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Rudolf Steiner e.Lib
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Knowledge and Initiation - Cognition of the Christ Through Anthroposophy
Rudolf Steiner e.Lib Document
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Knowledge and Initiation - Cognition of the Christ Through Anthroposophy
Lecture: Knowledge and Initiation
Schmidt Number: S-4814
On-line since: 12th October, 2003
Anthroposophy, as I am attempting to expound it, represents a science
of initiation originating in the necessity of the day. A science of
initiation has existed always. Anthroposophy springs from the same
foundation as ancient science, but in the course of human evolution
ages succeed each other and vary in their demands. And thus the
science of initiation arising out of the modern spirit is in some
respects peculiar to this age, just as there was an initiation science
of the Middle Ages, of Ancient Greece and of yet older periods of
human evolution.
In the course of history the whole constitution and mood and tendency
of the human soul undergoes changes. The so-called science of
initiation has to investigate and understand what is the eternal in
the human being and in the universe. We have to consider the needs and
the subconscious longings of today, and a science of initiation, an
ancient science that meets those needs and longings, is what
Anthroposophy strives for.
It is for that very reason that it meets with such opposition, for the
present time, standing as it does in the midst of the thoughts of
natural science, is filled with certain judgments and prejudices which
very often prevent us from consciously recognizing the sub-conscious
longings within. And yet, if we regard life without bias, we have to
understand that the conceptions of external natural science do not
reach to what is eternal in the human being and in the universe, when,
on the other hand, we of to-day turn aside from the external thoughts
of natural science and attempt to find the eternal by inner mystic
contemplation, we may indeed reach to a certain amount of faith or
belief, but we do not attain that clear knowledge which to-day is
necessary. Between these two extremes Anthroposophy has to take its
stand. So it is that Anthroposophy is so generally misunderstood,
because it endeavours in accordance with modern needs to attain to a
science of initiation which is exact and of the nature of knowledge,
and not of the nature of vague kinds of mysticism. But to understand
what are the unconscious longings and needs of our time is to
understand the need for such a thing as Anthroposophy.
I am not dwelling any longer on this introductory aspect because I
assume that those who are here this evening have already experienced
two things: that our natural scientific thoughts borrowed from
natural science and modeled upon it do not reach far enough to
penetrate and place before us the eternal in man and in the world, and
that mysticism only reaches in a vague and unclear way and therefore,
in that sense, is insufficient to meet present needs. One could prove
these things by a multitude of examples if one were to dwell upon them
further. Anthroposophy seeks for what may be called exact
clairvoyance, again to borrow a term from scientific usage; that is to
say it seeks to develop a knowledge and perception of the spiritual
worlds which is no less exact, no less conscientious in the sense of
exact science, than is the best tendency and striving of our natural
scientific age.
I shall now indicate briefly how this path is begun. We must consider
in the first place what we know in the ordinary life of the soul by
means of our ordinary self-knowledge as the three forces or faculties
that work in the soul, viz., thinking, feeling, and willing. We know
in our thoughts that we are, as it were, awake; that we are
essentially wakeful human beings. It is by virtue of our thinking
life, which ceases between going to sleep at night and regaining
consciousness in the morning, that we are awake, and it is in our
thoughts that our soul-life is filled with a kind of clarity, an inner
light.
Next, as to the feeling life. The feelings are perhaps even more
important for the human being (or he attaches more importance to them)
than are his thoughts, but we know from our ordinary observation that
the feelings of our soul-life are far less clear and filled with light
than our thoughts. In a sense our thoughts, our conceptual life, play
into our feelings and bring them into a certain clarity, but our
feelings seem to surge up from the unknown depths of our life. They do
not appear with the full clearness of our life of thought.
Then we come to the third category of our soul-life, the impulses of
will. Our impulses of will come from still deeper down and are still
less clear and have less light. But from what we know already in the
observation of our ordinary life about thinking, feeling and willing,
we realize at once how little we know of what is happening within us;
for example, when an impulse of will arises making us take some
action! We realize how little we know of what is happening in that
life of will itself, and yet we find that thinking, feeling and
willing still form a kind of unity in our soul-life. At the one pole
is our conceptual life, our thinking life, we find in the way in which
we join the concepts together like the links of a chain that there is
an element of will at work in the process. Then passing to the other
pole, the life of will for the feeling life stands midway
between the two we find that for willing there is a certain
element of conception; the concepts play into our willing life. So we
see that in our soul-life there are the two poles, thinking on the one
hand and willing on the other, with feeling as it were between the
two, and that in these three something works in them all.
Now with the development of a higher science, the science of
initiation, according to modern requirements and to Anthroposophy, it
is necessary to train, develop and evolve by our own conscious
activity both the conceptual thinking-life and the will-life, and it
is thus that we can trace what has been called an exact clairvoyance,
a modern science of initiation. In the one case we have to carry out
exercises in thought, and in the other of will. So it is that the way
is sought to pass through those portals which lead into the
super-sensible worlds; indeed without entering those worlds in
consciousness it is impossible to gain that clear knowledge we need of
the eternal in the soul and in the universe.
It is while taking the exercises in thought that special attention has
to be paid to what is not generally observed in ordinary life, viz.,
that slight additional element of will which is playing into the
thinking life. This subject is dealt with in much greater detail in my
book that is translated into English under the title
Knowledge of the Higher Worlds and How to Attain It.
We have above all to train
that element of will which is at work in our thinking life, and in a
sense have to exercise it. We have to select that very thing which
passes unnoticed in the ordinary everyday thought-life, and pay less
attention to what is most important to us in that life. We have to
form a clear concept in our minds its content is not of much
importance; it may be either a simple or a complex concept and
then hold it as the full content of the soul to the exclusion of all
else. To do this calls forth the full energy of the soul and an
exercise of strong will power. The selected concept must be clearly
abstracted for a certain time from everything else in the world, so
that the forces of the soul are concentrated upon it alone. In the
case of one individual these exercises may have to be carried on for
months, in the case of another years, but sooner or later, provided
they are undertaken systematically and with persistent energy, the
soul-life will develop and experience an inner strengthening. What
happens may be compared with the effect produced by exercising a
certain muscle, by its doing the work for which it is best fitted,
until it is developed to its full power. After a time has elapsed
(varying, as we have seen, according to the individual) there will come
a certain moment when the soul will have an experience of such
strength and power that it will be shaken to its very foundations.
This experience may be described somewhat as follows: with the
strengthening of the soul-life the door is opened to an entirely new
way of thinking and to entirely new thoughts. It may be compared with
the way in which sense impressions and thoughts are experienced in the
ordinary soul-life. How do we experience sense impressions? In all
sense impressions such as those of colour and sound, heat and cold,
there is a certain vitality and life; they are experienced in a very
living way and in the full sap of life. But in the way in which the
thoughts are experienced there is something abstract, something vague
and sketchy in outline; it is all grey and pale as compared with the
intensity and living nature of the sense experiences. Now, when this
new way of thinking has been attained, we find that the whole
thought-life has become as intense and as full of life as is the
ordinary soul-life in sense experiences and perceptions. It is called
imaginative thinking; imaginative not in the sense of arbitrary
fantasies in the mind but a pictorial, formative thought filled with
inner life and possessing a quality of strength and intensity
comparable with the sense impressions of the ordinary life. And with
this life of imaginative thought, which is saturated with a kind of
plastic vitality, there comes the realization that within us is an
entirely new human being of which we never knew consciously before.
The ordinary physical human being may be described as an ‘organism in
space’; we see the different organs spread out in space, so to speak,
and know that they are all connected together, that the heart is
connected with the whole and the right hand with the left and so
forth. The new human being that we come to know within us in the life
of imaginative thought, however, is better described as ‘an organism
in time’. Suddenly there stands before us in a single imaginative
tableau or picture a memory of our whole life; in the first place to a
point in early childhood; not, however, in the way in which isolated
memories of the past appear more or less dully in the ordinary
consciousness, but as the whole individual life laid out before us in
a single moment. In this sense we, as human beings, are
time-organisms. We have come to experience what in the modern science
of initiation are called the ‘formative forces of the body’; not the
full human being, using the term body in its extended sense, but its
formative forces which in the older science of initiation are called
the ether or etheric body. So we come to experience something that
works within and builds up the physical organism of man; to know that
when we entered this life in the physical body of a child we brought
with us certain super-sensible forces direct from the super-sensible
world; to know that these forces were modeling and moulding our
physical organs, our minds, the circulation of our blood, even in our
earliest childhood, and were gradually taking possession of the whole
of our organism stage by stage. In the space-organism of the physical
body the formative forces of the etheric body were building all the
time. With this experience comes also an understanding of how we enter
this world with certain particular faculties and qualities of
character, and of how one individual will develop in quite a different
direction from another. This knowledge of what works in our physical
organism as a super-sensible thing brings us to the stage of the exact
higher knowledge which the present age needs as its science of
initiation. Thus to know the formative forces or etheric body from
imaginative knowledge is the first and necessary stage we must pass
through before we can learn to know what is essentially the eternal
which was working in the human being in the spiritual worlds before
birth.
As we have to learn to carry the power of will into our thoughts, and
to strengthen that power in the holding of thoughts with the full
forces of the soul, so we then have to carry out exercises in the
opposite direction. We have to attain the power to extract the soul
from the concept that we have learned to hold to the exclusion of
everything else, so that they fill our consciousness, and then to
extract ourselves from them so that our consciousness is empty of
content and yet we maintain our wakefulness.
Now let us consider our ordinary life. Here our consciousness is
always filled with thoughts, sense perceptions and memories, and the
moment they cease to be there we tend to drop into sleep. Therefore it
needs a still greater activity, a greater power, to hold the soul in
full wakefulness when it is rendered empty of what has been held
within it by imagination and concentration. This power is attained in
the next stage if, by means of the exercises referred to earlier, we
have once attained the power to hold a concept in our consciousness to
the exclusion of all else. It consists in being able to detach the
soul from the particular concept leaving the consciousness empty of
content and yet wakeful, and once this is acquired there enters into
the emptied but wakeful consciousness something which is entirely new
to us, something which is not of the nature of a reflection, a memory
or a conception, but a super-sensible reality. It floods into the
soul, this spiritual reality of being which is in all the individual
things of the world, and we see it blossoming forth from everything in
nature. Into the consciousness that we have had the strength to train
through meditation and concentration, and then to empty of content
while keeping it fully wakeful, there streams the reality of spiritual
being so that we perceive the super-sensible reality of being in the
world. This is the super-sensible reality of which Anthroposophy and
the science of initiation speak, not as of a vague ‘beyond’ but of
something that is present, that is certainly outside the world of the
senses and not perceived therein. So we may learn to penetrate into an
entirely new thinking, to see that whereas our ordinary thought is
making use of the time and the instruments of the physical brain and
the nervous system, this new thinking is independent of the physical
organism and outside it. It is thinking purely through the forces of
the soul.
This new thinking is so entirely different in its conditions from our
ordinary life of thought that we may say we recognize for example that
in this new spiritual perception, this spiritually perceptive thought,
you have something in which there is no such thing as ordinarily you
have in memory. In our ordinary life of thought, if it is healthy and
sound at all, there is memory. If we learn a certain thought or
concept we can call it to memory again. But in this super-sensible
thinking, which does not make use of the physical organism, we cannot
call back to mind; we have no memory of the experiences in this new
thought we have had, and if we wish to return to it we must only
remember the activity of soul, the exercises and the precise path
which we took in inner activity and concentration of will in order to
reach that particular knowledge or super-sensible concept. We can
remember the path our soul took and we can repeat that path. Then that
perception, that super-sensible knowledge, is freshly again before us.
In the physical world if we have seen a rose, for example, and want to
have it raised before us again in all its full colour and freshness,
it is no use trying to remember it. No memory will restore what we
received by our sense perception; we must come before the rose again.
So in the higher super-sensible thinking to have our thoughts again
before us in all their freshness we must return by the path that led
us to them. Let me put this to you in a personal way. When I speak on
the higher knowledge it is not from reading books on the subject or
from hearing about it, but as one who has attained to and experienced
it. If I give a lecture I cannot do so like one who speaks on external
science, who simply has his knowledge systematized in his memory and
then gives it out; I must pass through the full experiences, through
all those qualities of feeling and of thought, of inner life and
activity, through which I had to pass before I had gained that
knowledge for the first time. I must speak from the full freshness of
the past to give it full freshness in the present. So different are
the conditions of this higher knowledge that is attained by the
science of initiation from the conditions of the ordinary knowledge
which is connected with the physical instruments of the physical brain
and nervous system.
There is yet another faculty of soul in which the student of the
higher knowledge must train himself. It is that faculty which we know
in ordinary life as presence of mind, the power to meet a circumstance
that comes upon us suddenly and, without spending a long time in
deliberation, to perceive the right course immediately. This faculty
must be developed and enhanced, so that he who has these experiences
before him in the super-sensible world, shall be able to grasp the
reality of the spiritual world as it flits past. He must have the
presence of mind to recognize it at once.
Now by the exercising and training of the soul to attain the power of
detaching it from the content of consciousness, and of holding it
empty and yet fully awake, we are led to perceive something still
higher than was explained in the first part of this lecture. We are
led to what is essentially the soul and spiritual being of man that
had lived in the spiritual worlds before it united with the physical
substance of heredity, with the physical bodily substance, for the
course of this earthly life. We come to know our own eternal being,
our life of soul and spirit in the spiritual worlds before birth. This
second stage of knowledge is known as inspired or inspirational
knowledge, as a technical term in this modern science of initiation.
Just as the outer air enters our lungs through inhalation so does the
spiritual world enter into our emptied consciousness. Thus we inhale,
so to speak, the spiritual world as we knew it before we descended
into physical earth existence. So we learned to know one facet of our
being, the other side is the spiritual immortality. This will be dealt
with in the third part of this lecture. We come to know in this second
stage, but to know clearly, what might be defined as the
‘birthlessness’ or ‘unbornness’ (just as we speak of deathlessness or
immortality) of that other side of the eternal in man, viz., that
which existed in the spiritual worlds, his life in those worlds before
birth. Our present age has very few conceptions, even though it may
have dim conceptions through faith, about immortality, but in this
second stage we learn to know our birthlessness, our eternal on the
other side, our life in the spiritual reality before we entered this
particular earthly life.
This higher ‘inspired knowledge’ leads us also in another direction
which however can only be touched upon here, since it would take many
lectures to describe it in detail. Just as we learn to know the
super-sensible, the eternal reality of our own being, and to enter
through inspired knowledge into our own soul and spirit before we
entered this physical life, so do we learn to recognize the spirit in
the world around us. This must be described in a few short sketches.
If we look out upon the universe the sun appears to us as a physical
ball, but when we enter into ‘inspirational knowledge’ we see it not
only as the concentrated physical object that is seen by the senses.
We see something that spreads through the whole universe and is
accessible to us, namely, the spiritual quality and being of the sun,
the sun-like being itself. What we see everywhere in mineral, in plant
and animal, what is in man too as sun-force that we see physically
concentrated when we look up to the sun. Though it may sound strange
from the point of view of modern science, what we thus attain through
inspirational knowledge is the power to perceive this sun-like being
in everything, in the mineral, the plant, the animal and the human
being. We learn to perceive the sun-force working in every single
organ, in the heart, the liver and so forth, of the physical organism,
and in everything within the whole universe that is accessible to us.
This is the actual reality that is attained through the science of
initiation.
And out of inspiration-knowledge we see that just as the sun does not
only have a sharp outline, the same applies to the moon. The external
physical moon is only the physical concentration, while the
moon-substance streams through the whole universe. It is in mineral,
plant and animal and every organ of man, in them the moon- and
sun-substances live on. This experience comes in the second stage of
inspirational knowledge, and it leads to something which is eminently
practical and which already has been developed as a science, viz., the
anthroposophical science of medicine. By its means we learn to see how
in every human organ there is a kind of balance between the sun-force
and the moon-force, the sun-substance and the moon-substance. In the
former we recognize that there is something that expresses itself in
the life element, in the blossom and growth of youthful forces, and in
the moon-force something that expresses itself in degeneration and
aging, in the thinning down of those blossoming, living forces which
we can describe as a spiritual reality, as the sun-force. We recognize
that there is a kind of balance and that both forces, both qualities
of being which are at work permeating every single organ, are
necessary; we see how that when we are sick it is because there is a
preponderance, an imbalance of the one force over the other. Hence it
becomes possible to exercise a healing influence on this or that organ
of a sick human being by bringing to bear upon it the particular
forces that are at work in some plant or mineral from the external
world; the preponderance of one force at work in the sick man is
counteracted by a particular plant or mineral in which the opposite
spiritual force is at work. So we attain to a definite and rational
science of medicine, and one that has not merely collected a number of
empirical results but is built up scientifically upon rational
conceptions.
I have shown how we can come to a true self-knowledge, how this can
also help us in practical life. I have shown this for one field of
activity, it is also possible to do the same for others. So we can
say: initiation science provides on the one hand the basis for the
deepest longings of the human soul; on the other, gives us what we
need to work practically in the world, but deeper than through
external science. This second aspect of human knowledge leads to the
Spirit of the Cosmos. Higher still is that which leads us to conscious
knowledge of man's passing through the gate of death.
It is only when this inspirational knowledge is attained that we come
to perceive and recognize in full consciousness, the inner soul nature
of our own human being. We then recognize our reality, the reality of
our existence purely in soul, that is to say, independently of the
body, for we recognize how we lived without a physical body in the
spiritual worlds before birth.
Having thus dealt with the inspirational knowledge that brings us
experience of our spiritual life before birth, I now come to the third
stage of higher knowledge, that which leads us to conscious knowledge
of the passing through the gate of death to immortality.
This knowledge of the soul-spiritual of man remains one-sided if there
is progress only up to inspired knowledge, before birth. To obtain
knowledge of life after death, the exercises to develop super-sensible
knowledge must be raised to a still higher degree. This time, just as
to start with, the element of will was trained and carried into the
life of thought which thus became strengthened, so now it is a matter
of carrying the thoughts into the life of will. For example, suppose
that in the evening we set ourselves to think over the events and
experiences of the day that is past, not however by beginning with the
morning and following out the events in the order in which they took
place, but beginning with those that were the most recent and tracing
them backwards. What is the effect of this exercise of following the
events of the day in the opposite way from their natural sequence? In
our ordinary life and experience our thoughts all the while are being
moulded and conditioned and determined by the course of our
experiences in ‘time’; as they occur so do our thoughts take their
impression. Whereas in those exercises whereby we pass from one event
or experience to another in the reverse order we are training a strong
element of will, not in the way that is
determined by the external events or experiences but in the opposite
way. By this means we develop strong forces of will and carry the
thinking life into the willing life. It may be done by remembering a
tune or melody backwards, or by following the action of a drama from
the fifth Act back to the first. It may at first only be possible to
pick out isolated episodes during the day, but gradually the power is
attained of having the whole of the day's experiences before us in a
kind of picture, passing backwards from the evening to the morning.
Thus do we drive the power of thought right down into our will-life.
Further, the will-life should be trained so strongly that not only do
we go about our life with those qualities and faculties and
characteristics which we already had in childhood, or gained through
education; we also carry on a rigorous self-education as mature men
and women, especially if we set ourselves deliberately to train one or
other specific quality or characteristic wherein we are lacking, and
to develop along those lines, no matter if the exercises take a number
of years. Thus by self-education we train ourselves to will, until we
come to pass into the super-sensible world from yet another side. This
may be explained as follows. Think of our soul life; what is our
volitional life like? For instance, we have a certain conception, and
as a result we wish, let us say, to raise our arm; a conception and
then an act of will. But we have no knowledge of the way in which we
raise our arm; that will-process by means of which we pass from
conception to action is entirely hidden from us. We are asleep, so to
speak, in our will life, and we are awake in our conceptual and inner
thought-life. By way of comparison, how is it that the eye enables us
to see the external world? It becomes transparent, and by thus
practising a sort of self abnegation enables us to see right through
it to the world. So much for the physical sense, but in a sense of
soul the whole of our organism must be made transparent so that we
learn to look on our physical organism in a physical sense and in a
sense more transparent. Then do we come to experience the moment of
death. When we have attained the power, through these exercises of the
soul, of making our physical body transparent, we have before us a
picture of the moment of death and we pass in conscious experience out
through the gate of death and experience our immortality. This is the
stage of Intuitive knowledge, the true intuitive knowledge. We know
that once we have reached this stage after passing through Imagination
and Inspiration, that we then belong to the universe as an eternal
being, that we behold the spirit in the universe with the eternal
spirit in us. That is the plateau initiation science reaches when it
adapts to modern consciousness. In old times it rose in us in an
atavistic, dreamlike way, but today it has to be in full
consciousness, from the transitory to the eternal.
The conclusion should not be drawn that this science of initiation is
only of importance to those who immediately set out to acquire these
higher faculties of knowledge which have been described as
imagination, inspiration and intuition. No. It is necessary for every
human being, but just as it is not given to every man to become a
painter so it is with this science. Everyone with a healthy and
unbiased artistic sense can understand and appreciate a painting, and
in the same way those who through the science of initiation have
attained imaginational, inspirational and intuitional knowledge of the
spiritual world, can describe that knowledge to their fellow men. And
when once shown it can be understood by those who will exercise the
simple unbiased faculties of thought and judgment normal to our
present stage of development; such people can then take their stand
upright as human beings equal to the tasks of life in the present age.
We must not meet this science of initiation with all sorts of
prejudices and all sorts of confusions arising out of the prejudices
and habits of thought and judgment that are external. For example, we
must not confuse it with any kind of vision and hallucination, for it
is outside and beyond the visionary, hallucinatory, or the mystical
experiences. Imagination, inspiration and intuition are the very
opposite of such. What is the characteristic of hallucinatory and
visionary experience? It is that the person is completely given up to
his visions and hallucinations; dependent upon them and therefore
unable to maintain his full independence. But when undergoing this
higher training of the soul that has been described, when we are
developing this higher knowledge, imagination, inspiration and
intuition in the soul, all the time there is standing beside us, fully
present and fully there, the ordinary human being with his feet on the
ground, his firm and sound judgment unhampered, entirely capable of
exercising criticism, and with the full presence of mind of the
ordinary healthy human being at the present stage. We are not
completely given up and lost in these spiritual experiences but
maintain full control; standing beside us is a normal and healthy
human being.
Anthroposophy is actually a continuation of that modern striving for
knowledge which has led to the results of natural science with its
achievements of external scientific knowledge. This the
anthroposophist would by no means decry, but would maintain that the
results of external science need to be supplemented and completed, in
the present experience and stage of the world, by a science extending
into the higher spiritual worlds. In that sense it is a continuation
of the true striving for knowledge of our age, and despite the
triumphs of natural science it may well be said by those with a heart
and an understanding of the experiences of the modern world, that the
need of men for this higher knowledge is being proclaimed on every
side. One may speak, for instance, of the need for higher knowledge in
the religious and moral and ethical demands of the human soul. The
subject that will be dealt with in the following lecture is the
application of this science of initiation to an understanding of the
Mystery of Golgotha.
In conclusion, just as we see the external features and physiognomy of
a man confronting us but do not know him well until we become his
friend, entering into his life with heart and soul until we know him
from within, so it is with the natural science that we have attained
so far. For it shows the external features or physiognomy of the
world, and the need of the world and of humanity to-day is to gain a
knowledge that not only shows those things but enters into the
spiritual and soul-life of the universe. It is that which this higher
knowledge of initiation reaches; something that perceives the
spiritual and soul-being in all the universe and in the human being
himself. In that sense and to develop to its real completion, the
fundamental striving for knowledge, this science of initiation
springing from the needs and from the spirit of the age in which we
live and whose tasks we have to accomplish.
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