LECTURE
II.
Dornach.
November 24, 1923.
IF
we seek to continue the study of the soul-nature to which we devoted
our attention in yesterday's lecture, and investigate the activity of
the soul-nature in physical man in reference to those things which we
also discussed yesterday we are led in two directions. Memory points
the soul back into former experiences; thinking leads the soul, as I
explained yesterday, into etheric existence. That which can lay hold
of man, even more strongly than memory, so strongly that the inner
impulses pass over into his bodily substance, I called in yesterday's
lecture, gesture. In observing gesture and its nature we have
advanced to the revelation of the soul and spirit in the physical.
The whole entrance of man into physical earthly life is
a taking possession of the physical by the soul and spirit, and if,
to begin with, we limit our considerations to memory, we find that
this consists in what we experienced at an early age being carried
over into later years.
The question now arises just as memory points back to
things in the past course of earthly life, is there anything in human
life that points us still further back? Can we look back to that
which lies before the entrance of man into earthly life?
Here we come to two things, namely, that which man has
undergone spiritually and psychically in pre-earthly existence (which
we will leave to a later consideration) and something else connected
with the physical bodily nature which man as an individual being
brings into it. I mean, everything which we are accustomed from our
natural-scientific ideas to designate as heredity. Man bears within
him right into the tendencies of his own temperament those impulses,
those characteristics which play so great a part in the soul, and
which are connected with that which was peculiar to his physical
ancestors.
Of course our modern humanity treats such things with
superficiality, with foolishness. For instance, this very morning I
read a book which deals with a ruler of a well-known royal house, now
extinct. This book devotes itself to the question of heredity in this
house. Qualities are mentioned which can be traced back in heredity
to the seventh century. In this book dealing with heredity there
occurs a peculiar sentence, running somewhat as follows: “In
this royal house there are members who show clearly that they incline
towards extravagance, to absurdities of life, excesses, and so on.
Yet there are also members of this house who have none of these
tendencies.” As you see, this is a peculiar kind of thinking,
for one might really suppose that a writer who makes a remark of this
kind would have to admit that one cannot draw conclusions from such
circumstances. But if you go into many of the things which at the
present time lead to what are called well-founded views you will find
many things of this kind.
Even though the prevailing views on heredity may appear
somewhat superficial one must admit that man does carry inherited
characteristics within him. That is the one side; man has often to
fight these inherited characteristics. He must, as it were, strip
them away in order to attain that for which he was prepared by the
life before earthly existence.
The other side to which our attention is drawn is that
which man acquires through education, through intercourse with his
fellowman, and also through intercourse with external nature. From
the habits acquired through observing the lower kingdoms of nature,
this is called the adaptation of man to the conditions around him. As
you know, our modern natural science considers these two impulses of
heredity and adaptation the most important influences on living
beings.
When we penetrate into these facts we feel, if we regard
them without prejudice, that unless a man finds his way into the
spiritual world he can come to no conclusion about such things. We
will therefore today consider in the light of spiritual knowledge
things which we meet with in life at every turn.
For this we must go back to something which has occupied
us repeatedly in former studies. We have often had to refer to the
exit of the moon from the earthly planet, and have shown that the
moon was formerly united with the earth-planet, and, at a definite
point of time left the earth in order to influence it from afar. I
have also pointed out that a spiritual cause underlies this exit of
the moon. I have told you how once upon a time on the earth there
lived super-human beings who were the first great Teachers of
humanity, and from whom proceeded what on the basis of our human
earthly thought may be designated the Primeval Wisdom, which is
everywhere to be found as an original woof or weft, which is of deep
significance and arouses reverence even in the shape of the
fragmentary remains which exist today. This wisdom was once the
content of the teachings of these great superhuman Teachers at the
starting-point of earthly human evolution.
These Beings found their way into the moon-existence and
are there today, united with the moon. They belong to the population
of the moon, as it were. Now the point is that when man passes
through the gate of death he travels by a series of stages through
the realm of the planetary world which belongs to our earth. We have
already considered how, after having passed through earthly
existence, he enters first into the sphere of activity of the moon,
then into the sphere of activity of Venus, Mercury, Sun, and so on.
Today it may interest us to learn how he comes into the sphere of the
moon-activity.
I have already indicated how the life of man can be
followed with Imaginative vision beyond the gate of death, and that
that which man is as spirit appears after he has laid aside the
physical body which is given over to the elements of the earth, and
after he has seen his etheric body taken up by the etheric sphere
which is united with the earth; there still remains the spirit and
soul part of man, the ego and the astral body.
If with Imaginative vision we follow what thus goes
through the gate of death it always presents itself in a form. That
is the form which gives actual shape to the physical substance which
man carries in himself. This form, compared with the robust physical
body, is but a kind of shadowy picture, but on the soul's feeling and
perception it makes a powerful and intense impression. In this form
the head of man appears but faintly to the gaze of the soul. The rest
of it is robust, and gradually on the passage between death and
rebirth this form transforms itself into the head of the next
incarnation.
We must here say something about this form which can be
seen by Imaginative vision after a man has gone through the gate of
death. It bears a true physiognomical expression. It is in a sense a
true image of the way in which the man here in his physical earthly
life was good or evil. Here in physical earthly life a man can
conceal the fact as to whether good or evil prevails in his soul, but
after his death he can no longer conceal this. When therefore we look
at the spirit-form which remains after death we see that it bears the
physiognomical expression of what the man was on earth.
One who carries through the gate of death that which is
morally evil united with his soul bears a physiognomical expression
through which he becomes outwardly similar, if I may say so, to
Ahrimanic forms. It is absolutely a fact that, during the first
period after death, a man's whole feeling and perception is
conditioned by that which he can reproduce in, himself.
If he has the
physiognomy of Ahriman because he has carried moral evil in his soul
through the gate of death, he can only reproduce, which means
perceive, what bears a likeness to Ahriman. He is in a sense
psychically blind to those human souls who have passed through the
gate of death, having a good moral disposition. Indeed, that belongs
to the severest judgment which man can suffer after he has passed
through the gate of death, that in so far as he himself is evil he is
only able to see those beings like unto himself, because he can only
reproduce in himself that which forms the physiognomy of evil men.
Having passed through the gate of death he now enters
the sphere of the moon. There he comes into the presence of
super-sensible, super-physical beings, but always such as are similar
in physiognomy to himself; thus he who carries evil through the gate
of death comes into the vicinity of Ahrimanic forms. This passage
through an Ahrimanic world has in the case of certain human beings a
quite definite significance in the whole connection of cosmic events;
and we shall understand what really happens there if we bear in mind
the actual purpose of the journey of the wise human Guides of old to
the moon-colony of the cosmos.
Besides the Beings of the higher Hierarchies whom we
usually call angels, archangels and so on, there are also, bound up
with the whole cosmic evolution those Beings who belong to the
Luciferic and Ahrimanic kingdoms. These Beings work in the whole
cosmic connection just as do those who are developing normally. The
Luciferic beings work in such a way that they seek to draw further
away from physical materiality that which has the tendency in itself
to press forward to that materiality. In the sphere of humanity the
Luciferic beings work so that they use every opportunity to lift man
away from his physical body. The Luciferic beings endeavour to make
of man a purely spiritual psychic etheric being. The Ahrimanic forms
however endeavour to separate off everything from man which can
develop him towards a psychic and spiritual nature, which should now
develop in humanity. They would like to change what is sub-human —
that which lies in the impulses, instincts, and so on, and which
expresses itself in the body — and transform it into the
spiritual. To transform man into a spiritual being is the tendency
both of the Luciferic and the Ahrimanic beings. Lucifer seeks to draw
out of man the spirit and soul, so that he should no longer trouble
himself about earthly incarnations but wish to live solely as a being
of soul and spirit. The Ahrimanic beings on the other hand prefer not
to trouble at all about the soul and spirit of man; but that which is
given him as a covering, as a garment, as an instrument, namely the
physical and etheric bodies, these they seek to separate and bring
into their own world.
Man is on the one hand facing the Beings of the normally
developing Hierarchies, but because he is woven into the whole of
existence he faces also the Luciferic and Ahrimanic forms.
The point is that every time the Luciferic forms make
efforts to approach man their object is to estrange him from the
earth. On the other hand, when the Ahrimanic forms make efforts to
dominate him they seek to make him more and more earthly, although
they also wish to spiritualise the earth into dense spiritual
substance and permeate it with dense spiritual forces.
When we discuss spiritual matters we have to use
expressions which may perhaps appear grotesque in such a connection,
but we must make use of human language. Therefore permit me to use
ordinary human words for something which takes place purely in the
spirit; you will understand me. You will have to raise what I must
express in this way into the spiritual.
The same beings who as the great Teachers brought that
ancient wisdom to man at the beginning of earthly existence withdrew
to the moon in order, so far as lay in their power, to bring the
Luciferic and Ahrimanic elements into the right relation to human
life. Why was this necessary? Why did such exalted beings as these
great primeval Teachers decide to leave the earthly sphere in which
they had worked for a time, and proceed to the moon-sphere outside
the earth, in order as far as was possible to bring the Luciferic and
Ahrimanic elements into the right relationship with man?
When man, as a being of
soul and spirit, descends to the earthly sphere from his pre-earthly
existence he traverses that path which I have described recently in
the course of lectures on
Cosmology, Religion and Philosophy.
He has a definite spiritual-psychic existence. He unites this with what
is given him on the pure line of inheritance through father and
mother, with the physical embryonic existence. These two, the
physical embryonic and the spiritual existence interpenetrate each
other. They unite with each other; and in this way man comes into
earthly existence. But in that which lives in the line of
inheritance, in that which comes down from the ancestors in the way
of inherited characteristics is contained that which gives the
Ahrimanic beings their point of attack on the nature of man. The
Ahrimanic forces dwell in the forces of heredity, and when man
carries in himself many of these inherited impulses he has a bodily
nature into which the ego cannot enter very satisfactorily. It is
indeed the secret of many human beings that they have within them too
many of these inherited impulses. This is called today “being
burdened with heredity.” The consequence of this is that the
ego cannot enter fully into the body; it cannot completely fill out
all the individual organs of the body. So the body in a sense
develops an activity of its own side by side with the impulses of the
ego which actually belongs to this body. Thus these Ahrimanic powers,
in making efforts to put as much as possible into heredity, succeed
thereby in making the ego fit very loosely into the human being;
that is the one thing.
Man is however also subject to the influence of external
conditions. You may realize how strongly man is subject to this
influence from external conditions if you consider all the influence
which climatic or other geographical conditions have on him. This
influence of the purely natural environment is indeed of
extraordinary significance to man. There were even times when this
influence of the natural environment was utilized in a special way in
the guidance of the wise Leaders of humanity.
When, for example, we consider something very remarkable
in Ancient Greece, the distinction between the Spartans and the
Athenians, we must say this difference which is described in a very
superficial way in our ordinary history books rests on something
which goes back to the regulations of the ancient Mysteries, which
worked so as to bring about different results for the Spartans and
the Athenians.
In ancient Greece much attention was paid to gymnastics
as the chief factor in the education of the child; for according to
the Greek method, by acting on the body in a certain way they also
worked indirectly on the soul and spirit. But this took place in one
way by the Spartans and in a different way by the Athenians. By the
Spartans it was above all considered necessary to allow the boys to
develop in such a way that through their gymnastic exercises they
acquired as far as possible that which worked inwardly on the body,
by means of the body alone. Therefore the Spartan boy was urged to do
his gymnastic exercises regardless of the weather.
This was different by the Athenians. The Athenians laid
great stress on their gymnastic exercises being adapted to the
climatic conditions. They were very careful to see that the boy
carrying out his gymnastic exercises should be exposed to the
sunlight in the right way. To the Spartans it was a matter of
indifference whether their exercises were performed in rain or
sunshine, but the Athenians demanded that the climatic conditions,
especially the sun-effects, should act as a stimulus to them.
The Spartan boy was so treated that his skin was made
impermeable, so that everything which he developed in himself might
come from the inner corporality. The skin of the Athenian boy was not
massaged with sand and oil, but he was exposed to the action of the
sun.
That which can come into man from outside, from the
effects of the sun thus passed over into the Athenian boys. The
Athenian boy was stimulated to be eloquent, to express himself in
beautiful words. The Spartan boy, on the other hand, was shut up in
himself, by means of all kinds of massage with oil; indeed with
massage of the skin with sand and oil he was trained to develop
everything in himself independently of external nature. He was thus
made to drive back into his inner nature all the forces which human
nature can develop, and not to bring them out.
Thus he did not become eloquent like the Athenian boy,
but was in this way made to be reticent, to speak very little, to
remain quiet. If he said anything it had to be significant. It had to
have content. The Spartan speeches, which were but seldom heard, were
noted for the weight of their contents. The Athenian speeches were
noted for the beauty of their language. All this was connected with
the adaptation of man to his environment by means of a corresponding
system of education.
You can also see this elsewhere in the relationship
brought about between man and his environment. Men from southern
regions on whom the external sun-effects work become rich in gesture;
they also become talkative. There develops in them a language which
has melody because in their development of inner warmth they are
connected with the external warmth. Men of northern regions, on the
other hand, develop in such a way that they do not become talkative,
because they have to retain in themselves their bodily warmth as
impulse. Just consider the men of the north. They are known by their
silence. They can sit together for whole evenings without feeling
impelled to utter many words. One man may ask a question. The other
may perhaps answer him with a “no” or “yes”
after two hours, or perhaps not till the next evening. That is
connected with the fact that these men of the north are obliged to
have within them a stronger urge towards the creation of inner
warmth, because warmth does not penetrate into them from outside.
Here we have something which may be called the
adaptation of man to external conditions of a natural kind. Then
observe how all this is active in education and in the general life
of soul and spirit. Now just as the Ahrimanic beings have an
essential influence on what lies in heredity, so the Luciferic beings
have an essential influence on adaptation. Here they can get at man
when he is developing his relationship with the outer world. They
entangle the human ego in the outer world; and in so doing they often
bring this ego into confusion as regards Karma.
Thus whereas the Ahrimanic beings can put man into a
state of confusion in reference to his ego as regards his physical
impulses the Luciferic beings put him into confusion as regards his
Karma; for that which comes from the outer world by no means always
lies in Karma, but has first to be woven into a man's Karma by means
of many threads and connections so that in the future it may lie in
his Karma.
In this way the Luciferic and the Ahrimanic influences
are intimately connected with human life and have to be regulated.
They must be regulated in the whole evolution of man. For that reason
it became necessary for these primeval Teachers of humanity to leave
the earth — on which they could not have undertaken this
regulation because it cannot be undertaken during man's earthly life,
and man, when outside his earthly life is not on the earth —
therefore these primeval Teachers of humanity had to withdraw from
the earth, and they pursued their further existence on the moon. Here
I am obliged to clothe in human speech something for which one really
requires quite other word-pictures. After these primeval Teachers of
humanity had withdrawn to the moon they had to seek, during their
moon-existence, for an arrangement with the Ahrimanic and Luciferic
powers. Now the appearance of the Ahrimanic powers would be
especially injurious to man in his existence after death if, during
that existence, they could exercise their influence on him; for if
man goes through the gate of death carrying the after-effects of
anything evil in his soul, then, as I have already explained to you
he finds himself entirely in an Ahrimanic environment, indeed, he
even has an Ahrimanic appearance. He himself has an Ahrimanic
physiognomy and he only perceives those human beings who also bear an
Ahrimanic physiognomy. That must remain a purely psychic experience
of man. If Ahriman could now intervene, if he could now influence the
astral body, this would become a force which Ahriman would send into
man which would not only balance itself karmically, but which would
relate man closely to the earth and bring him into too strong a
connection with the earthly. This is what the Ahrimanic powers are
striving for. They desire, after death, while man in his spirit-form
still resembles his earthly shape, gradually to insert themselves
into those human beings in whom it is possible so to do because of
the evil impulses which they carry through the gate of death. They
wish gradually to permeate this spirit-form in as many such beings as
possible with their own forces, to draw it down to earthly existence
and to establish an Ahrimanic earth-humanity.
Therefore the primeval
wise Teachers of humanity who now inhabit the moon made a contract
with the Ahrimanic powers — which had to be entered into by
those powers for reasons which I will later explain, according to
which they allow the Ahrimanic powers to exercise influence in the
fullest sense of the word on the life of man before he
descends into earthly existence.
Thus, when man, in his descent into earthly existence,
again passes through the moon-sphere, then, according to the
agreement made between the wise primeval Teachers of humanity and the
Ahrimanic powers, these powers have a definite influence on him. This
influence manifests itself in the fact of heredity. As against this,
because, through the efforts of the wise primeval Teachers of
humanity this sphere of heredity had been allotted to them the
Ahrimanic beings renounce what lives in man's evolution after death.
In reverse manner an
arrangement was also concluded with the Luciferic beings by which
these beings were only to have an influence on man after he
has gone through the gate of death, and not before he descends to
earthly existence.
Thereby, through the great wise primeval Teachers of
humanity there came about a regulating of the influences of the
Ahrimanic and Luciferic beings exercised outside the earth. We have
already seen and only need to ponder the matter when it at once
becomes clear that man is brought under the influence of nature
through the Ahrimanic beings being able to work on him. Before his
descent to the earth man is exposed to the influences of the impulses
of heredity. Through the influences of the Luciferic beings he is
exposed to those impulses which lie in his physical environment, in
climate and such like, also to the impulses which lie in his psychic,
spiritual and social environment through education and so on. Man
thus comes into relationship with his natural environment, and into
this environment both the Ahrimanic and the Luciferic influences can
work.
I should now like to speak from quite another aspect
concerning the existence of these Luciferic and Ahrimanic beings in
this natural environment. I have already touched on these things in
discussing the Michael-problem, but now I will try and make it more
clear.
Picture to yourselves the change which takes place in
our natural surroundings in the phenomenon of a rising mist. The
watery exhalations of the earth rise. We live within the atmosphere
which is saturated with this rising of the watery vapours of the
earth. One who has developed spiritual vision discovers that
something may live in this natural phenomenon which carries the
earthly element upwards in a centrifugal direction.
It is not without reason that men who live in the mists
are inclined to become melancholic, for there is something in the
experiencing of the fog and mist which weighs down our will. We
experience a weighing down of our will in mist.
Now by means of certain
exercises one can so develop his imagination that he can himself
weigh down his own will. He can do this by means of exercises which
consist in man’s concentrating inwardly on certain organs of
the body, and producing a kind of inner feeling of the muscles (when
a person walks and feels his muscles that is different from
contracting a muscle through concentration when standing still). When
this exercise is regularly practised like the other exercises
described in
The Way of Initiation
he then burdens his
will through his own activity. He then begins to see what is present
in the rising mist which can make a person morose and melancholy. He
then sees, spiritually and psychically, that in the rising mist
there, live certain Ahrimanic spirits. He must then say with
spiritual cognition: In the rising mist there arise from the earth
into cosmic space Ahrimanic spirits who thus extend their existence
beyond the earth.
It is again different when, as here in the region of the
Goetheanum where the beautiful neighbourhood offers so many
opportunities, we turn our gaze evening and morning to the sky, and
see the clouds upon which rests the sunlight. A few days ago you
could see in the late afternoon a kind of red-golden sunlight
incorporated in the clouds which produced the most beautiful forms in
a quite wonderful way. The evening of that same day the moon shone
with special intensity. But anywhere you may see the clouds with this
illumination spread out over them in a wonderful play of colour. This
can be seen everywhere; I am simply speaking of something which can
be specially beautifully observed here.
In that radiating light which spreads out in the
atmosphere over the clouds there live the Luciferic spirits, just as
the Ahrimanic spirits live in the rising mist. In fact, for one who
can see things of this kind in the right way, consciously, with
imagination, allowing his ordinary thoughts to go forth and accompany
the forms and colours of the changing clouds, giving play to his
thoughts instead of their having sharp outlines, and who is able to
change or transform them when the thoughts themselves expand or
contract as they go out with these cumuli and accompany their form
and colour — then he really begins to regard the play of colour
in the clouds, especially in the evening or morning, as a sea of
colour in which Luciferic shapes are moving. And whereas, through the
rising mist melancholy feelings are aroused in man, it is now that
his thoughts and at the same time to a certain extent his feelings
learn to breathe as it were in a superhuman freedom on viewing this
Luciferic flowing ocean of light. That is a special relationship with
his environment which man can cultivate, for he can then really raise
himself to the feeling that his thinking is like a breathing in
light. Man then feels his thinking, he feels it like a breathing in
the light.
If you voluntarily
undertake these exercises you will understand better that part of my
Mystery Plays
where I speak of the Beings who breathe light.
Man may even now get a premonition of what such Beings as those
light-breathing Beings are, if he undertakes the exercises I have
described.
We then discover how the Ahrimanic and Luciferic beings
are incorporated into the phenomena of external nature. When we study
the phenomena of heredity and of adaptation to environment in the
human being we realize that in these man carries his soul and spirit
into nature. If we observe phenomena of nature such as the rising
mist and the clouds bathed in light we see how the Ahrimanic and
Luciferic beings unite themselves with nature. But the approach of
the human soul and spirit to nature through heredity and adaptation
to environment is also, as I have shown today, only an approach to
what is Luciferic and Ahrimanic.
Thus
when we look at man's nature we find in it the Luciferic and the
Ahrimanic influences; and in those phenomena of nature which hold
within them that with which the physicist does not concern himself we
again find the Luciferic and the Ahrimanic elements. That is the
point from whence we can be led to observe an activity of nature upon
man which extends beyond earthly existence.
Let us fix that firmly in our minds today. We find
Ahriman and Lucifer in human heredity and in human adaptation to
environment. We find Ahriman and Lucifer in the rising mist and in
the light which pours down upon the clouds and is retained by them;
and we find in man a striving to create rhythm and equilibrium
between heredity and adaptation to environment. But we also find in
nature outside the striving to create rhythm between the two powers
whose existence in nature I have shown, the Luciferic and the
Ahrimanic.
If you follow the whole process outside in nature you
have a wonderful drama. Observe the rising mist and see how therein
the Ahrimanic spirits strive outwards into cosmic space. The moment
the rising mist forms itself into clouds, these beings have to give
up their efforts and return again to the earth. In the clouds the
presumptuous striving of Ahriman finds its limits. In the clouds the
mist ceases, and with it the dwelling place of Ahriman; in the cloud
the possibility begins for the light to rest upon the cloud —
Lucifer resting on the clouds.
Grasp the full significance of this. Picture the rising
mist with yellowish-grey Ahrimanic forms building itself into clouds;
while in that which is formed in the flowing light above the clouds
Luciferic forms are striving downwards, and you have the picture of
the Ahrimanic and Luciferic in nature.
You will then understand the times when there was a
feeling for what lies on the other side of the Threshold, for that
which weaves and lives in the bright clouds, for that which weaves
and lives in the mist rolling up; so that in those days painters, for
instance, were in a quite different position from what they were
later. Then, colour which to them was of a spiritual essence took its
right place on the canvas. The poet, then conscious that the Divine,
the Spirit spoke in him could say: “Sing, O Muse, of the wrath
of Achilles,” or “Sing to me O Muse of the great
traveler.” Thus do Homer's poems begin. Klopstock, who lived at
a time when the sense for the divine-spiritual was no longer alive,
put in its place: “Sing, Immortal soul, of the redemption of
sinful men.” I have often spoken of this. Just as poets in
olden times could speak thus, so the old painters, even at the time
of Raphael or Leonardo could say, because they also felt it in their
own way: “Paint for me, O Muse. Paint for me, O Divine Power.
Direct my hands for me. Carry my soul into my hands, so that Thou
canst guide the brush in my hands.”
It is really a question of understanding this union of
man with the spiritual in all the situations of life, and most of all
in the most important ones.
So let us keep this clear, that on the one side, in
heredity and in adaptation to environment, we bring the human being
to Lucifer and Ahriman; whereas, on the other side, in a true
understanding of nature, we bring the Luciferic and Ahrimanic
elements into external nature. From this viewpoint we will continue
our observations in our next lecture.
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