The Physical-Superphysical:
Its Realisation Through Art
Munich, 15th February, 1918
It was
certainly out of a profound understanding of the world in
general but above all out of a deep feeling for art, that
Goethe coined the words: “The man to whom nature begins
to reveal her open secret feels an irresistible longing for
her worthiest exponent — art.” Without sacrificing
any of the spirit in Goethe's words we may perhaps complete
what he said by adding: “The man to whom art begins to
reveal her secret feels an almost invincible antipathy
towards her least worthy exponent, the science of
aesthetics.” That science is not what I wish to dwell
upon today. It seems to me not only true to the spirit of
Goethe's words but wholly in sympathy with it if we speak of
art and the experiences we can have, and may frequently have
had, in connection with art, in the way we like to relate
those we had, or still have, with a trusty friend.
When human
evolution is in question we speak of “original
sin”. Today I don't want to enlarge upon whether the
shadow-side of man's life — important as that side
is — can be exhausted if we speak of original sin in the
singular. But it seems to me that in connection with a
perceptive feeling for art and the creations of art it is
necessary to speak of two original sins. Certainly one of
these is the copying, the reproduction of the physical, that
is, of what belongs purely to the world of the senses. The
other seems to me to be the wish to express, represent or
reveal, through art, the super-physical,. But it becomes very
difficult to approach art either perceptively or creatively
if both physical and super-physical are rejected. Yet the
following seems to me to be in keeping with a sound human
feeling: Anyone wishing in art for the physical alone can
hardly get beyond a refined form of illustration, imitation
which may indeed be raised to the level of art but can never
become true art. And it can well be said that it reflects a
life of soul run wild when anyone is willing to be satisfied
by the merely illustrative element, of copying the physical
or what is given in any other way by the sense world alone.
It is due, however, to a kind of possession — possession
by one's own understanding and reason — when there is a
desire for the embodiment of an idea, for the artistic
embodiment of what is purely spiritual. Interpreting a
world-conception poetically, or through pictorial art, is not
compatible with cultured taste; rather does it correspond to
a state of barbarism in man's life of feeling Art itself,
however, is deeply rooted in life; were this not sort through
the whole way in which it arises it would have no
justification for existence. For in face of a purely
realistic world-conception art must exhibit all manner of
unreality and into it must play many of the illusions of
life. It is precisely because art is obliged to introduce
into life what for a certain understanding is unreal, that,
in some way or other, its roots must go deep down into
life.
Now it may be
said that from a certain boundary of perceptive
feeling — from a lower boundary up to one that is higher,
which in many people has to be first developed — artistic
feeling in life makes its appearance everywhere. Even if not
in the form of art itself this feeling arises when, in the
ordinary physical existence met with in the world of the
senses, what is super-physical and occult somehow makes its
presence known. It arises within the super-physical, the
result of pure thought, what is feelingly perceived and
experienced in spirit — not by means of empty symbols or
lifeless allegories but as if it would itself take on life in
a physical form — lights up in a form that is perceptible
to the senses. That what is ordinarily physical in everyday
life has within it the super- physical, as if conjured there
by magic — this is perceived by everyone who confines his
mood of soul within the two boundaries mentioned.
We can
certainly say this: If I am invited by anyone into a room
with red walls, I take something for granted about the red
walls which has to do with artistic perception. When I am
taken into a red room and am face to face with the man who
invited me there, I shall have the quite natural feeling that
he is about to tell me all kinds of interesting things. If he
does not do so I shall feel that my being invited into the
red room had something insincere about it and I shall go away
dissatisfied. If anyone receives me in a blue room and by his
chattering stops me from getting a word in edgeways, the
whole situation will make me uncomfortable and I shall
complain that in the very colour of his room the man has been
lying to me. One is constantly coming across such things in
life. On meeting a woman in a red dress we shall feel that
she rings untrue if she seems shy; and a woman with curly
hair will appear genuine only if rather pert and if she is
not pert we shall feel disappointed. It goes without saying
that things need not be like that in in life; it is right
that life should lead us away from such illusions. But there
is a certain limited sphere in our mood of soul in which our
feelings tend in this direction.
Naturally,
too, these things are not to be taken as universal laws; they
may be differently perceived by many people. The fact
remains, however, that everyone in life, when confronting the
external things of the sense-world, has a feeling that they
contain, enchanted within them, what is spiritual — a
spiritual situation, a spiritual attitude, a spiritual
mood.
It may really
appear as if what is seen here to be a demand of our soul,
and which so often in our existence affords us bitter
disappointment, must call for a special sphere of life to be
created for the satisfaction of these particular needs. This
special sphere seems to me that of art. Art fashions out of
the rest of life precisely what satisfies the tendency lying
within the limits of perception mentioned above.
Now it may be
that we can fully realise what is experienced in art only by
investigating more deeply the processes taking place in the
soul, either in artistic creation or in the enjoyment of art.
For we need only to have lived a little with art, we need
only have made some attempt to get on intimate term with it,
to find that the soul-processes in the artist and the lover
of art we are about to describe are in a certain sense
inverted yet in reality the same. What I am wanting to
describe is experienced in advance by the artist; he
experiences to begin with a certain process of the soul which
then resolves itself into another process; whereas the man
who just enjoys works of art experiences first the second
process I refer to, and only afterwards the one from which
the artist makes his start. Now it seems to me that the
difficulty in approaching art psychologically lies in people
not going deeply enough into the human soul to grasp what
actually evokes the need for art. Perhaps ours is the first
age fitted for giving clearer expression to this artistic
need. For whatever we may think about a great many of the
trends in the art of recent times, whatever we may think
about impressionism, expressionism, and so on — the
discussion of which often springs from a source that has
nothing to do with art — whatever we may think about all
this, one thing cannot be denied. We cannot deny that since
these trends have prevailed, artistic perceptions, artistic
life, out of certain regions of the soul far down in the
subconscious and formerly not drawn from thence, have now
been brought more to the surface of consciousness. Today
there is of necessity more interest in the artistic and
art-appreciating processes of man's soul — promoted by
all the talk about things such as impressionism and
expressionism — than was the case earlier, when the
artistic concepts of the scholar were very far from what was
actually living in art. In recent times, where the study of
art is concerned, concepts, conceptions, have arisen which in
a certain respect — at least in comparison with former
days — come very near the creations of present-day
art.
The life of
the soul is really infinitely more profound than is generally
supposed. Few people have any idea that, subconsciously and
unconsciously, the human being has in the depths of his soul
a number of experiences seldom spoken of in ordinary life We
have to go deeper down into this life of the soul to discover
the mood lying between those two boundaries. Our life of soul
swings, as it were, between the various conditions, which all
more or less represent two different types. On the one hand
there is in man's soul something that seems to surge freely
from its depths, something that often torments it, though
quite unconsciously. It is something that, when the soul is
especially susceptible to the mood mentioned, has a constant
urge to discharge itself into consciousness as
vision — though this should not take place in the case of
a soundly-constituted human being. Our life of soul, when it
has a tendency to this mood, is always striving, far more
than we recognise, to transform itself in the sense of this
vision. A healthy life of soul consists simply in confining
the wish for visions to the striving for them, so that they
may never actually arise.
This striving
after the vision, which in reality exists in the soul of each
of us, can be satisfied if we confront the soul with an
external impression, an external form — for example, a
work of sculpture — containing what is striving to arise
but should not succeed in doing so when the soul is sound:
the morbid vision. This work of art then, this outer form of
what is thus striving to arise, will confine in a beneficial
way to the depths of the soul what is actually wanting to
become vision. We offer the soul, as it were from outside,
the content of the vision, but we offer it a real work of art
only if we are able out of our legitimate striving for the
vision to divine what form, what plastic impression, we have
to offer the soul to compensate for its longing after the
visionary. I believe that many of the modern ways of approach
which meet us in what is called expressionism get near this
truth, and that explanations of them show a groping after
what I have just been saying. People do not go far enough,
however; they do not look sufficiently deeply into the soul,
nor do they come to know that irresistible desire for that is
visionary which is actually In the souls of us all. This is
however, only the one side, and on becoming familiar with
artistic creation and the appreciation of art, we can very
well see how there is a source of artistic work which
reflects this need of man's soul.
But there is
another source of art. The source of which I have just been
talking lies in a certain constitution of the human soul, in
its desire to have what is visionary as a spontaneous
conception. The other source lies in this — that secrets
magically conjured within nature herself can be discovered
only by allowing oneself, not to make scientific assumptions
which are not needed, but to perceive what these deep
mysteries really are in the nature that surrounds us.
These deep
mysteries in nature around us, when spoken of, may perhaps
appear very strange to the consciousness of present-day
people. Yet there is something that precisely from our time
onwards will make the kind of kind of mysteries to which I
refer more and more recognized by the general public. There
is in nature something which is not just the growing,
sprouting life that delights the healthy souls in nature,
there is also what we call death, destruction, what is
constantly destroying and overcoming one life by another.
Whoever is able to perceive this will also find — to make
this excellent example — when confronting the human
figure that this figure in its outer realisation in life, is
all the time being killed by a higher kind of life. It is the
secret of all life that there is ceaseless extermination of
lower life by one that is higher. The human form, permeated
as it is by the human soul, the human life, is continuously
being killed, overcome, by this human life, this human soul.
This happens in such a way that the human form may be said to
bear something within it which, if left to its own life,
would be quite different. It cannot pursue its own life,
however, because within it a higher life, a life of another
kind, is always deadening it.
On
approaching the human form the sculptor, if only
unconsciously, discovers this secret through his perception.
He finds that this human form is wishing for something that
does not come to expression in the human being but is killed
by a higher life, the life of the soul. The sculptor conjures
forth from the human form what is not existing in the actual
man, something missing in the actual man hidden by nature.
Goethe perceived something of this kind when he spoke of
“open secrets”. We can go further and say: This
secret is underlying the wide realms of nature everywhere.
Strictly speaking no colour, no line, appear in nature
without something lower being overcome by what is higher. The
reverse can also be true; the higher can be overcome by the
lower. It is always possible, however, to break the spell and
to re-discover what has thus actually been overcome — and
this is what constitutes artistic creation.
If , on
reaching what has been overcome and then freed from
enchantment, we know how to experience it in the right way,
it becomes artistic perception.
About this
same artistic perception I should like to say something more
precise.
A great deal
in Goethe's work still has to be brought to light, and that
often contains truths very important from the point of view
of man. Take Goethe's theory of metamorphosis which starts
out with how, for example, the petals in a plant are merely
transformed leaves, and which is then extended to all forms
in nature. When once what lies in this theory is brought
fully to light by a more comprehensive development of natural
science than was possible in Goethe's day, when through an
all-embracing perception nature has been unveiled, Goethe's
theory of metamorphosis will be capable of fuller life and of
far wider application. I may say that the understanding of
this theory of his is still very limited; it is capable of
wide extension.
If we keep to
the human figure the following may be said by way of
illustration: Whoever studies the human skeleton finds, even
when studying it quite superficially, that this human
skeleton consists of two definite members; this might be
carried further but would lead us too far afield for today.
The skeleton consists firstly of the head, which to a certain
extent merely rests on the remaining skeleton, and secondly
of that remaining skeleton. Anyone sensitive to the
metamorphosis of form, anyone. who can see how one form
passes over into another — in the sense Goethe meant when
he said the green leaf passes over into the colourful
petal — will be able, on extending this mode of
observation, to see that the human head is a whole, the rest
of the organism another whole, and that one is the
metamorphosis of the other, In a mysterious way the whole of
the rest of man may be said — when suitably
perceived — to be capable of transformation into a human
head. And the human head is something which in a rounded and
more developed form contains the entire human organism,. The
remarkable thing is, however, that when we are capable of
perceiving this when inwardly we are able really to transform
the human head into the appearance of man himself, the result
in both cases is something quite different, In the one case,
when the head is transformed into the whole organism,
something appears which shows man as a kind of ossified
being, contracted, narrowed, driven throughout. into a
sclerotic condition. If we let the rest of the organism work
upon us so that it becomes head, we get something in
appearance very unlike an ordinary man but reminding us of
one only in the forms of the head, Something appears that in
its growth shows no tendency to form the bony structure of
the shoulder-blades, but aims at becoming wings, at spreading
indeed above the shoulders, and from the wings. developing
upwards over the head to appear like a kind of hood that is
trying to seize hold of the head in such a way that what in
the human form constitutes the ear is spread out and joined
up with the wings, In short, there appears a kind of
spirit-form and this spirit-form rests enhanced within the
human form. This it is which, if we develop further the
perception of what Goethe foreshadowed in his theory of
metamorphosis, throws light into the mysteries of human
nature. From this example we can see how nature in all her
various spheres has the characteristic of striving — not
abstractly but visibly, concretely — to be something
absolutely different from what is presented to our senses.
When our perceiving is thorough, nowhere do we have the
feeling that any form, anything at all in nature lacks the
possibility of developing beyond what it is into something
quite different. Such an example as this shows particularly
well how in nature one life is constantly being overcome, and
even killed, by a higher life.
We do not
bring to visible expression what is thus perceived as a
double man, as this twofold quality in man's growth, only
because something higher, something superphysical, so unites
these two sides of the human being, so balances them, that we
have the ordinary human form, The reason why nature — not
now in an outward, spatial way but inwardly and more
intensively — seems to us so magical, so mysterious, is
because in each of her works she is wanting to offer us more,
infinitely mores than she can, and because she puts together
her several parts, all that she organises, in such a way that
a higher life swallows up the life inferior to it, allowing
it only partial development. Whoever directs his perception
to this, will everywhere find that this open secret, this
magical quality running through the whole of nature
is — like the inward striving after the vision, but here
working from outside — what stir a man up to take his
stand somewhere beyond nature, to choose something special
out of the whole, and from there to let shine forth what
nature is seeking to do in one of her works — what can
become a whole but has not become so in nature herself.
Perhaps I may
mention here that in the Anthroposophical Society's building
at Dornach, near Basle, an attempt has been made to realise
in plastic form all that has just been indicated. We have
tried to make a sculptural group in wood to represent what
may be called the typical man; but this group represents the
typical man in such a way that what otherwise is only
tendency, and held in check by higher life, first comes to
expression in the whole form only in gesture which is then
brought back into a state of rest. The endeavour has been
made plastically to awaken this gesture which in the ordinary
human being is kept under — not the gesture made by the
soul but the one that is killed before it leaves the soul,
the one held under by the life of the soul — and then to
bring it to rest again. Thus it has been sought first to set
the resting surface of the human organism in movement through
gesture and then to return it to a state of repose. Through
this one came quite naturally to see that something had to be
given greater prominence. This something, a potentiality in
every man but obviously held under by the higher life, is the
asymmetry existing in us all — no-one's right and left
sides being formed alike. But when this has been given
greater prominence and what is held together in a higher life
has been set free, then with a slightly humorous touch it has
to be united with another, higher stage; then it is necessary
for what approaches us in a natural way from outside to
become reconciled. It becomes necessary to atone artistically
for the offence against naturalism — for this stressing
of asymmetry and for this translating into gesture of various
things which have then to be brought to rest again. This
inner offence had to be atoned for by our showing, on the
other hand, the overcoming brought about when, through
metamorphosis, the human head passes over into the sombre,
constricted form which, in its turn, is overcome by the
representative of man. This form is at the feet of the
representative of man and thus can be felt as member, as part
of him. The other form we had to create in addition expresses
what feeling demands when not the head but the rest of the
human form becomes powerful — as indeed it is in life
though held in check by higher life — when all that
generally remains in a stunted state is too prolific in its
growth; what, for example, is characteristic in the
shoulder-blades, what unconsciously is in a man's very
formation, in him as a certain Luciferic element, an element
that strives to get outside man's essential being. If all
that lies in the human form, as arising from impulses and
desires, takes actual shape — whereas otherwise it is
overrun by a higher life, by the life of the understanding,
the life of the reason, which develops and comes to
realisation in the human head — then this makes it
possible for us to free nature from enchantment, to capture
from nature its open secret, by ourselves separating again
the parts which nature killed by making them into a whole.
Thus the onlooker is obliged in his heart to bring about what
nature has already done before him. Nature has done all this,
she has brought harmony to man in such a way that his various
single members are combined in a harmonious whole. By setting
free what has been enchanted into nature, we at the same time
break nature up into her super-physical forces. Then there is
no need to seek through dry allegory, nor in a way that is
intellectual and without artistic feeling, for any idea,
anything thought out, anything purely superphysical and
spiritual, behind the objects of nature. One just asks nature
quite simply: How would you develop in your various parts
were your growth undisturbed by a higher life? We come to the
rescue of something superphysical that has been held in the
physical by enchantment and free it from the physical bonds
that held it spellbound. We actually come to be naturalistic
in a supernatural way.
I believe
that in all the various tendencies and endeavours of recent
times, still very much in an elementary stage, which call
themselves impressionism, I believe we may perceive in all
these the longing of our time really to discover and give
shape to secrets of this kind, to this kind of
physical-superphysical. For a feeling is abroad that what is
actually accomplished in art — in artistic creation and
in the appreciation of art — must today be raised into
fuller consciousness than has been the case in former epochs.
What is accomplished, namely, that a suppressed vision is
appeased or that nature is confronted by something which
repeats her process — this has always been striven for.
Actually these are the two sources of all art.
But let us go
back to the time of Raphael. In his time the striving
naturally took a different form from that of our day, of, for
example, Cézanne or Hodler. What in art is represented
by these two streams, however, has always been aimed at,
though more or less unconsciously. But in former times it
would have been looked upon as very primitive had the artist
himself been unaware that in his soul something approaches
nature, of a spiritual though unconscious kind, which when
the artist seeks it in the physical-superphysical removes the
spell from what has been enchanted into nature. Thus if we
stand before one of Raphael's works we always have the
feeling — if we are willing to attempt the interpretation
of what otherwise remains in the obscurity of the
subconscious without occasion for expression — the
feeling that in this work of art we come to an understanding
with something, and also indirectly with Raphael himself.
About all
this we may have the feeling (as I said, there is no occasion
to speak of it even in our own soul) that we have been
together with Raphael in a former life on earth, when we
learned from him many things that have entered deeply into
our soul, and that this centuries-old connection with the
soul of Raphael had become entirely
subconscious — suddenly, however, springing into life
again as we stand in front of his works. We believe we are
face to face with something that took place long ago between
our soul and that of Raphael.
From the
artist of more recent times we get no such feeling, The
modern artist leads one spiritually, as it were, into his
studio; what there takes place comes very near to the level
of consciousness and belongs to the immediate present.
Because this longing, this need of the age, prevails, the
rising conception that is actually a suppressed vision, seeks
in our time satisfaction through art. On the other hand there
meets us, though today in a rather elementary form, a
breaking- up of what is otherwise union — an imitation of
nature's own process.
What infinite
significance everything gains that recent painters have
attempted in order to study the various colours, to study the
light in its variety of shades, and to discover how,
ultimately, every effect of light, every shade of colour,
aims at becoming more than it can be when forced into a whole
where it is killed by a higher life. What have they not
attempted in order that, starting from a feeing of this kind,
light should be awakened to life, treated in such a way as to
set free what, when the light has to serve in bringing about
the ordinary processes and happenings in nature, remains
enchanted within light. We are only at the very beginnings of
all this. From these beginnings, which today are the
expression of a legitimate longing, it will probably be
possible, however, to experience that something in the realm
of art becomes a secret — a secret which is then
revealed. When put into words this sounds rather trite but
many things that sound so hide secrets; we have to draw near
these secrets, especially to perception of them. What I am
meaning here answers the question: Why is it impossible to
portray fire and air? It is quite clear that in reality fire
cannot be painted. No one could have the true perception of
the painter who would want to paint the glittering, glowing
life that is only to be held fast by the light. It should
never enter the head of anyone to want to paint
lightning — still less to paint the air!
On the other
hand we have to admit that everything contained in light
conceals within it what is striving to become like fire,
striving to develop in such a way that it says something,
gives an impression of something welling up out of the light,
out of each single shade of colour — just as human speech
wells up from the human organism. Every effect of light wants
to tell us something, every effect of light has something to
say to some other effect of light nearby. In every effect of
light there is a life which is overcome, deadened, by higher
conditions. If our perception takes this path we discover
what the colour feels, what the colour is saying, and what is
being striven for in this age of “plain air”
panting. If we discover the secret of colour this perception
is widened and we find that, strictly speaking, what I have
just been saying is perfectly valid; but not in the same way
for all colours because the colours say very different
things. Whereas the bright colours, the reds and the yellows,
attack us and tell us a great deal, the blue colours take the
picture more into the realm of form. Through blue indeed we
enter form, enter essentially into the form-creating soul. We
have been on the road to such discoveries but often we have
stopped short halfway. Many of Signac's pictures seem so
little satisfying — though in another respect they can
give much satisfaction — because blue is always treated
in the same way as, let us say, yellow or red, without any
recognition that a patch of blue when next to yellow
expresses something quite different in value from yellow
beside red. This appears rather trivial to anyone with a
feeling for colour, yet in a deeper sense people are only
just beginning to discover such secrets. Blue, violet, are
colours which take the picture right out of the realm of the
expressive into that of the inner perspective. It is quite
conceivable that, solely by the use of blue in a picture by
the side of the other colours, one can produce a wonderfully
intensive perspective without the aid of any drawing. It is
possible to go further in this direction. We come then to
recognise that a design might be called the work of colour
itself., When anyone succeeds in putting movement into his
use of colour so that, in a mysterious way, the design
follows the guidance of the colour, he will notice that this
is particularly the case with blue. It is less so with yellow
and red for it is not in their nature to be led in that way
to inner movement, to move from one point to another. If we
want to have a form inwardly in movement — in flight, for
instance — a form which by reason of its inner movement
at one time becomes small inwardly, at another big, a form
moving in fact within itself, then without having recourse to
any rational principle or any, never justifiable,
intellectual aesthetics, but proceeding from a quite
elementary feeling, we shall find ourselves absolutely
obliged to use and bring into movement various shades of
blue. We shall notice that in reality a line is able to come
into being, the design able to make its appearance, definite
form to arise, only when we continue what we began when
setting the blue colour into movement. For every time we pass
from the realm of painting, of working in colour, to that of
outline of form, we carry the physical over into what is
essentially superphysical. Passing from the bright colours
through the blue and from there somehow inwardly into the
picture, we shall have in the bright colours the transition
to a physical-superphysical, which may be said to contain a
slight superphysical tone: this is because colour always has
something to say, because colour has soul that is always
superphysical. We shall then find that the further we go into
the realm of drawing the more we enter the abstract
superphysical, which, however, because it makes its
appearance in the physical must take to itself physical
form.
Today I can
give you only an indication of these things. It is clear,
however, that this is the way to understand how in one
particular sphere the colour, the sketch, can be so used in
creative art that in its application is everything of which I
said it is held under the spell of nature, and from this
spell we free the super-physical, which is hidden in the
physical and deadened by a higher life.
How, if we
look at plastic art we shall find that here both for plane
surfaces and lines, there are always two interpretations only
one of which, however, I shall be speaking about. To begin
with, right feeling will not suffer the plastic surface to
remain what it is, for example in the ordinary human form;
there it is killed by the human soul, by the life of the
human being, thus by what is higher. When we have first drawn
out, spiritually, the life of the soul in the human form, we
have then to seek the life of the surface itself, the soul of
the soul of the form itself. We see how this is to be found
if we do not bend the surface once only but a second time as
well, so that we get a double curve. We notice how in this
way we can make the form speak, how, deep in our
subconscious, as opposed to what I have shown to be more an
analysing tendency, there is also a tendency that is
synthetic. The physical nature falls into what is genuinely
physical-superphysical, which is overcome only by the higher
stages of life. Inside those barriers of the soul of which we
have spoken, we have as instinctive urge to free nature from
enchantment in this way, in order to see how the
physical-superphysical lies hidden in nature in as many
different forms as, shall we say, crystals in their rock bed,
which because they are in that rocky bed have their surfaces
worn down. But a man has within him, often very decidedly so,
just when in his subconscious this cleavage, this analysing,
this breaking down of nature into the physical-superphysical
is very pronounced — he has within him the faculty that
may be called aesthetic synthesis, a tendency to synthesize
in art.
The strange
thing is that anyone with a capacity for rightly observing
his fellow men will discover how they always use one of their
senses in a very one-sided way. When with the eye we see
colours, forms, effects of light, we are giving the eye a
most one-sided development. In the eye there is always
something resembling the sense of touch; the eye while
looking is, at the same time, always feeling. In ordinary
life this is suppressed. Because the eye is given this
one-sided trend, however, if we are able to perceive such
things, we still find the urge in us to experience what is
thus suppressed, namely, what the eye develops as a sense of
feeling, a sense of self, a sense of movement when we move
through space and feel the motion of our limbs. What in the
eye is thus suppressed of the other senses, we
feel — although it remains quiescent — to be aroused
by looking at the other man, What is thus aroused by what we
see, what, however, is suppressed by the one-sided trend of
the eye, it is this that is given form by the sculptor.
The sculptor
actually models forms which the eye indeed sees but sees so
dimly that this dim vision remains in the subconscious. The
sculptor makes use of that point where the sense of touch is
just passing over into the sense of sight. Therefore he must,
or will anyway try to, reduce the quiescent form, which to
the one-sided eye is only an object, to reduce this form to
gesture that is always inciting imitation of itself, and then
to bring back this gesture, that has been thus conjured up,
into a state of rest. In reality what in one direction has
been aroused and in another direction brought again to rest,
what when we create or enjoy artistic work is active in us as
a process of the soul, is always, from one aspect, like a
manes in-breathing and out-breathing in ordinary life. This
process drawn up from the human soul has, at times, a
grotesque effect, although on the other hand it promotes a
feeling of the vastness, the endlessness, of all that has
been enchanted into nature. The development of art — we
see this in certain attempts made in recent decades and
especially in those of today — moves altogether towards
penetrating these secrets and more or, less unconsciously
putting such things into form. There is no need to talk much
about them; they will increasingly find expression through
art.
We shall
perceive, for example, the following. In the case of certain
artists it can indeed be said that more or less consciously
or unconsciously they have perceived something of this
kind — we understand the recently-deceased Gustave Klimt,
for instance, particularly well if we allow such assumptions
to hold good for his perceptions and his reason. Some day the
following will be perceived. Let us suppose someone were to
feel the desire to paint a pretty woman. There must then take
shape in his soul some kind of image of her. Anyone, however,
who is sensitive can perceive that, the moment he has made
this fixed image of her, he has inwardly, spiritually,
super-physically deprived her of life. The very moment we
decide to paint a portrait of a pretty woman we have
spiritually given her over to death, we have taken something
away from her. Otherwise, we could look at the woman as she
is in life, we would not give shape in our picture to what it
is possible to present there artistically. For artistically
we have first to kill the woman; then we must be able to
bring to bear that light touch of humour in order inwardly to
call her back to life.
Now anyone
with a naturalistic approach cannot do this; naturalistic art
suffers from the inability to adopt this lighter touch.
Naturalistic art therefore offers us a great deal that has no
life, that kills all that is higher in nature; and it lacks
that light touch needed for giving renewed life to what in
the first place it has to kill. In the case of many charming
women it appears indeed as if they had not only been secretly
killed but maltreated beforehand. This deadening process
always moves in one direction and is connected with the
necessity for creating anew that which, on a higher level of
life, overcomes in nature what is striving for existence
There is always first a deadening, then through this lighter
mood a giving of fresh life. This process must take place
both in the soul of the creative artist and in that of the
art-lover, Anyone wishing to paint some cheery young
mountain-peasant has no need to make a faithful copy of what
he sees; he must above all be clear that his artistic
conception has killed the young peasant or anyway benumbed
him and that he must awaken fresh life in this stiff image by
fashioning him in a way that brings him into new connection
with the rest of nature. This was attempted by Hodler and. is
entirely in sympathy with what artists are longing for
today,
These two
sources of art can be said to represent very deep needs,
subconscious needs, of the human soul. The satisfying of what
would become actual vision, but is not permitted to do so in
a man of a sound nature, this always develops more or less
into the form of art called expressionism — though the
name is not of importance. What is created with the purpose
of re-uniting what in some form has been broken up onto its
physical-superphysical constituents, or has been deprived of
its immediate physical life, will lead to impressionism.
These two needs of the human soul have ever been the source
of art; and by reason of man's general development in recent
times, the first of these needs has taken the expressionistic
path , the second the impressionistic. In all probability as
we hasten towards the future this will increase very much. If
our perception is extended, and not just our intellectual
consciousness, the art of the future will be perceived as the
intensifying particularly of these two trends. These two
trends — and this must be constantly emphasized if we are
to avoid certain misconceptions — do not represent
anything in the least unsound. Men will fall into an unsound
condition if, between those two boundaries, the healthy,
primitive and natural pull towards the visionary is not
satisfied through artistic expression. Or they will do so
when what is always going on in the subconscious, namely, the
breaking down of nature into what is physical-superphysical
in her is not, through the true touch of artistic humour,
constantly permeated by a higher life so that they are
enabled to recreate in their artistic work what is creatively
brought to expression by nature.
I firmly
believe that the processes of art lie in many respects
extremely deep in the subconscious, yet in certain
circumstances it can be important for life to have living,
telling conceptions of the artistic process such as have an
effect upon the soul that no weak conceptions can exercise,
conceptions which flow actually into the feeling. When in
accordance with feeling these two sources of art hold sway in
the human soul, we shall certainly realise out of what sound
perception Goethe spoke when at a certain moment of life
(such things always savour of one-sidedness) he felt the
pure, genuine, artistic nature of music: “Therefore
music represents what is supreme in art, because it has no
possibility of imitating anything in nature, being in its own
element both content and form.” (As I said, this is
one-sided, for every art can reach these heights; but
characterizations are always one-sided.) Every art, however,
in its inherent element becomes its own content and form,
when it does not wrest nature's secrets from her by subtle
reasoning but discovers in the way indicated today, the
physical-superphysical. I believe that in the soul there
often takes place a quite secret process when we become aware
of the physical-superphysical in nature. It was Goethe
himself who coined the expression
“physical-superphysical”; and in spite of his
having called the secret “open” it can be
discovered only when subconscious forces of the soul are able
to sink themselves deeply into nature.
What is
visionary comes into being in the soul because the
superphysical experience is pressing to discharge itself, is
surging up out of the soul. The outward experience that is
spiritual experience, not through vision — which in
spiritual science is purified till it becomes
Imagination — but through Intuition. Through the vision
we place what is within us to a certain degree outside, so
that the inner becomes in us the outer. In Intuition we go
outside ourselves — step out into the world. This
stepping out, however, remains an unreality as long as we are
unable to set free what is spell-bound in nature and is
always wishing to overcome nature by a higher life. If we
made our way into what belongs to nature when this is freed
from enchantment, we then live in Intuitions. In so far as
these Intuitions prevail in art, they are indeed connected
with intimate experiences possible for the soul when, outside
itself, it is united with external things. This is why
Goethe, out of his actual, highly impressionistic art, could
say to a friend: “I will tell you something that can
explain people's attitude to my work. It can be really
understood only by those who have had the same kind of
experience as myself, those who have been in a similar
situation.” Goethe already possessed this artistic
perception. This is apparent poetically in the second part of
his Faust, which up to now has met with but little
understanding. He was able artistically to perceive that the
physical-superphysical is to be sought in the recognition of
how each part of nature is striving beyond itself to become a
whole, through metamorphosis to become something different;
it comprises with this something different, a new product of
nature but is then killed by a higher life.
When we thus
penetrate into nature we come to true reality in a much
higher sense than ordinary consciousness believes. What we
here come to is the most conclusive proof that art has no
need either to make merely a faithful copy of the physical or
to bring to expression the superphysical, the spiritual,
alone That would mean erring in two directions, But what art
can shape, can express, is the physical in the superphysical,
the superphysical in the physical. It is perhaps just this
that constitutes man's naturalism in the truest sense of the
term — that he recognises the physical-superphysical and
can grasp it precisely through his being at the same time a
super-naturalist. Thus, real artistic experiences can, I
believe, be developed in the soul in such a way that they
arouse understanding of art, appreciation of art, and that a
man is enabled indeed to train himself to a certain extent to
live in art as an artist. In any case a profound study of
this kind of the physical-superphysical, and its realisation
through art, will make Goethe"s words
comprehensible — words arising out of deep perception and
wide understanding of the world, words with which I began
this lecture and now bring it to a close. These words will
give a comprehensive picture of man's relation to art when
once we are able to grasp in all its depths the relation of
art to what is genuine, superphysical reality. Because human
beings can never live without the superphysical, they will
through their own needs be brought to realise more and more
the truth of what Goethe has said: “The man to whom
nature begins to reveal her open secret feels an irresistible
longing for her worthiest exponent — art.”
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