Soul and Spirit in the Human Physical Constitution
December 17, 1920
Today I want to interpolate a theme which may possibly seem to you
somewhat remote, but it will be of importance for the further
development of subjects we are studying at the present time. We have
been able to gather together many essential details which are
essential for a knowledge of man's being. On the one side, we are
gradually discovering man's place in the life of the cosmos, and on
the other, his place in the social life. But it will be necessary
today to consider certain matters which make for a better
understanding of man's being and nature.
When man is studied by modern scientific thinking, one part only of
the being is taken into consideration. No account whatever is taken of
the fact that in addition to his physical body, man also has higher
members. But we will leave this aside today and think about something
that is more or less recognized in science and has also made its way
into the general consciousness.
In studying the human being, only those elements which can be pictured
as solid, or solid-fluidic, are regarded as belonging to his organism.
It is, of course, acknowledged that the fluid and the aeriform
elements pass into and out of the human being, but these are not in
themselves considered to be integral members of the human organism.
The warmth within man which is greater than that of his environment is
regarded as a state or condition of his organism, but not as an actual
member of his constitution. We shall presently see what I mean by
saying this. I have already drawn attention to the fact that when we
study the rising and falling of the cerebral fluid through the spinal
canal, we can observe a regular up-and-down oscillatory movement
caused by inhalation and exhalation; when we breathe in, the cerebral
fluid is driven upwards and strikes, as it were, against the
brain-structure; when we breathe out, the fluid sinks again. These
processes in the purely liquid components of the human organism are
not considered to be part and parcel of the organism itself. The
general idea is that man, as a physical structure, consists of the
more or less solid, or at most solid-fluid, substances found in him.
Man is pictured as a structure built up from these more or less solid
substances
(see
Diagram I).
The other elements, the fluid element, as I
have shown by the example of the cerebral fluid, and the aeriform
element, are not regarded by anatomy and physiology as belonging to
the human organism as such. It is said: Yes, the human being draws in
the air which follows certain paths in his body and also has certain
definite functions. This air is breathed out again. Then people
speak of the warmth condition of the body, but in reality they regard
the solid element as the only organizing factor and do not realize
that in addition to this solid structure they should also see the
whole man as a column of fluid
(Diagram II, blue),
as being permeated with air
(red) and as a being in whom there is a definite degree of warmth
(yellow). More exact study shows that just as the solid or solid-fluid
constituents are to be considered as an integral part or member of the
organism, so the actual fluidity should not be thought of as so much
uniform fluid, but as being differentiated and organized though
the process here is a more fluctuating one and having its own
particular significance.
In addition to the solid man, therefore, we must bear in mind the
‘fluid man’ and also the ‘aeriform man.’ For
the air that is within us, in regard to its organization and its
differentiations, is an organism in the same sense as the solid organism,
only it is gaseous, aeriform, and in motion. And finally, the warmth in us
is not a uniform warmth extending over the whole human being, but is also
delicately organized. As soon, however, as we begin to speak of the
fluid organism which fills the same space that is occupied by the
solid organism, we realize immediately that we cannot speak of this
fluid organism in earthly man without speaking of the etheric body
which permeates this fluid organism and fills it with forces. The
physical organism exists for itself, as it were; it is the physical
body; in so far as we consider it in its entirety, we regard it, to
begin with, as a solid organism. This is the physical body.
We then come to consider the fluid organism, which cannot, of course,
be investigated in the same way as the solid organism, by dissection,
but which must be conceived as an inwardly mobile, fluidic organism.
It cannot be studied unless we think of it as permeated by the etheric
body.
Thirdly, there is the aeriform organism which again cannot be studied
unless we think of it as permeated with forces by the astral body.
Fourthly, there is the warmth-organism with all its inner
differentiation. It is permeated by the forces of the Ego. That
is how the human as earthly being today is constituted.
Physical organism: Physical body
Man regarded in a different way:
- Solid organism Physical body
- Fluid organism Etheric body
- Aeriform organism Astral body
- Warmth-organism Ego
Let us think, for example, of the blood. Inasmuch as it is mainly
fluid, inasmuch as this blood belongs to the fluid organism, we find
in the blood the etheric body which permeates it with its forces. But
in the blood there is also present what is generally called the warmth
condition. But that ‘organism’ is by no means identical with the
organism of the fluid blood as such. If we were to investigate this
and it can also be done with physical methods of investigation
we should find in registering the warmth in the different parts
of the human organism that the warmth cannot be identified with the
fluid organism or with any other.
Directly we reflect about man in this way we find that it is
impossible for our thought to come to a standstill within the limits
of the human organism itself. We can remain within these limits only
if we are thinking merely of the solid organism which is shut off by
the skin from what is outside it. Even this, however, is only
apparently so. The solid structure is generally regarded as if it were
a firm, self-enclosed block; but it is also inwardly differentiated
and is related in manifold ways to the solid earth as a whole. This is
obvious from the fact that the different solid substances have, for
example, different weights; this alone shows that the solids within
the human organism are differentiated, have different specific weights
in man. In regard to the physical organism, therefore, the human being
is related to the earth as a whole. Nevertheless it is possible,
according at least to external evidence, to place spatial limits
around the physical organism.
It is different when we come to the second, the fluid organism that is
permeated by the etheric body. This fluid organism cannot be strictly
demarcated from the environment. Whatever is fluid in any area of
space adjoins the fluidic element in the environment. Although the
fluid element as such is present in the world outside us in a rarefied
state, we cannot make such a definite demarcation between the fluid
element within man andr the fluid element outside man, as in the case
of the solid organism. The boundary between man's inner fluid organism
and the fluid element in the external world must therefore be left
indefinite.
This is even more emphatically the case when we come to consider the
aeriform organism which is permeated by the forces of the astral body.
The air within us at a certain moment was outside us a moment before,
and it will soon be outside again. We are drawing in and giving out
the aeriform element all the time. We can really think of the air as
such which surrounds our earth, and say: it penetrates into our
organism and withdraws again; but by penetrating into our organism it
becomes an integral part of us. In our aeriform organism we actually
have something that constantly builds itself up out of the whole
atmosphere and then withdraws again into the atmosphere. Whenever we
breathe in, something is built up within us, or, at the very least,
each indrawn breath causes a change, a modification, in an upbuilding
process within us. Similarly, a destructive, partially destructive,
process takes place whenever we breathe out. Our aeriform organism
undergoes a certain change with every indrawn breath; it is not
exactly newly born, but it undergoes a change, both when we breathe in
and when we breathe out. When we breathe out, the aeriform organism
does not, of course, die, it merely undergoes a change; but there is
constant interaction between the aeriform organism within us and the
air outside. The usual trivial conceptions of the human organism can
only be due to the failure to realize that there is but a slight
degree of difference between the aeriform organism and the solid
organism.
And now we come to the warmth-organism. It is of course quite in
keeping with materialistic-mechanistic thought to study only the solid
organism and to ignore the fluid organism, the aeriform organism, and
the warmth-organism. But no real knowledge of man's being can be
acquired unless we are willing to acknowledge this membering into a
warmth-organism, an aeriform organism, a fluid organism, and an earth
organism (solid).
The warmth-organism is paramountly the field of the Ego. The Ego
itself is that spirit-organization which imbues with its own forces
the warmth that is within us, and governs and gives it configuration,
not only externally but also inwardly. We cannot understand the life
and activity of the soul unless we remember that the Ego works
directly upon the warmth. It is primarily the Ego in man which
activates the will, generates impulses of will. How does the
Ego generate impulses of will? From a different point of view we have
spoken of how impulses of will are connected with the earthly sphere,
in contrast to the impulses of thought and ideation which are
connected with forces outside and beyond the earthly sphere. But how
does the Ego, which holds together the impulses of will, send these
impulses into the organism, into the whole being of man? This is
achieved through the fact that the will works primarily in the
warmth-organism. An impulse of will proceeding from the Ego works upon
the warmth-organism. Under present earthly conditions it is not
possible for what I shall now describe to you to be there as a
concrete reality. Nevertheless it can be envisaged as something that
is essentially present in man. It can be envisaged if we disregard the
physical organization within the space bounded by the human skin. We
disregard this, also the fluid organism, and the aeriform organism.
The space then remains filled with nothing but warmth which is, of
course, in communication with the warmth outside. But what is active
in this warmth, what sets it in flow, stirs it into movement, makes it
into an organism is the Ego.
The astral body of man contains within it the forces of feeling. The
astral body brings these forces of feeling into physical operation in
man's aeriform organism.
As an earthly being, man's constitution is such that, by way of the
warmth-organism, his Ego gives rise to what comes to expression when
he acts in the world as a being of will. The feelings experienced in
the astral body and coming to expression in the earthly organization
manifest in the aeriform organism. And when we come to the etheric
organism, to the etheric body, we find within it the conceptual
process, in so far as this has a pictorial character more
strongly pictorial than we are consciously aware of to begin with, for
the physical body still intrudes and tones down the pictures into
mental concepts. This process works upon the fluid organism.
This shows us that by taking these different organisms in man into
account we come nearer to the life of soul. Materialistic
observation, which stops short at the solid structure and insists that
in the very nature of things water cannot become an organism, is bound
to confront the life of soul with complete lack of understanding; for
it is precisely in these other organisms that the life of soul comes
to immediate expression. The solid organism itself is, in reality,
only that which provides support for the other organisms. The solid
organism stands there as a supporting structure composed of bones,
muscles, and so forth. Into this supporting structure is membered the
fluid organism with its own inner differentiation and configuration;
in this fluid organism vibrates the etheric body, and within this
fluid organism the thoughts are produced. How are the thoughts
produced? Through the fact that within the fluid organism something
asserts itself in a particular metamorphosis namely, what we
know in the external world as tone.
Tone is, in reality, something that leads the ordinary mode of
observation very much astray. As earthly human beings we perceive the
tone as being borne to us by the air. But in point of fact the air is
only the transmitter of the tone, which actually weaves in the air.
And anyone who assumes that the tone in its essence is merely a matter
of air-vibrations is like a person who says: Man has only his physical
organism, and there is no soul in it. If the air-vibrations are
thought to constitute the essence of the tone, whereas they are in
truth merely its external expression, this is the same as seeing only
the physical organism with no soul in it. The tone which lives in the
air is essentially an etheric reality. And the tone we hear by
way of the air arises through the fact that the air is permeated by
the Tone Ether
(see
Diagram III)
which is the same as the
Chemical Ether. In permeating the air, this Chemical Ether
imparts what lives within it to the air, and we become aware of what
we call the tone.
This Tone Ether or Chemical Ether is essentially active in our fluid
organism. We can therefore make the following distinction: In our
fluid organism lives our own etheric body; but in addition there
penetrates into it (the fluid organism) from every direction the Tone
Ether which underlies the tone. Please distinguish carefully here. We
have within us our etheric body; it works and is active by giving rise
to thoughts in our fluid organism. But what may be called the Chemical
Ether continually streams in and out of our fluid organism. Thus we
have an etheric organism complete in itself, consisting of Chemical
Ether, Warmth-Ether, Light-Ether, Life-Ether, and in addition we find
in it, in a very special sense, the Chemical Ether which streams in
and out by way of the fluid organism.
The astral body which comes to expression in feeling operates through
the air organism. But still another kind of Ether by which the air is
permeated is connected especially with the air organism. It is the
Light-Ether. Earlier conceptions of the world always emphasized this
affinity of the outspreading physical air with the Light-Ether which
pervades it. This Light-Ether that is borne, as it were, by the air
and is related to the air even more intimately than tone, also
penetrates into our air organism, and it underlies what there passes
into and out of it. Thus we have our astral body which is the bearer
of feeling, is especially active in the air organism, and is in
constant contact there with the Light-Ether.
And now we come to the Ego. This human Ego, which by way of the will
is active in the warmth-organism, is again connected with the outer
warmth, with the instreaming and outstreaming Warmth-Ether.
Now consider the following. The etheric body remains in us also during
sleep, from the moment of falling asleep to the moment of waking;
therefore the interworking of the Chemical Ether and the etheric body
continues within our being, via the fluid organism, also while we are
asleep. It is different in the case of the astral body and feeling.
From the moment of falling asleep to the moment of waking, the astral
body is outside the human organism; the astral body and feeling do not
then work upon the air organism, but the air organism that is
connected with the whole surrounding world is sustained from
outside during sleep. And the human being himself, with his astral
body and feeling, goes out of the body and passes into a world with
which it is related primarily through the Light-Ether. While he is
asleep man lives directly in an element that is transmitted to his
astral body by the air organism during waking life. We can speak in a
similar way of the Ego and the warmth-organism.
It is obvious from this that an understanding of man's connection with
the surrounding universe is possible only as the result of thorough
study of these members of being, of which ordinary, mechanistic
thinking takes no account at all. But everything in us
interpenetrates, and because the Ego is in the warmth-organism it also
permeates the air organism, the fluid organism, and the solid
organism, it permeates them with the warmth which is all-pervading.
Thus the warmth-organism lives within the air organism; the
warmth-organism, permeated as it is with the forces of the Ego, also
works in the fluid organism.
This indicates how, for example, we should look for the way in which
the Ego works in the circulating blood. It works in the circulating
blood by way of the warmth-organism works as the spiritual
entity which, as it were, sends down the will out of the warmth, via
the air, into the fluid organism. Thus everything in the human
organism works upon everything else. But we get nowhere if we have
only general, abstract ideas of this interpenetration; we will reach a
result only if we can evolve a concrete idea of the constitution of
man and of how everything that is around us participates in our
make-up.
The condition of sleep, too, can be understood only if we go much more
closely into these matters. During sleep it is only the physical body
and the etheric body that remain as they are during the waking state;
the Ego and the astral body are outside. But in the sleeping human
being the forces that are within the physical and etheric bodies can
also be active on the aeriform organism and the warmth-organism
as well.
When we turn to consider waking life, from what has been said we shall
understand the connection of the Ego with the astral body and with the
whole organism. During sleep, when the Ego and the astral body are
outside, the four elements are nevertheless within the human organism:
the solid supporting structure, the fluid organism, but also the air
organism in which the astral body otherwise works, and the
warmth-organism in which the Ego otherwise works. These elements are
within the human organism and they work in just as regularly organized
a way during sleep as during the waking state, when the Ego and the
astral body are active within them.
During the sleeping state we have within us, instead of the Ego
which is now outside the spirit which permeates the cosmos and
which in waking life we have driven out through our Ego which is part
of that spirit. During sleep our warmth body is pervaded by cosmic
spirituality, our air organism by what may be called cosmic astrality
(or world-soul), which we also drive out while we are awake.
Waking life and sleeping life may therefore also be studied from this
point of view. When we are asleep our warmth-organism is permeated by
the cosmic spirituality which on waking we drive out through our Ego,
for in waking life it is the Ego that brings about in the
warmth-organism what is otherwise brought about by the cosmic
spirituality. It is the same with the cosmic astrality; we drive it
out when we wake up and readmit it into our organism when we fall
asleep. Thus we can say: In that we leave our body during sleep, we
allow the cosmic spirit to draw into our warmth-organism, and the
world-soul, or the cosmic astrality, into our aeriform organism.
If we study the man without preconceived ideas, we acquire
understanding not only of his relation to the surrounding physical
world, but also of his relation to the cosmic spirituality and to the
cosmic astrality.
This is one aspect of the subject. We can now consider it also from
the aspect of knowledge, of cognition, and you will see how the two
aspects tally with each other. It is customary to call ‘knowledge’
only what man experiences through perception and the intellectual
elaboration of perceptions from the moment of waking to that of
falling asleep. But thereby we come to know man's physical environment
only. If we adhere to the principles of spiritual-scientific thinking
and do not indulge in fantasy, we shall not, of course, regard the
pictures of dream-life as immediate realities in themselves, neither
shall we seek in dreams for knowledge as we seek it in waking mental
activity and perception. Nevertheless at a certain lower level,
dreaming is a form of knowledge. It is a particular form of physical
self-knowledge. Roughly, it can be obvious that a man has been
'dreaming' inner conditions when, let us say, he wakes up with the
dream of having endured the heat of an intensely hot stove and then,
on waking, finds that he is feverish or is suffering from some kind of
inflammatory condition. In other ways too, dreams assume definite
configuration. A man may dream of coiling snakes when something is out
of order in the intestines; or he may dream of caves into which he is
obliged to creep, and then wakes up with a headache, and so on.
Obscurely and dimly, dreams point to our inner organic life, and we
can certainly speak of a kind of lower knowledge as being present in
dreams. There is merely an enhancement of this when the dreams of
particularly sensitive people present very exact reflections of the
organism.
It is generally believed that deep, dreamless sleep contributes
nothing at all in the way of knowledge, that dreamless sleep is quite
worthless as far as knowledge is concerned. But this is not the case.
Dreamless sleep has its definite task to perform for knowledge
knowledge that has an individual-personal bearing. If we did not
sleep, if our life were not continually interrupted by periods of
sleep, we would be incapable of reaching a clear concept of the ‘I,’
the Ego; we could have no clear realization of our identity. We should
experience nothing except the world outside and lose ourselves
entirely in it. Insufficient attention is paid to this, because people
are not in the habit of thinking in a really unprejudiced way about
what is experienced in the life of soul and in the bodily life.
We look back over our life, at the series of pictures of our
experiences to the point to which memory extends. But this whole
stream of remembrances is interrupted every night by sleep. In the
backward survey of our life the intervals of sleep are ignored. It
does not occur to us that the stream of memories is ever and again
interrupted by periods of sleep. The fact that it is so interrupted
means that, without being conscious of it, we look into a void, a
nothingness, as well as into a sphere that is filled with content. If here
(Diagram IV)
we have a white sphere with a black area in the middle, we see
the white and in the middle the black, which, compared with the white,
is a void, a nothingness. (This is not absolutely accurate but we need
not think of that at the moment.) We see the black area, we see that
in the white sphere something has been left free, but this is equally
a positive impression although not identical with the impressions of
the white sphere. The black area also gives a positive impression. In
the same way the experience is a positive one when we are looking back
over our life and nothing flows into this retrospective survey from
the periods of sleep. What we slept through is actually included in
the retrospective survey, although we are not directly conscious of it
because consciousness is focused entirely on the pictures left by
waking life. But this consciousness is inwardly strengthened through
the fact that in the field of retrospective vision there are also
empty places; this constitutes the source of our consciousness in so
far as it is inward consciousness. We would lose ourselves entirely in
the external world if we were always awake, if this waking state were
not continually interrupted by sleep. But whereas dream-filled sleep
mirrors back to us in chaotic pictures certain fragments of our inner,
organic conditions, dreamless sleep imparts to us the consciousness of
our organization as man again, therefore, knowledge. Through
waking consciousness we perceive the external world. Through dreams we
perceive but dimly and without firm definition single
fragments of our inner, organic conditions. Through dreamless sleep we
come to know our organization in its totality, although dimly and
obscurely. Thus we have already considered three stages of knowledge:
dreamless sleep, dream-filled sleep, the waking state.
Then we come to the three higher forms of knowledge: Imagination,
Inspiration, Intuition. These are the stages which lie above
the waking consciousness and as states of consciousness become ever
clearer, yielding more and more data of knowledge; whereas
below the ordinary consciousness we come to those chaotic
fragments of knowledge which are nevertheless necessary for ordinary
forms of experience.
This is how we must think of the field of consciousness. We should not
speak of having only the ordinary waking consciousness any more than
we should speak of having only the familiar solid organism. We must
speak to the effect that the solid organism is something that exists
within a clearly demarcated space, so that if we think in an entirely
materialistic way, we shall take this to be the human organism itself.
We must remember that ordinary consciousness is actually present, that
its ideas and mental pictures come to us in definite outlines. But we
should neither think that we have the solid body only, nor that we
have this day-consciousness only. For the solid body is permeated by
the fluid body which has an inwardly fluctuating organization, and
again the clear day-consciousness is permeated by the
dream-consciousness, yielding pictures which have no sharp outlines
but fluctuating outlines, for consciousness here itself becomes
'fluid' in a certain sense. And as well as the fluid organism we have
the air organism, which during the sleeping state is sustained by
something that is not ourselves, and hence is not entirely, but only
partially and transiently, connected with our own life of soul
namely in waking life only; nevertheless we have it within us as an
actual organism.
We have also a third state of consciousness, the dark consciousness of
dreamless sleep, in which ideas and thought-pictures become not only
hazy but dulled to the degree of inner darkness; in dreamless sleep we
cease altogether to experience consciousness itself, just as under
certain circumstances, while we are asleep, we cease to experience the
aeriform body.
(Diagram V)
So you see, no matter whether we study the man from the inner or the
outer aspect, we reach an ever fuller and wider conception of his
being and constitution. Passing from the solid body to the fluid body
to the air body to the warmth body, we come to the life of
soul. Passing from the clear day-consciousness to the
dream-consciousness, we come to the body. And we come to the
body in a still deeper sense through the knowledge of being within it
through dreamless sleep. When we carry the waking consciousness right
down into the consciousness of dreamless sleep and observe the human
being in the members of his consciousness, we come to the bodily
constitution. When we consider the bodily constitution itself, from
its solid state up to its warmth-state, we pass out of the bodily
constitution.
This shows you how necessary it is not simply to accept what is
presented to biased, external observation. There, on the one side, is
the solid body, to which materialistic-mechanistic thought is
anchored; and on the other side there is the life of soul which to
modern consciousness appears endowed with content only in the form of
experiences belonging to the clear day-consciousness. Thought based on
external observation alone does not go downwards from this state of
consciousness.
(See
Diagram V: Ego),
for if it did it would come to
the body. It does not go downwards from the spiritual body
(warmth-body), for if it did it would be led to the solid body. This
kind of thinking studies the solid body without either the fluid body,
the air body or the warmth-body, and the day-consciousness without
that which in reality reflects the inner bodily nature without
the dream-consciousness and the consciousness of dreamless sleep.
On the basis of academic psychology, the question is asked: How does
the soul-and-spirit live in the physical man? In reality we
have the solid body, the fluid body, the air body and the warmth-body.
(Diagram V.)
By way of the warmth-body the Ego unfolds the clear
day-consciousness. But coming downwards we have the
dream-consciousness, and still farther downwards the consciousness of
dreamless sleep. Descending even farther
(Diagram V, horizontal shading),
we come as you know from the book Occult
Science to still another state of consciousness which we
need not consider now. If we ask how what is here on the right
(Diagram V)
is related to what is on the left, we shall find that they
harmonize, for here (arrow at left side), ascending from below
upwards, we come to the soul-realm; and here (arrow at right
side) we come to the bodily constitution: the right and the left
harmonize.
But fundamentally speaking, the externalized thinking of today takes
account only of the solid body, and again only of this state of
consciousness (Ego). The Ego hovers in the clouds and the solid body
stands on the ground and no relation is found between the two.
If you read the literature of modern psychology you will find the most
incredible hypotheses of how the soul works upon the body. But this is
all due to the fact that only one part of the body is taken
into account, and then something that is entirely separated from it
one part of the soul.
(Diagram VI, oblique shading.)
That Spiritual Science aims everywhere for wholeness of view, that it
must in very truth build the bridge between the bodily constitution on
the one side and the life of soul on the other, that it draws
attention to states of being where the soul-element becomes a bodily
element, the bodily element a soul-element all this riles our
contemporaries, who insist upon not going beyond what presents itself
to external, prejudiced contemplation.
Ego Will Warmth-organism Warmth Ether.
Astral body Feeling Air organism Light Ether.
Etheric body Thinking Fluid organism Chemical Ether.