish to
form an impression of darkness, of a dark room. What does he
do? He turns on the light and regards this as the correct
method to gain an impression of a dark room. Now, you will
agree, this is just the opposite of the right way to go about
it. And, it is in the same way, the opposite of the right way
— only one has to come to realize this through the inner
wrestling which I have pointed to — if one believes that
one will ever come to know the nature of matter in setting the
spirit into motion in order to illuminate matter, to illuminate
substance, by means of spirit. The one and only place where the
spirit within the body can silence itself is where an outer
process penetrates into our inner life, that is in sense
perception, in sensation, where the life of representation, of
forming mental images, ceases. It is just by letting the spirit
come to silence and by our experiencing this silence of the
spirit that we can allow matter, substance, truly to represent
itself within our soul.
One
does not come to such concepts through ordinary logic; or, I
would say, if one does come to them through ordinary logic,
then the concepts are much too thin to call forth a genuine
power of conviction. Only when one wrestles within the soul
with certain concepts, in the way which has been indicated,
will they lead to the kind of result which I have pointed
toward.
Now, the opposite is also the case. Let us assume, someone
wants to comprehend spirit. If he seeks it, for example, in the
purely material outward formation of the human body, he is
similar to someone who extinguishes the light in order to
comprehend it. For it is the secret in this matter, that outer,
sense-perceptible nature contradicts the spirit, extinguishes
the spirit. Nature builds the reflected image of the spirit, in
the same way that an illuminated object throws back, reflects,
the light. But nowhere can we find the spirit, in whatever
material processes, if we do not grasp the spirit in living
activity. Because that is just the essential nature of material
processes that the spirit has transformed itself into them;
that spirit has incorporated itself into them. And if we then
try to come to know the spirit out of them, we misunderstand
ourselves.
I
wanted to give this as a preface, in order that ever greater
clarity can be brought to bear on what the actual cognitive
attitude of heart and mind of the spiritual researcher is, and
how it is that he needs a certain width and mobility in his
life of forming mental images, to be able to penetrate into
those things which require penetration. With such concepts it
then becomes possible to illuminate the important questions on
which I touched last time and which I will briefly indicate in
order to move on to our considerations for today.
I
said: as things have developed in recent spiritual education
and culture, one has come ever more and more to a one-sided way
of looking at the relationships of the soul-spiritual to the
bodily-physical; a way of looking which expresses itself in the
fact that one actually only seeks for the soul- spiritual
within that part of the human bodily constitution which lies in
the nervous system, that is to say within the brain. One
assigns the soul- spiritual exclusively to the brain and
nervous system, and one regards the remaining organism, when
one speaks of the soul-spiritual, more or less as a kind of
incidental supplement to the brain and nervous system. Now, I
tried to make clear the results of spiritual research in this
field by drawing attention to the fact that one only comes to a
true insight about the relationship of the human soul with the
human body when one sees the relationship of the entire human
soul to the entire bodily constitution. But there it became
clear that the matter has yet a deeper background, that is the
membering of the entirety of the human soul into the actual
representational thought life, into the life of feeling and the
life of will. For only the actual representational life of the
soul is bound to the nervous organism in the way in which it is
assumed by more recent physiological psychology. In contrast,
the life of feeling — let it be rightly noted, not in so
far as it is represented mentally, but in so far as it
arises — is related with the human breathing
organism, with everything which is breathing, and which is
connected with breathing, as the life of mental representation
is related with the nervous system. Thus, one must assign the
life of feeling of the soul to the breathing organism. Then
further: that which we designate as the life of will, is in a
similar relationship with that which in the physical body we
must designate as the metabolism, of course into its finest
ramifications. And in as much as one takes into consideration
that the single systems within the organism interact and
interweave — metabolism, of course, also occurs in the
nerves — they interpenetrate, I would say, the three
systems interpenetrate at the outermost periphery. But a
correct understanding, however, is only possible when one
regards matters in such a way that one knows: will impulses
belong with the metabolism in the same way that the experiences
of forming mental images belong with the human nervous system,
that is to say, with the brain.
Matters of this kind can, of course, only be indicated to begin
with. And just for this reason, objection after objection is
possible. But I know quite definitely: when one no longer
approaches that which has just been presented out of merely
partial aspects of today's natural scientific research but
rather out of the whole spectrum of anatomical, physiological
research, then the result will be a complete harmony between
the assertions which I have made from the spiritual scientific
point of view and the assertions of natural science. Regarded
superficially — allow me to cite the following objection
only as a characteristic example — objection after
objection can be brought forward against so comprehensive a
truth. Someone could say: Let us agree that certain feelings
are connected with the breathing organism; for no one can
really doubt that for certain feelings this can be very
convincingly demonstrated. But someone could also say: Yes, but
what do you have to say to the fact that we perceive certain
melodies, that melodies arise in our consciousness; and the
feeling of an aesthetic pleasure connects itself with melodies.
Can one, in this case, speak of any kind of connection of the
breathing organism to this which quite evidently arises in the
head, and so obviously is connected with the nervous organism
according to the results of physiological research? The moment
one considers the matter rightly, the correctness of my
assertion becomes evident with complete clarity. Namely, one
must take into consideration that with every outbreath an
important parallel process occurs in the brain: the brain would
rise with the outbreath if it were not prevented from rising by
top of the skull — the breathing carries forward into the
brain — and in reverse, the brain sinks with the
inbreath. And since it cannot rise or fall because of the
skull, there arises, what is well known to physiology: there
arises the change in the blood stream, there occurs what
physiology knows as brain-breathing, that is to say, certain
processes which occur in the surrounding of the nerves run
parallel with the process of breathing. And in the meeting of
the breathing process with that which lives in us as tone
through the ear there occurs what points to the fact that
feeling, also in this realm, is connected with the breathing
organism, just as the life of mental representations is
connected with the nervous organism.
I
want to indicate this because it is a relatively remote example
and can, therefore, provide a ready objection. If one could
come to an understanding with someone concerning all the
details given by physiological research, one would find that
none of these details contradicts what was presented here last
time and has been brought forward again today.
It
should now be my task to extend our considerations in a similar
way as was done in the last lecture. And, to do so, I must
enter more closely into the manner in which the human being
unfolds the life of sense perception, in order to show the
actual relationship between the capacity for sense perception,
which leads to representations, and the life of feeling and of
will, indeed, altogether, the life of the human being as soul,
as body, and as spirit.
Through our sense life we come into connection with the sense-
perceptible environment. Within this sense-perceptible
environment natural science distinguishes certain substances,
let us rather say, substance-forms - - because it is on these
that the matter depends; if I wished to discuss this with the
physicist I would have to say aggregate-conditions —
solid, fluid, gaseous. Now, however, as you all know, natural
scientific research comes to assume — in addition to the
above-mentioned form in which physical substance appears
— also another condition. When natural science wants to
explain light, it is not satisfied only to recognize the
existence of these substance- forms, which I have just
mentioned, but science reaches out to include that which at
first appears to be finer than these sorts of substance; it
reaches out to that which one usually calls ether. The idea of
ether is an extraordinarily difficult one, and one can say: the
various thoughts which have been developed about the ether,
what can be said about it, are as different, as manifold as one
can imagine. It is, of course, not possible to go into all
these details. Attention should only be drawn to the fact that
natural science feels impelled to postulate the concept of the
ether, which means thinking about the world not only as filled
with the immediate sense perception of the more solid
substances, but to think of it as filled with ether. What is
characteristic is that natural science with its current methods
fails to ascend to an understanding of what the ether actually
is. Natural research for its real activity always requires
material bases. But the ether itself always escapes, in a
certain sense, from the material foundations. The ether appears
in union with material processes, it calls forth material
processes; but it is not to be grasped, so to speak, with those
means which are bound to the material foundations. There has,
therefore, developed in recent times a strange ether-concept,
which, basically, is extraordinarily interesting. The concept
of the ether which one can already find today among physicists,
goes in the direction of saying: the ether must be —
whatever else it may be — something which at any rate has
no attributes such as ordinary matter has. And in this way,
natural scientific research points toward the recognition of
something beyond its own material basis, when it says of the
ether, it possesses aspects which research, with its methods,
cannot find. Natural scientific research comes to the
acceptance of an ether, but with its methods is unable to come
to fill out this representation of the ether with any
content.
Spiritual science yields the following. Natural scientific
research proceeds from the material foundation; spiritual
research from the spirit-soul basis. The spiritual researcher
— if he does not arbitrarily remain within a certain
limit — is also, like the natural scientist, driven to
the concept of ether, only from the other side. The spiritual
investigator attempts to come to know what is active and
effective within the interior of the soul. If he were to remain
standing at the point where he is able to experience inwardly
only what takes place in the ordinary life of the soul, he
would actually in this field not even advance as far as the
natural scientist who postulates the concept of an ether. For
the natural scientist at least forms the concept of an ether;
he accepts it for consideration. The soul researcher, if he
fails to come to a concept of ether, resembles a natural
scientist who says: Why should I trouble myself about what else
lives? I accept the three basic forms: solid, fluid, gaseous
bodies; what is finer than that, about that I do not concern
myself. This is, for the most part, just what the teachings of
psychology in fact do.
However, not everyone who has been active in the realm of soul
research acts in this way; and one finds especially within that
extraordinarily significant scientific development which is
based on the foundation laid in the first third of the
nineteenth century by German Idealism — not in this
Idealism itself, but in that which then evolved out of this
Idealism — one finds the first beginnings leading toward
the concept of the ether from the other side, from the
spiritual-soul side, just as nature research ascends to the
idea of ether from the material side. And, if one truly wishes
to have the concept of the ether, one must approach it from two
sides. Otherwise, one will not come rightly to terms with this
concept. What is interesting is that the great German
philosophical Idealists, Fichte, Schelling, Hegel, despite
their penetrating power of thinking — an ability which I
have often characterized here — despite this, they did
not form the concept of the ether. They were unable to so
enstrengthen, to empower, their inner soul life in order to
conceive of the ether. Instead, there arose within those who
allowed themselves to be fructified by this Idealism, who, in a
sense, allowed the thoughts which had been brought forth to
work further within their souls - - despite the fact that they
were not as great geniuses as their Idealist predecessors
— this concept of the ether arose out of their research
into the soul's realm. We first find this ether concept in the
work of Immanuel Hermann Fichte, the son of the great Johann
Gottlieb Fichte, who was also his father's pupil. He allowed
that to continue to work within his soul which Johann Gottlieb
Fichte and his successors, Schelling and Hegel, had
accomplished. Immanuel Hermann Fichte, allowing this thought to
become condensed to an even greater effectiveness within him,
came to say: When one contemplates the life of soul and spirit,
when one so to speak, traverses it in all directions, one comes
to say: This soul-spiritual life must flow down into the ether,
just as the solid, fluid, gaseous states flow up into the
ether. So must, in a sense, the lowest element of the soul flow
into the ether, just as the highest element of matter flows
into the ether above. Characteristic also are certain thoughts
which Immanuel Hermann Fichte formed about this matter, by
means of which he, indeed, penetrated from the spirit- soul
realm and came to the boundary of the ether. You will find this
passage from his book
Anthropology,
1860, quoted in my most recent book,
Of the Human Riddle:
“One cannot find, within the material elements of
substance ... that which truly endures, that uniting formative
principle of the body, which reveals itself as operative during
our entire life.” “Thus, we are directed to a
second, essentially different causative principle in the
body.” “Inasmuch” as this “contains
that which actually persists, endures in the metabolism, it is
the true, inner, invisible, but in all visible substantiality
present body. That other, the outward manifestation of it,
built up out of incessantly active metabolism, may from now on
be designated ‘body,’ which is, in fact, not that which
persists and is not the enduring whole, and which is the mere
result or the after-image of that inner bodily presence, which
casts him into the constantly changing world of substance, in a
way similar to the way the magnetic force prepares an
apparently solid body out of the particles of the iron filings,
but which dissolves in all directions when the force which
unites them is withdrawn.”
For
I. H. Fichte there lived within the ordinary body, consisting
of outer material substance, an invisible body, and this
invisible body we might also call the etheric body; an etheric
body which brings the single substantial particles of this
visible body into their form, which sculpts them, forms them.
And I. H. Fichte is so clear about the fact that this ether
body, to which he descends out of the soul realm, is not
subject to the processes of the physical body, that the insight
into the existence of such an etheric body suffices to enable
him to transcend the riddle of death. In this context I. H.
Fichte says in his Anthropology:
“It is hardly necessary still to ask, how the human being
finds himself in the process of death. The human being remains
after this last, for us still visible act of the living
process, he remains in his essential being entirely the same in
spirit and in organizing power as he formerly was. His
integrity is preserved; for he has indeed lost nothing of that
which was his and belonged to his substance during his visible
life. He only returns in death into the invisible world, or
better said, as he never left this world, as it is that which
actually endures within all that is visible — he has
simply stripped off a particular form of the visible. ‘To be
dead’ only signifies, to be no longer perceptible to the usual
comprehension by the senses, just as in the same way, that
which is actually real, the final ground of bodily
manifestation is imperceptible to the senses.”
I
have shown in the case of I. H. Fichte how he advances from the
soul realm to such an invisible body. It is interesting to note
that in a number of instances in the after-glow of the
spiritual life of German Idealism, the same thing appears. Some
time ago I also drew attention to a lonely thinker, who was a
school director in Bromberg, who had occupied himself with the
question of immortality, Johann Heinrich Deinhardt, who died in
the sixties of the nineteenth century. At first, he concerned
himself with the question of immortality as others had also
done, seeking to penetrate the question of immortality through
thoughts and concepts. But more resulted for him than for those
who merely live in concepts. And it was there possible for the
publisher of the treatise about immortality which J. H.
Deinhardt had written to quote a passage from a letter which
the author had written him, in which J. H. Deinhardt says,
that, although he had not come so far as to publish it in a
book, his inner research had, nevertheless, resulted clearly in
the recognition that the human being, during his entire life
between birth and death, works on the formation of an invisible
body which is released into the spiritual world at death.
Thus, one could draw attention to a variety of other instances
within German spiritual life of such a direction of research
and of a way of seeing and comprehending the world. They would
all show that in this direction of research there lay an urge
not to remain limited by mere philosophical speculation, which
results in a mere life in concepts, but rather to so
enstrengthen the inner life of the soul that it presses forward
to that degree of concentration that reaches through to the
etheric.
Along the paths on which these researchers entered, the real
riddle of the etheric cannot yet be resolved from within, but
one can, in a certain sense say: these researchers are on the
way to spiritual science. For this riddle concerning the
etheric will be resolved when the human soul undergoes those
inner processes of practical exercise which I have frequently
characterized here, and which are described more exactly in my
book
How to Attain Knowledge of the Higher Worlds.
The human being, when he undergoes these inner soul processes,
does indeed gradually attain to the etheric from within. Then
the etheric will be directly present for him. Only then,
however, is he really in the position to understand what a
sense perception is, to understand what actually occurs in
the perception by the senses.
In
order to characterize this today, I must seek access to this
question, in a certain sense, from another side. Let us
approach that which actually occurs in the metabolic processes
for the human being. Simply expressed, we can think of the
metabolic processes in the human organism as occurring in such
a way that, essentially, they have to do with the fluid
material element. This can be easily understood if one
acquaints oneself, even only to a limited extent, with the most
easily accessible natural scientific ideas in this field. What
constitutes a metabolic process lives, one can say, in the
fluid element. That which is breathing lives in the airy,
gaseous element; in breathing we have an interchange between
inner and outer processes in the air, just as in the metabolism
we have an interchange between substance processes which have
occurred outside of our body, and such which occur within our
body. What happens then when we perceive with our senses and
then proceed to form mental representations? What corresponds
to this actually? In just the same way that the fluid processes
correspond to the metabolism, and the airy processes correspond
to breathing — what corresponds to perception? What
corresponds to perception are etheric processes. Just as we in
a sense live with our metabolism in the fluid, and live with
our breathing in the air, we live with our perceiving in the
ether. And inner ether processes, inner etheric processes,
which occur in the invisible body, about which we have just
been speaking, occur, come into contact with external etheric
processes in sense perception. When it is objected: Yes, but
certain sense perceptions are self-evidently metabolic
processes! — this is especially obvious for those sense
perceptions which correspond with the so- called lower senses,
smell, taste. A more accurate consideration shows that along
with that which is substantial, that belongs directly to the
metabolism, along with every such process, also with tasting,
for example, an etheric process occurs, by means of which we
enter into relation with the external ether, just as we enter
into relation with the air with our physical body when we
breathe. Without the understanding of the etheric world, an
understanding of sense perception and sensation is
impossible.
What is it that actually happens? Well, one can only really
know what happens there when one has gone far enough in the
inner soul process that the inner etheric-bodily element has
become a reality for one. This will happen when one has
achieved what I called imaginative thinking in lectures which I
recently gave here. When one's thinking has been so
strengthened, by means of the exercises given in the book
already mentioned, that they are no longer abstract concepts,
such as we normally have, but are thoughts and mental
representations filled with life, then one can call them
imaginations. When these representations have become so alive
that they are, in fact, imaginations, then they live directly
in the etheric, whereas, if they are abstract representations,
they live only in the soul. They grasp the etheric. And then,
if one has progressed far enough, one might say, in an inward
experimentation that one experiences within oneself the ether
as living reality, then one can know, through experience, what
happens in sense perception, in sensation. Sensation as it
arises through sense perception — 1 can only present this
today in the form of results — consists in the fact that
the outer environment sends the etheric from the material
surroundings into our sense organs, thus making those gulfs,
about which I spoke the day before yesterday, so that that
which is outside also becomes inward within the sphere of our
senses. We have, for instance, a tone between the life of the
senses and the outer world. As a result of the fact that the
external ether penetrates into our sense organs, this external
ether is deadened. And as the outer deadened ether enters our
sense organs, it is brought to life again through the fact that
the inner ether from the etheric body works towards the
deadened etheric coming from outside. Herein we have the
essential being of sense perception and sensation. Just as the
death process and enlivening arise in the breathing process,
when we breathe in oxygen and breathe out carbon dioxide, so
also a process of exchange takes place between the dead ether
and enlivened ether in our sense experience.
This is an extraordinarily important fact which can be found
through spiritual science. For that which no philosophical
speculations can find, and on which the philosophical
speculation of the last centuries has ship-wrecked countless
times, can only be found along the path of spiritual scientific
research. Sense perception can thus be recognized to be a fine
process of exchange between the outer and the inner ether; to
be the enlivening of the ether that is deadened in the sense
organ by the forces of the inner etheric body. So that that
which the senses kill for us out of the environment, is
inwardly made alive again through the etheric body, and we
come, thereby, to that which is indeed the perception of the
outer world.
This is extraordinarily important, because it shows how the
human being when he devotes himself to the sensations arising
from sense perception, does not only live in the physical
organism, but rather in the supersensible etheric, and shows
how the entire life within the senses is a living and weaving
in the invisible etheric. It is this which, in the time
mentioned above, the more deeply insightful researchers have
always sensed, have inwardly divined, but which will be raised
to certainty through spiritual science. Among those who
recognized this significant truth, I would like still to
mention the almost totally forgotten J. P. V. Troxler. I have
mentioned him here in earlier lectures, in earlier years. He
said in his
Lectures about Philosophy:
“Already in earlier times the philosophers have
differentiated a finer, purer soul organism from the coarser
body. ... a soul, carrying a picture of the bodily organism,
which they called Schema, and which was for them the higher,
inner human being. ... In recent times, even Kant in his
Dreams of a Spiritual Seer,
dreams earnestly, but
jokingly, a whole inward soul man, who bears all the limbs of
the outer body in his spirit body; Lavater composes poetically
and thinks in a similar vein. …”
These investigators were also clear, however, that in the
moment when one ascends out of the usual materialistic way of
seeing things to the perception of this supersensible organism
in us, one has to move from the usual anthropology to a way of
recognition of such a kind that it achieves its results through
an intensification of our inner capacities. It is, therefore,
interesting how, for example, both I. H. Fichte as well as
Troxler are clear that anthropology must ascend to something
different, if it wishes to comprehend the whole human being. I.
H. Fichte says in his
Anthropology:
“Consciousness based in sense perception ... together
with the whole, human life of the senses, has no other
significance than to provide a place in which that
supersensible life of the spirit occurs, by introducing —
through a free, conscious deed of one's own — the
spiritual content of the ideas (which lives beyond ordinary
consciousness) into the world of the senses ... The fundamental
comprehension of the being of man in this way thus raises
‘Anthropology’ in its final result to
‘Anthroposophy.’”
We
see within this stream of German spiritual life which tends to
drive idealism out of its abstraction toward reality, the
premonition of Anthroposophy. And Troxler says, that one must
assume a super-spiritual sense in union with a super-sensible
spirit, and that, thereby, one can grasp the human being in
such a way that one no longer has to do with a usual
anthropology, but with something higher:
“If it is indeed highly welcome that the most recent
philosophy, which ... in every Anthroposophy ... must reveal
itself, climbs upward, it is, nevertheless, not to be
overlooked that this idea cannot be the fruit of speculation,
and the true ... individuality of the human being may not be
confused, either with that which it postulates as subjective
spirit or as finite I, nor confused also with that which it
places in opposition with it as absolute spirit or as absolute
personality.”
What is brought forward as Anthroposophy in no sense arises
arbitrarily. Spiritual life leads to it with necessity, when
concepts and mental pictures are not experienced as mere
concepts and mental pictures, but rather are — I once
again wish to use the expression — condensed to the point
where they lead into reality, where they become saturated with
reality.
One
does not, however — and this is the weakness, the lack,
in this research — if one merely raises oneself from the
physical to the etheric body, one does not really find one's
way; rather one comes to a certain boundary, which must,
however, be transcended; for only beyond the etheric lies the
soul-spiritual. And the essential thing is, that this
soul-spiritual can only come into a relationship with the
physical through the mediation of the etheric. We thus have to
seek the actual soul element of the human being, working and
impulsating within the etheric in a fully super-etheric way;
working in such a way that the etheric, in its turn, forms the
physical, just as it (the etheric) is itself formed,
impulsated, enlivened by the element of the soul.
Let
us now try to understand the human being from the other pole,
the pole of will. We have said that the will-life is directly
connected with the metabolism. In as much as the will impulse
lives in the metabolism, it not only lives in the external,
physical metabolic processes, but as the entire human being is
everywhere present within the limits of his being, so the
etheric also lives in that which is active as metabolism when
an impulse of will occurs. Spiritual science shows that what
lives in the will impulse is exactly the opposite of that which
is present in sense perception. In the case of sense
perception, the etheric outside of us is, in a certain sense,
enlivened by the etheric within us. That is to say, the inner
etheric pours itself into the dead etheric from outside. In the
case of an impulse of will the situation is such that when the
will impulse arises from the soul- spiritual, the etheric body
is loosened, is expelled out of the physical body in those
areas in which the metabolism occurs, through the activity of
the metabolism and everything which is connected with it. As a
result, we have here the exact opposite: the etheric body in a
certain sense pulls back from the physical processes. And it is
just in this that the essential element in will actions lies.
In such actions of the will the etheric body draws back from
the physical body.
Those among my audience who have heard the earlier lectures
will remember that, in addition to imaginative cognition, I
have also distinguished inspiration and, finally, actual
intuitive cognition. Just as imaginative cognition is an
intensification and a strengthening of the soul's life, which
enables one to attain to the life of the etheric, in the way I
have indicated, so is intuitive cognition achieved through the
soul's learning by mighty impulses of will to participate
— indeed, actually herself to call forth — what one
can call: the pulling back, the withdrawing, of the etheric
body from the physical processes. Thus, in this realm, the
soul-spiritual penetrates into the bodily-physical. If an
impulse of will arises originally from the soul-spiritual, it
unites itself with the etheric and the consequence
is that this etheric is withdrawn, pulled back, from one or the
other area of metabolic activity of the physical-bodily
organism. And by means of this working of the soul-spiritual,
through the etheric, upon the bodily organism, there arises
that which one can designate as the transition of a will
impulse into a bodily movement, into a bodily action. But it is
just here, when in this way, one takes the whole human being
into consideration, that one attains to one's actual immortal
part. For as soon as one learns how the spirit-soul weaves in
the etheric it becomes clear to one that this weaving of the
spirit- soul in the etheric is independent also of those
processes of the physical organism that are encompassed by
birth, conception and death. Thus, along this path it becomes
possible to truly raise oneself to the immortal in the human
being, to raise oneself to that which unites itself with the
body, received through the stream of inheritance, and which
continues when one passes through the portal of death. For the
eternal spirit is connected through the mediation of the
etheric with that which is here born and dies.
The
mental pictures, the ideas, to which spiritual science comes,
are powerfully rejected by the habits of thought of the present
day and human beings, as a result, have great difficulty in
finding their way into an understanding of them. One can say
that one of the hindrances which make it difficult to find
one's way into this understanding — along with other
difficulties — is that one makes so little effort to seek
the real connection of the soul-spiritual with the bodily
organism in the way which has been indicated. Most people long
for something quite different from that which spiritual science
can offer. What actually happens in the human being when he or
she forms mental pictures, forms representations? An etheric
process occurs, which only interacts with an external etheric
process. What is necessary, however, in order that the human
being remains healthy in soul and body in this regard, is that
he or she becomes aware where the boundary lies in which the
inner etheric and the outer etheric come into contact with each
other. This occurs in most cases unconsciously. It becomes
conscious when the human being ascends to imaginative
cognition, when he inwardly experiences the stirring and the
motion of the etheric and its encounter with the external
ether, which dies into the sense organ. In this interaction
between the inner and outer etheric, we have, in a sense, the
furthest boundary of the effectiveness of the etheric on the
human organism. For that which is at work in our etheric body
affects the organism primarily, for example, in its growth. In
growth it forms the organism from within. It gradually
organizes our organism so that the organism adapts itself to
the outer world, in the way in which we see it, as the child
develops. But this inner formative grasping of the physical
body by the etheric must come up against a certain limit or
boundary. When it passes this boundary, as a result of some
process of illness, the following occurs: that which lives and
weaves within the etheric and which should remain contained
within the etheric, overreaches and lays hold on the organism
so that, as a result, the organism is permeated by that which
ought to remain a movement within the etheric. What happens as
a result? That which should only be experienced inwardly as
mental representation now occurs as a process within the
physical body. This is what one calls a hallucination. When the
etheric activity crosses its boundary towards the bodily
— because the body is unable to resist it in the right
way, due to a condition of illness — then there arises
what one calls a hallucination. Very many people who want to
penetrate into the spiritual world wish, above all, to have
hallucinations. This is, of course, something which the
spiritual researcher cannot offer them; for a hallucination is
nothing other than a reflection of a purely material process,
of a process which from the viewpoint of the soul occurs beyond
the boundary of the physical body, that is it occurs within the
body. In contrast, what leads into the spiritual world consists
in the fact that one turns back from this boundary, returning
into the realm of the soul, attaining to imagination instead of
to hallucination, and imagination is a pure soul experience.
And inasmuch as it is a pure soul experience, the soul lives in
imagination within the spiritual world. Thus, the soul
penetrates the imagination in the fully conscious way. And it
is important that one understands that imagination — that
is the justified way to achieve spiritual cognition — and
hallucinations are the direct opposite of each other, and,
indeed destroy each other. He who experiences hallucinations,
due to a condition of organic illness, puts obstacles in the
way to achieving genuine imagination, and he who attains true
imagination protects himself in the surest way from all
hallucination. Hallucinations and imagination are mutually
exclusive, destroy each other mutually.
The
situation is similar also at the other pole of the human being.
Just as the etheric body can overreach into the bodily
organism, sinking its formative forces into the body, thereby
calling forth hallucinations, that is calling forth purely
organic processes, so, on the other side the etheric can be
drawn out of the organism — as was characterized in
relation with the action of the will — in an irregular
way. This can happen as the result of certain pathological
formations of the organism or also as a result of exhaustion or
similar bodily conditions. Instead of the etheric being drawn
out of the physical metabolism in a certain area of the body,
as in a normal, healthy action of the will, it remains stuck
within it and the physical metabolic activity in that area
— as a purely physical activity — reaches into the
etheric. In this case, the etheric becomes dependent on the
physical, whereas in the normal unfolding of the will the
physical is dependent on the etheric, which, in its turn, is
determined by the soul- spiritual. Should this occur, as a
result of such processes as I have indicated, there then arises
— I would say, like the pathological counter picture of a
hallucination — a compulsive action; which consists in
the fact that the physical body, with its metabolic activities,
penetrates into the etheric, more or less forces its way into
the etheric. And if a compulsive action is called forth as a
pathological manifestation, one can say: compulsive action
excludes that which, in spiritual science, one calls intuition.
Intuition and compulsive action are mutually exclusive, just as
hallucination and imagination exclude each other. Therefore,
there is nothing more empty of soul than — on the one
hand — a hallucinating human being, for hallucinations
are indications of bodily conditions which should not be; and,
on the other hand, for instance, one can have the whirling
dervishes. The dance of the dervish arises through the fact
that the bodily-physical forces itself into the etheric so that
the etheric is not effective out of its connection with the
spiritual-soul element, but rather those characteristic
compulsive actions occur. And he who believes that revelations
of a soul nature manifest in the dance of the whirling dervish,
such an one should consult spiritual science in order to become
clear that the whirling dervish is evidence that the spirit,
the spirit-soul, has left the body and he, therefore, dances in
this way.
And, I should like to say, that for instance automatic writing,
mediumistic writing, is only a somewhat more comprehensive
example of the same phenomenon as that of the dervish dance.
Mediumistic writing consists in nothing else than that the
spirit-soul nature has been completely driven out of the human
organism and that the physical body has been forced into the
etheric body and has there been allowed to unfold; to unfold
itself after being emptied of the inner etheric under the sway
of the outer etheric which surrounds it. These realms lead away
from spiritual science, they do not lead towards the science of
the spirit, although no objection should certainly be raised
from those points of view from which generally so many
objections are raised against these things. Just in relation to
the whirling dervish one can study what a truly artistic dance
should be. The art of dance should consist just in the fact
that every single movement corresponds to an impulse of will
which can fully rise into the consciousness of the individual
involved, so that she or he never is engaged in a mere
intrusion of physical processes into processes of the etheric.
Artistic dance is only achieved when it is spiritually
permeated by mental pictures. The dance of the dervish is a
denial of spirituality. Many, however, may object: But it just
reveals the spirit! — That it does, but how? Well, you
can study a mussel shell by taking up the living mussel and
observing it; but you can also study it when the living mussel
has left, and you study its shell: the form of the mussel is
reproduced in the mussel shell, this form is born out of the
life of the organism. Thus, one might say, one also has an
after-image of the spirit, a dead after-image of the spirit,
when one has to do with automatic writing or with the whirling
dervish. For this reason, it resembles the spirit as closely as
the mussel shell resembles the living mussel, and, therefore,
can also so easily be confused with it. But only when one
really penetrates inwardly into the genuine spirit, can one
achieve a true understanding for these matters.
When we take our start from the bodily, ascend through sense
perception and sensation to the activity of forming
representations, to thinking, which then carries over into the
soul-spiritual, we come along this path to the
spiritual-scientific recognition that that which is stimulated
through sense perception and sensation, at a certain point is
brought to an end and becomes memory. Memory arises as the
sense impression continues on its way into the body, so that
the etheric is not only effective within the sense impressions
themselves, but also engages itself with what is left behind in
the body by the sense impression. Thus, that which has entered
into memory is again called up out of memory.
It
is of course not possible to go into more detail concerning
these matters in an hour's lecture. But one will never come to
a true understanding of the reality of mental representation
and of memory and how they are related to the soul-spiritual if
one does not proceed along the spiritual-scientific path here
indicated.
At
the other pole there is the whole stream which flows from the
spirit- soul life of our will impulses into the bodily
physical, as the result of which outer actions are brought
about. In ordinary human life the situation is that the life of
the senses goes as far as memory and comes to a halt with
memory. Memory places itself, so to speak, in front of the
spirit-soul so that spirit-soul is not aware of itself and how
it works when it receives sense impressions. Only an
indication, a confused indication that the soul weaves and
lives in the etheric, arises when the soul — living and
weaving in the etheric — is not yet so strongly impelled
in its etheric weaving that all of this ether weaving breaks
against the boundary of the bodily-physical. When the
soul-spiritual weaves within the etheric in such a way that
that which it forms within the etheric does not immediately
break against the physical body, but rather so restrains itself
in the etheric that it is as if it came to the boundary of the
physical body, but remains perceptible in the etheric, there
dream arises. When dream life is really studied it will prove
itself to be the lowest form of supersensible experience for
the human being. For the human being experiences in his dreams
that his soul-spiritual cannot unfold itself as will impulses
within that which appears as dream pictures because, within the
dream life, it lacks strength and forcefulness in its working.
And inasmuch as the will impulses are lacking, inasmuch as
dreaming spirit and soul do not penetrate the etheric
sufficiently for the soul herself to become aware of these will
impulses, there arises this chaotic tapestry of dreams.
What on one hand the dreams are, on the other hand are those
phenomena in which the will — which comes out of the
spirit-soul realm — takes hold of the outer world through
the etheric-bodily nature. But, in doing so, the will is as
little aware of what actually is going on, as one is aware in
the dream — because of the weak effect of the spirit-soul
— that the human being weaves and lives in the spirit.
Just as the dream is in a way the weakened sense perception, so
something else occurs as the intensified effect of the
spirit-soul element, the strengthened effect of the will
impulses; and this is what we call destiny.
In
destiny we have no insight into the connections, just as in the
dream we have no insight into what actually weaves and lives
there as reality. Just as material processes which flow up into
the etheric are always present as the underlying ground in
dreams so there storms up against the outer world the
spirit-soul element which is anchored in the will. But the
spirit-soul element in ordinary life is not so organized that
it is possible to perceive the spirit in its effective working
in what unfolds before us as the sequence of the so-called
experiences of destiny. In the moment in which we grasp this
sequence, we learn to know the fabric of destiny, we learn to
know how, just as in ordinary life the soul conceals for itself
the spirit through the mental representations, so also it
conceals for itself the spirit active in destiny through the
feelings, through the sympathy and antipathy with which it
receives the events which approach it as the experiences of
life. In the moment when one — with the help of spiritual
scientific insight — sees through the veil of sympathy
and antipathy, when one objectively takes hold of the course of
life experiences with inner equanimity — in this moment
one notices that everything which occurs as a matter of destiny
in our life between birth and death is either the effect of
earlier lives on earth or is the preparation for later earth
lives. Just as, on one hand, outer natural science does not
penetrate to spirit and soul, not even to the etheric, when it
seeks for the connections between the material world and our
mental representations, so also, in regard to the other pole,
natural science today fails in its cognitive efforts. Just as,
on one side, science remains bound to the material processes in
the nervous organism in its attempts to explain the life of
mental representations, so also, science remains caught at the
other pole in unclarity, that, is, I would say, science teeters
in a nebulous way between the physical and the realm of
soul.
These are just the realms where one must become aware how
concepts within world conceptions allow themselves to be proved
as well as to be contradicted. And for the one who clings
rigidly to the proof, the positive position has much to be said
for it; but one must also — just as breathing in belongs
necessarily with breathing out — be able to think one's
way through to the experience of the negative. In recent times
there arose what has come to be known as
analytical psychology.
This analytical psychology is, I would say,
inspired by good intimations. For, what does she seek? This
analytical psychology, or as it is generally known,
psychoanalysis, seeks to descend from the ordinary level of the
soul to that which is no longer contained in the generally
present life of the soul, but which remains from the soul's
earlier experiences. The psychoanalyst assumes that the soul's
life is not exhausted with its present soul experiences, with
that which is consciously experienced by the soul, but rather
can dive down with consciousness into the subconscious. And in
much that appears in the soul's life as disturbance, as
confusion, as this or that one-sided lack, the psychoanalyst
sees an effect of that which surges in the subconscious. But it
is interesting to note what it is that the psychoanalyst sees
in the subconscious. When one hears what he enumerates in this
subconscious it is, to begin with, disappointed life
expectations. The psychoanalyst encounters one or another human
being who suffers from this or that depression. This depression
need not have its origin in the current consciousness of the
soul's life but may originate in the past. Something occurred
in the soul's experience in this life. The human being has
overcome the experience, but not completely; in the
subconscious something is left over. For example, he or she has
experienced disappointments. Through his education, or through
other processes, he has transcended these disappointments in
his conscious life of soul, but they live on in his
subconsciousness. There these disappointments surge up, in a
sense, to the boundary of consciousness. And there they then
bring forth the indefinite soul depression. The psychoanalyst
seeks, therefore, in all kinds of disappointments, in
disappointed life hopes and expectations which have been drawn
down into the subconsciousness, what determines conscious life
in a dim, unclear way. He seeks this also in what colors the
soul's life as temperament. In all of that which colors the
soul's life out of certain rational impulses, the psychoanalyst
seeks a subconsciousness which, in a certain sense, only
strikes up against consciousness. But then he comes to a yet
further realm — I am only reporting here — which
the psychoanalyst seeks to grasp by saying: That which plays up
into conscious life is the fundamental substratum, the primeval
animalistic residual mud, of the soul. One can certainly not
deny that this primeval mud is there. In these lectures I have
already drawn attention to the fact that certain mystics have
had experiences which result from the fact that certain things,
for example, eroticism, are subtly refined and play up into
consciousness in such a way that one believes that one has had
especially lofty experiences, whereas actually only the erotic,
“the primeval animalistic mud of the soul,” has
surged up and has sometimes been interpreted in the sense of
profound mysticism. One can document, even in the case of such
a fine, poetic mystic as Mechthild von Magdeburg, how erotic
sensibilities penetrate into even the single details of her
mental representations, of her thoughts. One must grasp just
these matters clearly, in order that one does not fall prey to
errors in the sphere of spiritual scientific investigation. For
it is just the one who wants to enter into the realm of the
spirit for whom it is a special obligation to know all the
possible paths of error — not in order to pursue them
— but rather just in order to avoid them. But the one who
speaks about this animalistic primeval mud of the soul, who
only speaks about life's disappointed hopes and other similar
matters, such a one does not go deep enough into the life of
the soul; such a one is like a person who walks across a field
in which there is nothing yet to be seen and believes that only
the earth, or perhaps also the fertilizer is present in it,
whereas this field already contains all the fruits which will
soon spring forth from it as grain or as some other crop. When
one speaks of the primeval mud of the soul, one should also
speak of everything which is embedded in it. Certainly, there
are disappointed hopes in this primeval mud; but in that which
is embedded there is hidden also a germinating force which
represents, at the same time, that which — when the human
being will have passed through the gates of death into the life
which runs its course between death and a new birth, and which
then enters into a new life on earth — makes something
very different out of the disappointed hopes than merely a
depression. It makes something in the next life which leads,
one might say, to an “appointment,” not to a
“disappointment,” which leads to a
strengthening of soul initiative. There lies in that which the
psychoanalyst seeks in the disappointed life-hopes in the
soul's deepest levels, there lies — if he only goes
deeply enough into it — that which prepares itself in the
present life to take hold in the next life according to the
laws of destiny.
One
thus finds everywhere, when one digs over the animalistic
primeval mud — without thereby dirtying one's hands, as,
regrettably so often happens with the psychoanalysts —
the spiritual-soul weaving of destiny which extends beyond
birth and death within the spiritual and psychic life of the
soul. It is just in analytic psychology that we have a realm in
which one can so well learn how everything can be right and
everything can be wrong when it comes to questions of world
conceptions, looked at from one point of view or from another.
But there is a tremendous amount which can be brought forward
in support of the one-sided assertions of the psychoanalysts,
and, therefore, the disproving of these assertions will not
greatly impress those who swear by these concepts. But if one
learns to form one's judgments in accordance with the method of
gaining knowledge which was characterized at the outset of this
lecture, in which one recognizes both what speaks for a point
of view and what speaks against it, then just out of this
for and against the soul will experience what is
truly at work. For, I would like to say, between that which one
can only observe in the soul realm, as the psychologists do who
only concern themselves with the conscious realm, and that
which the psychoanalyst finds down below in the animalistic
primeval mud of the soul, just between these two realms of
research lies the sphere which belongs to the eternal spirit
and soul and which goes through births and deaths.
The
penetration of the whole human inner realm leads also to a
right relationship with the outer world. More recent natural
science not only speaks in vague, indefinite ways about the
etheric, but also speaks about it in such a way that just the
greatest world riddles lead one back to it. Out of etheric
conditions there is thought to have formed itself what then
took on fixed shapes and became planets, suns and moons, etc.
That which occurs as the soul-spiritual in the human being is
regarded, more or less, as a mere episode. Before and behind is
dead ether. If one learns to know the ether only from one side
then one can come to a hypothetical construction of world
evolution about which the sensitive thinker Herman Grimm
— I have frequently quoted his statement, but it is so
significant that it may well be brought before the soul again
and again — says the following. As he became acquainted
with the train of thought which asserts that out of the dead
cosmic etheric mist arose that wherein now life and spirit are
unfolding, and as he measures this against Goethe's world
conception, he comes to the following expression:
“Already in his (Goethe's) youth, the great
Laplace-Kantian phantasy of the origin and the eventual
destruction of the earth planet, had for a long time asserted
itself. From the rotating cosmic mist — with which
children already become familiar in school — the central
gaseous drop forms itself, out of which the earth emerges, and
undergoes, as a rigidifying sphere, in the course of
unimaginable epochs of time, all those phases — including
the episode of its habitation by the human race — in
order, finally, to plunge back into the sun as a burned-out
slag: a lengthy, but for the public in our (Goethe's) time an
entirely comprehensible process, for whose origin no other
outer intervention is needed than the effort of some external
force, to maintain the sun at a steady temperature of heat. No
more fruitless perspective for the future can be imagined than
this which is to be forced upon us today in the expectation of
its scientific inevitability. A bone of a carcass, around which
even a hungry dog makes a detour, would be a refreshing,
appetizing object in comparison with this ultimate excrement of
creation, as which our earth would finally plunge back into the
sun. The intellectual appetite with which our generation takes
up something of this kind and feels impelled to believe it, is
a sign of the sick phantasy, which learned scholars in future
ages will need much cleverness to explain as an historical
phenomenon of our time.”
What arises here once again within German spiritual life as a
feeling born out of a healthy life of soul, just this is shown
in a true light by spiritual science. For, if one learns to
know how the dead etheric is enlivened through the soul
element, through the living ether, then, through inner
experience one distances oneself from the possibility that our
universal structure could ever have arisen out of the dead
etheric. And this world riddle takes quite another aspect if
one becomes acquainted with the corresponding riddle of the
soul. One comes to know the ether itself in its living form,
one comes to know how the dead ether must first originate out
of the living. Thus, as one returns to the origins of world
evolution, one must return to the soul, and to the recognition
that one must seek the origin of all that develops today in the
realm of the spirit and the soul. The spiritual-soul will
remain a mere hypothesis, something merely thought out, in
relation with the outer world riddles as long as through
spiritual science one does not learn to know the whole living
and weaving of the etheric by experiencing how the living ether
from within meets with the dead ether from without; only along
the path of spiritual science the world mist itself will be
recognized as being alive, as being of the nature of spirit and
of soul.
So
you see, also for the world riddles, a significant perspective
is gained just through an understanding of the riddles of the
soul. I must close today with this perspective. It is, you see,
just through a genuine consideration of external and of inner
life from the viewpoint of spiritual science that one is led by
way of the etheric into the spirit and the soul, as well within
the soul as within the outer world.
There stands in opposition to such a cognitive attitude of
soul, indeed, the point of view expressed by a man to whom I
referred last time and whom I named on that occasion. We can
today at least have the feeling that from the way in which
spiritual science thinks about the bodily nature of man, the
bridge leads directly to the spirit-soul realm, in which ethics
and morality are rooted and which stem from the spirit —
just as the sense perceptible leads into the spirit. But in its
preoccupation with the purely external material world, science
has developed an attitude of mind which completely denies that
ethics is anchored in the spirit. One still is embarrassed to
deny ethics as such, but one today speaks about ethics in the
following way, as it is expressed in the conclusion of the
lecture by Jacques Loeb, which in reference to its beginning I
brought forward last time. There he who comes through natural
scientific research to a brutal disavowal of ethics says:
“If our existence depends on the blind play of forces and
is only the work of chance; if we ourselves are only chemical
mechanisms — how can there be for us an ethical reality?
The answer to this is that our instincts form the roots of our
ethical being, and our instincts are as subject to heredity as
the constituent forms of our body. We eat and drink and
reproduce ourselves, not because metaphysicians have attained
the insight that this is desirable, but rather because we are
mechanically predisposed to do so. We are active because we are
forced mechanically to be so through the processes in our
nervous system, and if human beings are not economic slaves,
nevertheless it is instinct which determines the direction of
their activity in regard to their successful triggering, or to
their successful work. A mother loves her children and cares
for them not because metaphysicians had the bright idea that
this would be a lovely thing to do, but rather because the
instinct to care for the offspring is as firmly implanted,
presumably through the two sexual chromosomes, as is the
morphological character of the female body. We enjoy the
company of other human beings because we are compelled to do so
by the conditions of our human inheritance. We fight for
justice and truth, and are ready to make sacrifices for them,
because, instinctively, we desire to see our fellow human
beings happy. That we possess an ethical trait, for this we
have solely to thank our instincts, which are determined for us
chemically and through heredity in the same way as the form of
our body.”
Ethical action leads us back to instinct! Instincts lead back
to the effects of physical-chemical activity! This logic is
indeed most threadbare. For, certainly as a matter of course,
one can say, that one should not wait with ethical action for
the metaphysicians, until they have spun out some metaphysical
principles, but that is the same as if someone were to say:
Should one wait with digestion until the metaphysicians or the
physiologists have discovered the laws of digestion? I should
once like to recommend to Professor Loeb that he not
investigate the physiological laws of digestion as he storms
with brutality against the metaphysical laws of ethical life.
But one can say: One can be a significant investigator of
nature today — but the habits of thought tend in the
direction of cutting one off from all spiritual life, tend to
prevent even a glance in the direction of the life of the
spirit. But parallel with this there is always the fact that
one can document a defect in thinking, so that one never has
the full effectiveness which belongs to a thought.
One
can have peculiar experiences in this regard. I recently
brought forward such an experience; but I would like to present
it once again because it links with the statements of a very
significant natural scientist of the present time, who belongs
with those whom I attack just because in one sphere I value
them very highly. This natural scientist has earned great
achievements in the field of astrophysics, as well as in
certain other fields of natural scientific research. When,
however, he came to write a comprehensive book about the
present-day view of the universe and about the evolution of
this world view, he comes, in his foreword, to a curious
statement. He is, in a certain sense, delighted how wonderfully
advanced we are in that we can now interpret all phenomena from
a natural scientific perspective, and he points with a certain
arrogance, as is customary in such circles, to earlier times,
which had not yet advanced so far. And, in this regard, he
calls upon Goethe, by saying: Whether one can truly say that we
live in the best of times, that we cannot determine, but that
we live in the best of times in regard to natural scientific
knowledge in comparison with earlier times, in this regard we
can call upon Goethe, who says:
Forgive! It does seem so sublime,
Entering into the spirit of the time
To see what wise men, who lived long ago, believed
Till we at last have all the highest aims achieved.
Faust,
translated by Walter Kaufman
Therewith a distinguished natural scientist of the present day
concludes his exposition by calling Goethe to witness. Only he
forgot, in doing so, that it is Wagner who makes this
assertion, and that Faust remarks to this assertion, after
Wagner has left:
Hope never seems to leave those who affirm,
The shallow minds that stick to must and mold —
They dig with greedy hands for gold
And yet are happy if they find a worm.
To
reflect on what Goethe actually says, the distinguished
researcher neglected to do in the moment in which he called
upon Wagner in order to lend expression to the thought of how
splendidly advanced we are. In this, I should like to say, we
can catch a glimpse of where it is that thinking fails in its
pursuit of reality.
And
we could cite many such examples if we were to explore, even a
little, the scientific literature of the present day. It will
surely not be held against me — as I have said that I
greatly value the natural scientist whom I have just quoted
— if, in relation with such natural scientific research,
which prides itself on being able to impart information about
the spirit, I seek to bring to expression the true Goethean
attitude of mind and of heart. For, we can forgive one or
another monistic thinker, when, out of the weakness of his
thinking he fails to come to the spirit; it is dangerous,
however, when the attitude of soul, which arises in Jacques
Loeb and in the natural scientist just quoted, who presents
himself as Wagner, while believing to characterize himself as
Goethe, when this attitude of soul gains authority more and
more in the uncritical acceptance of the widest circles. And
this is what is happening. The one who penetrates into that
which can arise as an attitude of mind and heart out of
spiritual science, such a one, perhaps — even though it
may not appear sufficiently respectful in the face of such a
statement as that natural scientist made, in connection with
Goethe — may come to the genuinely Goethean attitude,
when he connects himself with those words of Goethe's which I
would like to paraphrase in closing this lecture
Forgive! It is a shock indeed
Entering souls that in their greed
Cling to matter with all their might
And for the spirit have no sight.
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