II
YESTERDAY we
described the spirit of the Apocalypse of John in a general way. We
tried to give a few broad outlines showing that in this Apocalypse
is described what may be called a Christian initiation. To-day it
will be my task to present to you in general the nature of
initiation, to describe what takes place in a man when
through initiation he is enabled to see for himself those
spiritual worlds which lie behind the sense worlds; and
further it will be my task to give in broad outline a
description of the experiences in initiation. For only by
entering a little more closely into the nature of initiation
can we gradually understand this significant religious record
known as the Apocalypse.
First of all
we must again consider closely the two states of human
consciousness, the one lasting from morning when a person
awakes until evening when he goes to sleep, and the other
which begins when he goes to sleep and ends when he awakes.
We have often brought to mind that man as we know him in his
present form is, to begin with, a fourfold being; that he
consists of the physical, etheric and astral bodies and the
“I.” To spiritual vision these four principles
appear in their external form as if the human physical body
is enclosed in the centre like a kind of kernel. During the
day this physical body is permeated by the so-called etheric
or life-body which projects very slightly round about the
head as a luminous halo, but which also completely permeates
the head; further down it becomes more cloudy and indistinct
and the more it approaches the lower parts of man the less
definitely does it show the form of the physical body.
Now these two
principles of the human being are during the day enveloped by
what we call the astral body, which projects on all sides
like an ellipse, in the shape of an egg, and in its
fundamental form it has luminous rays which look as if their
direction really were from outside inward, as if they would
penetrate from outside to the inner part of the man. Within
this astral body are outlined a great number of different
figures, every possible kind of lines and rays, many like
flashes of lightning, many in curious twists; all this
surrounds the human being in the most varied manifestations
of light. The astral body is the expression of his passions,
instincts, impulses and desires, as also of all his thoughts
and ideas. The clairvoyant consciousness sees portrayed in
this astral body all that one calls soul-experiences, from
the lowest impulses to the highest ethical ideals.
Then we
have the fourth principle of the human being, which one might
sketch as if something were sending in rays to a point lying
about one centimetre (3/8 inch) behind the forehead. That
would be the diagrammatic representation of the fourfold man.
In the course of these lectures we shall see how the several
parts are distinguished in the whole.
This is a
picture of man during the day from moving when he wakes, until
night when he goes to sleep. Now, when he goes to sleep, the
physical and etheric bodies remain on the bed and a kind of
streaming-out of the astral body takes place.
“Streaming-out” does not express it quite
exactly; it is really as if a kind of mist formed. So that in
the night we see the astral body which has withdrawn from the
physical and the etheric bodies like a kind of spiral mist
around the man, while the fourth principle of the human being
disappears almost entirely towards one side, that is, it
disperses and becomes vague. The lower part of the astral
body can only just be seen; it is the upper part which is
indicated as the “astral body which has
withdrawn.”
Yesterday we
emphasized what has to happen to a person if he is to receive
initiation. If he occupies himself only with the customary
activities of the present day he is unable to receive
initiation. He must be so prepared that during ordinary daily
life he performs the exercises of meditation, concentration,
etc., prescribed for him by the schools of initiation. The
effect produced by these exercises is, on the whole, the same
in all kinds of initiation. They only differ in that the
further we go back into pre-Christian schools of initiation,
they are directed more to the training of thought, to the
exercise of the power of thinking. The nearer we approach to
Christian times the more are these exercises directed to
train the forces of feeling; and the nearer we come to modern
times the more we see how, in the so-called Rosicrucian
training — conditioned by the demands and requirements
of humanity — a particular kind of will culture, the
exercise of the will is introduced. Although the meditations
are at first similar to those of pre-Christian schools, there
nevertheless prevails everywhere at the basis of the
Rosicrucian exercises a particular training of the element of
Will. The chief aim is, so to influence a person during the
day — even if only for a short time, perhaps five to
fifteen minutes — that the effect continues when the
pupil falls asleep and the astral body withdraws. This effect
was produced by the exercises given in the Oriental
Mysteries, in the Egyptian Mysteries, in the Pythagorean
schools, and it also resulted from the exercises of
meditation based chiefly upon the Gospel of John. The astral
body of a man who performs such, shall we say, occult
exercises, gradually manifests many different changes at
night. It manifests different light-effects; it shows that
plastic formation of the organs of which we have already
spoken and this becomes ever more distinct. The astral body
gradually acquires an inner organization such as the physical
body possesses in its eyes, ears, etc.
Yet this
would never lead one to see much, particularly in the case of
the man of the present day; the pupil, however, has some
slight perception when his inner organs have been developed
to a certain extent. He begins to become conscious during
sleep. A spiritual environment gleams forth from the
otherwise universal darkness. He perceives wonderful pictures
of plant life; this was more especially the case in ancient
times: to-day it takes place more seldom. These are the most
primitive achievements of clairvoyance. Where previously
there had been only the darkness of unconsciousness there now
arises something of a dreamlike plant structure yet living
and real. Much of what is described in the mythologies of
ancient peoples was seen in this way. When we read in legends
that Woden, Willy and Weh found a tree on the
seashore and that from it they created man, this indicates
that it was first seen in such a picture. In all the
mythologies you may perceive this primitive kind of sight,
this vision of plants. Paradise is also the description of
such a vision, Paradise with its two trees of knowledge and
of life. It is the result of this astral vision. It is not
without cause that in Genesis itself is indicated that
Paradise, together with all that is described in the
beginning of the Bible, was seen in this manner. First we
must learn to read the Bible, then we shall understand how
closely and significantly it portrays this mysterious
condition in its descriptions. In former times they did not
teach of Paradise, of the beginning of the Bible, as we do
now. The early Christians were told that “Adam fell
into a sleep,” and that this was the sleep in which
Adam, looking back, perceived the visions described in the
beginning of Genesis. It is only in our day that the belief
has grown that such words as “Adam fell into a
sleep” are just an accident. They are no accident.
Every word in the Bible has a deep meaning and only he can
understand the Bible who knows how to value every single
word.
That is the
first thing. Then, however, in the pre-Christian Mysteries
something special had to take place. When the pupil had
performed his exercises for a long period — and this
lasted for a very long time — when he had received what
was necessary to produce order in the soul., when he had
absorbed what we now call Anthroposophy, then he was at last
able to participate in the old initiation proper. In what did
this old initiation consist?
It is not
sufficient that organs be formed in the astral body. They
must be imprinted in the etheric body. Just as the letter of
a seal is imprinted in sealing wax, so must the organs of the
astral body be imprinted in the etheric body. For this
purpose the neophyte in ancient initiations was brought into
a particular condition. For three and a half days he lay in a
death-like condition. We shall see more and more that this
condition cannot and may not be brought about in our day, but
that there are now other means of initiation. I am now
describing the pre-Christian initiation, in which the
neophyte was for three and a half days put into a death-like
condition by the hierophant. Either he was laid in a kind of
small chamber, a kind of grave where he lay in a death-like
sleep, or he was bound in a particular position with
outstretched hands on a cross, for this facilitated the
arrival of the condition aimed at.
From many
different lectures we know that death takes place in a man
through the etheric withdrawing together with the astral body
and the “I,” and only the physical body remaining
behind, At death something takes place which otherwise has
never occurred between birth and death in the ordinary course
of life. The etheric body never, even in the deepest sleep,
leaves the physical body, but is always within it. At death
it leaves the physical body. Now during the death-like
condition part at least of the etheric body leaves the
physical body, so that a part of the etheric body which was
within it before, in this condition finds itself outside.
This is described, as you know, in more exoteric lectures by
saying that the etheric body is withdrawn. That is not
actually the case, for we can only now make the necessary
fine distinctions. In the three and a half days during which
the Priest-Initiate carefully watched over the neophyte, only
the lower part of the body of the pupil was united with the
etheric body. This is the stage when the astral body, with
all the organs formed in it, imprints itself in the etheric
body. At this moment illumination takes place. When the
neophyte was awakened after three and a half days, what is
called illumination had come to him, that which had to
follow after purification, which consists merely in the
development of the organs of the astral body. The pupil was
now a “knower” in the spiritual world; what he
had previously seen was only a preparatory stage of vision.
This world consisting of forms somewhat resembling plants was
now supplemented by essentially new structures.
We have now
to describe more exactly what the initiate then began to see.
When he had been led to illumination it was clear to him when
he was awakened, that he had seen something which he had
previously never been able consciously to grasp. What then
had he seen? What was he able to call up in a certain sense
before his soul as an important memory-picture of his vision?
If we wish to understand what he had seen we must cast a
glance at the evolution of man. We must remember that man has
only gradually gained the degree of individual consciousness
he now possesses. He could not always say “I” to
himself as he does to-day. We need only go back to the time
when the Cherusci, the Heruli, etc., lived in the parts now
inhabited by the Germans. The different human beings did not
then feel themselves as separate human egos, but as members
of the tribe. Just as a finger does not feel itself to be
something existing independently, so each Cheruscan did not
feel that he could unconditionally say “I” to
himself; his “I” was the “I” of the
whole tribe. The tribe represented a single organism and a
group of men who were related by blood had one
“I”-soul in common. In those days you yourselves
were members of a great community, just as to-day your two
arms belong to your “I.” This may be clearly seen
in the case of the people dealt with in the Old Testament.
Each single member felt himself to be a member of the race.
The individual did not speak of himself in the highest sense
when he uttered the ordinary “I,” but he felt
something deeper when he said “I and the Father Abraham
are one.” For he felt a certain
“I”-consciousness which descended from Abraham
through all the generations to each member of the race. That
which was related by blood was included in one
“I.” It was like a common
group-soul-“I” which included the whole race and
those that understood the matter said: That which really
forms our inmost immortal being dwells not in the separate
members but in the entire race. All of the several members
belong to this common “I.” Hence one who
understood the matter knew that when he died he united
himself with an invisible being which reached back to Father
Abraham. The individual really felt that he returned into
Abraham's bosom. He felt that his immortal part found
refuge, as it were, in the group-soul of the race. This
group-soul of the entire race could not descend to the
physical plane. The people themselves saw only the separate
human forms, but these were to them not the reality, for this
was in the spiritual world. They dimly felt that that which
flowed through the blood was the Divine. And because they had
to see God in Jehovah they called this Divinity
“Jahve” or also his Countenance,
“Michael.” They considered Jahve as the spiritual
group-soul of the people.
The
individual human being on the physical plane could not see
these spiritual beings. The initiate, on the other hand, who
experienced the great moment when the astral body was
imprinted in the etheric body, was able to see first of all
the most important group-souls. When we look back into
ancient periods of humanity we everywhere find that the
present “I” has developed from such a
group-consciousness, a group-ego; so that when the seer looks
back he finds that the individual human beings flow together
more and more into the group-souls. Now there are four chief
types of group-souls, four prototypes. If we observe all the
various group-souls of the different souls we notice a
certain similarity but there are also differences. If we
classify them there are four groups, four types. The
spiritual observer sees them clearly when he looks back to
the time when man was not yet in the flesh, when he had not
descended to the earth. We must now consider more exactly the
moment when from the spiritual regions man descended into
flesh. This can only be represented in great symbols.
There was a
time when our earth was composed of very much softer material
than it is now, when rock and stone were not so solid, when
the forms of the plants were quite different, when the whole
was as if embedded like a primeval ocean in water-caves, when
air and water were not separated, when all the beings now
dwelling on the earth, the animals and plants, were developed
in water. When the minerals began to assume their present
form, man emerged from invisibility. The neophyte saw it in
this way: Surrounded by a kind of shell, man descended from
the regions which are now the regions of air. He was not yet
as physically condensed when the animals already existed in
the flesh. He was a delicate airy being even in the Lemurian
epoch and he so developed that the spiritual picture presents
the four group-souls: On one side something like the image of
a Lion, on the other the likeness of a Bull, up above
something like an Eagle and below something similar to Man.
Such is the spiritual picture. Thus man moves forth from the
darkness of the spirit-land. And the force which formed him
appears as a kind of rainbow. The more physical powers surround
the entire structure of this human being like a rainbow
(Rev. 4).
We have to describe this development of man
in various realms and in various ways. The above description
represents the way it appears to the investigator when he
looks back and sees how these four group-souls have developed
out of the common Divine-human which descends. From time
immemorial this stage has been symbolized in the form
represented in the second of the so-called seven seals.
[Note 1]
That is the symbolic representation, but it is more than a
mere symbol.
There you see
these four group-souls emerging from an indefinite
background, the rainbow surrounding it and the number twelve.
Now we must understand what this number twelve signifies.
When that which has just been described is seen coming forth,
there is a clairvoyant feeling that it is surrounded by
something of an entirely different nature from that which
emerges from the indeterminate spiritual. In ancient times
that by which it is surrounded was symbolized by the Zodiac,
by the twelve signs of the Zodiac. The moment of entering
into spiritual vision is connected with many other
experiences. The first thing perceived by one whose etheric
body goes forth is that it seems to him as if he grew larger
and larger and extended himself over what he then perceives.
The moment comes when the initiate says: “I do not
merely see these four forms, but I am within them, I have
expanded my being over them.” He identifies himself
with them. He perceives that which is symbolized by the
constellations, by the number twelve. We shall best
understand that which spreads itself around, that which
reveals itself, if we remember that our earth has passed
through previous incarnations. We know that before the earth
became earth it went through the condition of Saturn, then
through that of Sun, then through that of Moon, and only then
did it become our present earth. This was necessary, for only
in this way was it possible for the beings we see on the
earth around us to come forth as they have done. They had
gradually to work through those changing forms.
So when we
look back into the primeval past we see the first condition
of our earth, that of ancient Saturn which at the beginning
of its existence did not even shine. It consisted of a kind
of warmth. You would not have been able to see it as a
shining globe, but had you approached you would have come
into a warmth space, because it then consisted only of
warmth.
Someone might
now ask: Did then the development of the world begin with
Saturn? Have not perhaps other conditions brought about that
which became Saturn? Was not Saturn preceded by other
incarnations? It would be difficult to go back before Saturn
because only with Saturn begins something without which it is
impossible to go beyond Saturn, namely, that which we call
time. Previously there were other forms of being; that is to
say, we cannot really speak of a “before,”
because time did not yet exist. Even time had a beginning!
Before Saturn there was no time, there was only eternity,
duration. All was then simultaneous. Only with Saturn did it
come about that events followed one another. In that state of
the world where there is only eternity, duration, there is
also no movement. For time belongs to movement. There is no
circulation, no revolution; there is duration and rest. As
one says in Spiritual Science: there is blissful rest in
duration. That is the expression for it. Blissful rest in
duration preceded that Saturn condition. The movement of the
heavenly bodies only entered with Saturn. The path indicated
by the twelve signs of the Zodiac was conceived of as signs,
and the time during which a planet passed through one of
these constellations was spoken of as a cosmic hour; twelve
cosmic hours, twelve hours of day and twelve of night! To
each cosmic body, Saturn, Sun and Moon, is reckoned a
consecutive number of cosmic hours which are grouped into
cosmic days; and of these periods of time seven are outwardly
perceptible and five are more or less outwardly
imperceptible. We distinguish there-fore seven Saturn
revolutions or seven great Saturn days and five great Saturn
nights. We might also say five days and seven nights, for the
first and last “days” are twilight days. We are
accustomed to call these seven revolutions, these seven
cosmic days, Manvantaras, and the five cosmic nights,
Pralayas. If we wish to have it exactly correspond to our
reckoning of time, we reckon two planetary conditions
together, that is, Saturn and Sun, Moon and Earth; and we
then get twenty-four revolutions. These twenty-four
revolutions form important epochs in the representation of
the world and we picture these twenty-four revolutions ruled
by beings in the universe who are represented in the
Apocalypse as the twenty-four Elders, the twenty-four rulers
of the cosmic revolutions, the cosmic periods. In the seal
(shown by Dr. Steiner) they are typified as the cosmic clock.
The numbers on the clock are here only interrupted by the
double crowns of the Elders to indicate that these are the
Time-Kings because they rule the revolutions of the cosmic
bodies. The initiate sees this when he first looks back into
the picture of the past.
We must now
ask: Why does the initiate see this picture? Because in it
are represented symbolically in astral pictures the forces
which have formed the human etheric body in its present
shape, and corresponding with this the physical body. Why
this is so you may easily imagine. Imagine a man lying in
bed. With his astral body and “I” he leaves the
physical body and etheric body. But now the physical and
etheric bodies as they are to-day, belong to the present
physical human body; and to the present etheric body belong
the astral body and the “I.” This physical and
this etheric body cannot exist alone. They have become what
they are because the astral body and “I” have
been membered into them. Only a physical body which contains
neither blood nor nerves can exist without an astral body and
“I.” That is the reason why the plant can exist
without astral body and “I,” because it has
neither blood nor nervous system, for the nervous system is
connected with the astral body and the blood with the
“I.” There is no being having a nervous system in
the physical body which is not permeated by an astral body
and there is no human being having a blood system in the
physical body into which the “I” has not entered.
Think of what you do every night. You callously desert your
physical and etheric bodies and leave them with the blood and
nervous systems to themselves. If it merely depended upon
you, your physical body would have to die every night through
your deserting your nervous and blood systems; it would die
the very moment the astral body and “I ” left the
physical and etheric bodies. But the spiritual investigator
sees how other beings, higher spiritual beings, then occupy
it. He sees how they pass into it and do what man does not do
in the night, namely, take care of the blood and nervous
systems. These are the same beings, however, who have created
man, in so far as he consists of a physical body and etheric
body, not only to-day but from incarnation to incarnation.
They are the same beings who caused the first rudiments of
the physical body to originate upon ancient Saturn and who
formed the etheric body upon the Sun. These beings who from
the very beginning of the Saturn and Sun periods have ruled
in the physical and etheric bodies, now rule every night
while man is asleep and basely leaves his physical and
etheric bodies, surrendering them to death, so to speak; they
penetrate and take care of his blood and nervous systems.
Hence, too,
it is comprehensible that at the moment when the astral body
touches the etheric body in order to imprint itself in it,
man is then pervaded by those forces which have formed him;
he then sees the picture of the forces which are symbolized
in the seal. That which upholds him in life and connects him
with the whole universe flashes out at this moment of
initiation. He sees what has formed the two members of his
being, the physical body and etheric body, that which
preserves their life every night; but he himself has still no
share in it for he cannot yet work into these two principles
of his being. If it depended upon man, the physical body and
the etheric body, which during the night lie on the bed,
would be condemned to a plant existence, for he leaves them
to themselves. Hence to man the state of sleep is an
unconscious condition such as the plant always possesses.
Now what has
happened, in the case of an ordinary man, with that which has
withdrawn during sleep? What has become of the astral body
and the “I”? These also are unconscious during
the night. The ordinary man experiences nothing in his astral
body during sleep at night. But suppose a person were passing
through the seven stages of the John-initiation — those
important stages in Christian initiation — he
experiences not merely what has been described up to now;
quite apart from the fact that when the astral body touches
the etheric body he is able to develop clairvoyant power,
something else would come about. He becomes conscious of the
soul-peculiarities, the human soul-qualities of the astral
and devachanic worlds from which his soul is really born. To
this picture is added a still higher symbol which seems to
fill the whole world. To this symbol of the old initiation
there is added for one who passes through the stages of the
initiation of John something else which may best be
represented by the first seal. The Christian initiation
possessed this as the symbol of the old initiation. We are
now presenting these things from the standpoint of
Christianity, which, however, has to receive then and change
them into something different. He sees a spiritual vision
(Rev. i, 12)
of the Priest-king with the golden girdle, with
feet which seem to consist of cast metal, his head covered
with hair as of white wool, out of his mouth a fiery sword
flaming and in his hand the seven cosmic-stars, Saturn, Sun,
Moon, Mars, Mercury, Jupiter, Venus.
The form in
the centre of the second picture seal was only indicated in
the old initiation as the fifth of the group-souls. It is
that which only existed germinally in ancient humanity and
only came forth as what is described as the Son of Man who
rules the stars when he fully appears to man in his true
form.
Thus from
this symbolical representation we must first of all clearly
understand that the separation of the various principles in
present-day humanity — physical body and etheric body
on the one hand and astral body and “I” upon the
other — may be so considered, that each may contribute
its part, as it were, to initiation, first of all through the
form of initiation when the astral body touches the etheric
body, when the four group-souls flash out, and then in the
treatment of the astral body so that this too acquires the
ability to see. Previously the highest vision in the
super-sensible world had only reached as far as a kind of
plant experience of the world. Through the Christian
initiation a higher stage of initiation is reached in the
astral body. Here you have the two things mentioned at the
beginning of the Apocalypse described from the principle of
initiation itself. The writer of the Apocalypse has, however,
described them in the reverse order, and rightly so. He first
describes the vision of the Son of Man, the appearance of Him
Who is, Who was and Who is to come — and then the other.
Both are symbols of what the initiate experiences during
initiation.
Thus we have
described what happens in certain cases of initiation and
what at first is experienced. In our next lecture we shall
proceed further to the details of these real, actual
experiences and we shall find them reflected in the mighty
presentation given in the Apocalypse of John.
Notes:
Note 1: Dr. Steiner is
referring to the seven symbolic Seals which had been
drawn from his indications. They showed stages of human
evolution visible in the astral world to the seer. See
Occult Seals and Columns with introduction by
Rudolf Steiner.
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