III
Yesterday we had to speak of
the path pursued by man between death and a new birth; and the
whole gist of my remarks will have shown you that every night
during sleep we must return to the starting-point of our
earth-life.
We
can indeed gain insight into these significant matters if we
realize that on sinking into slumber we do not stand still at
the date reached in the course of our earthly existence (as was
already explained in the previous lectures), but that we
actually go back to our starting-point. Every time, during
sleep, we are carried back to our childhood, and even to the
state before our childhood, before our arrival on earth. Hence,
while we are asleep, our ego and our astral body return to the
spiritual world, to the world of our origin which we left in
order to become earth men.
At
this point of our discourse, it becomes necessary to let pass
before our soul in greater detail what the human being
undergoes while asleep; undergoes unconsciously, but,
nonetheless, most vividly.
The
duration of our sleep does not really matter. Although it
is difficult for our ordinary consciousness to conceive of the
fact that time and space conditions are utterly different in
the spiritual world, we must learn to form conceptions of such
a kind.
I
have already said that the human being, when suddenly awakened
after he has fallen asleep and hence lost consciousness,
experiences during that brief moment whatever he would have
experienced, had his sleep continued for a long time. In
measuring the length of our sleep according to its physical
duration, we take into account only our physical body and our
etheric body. Utterly different time-conditions prevail for
that which is undergone by our ego and astral body. Hence the
things that I shall presently explain to you are valid for
either a long or a short sleep.
When the human personality enters the realm of sleep with his
soul, the first state experienced by him — all this takes
place in the unconscious, yet with great vividness —
engenders a feeling in him of dwelling, as it were, in a
general world ether. (In speaking of feeling, I mean an
unconscious feeling. It is impossible to express these matters
otherwise than by terms used in ordinary conscious life.) The
person feels himself, as it were, disseminated into the whole
cosmos. We cease to have the definite perceptions, which
formerly connected us with all the things surrounding us in our
earthly existence. At first, we take part in the general
weaving and surging of the cosmos. And this is accompanied by
the feeling that our souls have their being in a bottomless
element. Hence the soul, while existing in this bottomless
element, has an ardent desire for divine support. Thus we
experience every evening, when falling asleep, the religious
need of having the whole world permeated by an all-encompassing
divine-spiritual element. This is our real experience when
falling asleep.
Our
whole constitution as human beings enables us to transfer
this desire for the divine into our waking life. Day in and day
out, we are indebted to our nightly experiences for
renewing our religious needs.
Thus only a contemplation of our entire being enables us to
gain insight into the various life-experiences undergone by us.
Fundamentally, we live very thoughtlessly if we take into
account only the conscious life passed between morning and
evening; for many night experiences are interwoven with this.
The human being does not always realize whence he derives his
living religious need. He derives it from the general
experiences undergone by him every night just after
having fallen asleep — and also, although perhaps less
intensively, during an afternoon nap.
Then, in our sleep, another stage sets in — all this, as
was said before, being passed through unconsciously, but
nonetheless vividly. Now it does not seem to the sleeper that
his soul is, as it were, disseminated into the general cosmos,
but it seems as if the single parts of his entity were divided.
Were our experiences to become conscious, we would feel
as though we were being disjointed. And, from the bottom of our
soul, an unconscious fear rises up. Every night, while
asleep, we experience the fear of being divided up into the
whole universe.
Now
you might say: What does all this matter, as long as we know
nothing about it? Well, it matters a great deal. I should like
to explain, by means of a comparison, how much it matters.
Suppose that we become frightened in ordinary daily life. We
turn pale. The emotion of fear is consciously felt by the soul.
A definite change in our organism makes us turn pale. The blood
streams back into the body's interior. This is an objective
process. We can describe the emotion of fear in
connection with an objective process taking place, in
daily conscious life, within the physical body. What we
experience in our soul is, as it were, a mirrored image
reflecting this streaming away of the blood from the
body's surface to its inner parts. Thus an objective process
corresponds, in the waking state, to the emotion of fear. When
we are asleep, a similar objective process, wholly independent
of our consciousness, occurs in our astral body.
Anyone able to form imaginative and inspired conceptions will
experience this objective process in the astral body as an
emotion of fear. The objective element in fear, however,
is actually experienced by man every night, because he feels
himself being divided into parts inside his soul. And how
is he being divided? Every night he is divided among the
universe of stars. One part of his soul substance is striving
towards Mercury, another part towards Jupiter, and so forth.
Yet this process can only be correctly characterized by saying:
During ordinary sleep, we do not actually penetrate the
worlds of stars, as is the case on the path between death and a
new birth. What we really undergo every night is not an actual
division among the stars, but only among the
counterparts of the stars which we carry within us
during our entire earth life. While asleep, we are
divided among the counterparts of Mercury, Venus, Moon,
Sun, and so forth. Thus we are concerned here not with the
original stars themselves, but with their counterparts in
us.
This emotion of fear, experienced by us relatively soon after
falling asleep, can be removed only from that human being who
feels a genuine kinship to the Christ. At this point, we become
aware how much the human being needs this kinship with the
Christ. In speaking of this kinship, it is necessary to
envisage man's evolution on earth. Mankind's evolution on earth
can be comprehended only by someone having real insight
into the significant turning point brought to human
evolution by the Mystery of Golgotha. It is a fact that
the human beings before the Mystery of Golgotha were different
with regard to soul and spirit from the human beings after the
Mystery of Golgotha had occurred on earth. This must be
taken into account, if man's soul is to be viewed in its true
light.
When the human beings who lived before the Mystery of Golgotha
— and these human beings were actually we ourselves in a
former life — fell asleep and experienced the fear of
which I have just spoken, then the counterpart of the Christ in
the world of stars existed for the human beings of that time as
much as did the counterparts of the other heavenly bodies. And
as the Christ approached the sleeping human being, He came as a
helper to dissipate fear, to destroy fear. People of earlier
ages, still gifted with instinctive clairvoyance,
remembered after awaking, in a dream-like consciousness,
that the Christ had been with them in their sleep. Only they
did not call Him the Christ. They called Him the Sun-spirit.
Yet these people, who lived before the Mystery of Golgotha,
avowed from their innermost depth that the great Sun-spirit was
also the great guide and helper of the human being, who
approached him every night in sleep and relieved him of the
fear of being disseminated into the universe. The Christ
appeared as a spirit strengthening mankind and consolidating
its inner life.
Who
binds together man's forces during his life? asked the
followers of ancient religions. It is the great Sun-spirit, who
firmly binds together man's single elements and combines them
into one personality. And this avowal was uttered by the
followers of ancient religions, because their consciousness was
pervaded by the memory that the Christ approached man every
night.
We
do not need to be amazed at these things. In those ancient
times when the human being was still capable of instinctive
clairvoyance, he could look back at significant moments of his
life into the period passed through by him before his soul and
spirit descended to earth and was clothed in a physical body.
Thus it seemed quite natural to the human being that he could
look upward into a pre-earthly existence.
But
is it not a fact that — as we explained before —
every period of sleep carries us back into pre-earthly
existence, into an existence preceding the stage before
we became a truly conscious child? This question must be
answered in the affirmative. And just as human beings knew that
they had been together, in their pre-earthly existence, with
the exalted Sun-spirit who had given them the strength to pass
through death as immortal beings, so they also consciously
remembered after every sleep that the exalted Sun-spirit had
stood at their side, helping them to become real human
beings, integrated personalities.
The
human soul, while acquainting itself with the world of planets,
passes through this stage during sleep. It is as if the soul
were first dispersed among the counterparts of the planets, and
then united and held together by the Christ.
Consider that this whole soul-experience during sleep has
changed, with regard to the human being, since the Mystery of
Golgotha. For the Mystery of Golgotha has originated the
unfolding of a vigorous human ego-consciousness. This
ego-consciousness, pervading human culture only gradually after
the Mystery of Golgotha, became especially apparent after the
first third of the fifteenth century. And the same vigorous
ego-consciousness, which enables the human being to place
himself as a free, fully self-conscious being into the sense
world, this same consciousness — as though trying to
maintain equilibrium — also darkens his retrospect
into pre-earthly existence; darkens his conscious memory of the
helping Christ, Who stood at his side during sleep.
It
is remarkable that, since the Mystery of Golgotha, human
evolution has taken the following course: On the one hand, man
acquired a vigorous ego-consciousness in his waking state; on
the other hand, utter darkness gradually overlaid that which
had formerly radiated out of sleep-consciousness. Therefore
human beings are obliged, since the Mystery of Golgotha, to
establish a conscious relationship to Christ Jesus while they
are awake. They must acquire, in a conscious way, a
comprehension of what the Mystery of Golgotha really
signifies: That, by means of the Mystery of Golgotha, the
exalted Sun-spirit, Christ, descended to earth, became a human
being in the body of Jesus of Nazareth, passed through
earth-life and death, and, after death, still taught His
disciples who were permitted to behold Him in His etheric body
after death.
Those personalities who acquire, in the time following the
Mystery of Golgotha, a waking consciousness of their kinship
with the Christ, and gain a living conception of what took
place through the Mystery of Golgotha: to these the possibility
will be given of being helped by the Christ impulse, as it is
carried from their waking state into their sleep.
This shows us how differently human sleep was constituted
before and after the Mystery of Golgotha. Before the Mystery of
Golgotha, the Christ invariably appeared as Helper while the
human being slept. Man could remember even after awaking
that the Christ had been with him during his sleep. After the
Mystery of Golgotha, however, he would be utterly bereft of the
Christ's help, if he were not to establish a conscious
relation with the Christ during the day while awake and
carry its echo, its after-effect, into his sleep. Only in this
way can the Christ help him to maintain his personality while
asleep.
What the human being had received unconsciously from the wide
heavenly reaches before the Mystery of Golgotha: the help of
the Christ, the human soul must now acquire gradually by
establishing a conscious relation with the Mystery of Golgotha.
This inner soul-responsibility has been laid upon the human
being since the Mystery of Golgotha. Thus we are unable
to study the nature of human sleep, unless we are able to
envisage the immense transformation undergone by human sleep
since the Mystery of Golgotha.
When we enter the realm of sleep, our whole world becomes
different from that experienced in the waking state. How do we
live as physical men while awake? We are confined, through our
physical body, by natural laws. The laws working outside in
nature are also working within us. That which we recognize as
moral responsibilities and impulses, as moral world order,
stands like an abstract world amidst the laws of nature. And
because present-day natural science takes into account only the
waking world, it is completely ignorant of the moral world.
Thus natural science tells us — although hypothetically,
yet in conformity with its principles — that the
Kant-Laplace primeval fog marked the starting-point of
world evolution; and that this world evolution will be
terminated through a state of heat which will kill all living
things and bury them, as it were, in a huge cosmic cemetery.
(These conceptions have been modified, but still prevail
among natural scientists.) Natural science, in describing the
evolution of the cosmos, begins and ends with a physical state.
Here the moral world order appears as a stranger. The
human being, however, would not be aware of his dignity, would
not even experience himself as a human being, unless he
experienced himself as a moral being. But what moral impulses
could be found in the Kant-Laplace primeval fog? Here were
nothing but physical laws. Will there be moral impulses
when the earth shall perish from heat? Then, also,
nothing but physical laws will prevail. Thus speaks
natural science. And out of the natural process germinate all
living things, and out of living things the human soul-element.
The human being forms certain conceptions: One should act in a
certain way; or one should not act in that way. He experiences
a moral world order. But this cannot be nurtured by natural
law. To the waking human being, the moral world order appears
like a merely abstract world amidst the rigid, massive world of
natural laws.
It
is entirely different when imaginative, inspirative, and
intuitive consciousness passes through that which the human
being, between falling asleep and awaking, experiences in his
ego and astral body. Here the moral world order appears real,
whereas the natural order below appears like something
abstract, something dream-like. Although it is difficult to
conceive of these things, they are nonetheless true. The
whole world has been turned upside down. To the sleeper
acquiring clairvoyance in his sleep, the moral world order
would seem something real, something secure; and the physical
world order of natural laws would seem to sink below, not
rise above, the moral world order. And if the sleeper possessed
consciousness, he would not place the Kant-Laplace theory
at the starting-point of world evolution, and the death
through heat at its end. At the starting-point, he would
recognize the world of spiritual hierarchies — all the
spirit and soul beings who lead man into existence. At the end
of world evolution, he would again recognize the spirit and
soul beings who extend to man who has passed through the course
of evolution a welcome to enter their community. And below, as
an illusion, the abstract physical world order would have
its welling and streaming existence. If you were gifted
with clairvoyance in the very midst between falling asleep and
awaking, you would view all the natural laws of which you have
learned during the day as a mirage of dreams, dreamed by the
earth. And it would be the moral world order which would give
you a firm ground. And this moral world order could be
experienced by us if we worked our way — after having
received the help of the Christ — into the peace of the
fixed stars in the firmament, seen by us again, during nightly
sleep, in the form of their counterparts. Soaring upward to the
fixed stars, to their counterparts, we look down into the
physical realm of natural law.
This is the wholly divergent form of the experiences
undergone by the human being between falling asleep and
awaking, and leading his soul every night into the image of the
cosmos. And just as the human being is led at a certain moment
between death and a new birth, as I explained yesterday,
by the moon forces into earthly existence and is beset by a
sort of longing for earthly existence, so is he beset by the
longing, after experiencing heavenly existence in his sleep, to
immerse himself again into his physical body and etheric
body.
While we get accustomed to earth-life after our birth, we live
in a sort of sleep and dream state. If we, disregarding our
dreams, look back in the morning, after being awake for an
hour, to the moment of awaking, our consciousness is halted
abruptly and we see behind us the darkness of slumber. It is
similar when we look back into our childhood. In our fourth or
the fifth year, sometimes earlier, sometimes later, our
consciousness comes to a stop. Beyond the last stage that
we can still remember lies something which is as deeply
immersed in the darkness of the sleep and dream life of early
childhood as is the life of the human soul immersed every night
in the darkness of sleep. Yet the child is not wholly asleep,
but is wrapt in a sort of waking dream. During this waking
dream occur the three important phases of human life which I
indicated yesterday. As they occur in the sequence
characterized by me, we can see in them echoes and
after-effects of the life between death and a new birth. First
the child learns, out of a life wrapt in dream and sleep, what
we call simply learning how to walk.
Something all-encompassing happens when a child learns how to
walk, something which appears as a grandiose and overwhelming
process to anyone able to perceive how the subtlest parts
of the human body are changed at this time. The child, by
adapting himself to the relationships of gravity, learns how to
attain equilibrium. The child no longer falls down. By
unfolding inner forces, he conforms to spatial
directions.
What if we had to do all this consciously: overcome the
lack of equilibrium that pulled us to the ground, adapt our
organism to a firm state of equilibrium with regard to the
three spatial directions, and even maintain this state of
equilibrium by swinging our legs like pendulums as we learn how
to walk? The child, in performing such a grandiose mechanical
task, performs it as an echo of what he experienced while
dwelling among spirits between death and a new birth. Here we
encounter something so comprehensive, so marvelous, that
the most eminent engineer, with all his earthly scientific
equipment, could not calculate how the child's human
forces adapt themselves to the world's spatial connections.
What we, as a child, attain unconsciously is the most
miraculous unfolding of mathematical-mechanical, physical
forces. We call it simply learning how to walk. Yet in this
learning how to walk lies an element of utmost grandeur.
Simultaneously, the correct use of arms and hands is
attained. And by placing himself, as physical being,
within the three spatial directions, the human being receives
the foundation for all that is called learning how to
talk.
The
only thing known to physiology about the connection between
man's dynamics of walking and standing and the faculty of
speech is the fact that the speech-center of right-handed
persons lies in the left portion of the brain. The gestures of
the right hand, vigorously executed by means of man's
willpower, are led, by some mysterious process, into the
interior of the brain whence the faculty of speech is brought
to the human being.
More, however, exists than this connection between the right
hand and the third convolution at the left, the so-called Broca
cerebral convolution. The whole mobility of arms and fingers;
the human being's whole ability to move and maintain
equilibrium reaches up into the brain, becomes part of
the brain, and thence reaches down into the larynx. Language
develops out of walking, out of the grasping of objects, out of
gestures flowing from the organs of movement.
Anyone viewing these things correctly will know that a child
with the tendency to walk on his toes speaks differently from a
child walking on his heels; employs different shadings of
sound. The organism of speaking develops from the organism of
walking and moving. And speech is again a counterpart of
that which I described yesterday as the outpouring of
revelation upon the human being passing through the stage
between death and a new birth. The child, when learning how to
speak, does not grasp the words with his thoughts, but alone
with his emotions. He lives in the language as if it were an
emotional element; and a child of normal development learns
conceptual thinking only after acquiring the faculty of
speech. A child's thoughts actually develop out of the words.
Just as walking and the grasping of objects, the gestures of
legs and hands, reach up into the speech organism, so all that
lives in the speech organism and is gained through adaptation
to the language of the surrounding world, reaches up into
the thought-organs. In the third stage, the child learns how
to think.
While encompassed by this dream and sleep state, the child
passes through three stages: walking, speaking, and thinking.
These are the three terrestrial counterparts of that which we
experienced between death and a new birth: living contact with
the spiritual world, revelation of the spiritual world, and the
gathering of the world ether in order to form our etheric
body.
The
child's development during these three stages can be correctly
estimated only by someone observing the adult human being
during his sleep. Here we can observe how we, when sleep puts a
stop to our thoughts — for our thoughts are silenced by
sleep — let our thought-forces be nurtured, between
falling asleep and awaking, by those beings known to us as
angels, as Angeloi. These beings, approaching us during sleep,
nurture our thought-forces while we cannot do so ourselves.
During sleep, the human being also ceases to talk. Only in
abnormal cases, which could be explained, does he talk in his
sleep. At present, however, we may disregard these things. The
normal human being ceases to talk after going to sleep. Would
it not be altogether too dreadful, did people keep on
chattering while asleep? Hence speech ceases at that time. And
what makes us speak is nurtured during the time between falling
asleep and awaking by beings belonging to the hierarchy
of the Archangeloi.
If
we disregard the sleep-walker, who is also in an abnormal
condition, human beings are quiet while asleep. They do not
walk, they grasp no objects, they do not move. That which
pertains to man's waking life as forces which call forth the
movements out of his will is nurtured, between going to sleep
and awaking, by beings belonging to the hierarchy of the
Archai.
By
comprehending the manner in which the hierarchical beings above
the human kingdom — Angels, Archangels, Archai —
approach the ego and astral body, approach the entire human
being during sleep, we can also understand how the little child
masters the three activities of walking, speaking, and
thinking. We recognize how it is the work of the Archai that
brings to the little child, as he masters the dynamics of life,
as he masters the faculty of walking and handling objects, what
the human being has experienced, between death and a new birth,
by coming into contact with spirit and soul beings. Now, the
counterpart of these experiences comes forth with the
learning to walk of the little child. It is the Archai,
the primeval powers, who transmit to the child that learns how
to walk the counterpart of all the spiritual movements
emanating, between death and a new birth, from spirit and soul
beings.
And
it is the Archangels that transmit what the human being
experiences, between death and a new birth, by means of
revelation; they are at work when the child masters speech. And
the Angels carry down the forces developed by the human being
when, out of the whole world ether, he gathered the substance
for his etheric body. The angels, bringing down these forces,
mold their counterparts within the thought-organs, which are
plastically formed in order that the child may learn thinking
by means of language.
You
must keep in mind that Anthroposophy does more than look at the
physical world and say: It is based on something spiritual.
This would be much too easy. By such a way of thinking,
we could acquire no real conception of the spiritual world.
Someone who is determined to repeat in philosophic terms that
the physical world rests on a spiritual foundation, would be
like a man who when walking across a meadow is told by his
companion: Look, this flower is a dandelion, these are daisies,
and so forth. The first man, however, might reply:
Indeed, I am not interested in these names. Here I see
flowers, just flowers in the abstract. Such a person
would be like a philosopher who recognizes only the
pantheistic-spiritual element, but refuses to discuss the
concrete facts, the particular formations of the
spiritual.
What we are given by Anthroposophy shows us how the
divine spiritual dwells everywhere in life's single
formations. We look at the way in which the child passes from
the clumsy stage of crawling to that of walking. Looking in
admiration and reverence at this grandiose world
phenomenon, we see in it the work of the Archai, who are active
when the experiences we undergo between death and a new birth
are transformed into their earthly shape.
We
follow the process through which the child produces speech out
of his inner self; we follow the activity of the
Archangels; and, when the child begins to think, the
activity of the Angels. And all this has a deeply significant,
practical side. In our materialistic age, many people have
ceased to regard words as something genuinely spiritual. More
and more, people use words only for the purpose of naming
physical objects in the outer world. Think how many people in
the world are unable to form the slightest conception of
spiritual things; this is because the words have no
spiritual significance for them and are used merely in
connection with physical objects.
For
many people, speech itself has assumed a materialistic
character. It can be used only in connection with physical
things. Undeniably, we live within a civilization making
language, more and more, into an instrument of
materialism. And what will be the consequence?
The
consequence will become apparent to us if we look, with regard
to language, at the connection between the waking and the
sleeping state. While we remain awake during the day, we talk
with others. We make the air vibrate. The way in which the air
vibrates transmits the soul content which we wish to convey.
The soul impulses of our words, however, live in our inner
being. Every word corresponds to a soul impulse, which is the
more powerful, the more our words are imbued with
idealism; the more we are conscious of the spiritual
significance contained in our words. Anyone aware of these
facts will clearly recognize what lies behind them. Think of a
person who uses words in a merely materialistic sense. During
the day, he will not differ greatly from others whose words
contain an idealistic, spiritual element, who know that
words must be given wings by the spirit. At night, however, the
human being takes the soul and spirit element of language,
together with his ego and astral body, into the spiritual
world. He returns again to his spiritual origin.
Those possessing only a materialistic speech cannot establish a
connection with the world of the Archangels. Those still
possessing an idealistic speech are able to establish
this connection with the world of the Archangels.
The
tragedy inherent in a civilization whose materialism is
expressed even by its language has the consequence that the
human being, by letting his language become wholly
materialistic, may lose the nightly connection with the
world of the Archangels. For the genuine spiritual scientist,
there lies indeed something heart-breaking in present-day
civilization. People who forget more and more to invest their
words with a spiritual content lose their rightful connection
with the spiritual world; with the Archangels. And this
terrifying fact can be perceived only by someone envisaging the
true nature of the sleeping state.
It
is impossible to become a real anthroposophist without
rising above mere theory. We may remain perfectly
indifferent while developing theories on June bugs, earth
worms, and cells. Such theories shall certainly break nobody's
heart. For the way in which June bugs and earthworms grow out
of a cell is not apt to break our heart. But if we acquire
anthroposophical knowledge in all its fullness, we look into
the depths of man's being, of man's evolution, of man's
destiny. Thus our heart will ever be interlinked with this
knowledge. The sum of this knowledge will be deposited in the
life of our feelings, our emotions. Hence we partake of
the whole world's feelings, and also of the whole world's
volition.
The
essence of Anthroposophy consists in the fact that it grasps
not only the human intellect but the whole human being. Thereby
it illuminates, with the forces of feeling and sentiment, the
destinies of culture and civilization, as well as the destinies
of single persons.
We
cannot take part genuinely in human experiences on earth,
unless looking also at the other side, the spiritual side, as
it is unveiled to us through our knowledge of the sleeping
state that leads us back into the spiritual world. Thus
spiritual science can be truly at one with human life,
understood in its spiritual and ultimately its social,
religious, and ethical significance.
This spiritual science is to become real science which leads to
wisdom. Such life giving science is greatly needed by
mankind, lest it fall into deeper and deeper decline,
instead of making a new beginning.
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