The Psychological Expression
of the Unconscious
I took the liberty of pointing out yesterday that there
is some antipathy on the part of the ordinary scientific
outlook toward the nature and the entire method of the science
of spirit which can and must be placed alongside ordinary
science. I pointed out further that there is a certain
subjective prejudice at the present time which makes it
difficult for people really to go into and acquire an
understanding of the science of spirit, that is, for people who
think they stand on the sure foundation of science
— on which, of course, the science of
spirit also stands — but who
are of the opinion that it is not possible to bridge the gap
from this kind of foundation to a real science of spirit.
However, a fact about the soul-life of present day humanity
emerged from my exposition yesterday, the fact that it is
joist in immersing ourselves in the scientific knowledge
of the present time that we are bound to long, and indeed, do
long to acquire knowledge about the human being that goes
beyond the ordinary everyday life of the soul, which, of
course, of necessity is tied to the observation and experience
of the physical sense world.
Now it is naturally possible to say that the views of the
world generally held, that have arisen through the influence of
scientific ideas, are proving to be increasingly incapable of
dealing with methods of research other than those which are
concerned with what is physically present in the world. And so
now it is intended to investigate what lies beyond normal
consciousness with the same kind of sense perception
— providing we really do want to
investigate it, and not just drop it
— as science uses to investigate
nature. For this reason the existence of one border area at
least in human experience has found recognition recently among
people who want their work to remain on a scientific basis but
who, on the other hand, desire to penetrate the mysteries of
human soul life, inasmuch as this lies within the conscious
sphere that is, as I have said, more or less tied to the world
of the senses. People have gradually become convinced that it
is not possible to investigate the mysteries of soul life, that
there is much that rises up into the soul life of the human
being out of unknown depths, or one could also say, out of
unknown heights, that is well suited to provide information
about what the core of man's being really is, rather than what
is to be found within our ordinary consciousness. But because,
generally speaking, the science of spirit is regarded as
something not sufficiently tangible, as something that
leads one away from the real world
— so many would say
— an attempt is made to investigate a
kind of border area by ordinary scientific means.
The science of spirit has therefore every reason from its
point of view, to refer to this border area and to deal with
it. It is the region that we have more recently become
accustomed to call the unconscious. There is also another
reason why it is especially important for the science of spirit
to offer some thoughts about this area of the unconscious, and
that is because some of the things that are said in this
connection are misunderstood, so that the science of spirit is
confused with what is said about this border area, more or less
justifiably, by those representing other approaches to
the problem. By
“unconscious”
one usually means what rises up from unknown regions and
flows into one's conscious life. It would of course take a very
long time if I were even to give an outline of all that
science over the whole world has had to say about this region
of the unconscious. In the cultural life of Central Europe the
expression “the
unconscious” has of course
become well known since the 1860's through the popular
philosophy of Eduard von Hartmann,
who sought the reasons for all that the human being
experiences consciously in a spiritual unconscious, whether it
be below or above the conscious.
If I may be allowed, by way of introduction, to make a
personal remark — the way in
which Eduard von Hartmann
approaches spiritual life, which is supposed to remain
unconscious for ordinary consciousness (although he is
dealing with something spiritual and although he sees a
revelation of the unconscious, of the spiritual unconscious, in
the physical sense world), his approach and outlook are
in a way diametrically opposed to the view which I am putting
forward. And through being personally acquainted
with Eduard von Hartmann I tried
already in the 1880's to thrash these things out with him
personally and in correspondence. I tried to show the
difference between the anthroposophically orientated science of
spirit and an outlook founded on the unconscious like,
for instance, that of Eduard von
Hartmann. I discussed this difference recently in
a rather personal way in the February number of the second year
of the magazine Das Reich. I shall
now indicate in a few words what is discussed more fully
there:
Eduard von Hartmann points out that
everything the human being is able to reveal in his ordinary
life rests on something spiritual and unconscious. He maintains
the view that this unconscious can be reached only by means of
the power of logical thinking; it deduces something unknown
that abides, that can be reached only conceptually and grasped
in hypotheses from what is perceptible in the sense world. And
he points out that this unconscious is not in itself conscious
in the same way that the human being, for instance, is
conscious. — In these two
respects the science of spirit is radically different from this
view of Eduard von
Hartmann: firstly the science of spirit is
founded on the fact that — I
described this more fully yesterday and named the books which
provide the necessary basis —
it not only seeks to penetrate the spiritual spheres by
means of hypotheses and logical deductions, but by bringing out
of the soul certain forces that slumber in it which remain
unconscious for our ordinary consciousness, forces that are
raised into our consciousness by means of a strengthening
and intensification of our soul life. These unconscious forces
in the soul are able to enter into the consciousness of the
human being, so that he can tread the path from the sense world
to the super-sensible world in full consciousness by means
of spiritual observation, so that he can observe this
super-sensible world in a spiritual way, just as he can observe
the sense world. The science of spirit, therefore, does not
describe a hypothetical path from the sense world into
the super-sensible, but a real path that can be experienced. And
on the other hand, the science of spirit has to emphasize that
something spiritual that is unconscious, in which no
consciousness can be found, is really of no more value than the
great unconscious sphere of purely material atoms and
their processes, the purely physical foundation of existence.
What would be the point of something spiritual that is supposed
to underlie the sense world, if it is unconscious? For then the
human being would be the only conscious being to raise himself
out of a world, which, as far as consciousness is concerned,
would have no more value than the unconscious world of purely
material phenomena? — The
science of spirit, therefore, does not deal with this
unconscious, which in itself is devoid of consciousness, but is
concerned with spiritual beings existing behind the
physical world and which are just as conscious as human beings,
and in some respects even have a higher consciousness than the
latter.
This is what differentiates the view of the
anthroposophically orientated science of spirit
about the unconscious from such a view as
Eduard von Hartmann's, which is actually
held by many people today in the same sense as he held it, even
if they do not intend getting away from the scientific
viewpoint.
Today we shall have opportunity to show in what way the
science of spirit can really penetrate into the sphere of
spiritual life, and we shall do this by taking into
consideration the unconscious phenomena in human soul
life which enter into our consciousness in a less complete way
than does the science of spirit.
But I must take certain things for granted, which were
described yesterday — that by
means of inner processes in the soul (if we wish to be
particular, we should call them
“exercises”)
our ordinary soul life, even if it is only a mystical
soul life, can be treated in such a way that the human being
can rise from this soul life to the spiritual, just as from
another aspect he can descend from soul life to the physical by
means of scientific observation. Having acquired this
perception of the spiritual or —
to use Goethe's expression once more
— the eyes of the spirit and the ears
of the spirit, we are then in a position to view what normally
appears in our conscious soul life from unknown depths or
heights from our newly-won viewpoint in a quite different
way.
Now of course the border areas with which we are
concerned cover a wide field. Today I shall select only a
few of them, but they will shed light on everything else in our
unconscious soul life and its manifestations. I shall take
something which is well known to everyone, but which
remains an enigma in human existence: our world of
dreams. I shall then deal with a subject that more recently has
become the child of all those who seek to penetrate into
the spiritual super-sensible world, but who shy away
from practicing the real science of
spirit; and that child is what is called
“somnambulism”
and also
“medium-ship,”
which is related to it. I shall then proceed to another
aspect where it is certainly sufficiently well known that it
arises out of the unconscious depths of soul life, and this is
the whole sphere of artistic enjoyment and creation, which I
shall deal with briefly. Then I shall come to a subject which
perhaps many people do not consider belongs to the unconscious
and its manifestation, but which at least can be seen
— by those who are reasonable about
it — to be something that
plays into our semiconscious life, and this is the sphere of
human destiny, which will be considered from the viewpoint of
the science of spirit, the real and true clairvoyance. I am not
fond of the word clairvoyance because it is mixed up with all
sorts of amateurish and other nonsense, but the way I use it
today will perhaps be justified, and should be self-
explanatory. I shall indicate what is the sphere of the science
of spirit itself, for this science feels itself called upon to
raise what is spiritually unconscious into
consciousness.
I would like first of all to describe one or two
characteristic properties of the real experience the
scientist of the spirit has of the super-sensible, spiritual
world. This will then form the basis for what I have to say
about the other phenomena of the unconscious, which I have so
far only just mentioned and which I shall describe later from
the viewpoint of the science of spirit. As we have not much
time, I shall not be able to go into the ordinary scientific
view of these things as well.
When the human soul has reached the point with the
scientist of spirit of being able to approach a spiritual
world in the same way that we approach the physical sense world
with our physical eyes and ears and the other sense organs,
then the human being perceives the spiritual world and can
grasp its connection with the physical sense world.
I pointed out yesterday that it is quite unjustified to
object that what the science of spirit describes is really only
put together out of the physical sense world and then
transferred to the spiritual world. And I also pointed out that
anyone who has conscientiously used the methods of the science
of spirit for several years knows that he often finds himself
in the position that what he experiences in the spiritual world
looks quite different from anything that can be experienced in
the transitory physical sense
world. Even in the experience of the spiritual world, the
whole mood and constitution of the soul is radically different
from normal soul life. And so I would like first of all to
describe one or two characteristic properties of this
experience in the spirit.
If one has only a superficial understanding of what we
mean by the science of spirit it is easy enough to say that the
scientist of spirit lives in a kind of self-deception:
— he puts things together in his mind
and thinks that the resulting idea is the revelation of a
spiritual world, having overlooked or forgotten how he really
gained the idea through sense perception in the first
place. — Of course, it is
true that if the scientist of spirit were to experience
spiritual perception in the same way he gains ideas from the
sense world, then he would naturally become suspicious of the
science of spirit. But this is not the case. One of the most
fundamental characteristics of what we are able to
perceive in our thoughts of the sense world appears quite
different when compared with real spiritual experiences. The
ideas and images we form through contact with the sense world
are impressed upon the soul, and we are able to recall them
after a while; they can be raised up out of the treasure of our
memory. The spiritual experiences which the scientist of spirit
has are different, for it is not possible to recall them in
this way. What the soul experiences when it approaches
spiritual perception is not just an idea. For an idea can
be incorporated into the memory, but a spiritual experience of
this sort cannot be directly incorporated into the soul.
A spiritual experience or perception disappears, just as
our view of a tree that we have looked at for a time disappears
when we turn away from it. When the perception comes to an end,
it can no longer be experienced by the soul
— we have to approach it again in
order to see it as it really is. The image or idea we keep in
our memory, but to see the actual tree we have to go to where
it is. Just as we no longer see the tree when we have gone away
from it, so the spiritual perception is no longer experienced
by the soul when the perception itself has ceased. From this it
follows that with experience of a spiritual nature we are
not dealing with a mere combination of ideas, thoughts and
images, for they can be remembered.
But then one could object that if this is in fact the
case, it would never be possible to report such spiritual
experience if it could not be remembered
— nothing could be said about it, for
it would disappear from our soul life as soon as it had been
experienced. — But actually
it is not like this at all. The scientist of spirit can
formulate ideas about what he has
experienced spiritually, just as we are able to
formulate ideas about things, beings and processes in the sense
world, and these ideas can be retained. It depends on the
scientist of spirit being able to differentiate actual
experience from the images and ideas which arise out of it,
just as in ordinary life we distinguish our sense perception
from the idea which arises from it. We can look at this in
another way. If we wish to have a spiritual experience in the
same way a second or third time, it is not sufficient just to
recall the image or idea of it. For in this case it is clear
that we do not then have the full experience, but only a pale
image of it.
If we want to have the experience again, we have to
reawaken the slumbering forces of the soul and to enter
into the experience afresh. With certain characteristic
phenomena of the spiritual world we can only remember the
way we approached the experience —
this can be recalled, and the experience attained a
second, third or fourth time. But then it is certainly not a
case of the experience following the same laws that underlie
the normal way of imagining and thinking.
— This is the one aspect. You can see
from this that the scientist of spirit is no dreamer, but that
his own inner self- perception enables him to be absolutely
clear about what leads him to real experiences.
The second aspect is that an experience attained through
the science of spirit has a relationship to our soul life quite
different from an experience that takes place in our normal
consciousness in the physical sense world. What would be the
use of our physical life if we were not able to acquire certain
skills, certain habits, if we were not in a position of being
able to try and do something better a second time, when the
repetition of an action would serve no purpose? The repetition
of an action is incorporated into our normal experience as a
habit. But spiritual experiences cannot be incorporated into
our soul life in the same way. Many
— those who are beginners in
spiritual experience — find
this out, to their surprise. It is comparatively easy
— I say comparatively
easy — to achieve certain
initial experiences of the spiritual world if one carries out
the exercises described in my book How to Attain
Knowledge of Higher Worlds, and beginners are
always overjoyed when they have their first experiences of a
spiritual nature. But then they are all the more surprised when
these experiences cannot easily be repeated, or when they
cannot be repeated at all. And one can feel very miserable
because an experience which one has had cannot be recalled; one
does not seem to get any better at it. It is not possible to
turn what has been experienced in the spirit into a habit. On
the contrary, with repetition it becomes increasingly more
difficult to do the repetition. Thus, as a matter of fact, a
large part of the exercises that have to be done if we wish to
bring about a repetition of certain experiences, consists
of doing quite different things the second or third time.
Experience of a spiritual nature has therefore a quite
different relationship to the physical, since it works against
habit.
There is a third aspect of what is characteristic in
spiritual experience, and that is, however odd it may sound,
that real spiritual experience —
which has absolutely nothing to do with anything
concerned with the body — is
something that is over in a split second. In fact, this is even
a reason why so few people today attain spiritual experience.
In ordinary life people are accustomed to take a certain time
to assimilate something that appears on their horizon. If
the experience is a spiritual one, it is over before the
person has been able to notice it. What is therefore necessary
above all in order to have real spiritual experience, is what
one could call presence of mind. If we want to have spiritual
experience we have to get used to situations in ordinary life
which demand quick decisions, where the situation must be
summed up immediately, and where there is no time to delay by
changing our minds. People who have no wish to make any
progress in this kind of self-education, to make quick
decisions in certain situations, to see quickly what has to be
done, are not suited to gaining the necessary control over
their own souls in order to achieve spiritual experience
easily. The kind of person who can tackle a situation, not by
looking at it from every possible angle and fussing
about, but by making a decision immediately upon being
confronted with the situation and then also sticking to it, has
a good foundation for spiritual experience. For spiritual
experiences within us have to be gone through just as quickly
as we have to grasp some situations in life and make decisions,
which if they were not made quickly would perhaps lead to
misfortune and ruin. — I am
not saying that spiritual experience can lead to ruin, for in
this case it will not have existed. This attitude toward it is
necessary.
And now there is a fourth characteristic
— that spiritual experiences are
always individual. In the physical world we are accustomed to
dividing everything into particular classes or categories, in
fact we divide the whole of life in this way. We speak of the
famous — if not
notorious — “Scheme
F.” Everything has to belong
to a certain category, to be put in its particular place.
People believe that law is to be found in the world of
phenomena only when everything is fitted into various
categories. We should imagine for once how we should deal with
nature, which we quite rightly divide into categories, if
everything were individual. And we should imagine what human
life would be like if it were not, for instance, possible in
every single instance to turn to a book of laws, if it were not
possible to fit a particular case neatly into a ready-made
compartment, but if we had to face it with individual judgment.
People are accustomed from experience in the physical
world to making everything fit into patterns. All this
putting things into categories, classes, determining a
particular order with particular laws, all this has to be given
up, though not in connection with the physical world, for this
would make one unfit for the latter, but for the sphere of
spiritual experiences. What is experienced in the spiritual
world is always portrayed as something individual. This
is why people so often take a stand against the science of
spirit. If we speak about what has been discovered by the
science of spirit — and
having given lectures for so many years now, I do not hesitate
to present concrete examples about this science of
spirit — let us say, for
example, that I describe how the sudden death of a person has
the effect in the spiritual world of his experiencing
spiritually in the single moment when his physical body is
destroyed through an accident, as much as he would have been
able to experience in twenty or thirty years in life. If such a
thing as this is described, then it can be related only to a
particular case. Of course, someone else comes along and
says, — Sudden deaths
have this and that effect. He would like to make a law of it.
Such laws, if I may put it this way, are the enemy of the true
way of knowledge of the science of spirit, because in spiritual
experience each single case represents something individual and
unique, and because one always has to be surprised how
something can always appear —
and in life people like so much to stick to the old. One
can write down the most subtle experiences of the physical
world in a notebook and can put it in one's coat pocket.
Such a procedure is impossible with knowledge derived from the
science of spirit. This is why there are so many different
kinds of descriptions that the scientist of spirit must give.
Those of you who are here now and who have often been present
at the lectures which have been given here for many years, will
have heard me deal with similar subjects, never in the same
way, but always varied in one way or the other, individualized.
Last winter, for instance, I spoke on the same theme in many
German cities, sometimes for several days in succession, but
each time in a different way, describing the same things
differently. Knowledge derived through the science of spirit
makes a claim upon the spirit which we can describe as the
mobility of this spirit. We conclude therefore that the
important thing is not the content, the actual content of
the words, but that this content is drawn and spoken out of the
spirit itself.
You will see from this that it is always necessary to
become accustomed to a quite different kind
of mood and disposition of soul when we rise from
the transitory to the intransitory, when we approach the part
of man that belongs to the intransitory world, the eternal core
of his being. It is therefore understandable that the science
of spirit is not only considered to be difficult to understand,
but is attacked, misunderstood and confused with all sorts of
other things. As someone said recently (someone who
prefers to hear only what he has heard before)
— it is irritating. Of course
it is irritating to someone who only wants all his old dogmas
warmed up once again.
Thus it is not only that what the science of spirit has
to say about the eternal, the spiritual, is different from what
is to be found to be real in the physical sense world, but also
that the attitude of the soul toward the spirit is different
from its attitude toward the physical sense world. With the
kind of attitude of soul I have just described in its
characteristic properties, it is possible to approach the
part of man that goes through births and deaths, the eternal
core of the human being, which as a spiritual entity belongs to
the spiritual world just as man as a physical, bodily
creature belongs to physical nature and its
kingdoms.
What the science of spirit finds in this way is at first
something unconscious for our normal consciousness, but
it can be drawn into our normal consciousness. This is the
essential thing about the method of the science of
spirit — that it sets out to
reveal what in normal life is generally hidden in the
unconscious of the human soul. For the science of spirit
brings nothing new to light and does not invent it, but the
eternal core of the human being goes through
— to use yesterday's
expression — a spiritual
digestion, just as the physical body has a material
digestion — this exists in
every human being. The scientist of spirit only brings to light
what functions and weaves within every human being. It is his
task to bring to consciousness what otherwise remains
unconscious. All he talks about is nothing other than the
foundation out of which everyone speaks and thinks and acts.
Only it so happens that the sphere of the spirit is
either subconscious or superconscious
— i.e.
unconscious — for our normal
consciousness.
Now, seen from the viewpoint of our normal soul life,
something iridescent and vacillating enters into the sphere of
this soul life. What is meant here belongs to the border areas
which I have spoken about. Everyone is familiar with this
border area which appears so ordinary and which yet is so
mysterious: the remarkable sphere of our dream life. This dream
life with its pictures that enters into our ordinary soul life,
gives the investigator quite different problems from the person
who just lets it pass him by, or at the most approaches it with
a few superstitious ideas.
A lot could be said just to describe some of the more
outward characteristics of our dream life, but here I
only want to give a sketch of this dream life as seen by the
science of spirit by calling special attention to a few of its
characteristic properties —
those properties which will serve to enable us to come to
know the nature of it.
Presumably everyone knows —
and many philosophical approaches to dreams have
recognized this — that many
of our dreams are stimulated by a sense impression. The world
of dreams that we experience is very much connected with the
world of our unconscious sleep. When a person is deep in
unconscious sleep he is completely cut off from his
environment, both by his senses and his limbs. If we are
really in unconscious sleep there is nothing in the room,
whatever may be there, that can affect our senses. We cannot
think about anything that is around us, and in really dreamless
sleep we are not able to do anything either. We can establish
no relationship at all to our environment
— in a sense we are isolated from
what surrounds us. — What is
characteristic of our dreams is that we really remain in
a dreaming state in this isolation and even if the isolation
appears to be broken by a sense impression, it is really only
in appearance. What are such dreams? Everyone knows them.
Someone dreams, for instance, about horses trotting by; he
wakes up, and after waking knows exactly where the sound has
come from — the ticking of a
watch that he had put down nearby. He had heard this ticking
because of a particularly sensitive functioning of his ears
which must have started at that moment. But now what goes
through the mind, the perception, does not work in the
normal way as it would in the outer world, but in a dramatized
form. Therefore we do not establish a relationship with our
environment through our senses, but remain in an isolation
which sleep has brought about, and what affects the senses is
transformed in the soul. We dream, for example, of a red hot
stove, we hear it roaring. —
The beat of our heart has become stronger, and
becomes the symbol in us of the roaring hot stove. We
even have the same relationship to our body as we have in
dreamless sleep; the soul simply transforms the
impression that comes from the body. Thus we maintain the same
relationship with our body when dreaming which we have in
dreamless sleep —
isolated even from our own body.
We all know that we go on whole journeys in dreams,
journeys we could never undertake in real life, journeys where
we fly with wings. But at the same time we know that all this
does not change our relationship to the outer world, as it
would do in real life. Even regarding what we experience
as a relationship of our being to an environment in our dreams,
nothing changes our relationship to the outer
world.
So we can say that what is characteristic of dreams is
that in an important respect they do not alter the relationship
the human being has to his environment and to himself by virtue
of his spirit-soul-body constitution operating through his
senses, movements and his own physical body. This also
distinguishes dreams from all the other unconscious
regions I shall characterize today. It also distinguishes them
from everything based on a change in the relationship of the
human being to his environment. Even ordinary observation bears
out the fact that dreams may not be confused with anything
abnormal in soul experience, that they are quite normal and
healthy, and are not abnormal in the way they appear in normal
human soul life.
A peculiarity of dream life that is particularly
important for what I am going to say is that the course of our
dreams shows that we cease to join the sequence of dream images
in a logical way. We are no longer connected to normal logic.
We cannot be logical in dreams. There is one objection to this,
however. — The scientist of
spirit always knows the objections that can be made. Of course,
the unfold-ment of some dreams is
such that we can say that the pictures are joined together in a
logical sequence. But, in fact, it is different, for
exact observation reveals that as long as a dream appears
logical, it consists only of reminiscences of life, which had a
logical sequence before. Whatever has a logical sequence in
life can be dreamed again, but it does not become logical in
the dream. The logic that is normally present in our soul life
is therefore not present in the action of our dreams. Moral
feelings and attitudes concerning human actions are also
missing. We all know the many things we are capable of doing in
dreams. We all know that in dreams we achieve things and
ascribe them to ourselves, that we would condemn in ordinary
life. Not only does logic come to an end in dreams, but our
moral outlook as well. —
These are two important characteristics that we must hold
on to if we are to investigate the nature of
dreams.
It is of course true that much can be said about dream
life from the ordinary physical viewpoint, but we do not want
to touch upon this today, for a merely outward scientific
method of observation cannot get at the real nature of
dreams — for the simple
reason that there is nothing with which our normal
consciousness can compare dream life. Dreams enter into our
normal conscious experience as phenomena that cannot be
compared with anything else. And if something cannot be
compared with anything else, if it is not possible to
incorporate it into a particular scheme, if it portrays
something individual through its own particular nature, it
cannot be studied by an external scientific method of
observation. Only from the point of view of the science of
spirit is it possible to gain a true picture of dreams and
their nature, for the simple reason that by means of the
development of the soul, which I have outlined today, the
scientist of spirit attains a pictorial or other kind of
spiritual experience which, while radically different
from dreams, nevertheless in its form, experience, its
intensity of experience, is somewhat similar to dreams. We can
leave aside for the moment the question of how dreams are
related to reality. We do not wish to go into this now. But the
scientist of spirit knows that in what he experiences, which at
first is pictorial, he stands before a real spiritual world, he
experiences a spiritual world. He can therefore look at the
world of dreams and describe it from the world he experiences.
This is the one thing. By means of this he acquires a view
given to him by his actual observation of what dreams really
are in the human soul. Seen from the viewpoint of ordinary
consciousness, it is not possible to know what dreams
are. Dreams rise up in our soul life, surge up like unknown
waves out of the depths, but we do not know what it is that is
active, that is dreaming in our souls. But now the scientist of
spirit, in practicing the activity necessary for spiritual
investigation (as described yesterday), experiences another
self, the same self, but in another form, the true ego
— he experiences the spirit-soul
nature of man independently of the bodily nature. However great
a horror it may be for many people, it is nevertheless true
that spiritual experiences are achieved outside the body. The
scientist of spirit therefore knows what it means to be outside
the body, and he can now compare this with the world of
dreams. In seeing the world of dreams on the one hand, and
knowing spiritual experiences on the other, he knows that the
same thing that normally dreams in the soul is experienced
spiritually when practicing the
science of spirit. It is one and the same thing: what dreams
and what is active in the science of spirit, only in
investigating the spirit we stand before the real region of the
spirit, and in dreams — and
this is what is important: —
What is it that we stand before in dreams? The difference
between standing before the reality of the spirit with our own
self in the investigation of the spirit, and in our dreams, is
that the scientist of spirit has prepared his soul
beforehand to enter into the spiritual world, in which he
then perceives in the same way that we normally perceive
with our eyes and ears in the physical world, and through his
investigation he discovers that in sleep the human being
leaves the body. But because he lacks the necessary organs to
perceive there, his consciousness remains dull and
unconscious from the moment of going to sleep to waking up. Now
when a human being has fallen asleep, his spirit-soul nature
lives. The scientist of spirit can compare what he perceives in
the spiritual world with what the unconscious spirit-soul
nature experiences from the moment of going to sleep to waking.
He experiences the spirit-soul nature unconsciously in the
spiritual world, draws himself again into the physical body on
waking, and then makes use of the physical body in order to
establish a relationship to his environment.
Now it is not sufficient simply to describe what happens
to the body between going to sleep and waking, and what sort of
organic physical processes take place in it. For
significant things also happen to the spirit-soul nature
at the same time. The soul is quite different when it awakens
and returns to the body from when it leaves the body. And in
entering the body once more it can happen
— as in ordinary life
— that the spirit-soul nature simply
submerges into the body and makes use of the body, and having
penetrated it like a fast moving arrow it becomes active and
uses the body as a means of perception. But it can also happen
that the forces, the content that the spirit-soul nature has
acquired from the moment of sleeping to awaking, are
— if I may use the expression
— for a moment too intense to enter
into the body. What the soul upon waking has acquired since the
moment of going to sleep, does not fit into the configuration
of the picture that the body has of the soul, and so what then
happens appears to be a reflection of what the
soul has experienced unconsciously during sleep.
Something like a mirror picture is reflected
back upon waking, because upon
waking the soul cannot at first be adapted to the
body. In this way the soul clothes these quite different kinds
of experiences of the spiritual world, which it has gone
through during sleep, in pictures borrowed from our memory,
from ordinary life, or which are transformed sense or bodily
impressions. It is the eternal that dreams in the human
being, just as it is the eternal in the human being that
investigates the spirit, but it is clothed with
the events of everyday life.
Thus we can say that in dreams the eternal
in man perceives the temporal. It is the eternal
in man that perceives what takes place in time. And in this
respect dreams, despite the fact that the content of their
pictures, which is taken from temporal life, is nothing
special, even for the scientist of spirit, if it is a normal
dream, are a real revelation of the unconscious eternal-spirit
nature living in man, of the super-sensible. The scientist
of spirit is in the position to be able to distinguish between
what dreams present in pictures, and what they are really based
upon.
I have recently spoken about the various phenomena of
human soul life from a different viewpoint in another
city — a city where a great
deal of work has been done on Psychoanalysis.
Psychoanalysis deals among other things with the world of
dreams. There were some gentlemen present who, as so often
happens with the science of spirit, completely misunderstood
what I said. In relation to what I said about dreams they
thought they were very much more clever. They said: This person
and his science of spirit, he speaks about dreams. We
psychoanalysts know that dreams only have a symbolical meaning.
We know that dreams should only be handled as a matter of
symbolism, but he takes dreams to be something real! He is on
quite the wrong path. — As I
said, they thought they were very clever. But the matter in
which they thought themselves clever, in fact, arose only out
of their own lack of understanding. For the scientist of spirit
does not take the content of dreams to be symbolical or
anything else. The scientist of spirit who is accustomed
to observing such things knows that what really happens
in the soul during sleep can be the same with ten people, but
when these ten people relate their dreams, all ten are
different. The scientist of spirit knows that although the ten
people have dreams, all with a different content, the same or
at least very similar spiritual and unconscious experience is
the basis for all of them. Moreover, the scientist of spirit
would never simply take the content of the dream by itself,
whether symbolically or not symbolically, for he knows
that the same dream can be clothed in ten, a
hundred or a thousand different ways, because the
eternal regards the temporal in such a way as to clothe itself
with it. The scientist of spirit therefore studies the
course of the dream, the way in which tension is
released, whether a rise or a fall follows. It is the inner
drama, the type of rhythmical sequence, I would even say, the
musical nature, that comes to expression in the most varied
ways in the pictures of a dream. That is what he studies.
Dreams are the witness of real spiritual experience; their
content is a garment which clothes the experience. But when one
is experienced in such things it is possible to see through the
content to what can be experienced. This is the one aspect of
the nature of dreams that the science of spirit points
to.
The other aspect is the following. When the scientist of
spirit progresses and comes to have experiences in the
spiritual world, he notices that his dream life changes.
Among the many who have already had practical experience with
ways of the science of spirit are some who acquire a
convincing idea of the science of spirit and feel that it
means a lot to them by seeing how their dream life is
transformed. They see that what normally happens in dreams is
that there is a succession of quite arbitrary images, but then
they see how it becomes increasingly full of meaning, and that
finally they are able to direct the dream in certain respects.
In short, the most varied people entering into the science of
spirit notice that the changes which take place in dreams take
dreams in the same direction as the first stages of real
spiritual knowledge. In fact, it is by means of this
transformation of the world of dreams that the scientist of
spirit is able to get at the actual nature of dreams. He raises
his dreams out of their temporality through what he has become
as a scientist of spirit. Dreams then no longer have the
tendency to clothe themselves with temporal things.
It is a great moment when the scientist of spirit has
progressed sufficiently to dream not only the outer
pictures that have symbolical value, but in his dreams to enter
into the sphere which normally he would only enter
arbitrarily. — It is a great
moment when he learns how the spiritual world sends him
experiences in his dreams that penetrate like an act of grace
into his normal experience, and which really are no longer
dreams, although in certain respects they may appear like
dreams. Thus the science of spirit shows that dreams flow out
of the eternal spirit-soul sphere, but that the human being who
has not managed to be conscious of this eternal spirit-soul
sphere clothes the events which happen between going to sleep
and waking up with his memories, with his impressions of
everyday life.
Whether dreams are subconscious or unconscious events, or
whether they are grasped by the scientist of spirit, they can
be regarded as something healthy and normal. This is more than
can be said of the other border areas. It is remarkable
that there are philosophers, Eduard von
Hartmann among them, who compare dream pictures,
the origin of which we have just recognized, with
hallucinations and visions. Whereas dream pictures
originate in the spirit-soul sphere, and only come into being
in coming into contact with the bodily nature, visions and
hallucinations are very much connected in their origin with the
bodily nature. And whereas dreams in their essential
experience flow out of the spirit- soul sphere and the bodily
nature only provides the cause of their appearance, the bodily
constitution is the cause of everything in the way of
hallucinations, visions, somnambulism, mediumism and
everything abnormal of this sort that enters human soul life.
You can see a characteristic of human experience purely from
the viewpoint of the science of spirit, to which the scientific
viewpoint can easily be added, when you understand that it all
depends upon looking at man as a being with body, soul and
spirit, that he has a relationship of the spirit to the body
only indirectly through the soul. The soul takes its place in
the center. Even when dreaming, a human being cannot simply
establish a relationship of his spirit to the body, but
only indirectly with the help of the soul. In normal life the
soul is an intermediary between the spirit and the body. What
happens in the human organism when certain abnormal phenomena
in spirit-soul life are produced, is that the normal
relationship of the spirit to the body through the soul, where
the spirit first works upon the soul and then the soul upon the
body, is broken because of temporary or permanent illnesses in
the organism, which then blot out the proper functioning
of the soul. This elimination is not occasioned by the outer
sense organs, but rather by the inner organs. If certain organs
are diseased, then the spirit-soul nature cannot get hold
of the whole body by means of which it establishes a
relationship to the outer world, but it often has to make use
of the body without the diseased organs. Then instead of using
the soul, the spirit enters into a direct relationship with the
body. In a sense, the soul is by-passed. This brings
irregularities into the consciousness; the consciousness is
broken through. If something spiritual is experienced without
being mediated by the soul because a particular organ of the
brain or the nervous system or the circulation is diseased, if
a spiritual experience is not received so that the soul can use
the body in the right way for the experience to be digested
properly in the soul, then the spirit has an immediate effect
upon the body, and does not work through the mediation of the
soul. The immediate experience of the spirit
— for it is an experience of
the spirit, even if it is such that it penetrates the human
constitution in an abnormal and unhealthy way
— turns into hallucinations and
visions. The science of spirit has nothing to do with this sort
of thing.
The aim of the science of spirit is not to break down the
relationship existing in normal life between body, soul and
spirit, but to make the life of the soul richer, so that the
relationship of the spirit to the body is brought about by a
rich soul life. A poverty-stricken soul life can come about,
however, when by illness a human being is prevented from using
his whole body to establish a relationship with his
environment. These kinds of experiences
— visions and
hallucinations — that
do not have the same relationship to spiritual life that dreams
have, must be regarded from the viewpoint of the science of
spirit as being spiritual experiences, but not such as
have more value than our ordinary sense perception; in fact,
they have less value. For in this kind of irregular spiritual
experience like hallucinations, visions, somnambulistic speech
and action, mediumism, (which is an artificial kind of
somnambulism) the human being is less connected with his
environment than he is in his sense perception. This is the
important thing. This is what must be realized.
In order not only to perceive his environment but also to
arrive at a reasonable and logical understanding of it, a human
being needs what one calls an ability to make judgments
about the world, and for this he needs the use of the whole
body. If the body is formed abnormally, he cannot form a
sensible judgment about what is presented to him spiritually.
Whereas the human being, when awake, can grasp with reason what
he experiences in dreams, he is not in a position to transform
what he experiences in hallucinations and visions into
the normal experience of his waking condition, and to
understand it.
Now the significant thing is that when the body, viewed
outwardly, reveals such abnormalities, there are apparently
spiritual experiences — this
the scientist of spirit admits —
only they should not be induced. If they appear
naturally, they are the evidence of disease; if they are
induced artificially, they lead to disease. Even good and
important scientists go astray in these things which are,
after all, phenomena of life itself, when they investigate them
in an external way in the laboratory, and seek to explain them
according to formulas of the scientific method. I would like to
cite an instance, which I have mentioned before, because it is
a typical example of how much scientists long to penetrate into
what they call the super-sensible sphere but at the same time do
not want to approach the science of spirit, preferring to stick
to their own normal scientific methods. I am not
discussing this case because I wish to take a stand on
its truth or untruth, but only to show how an irreproachable
and outstanding scientist of the present time acts in
relation to the sphere of the spirit and
super-sensible.
It is the case which Sir Oliver Lodge describes at
considerable length in a long book, and which has aroused
so much attention for such things do not often reach us from
the front-line of battle. The events are as follows. The son of
the famous scientist was at the battle-front in France. The
father received a letter in London written from America,
informing him that a medium has said that something
important and decisive was about to happen to his son,
but that the soul of a deceased friend of Oliver Lodge would
take the son under his wing at this decisive moment.
— Naturally this is a message that
can be taken in various ways. All sorts of things could have
happened and, outwardly at least, the message could have been
true. The son could have been in danger of his life and have
been saved and the writer could have said
— Of course, Myers, the soul of the
friend, stood by the son and so he was not killed. But now the
son was killed. So the argument then was that the soul of the
son had passed over and that his soul was helped on the other
side by the friend who had already been there for many years.
Whatever had happened it would have been possible to
interpret it in the light of the message, because the
latter was so vague. — Sir
Oliver Lodge, however, is a person who describes the
events from a conscientious and strictly scientific viewpoint,
so that the case can be understood by anyone on the one hand
working conscientiously according to scientific method, and on
the other knowing what conclusions can be drawn. It is
therefore quite possible to glean information from the book
about what really happened.
Now after Sir Oliver Lodge had lost his son, various
mediums were sent to him. —
In the case of a famous person there are always ways and
means of sending mediums and somnambulists to him. Sir Oliver
Lodge only wanted to go into this conscientiously, observing
the utmost care imaginable. He then describes how the
mediums bring messages, either in speech or writing, which
purport to originate from the son. There is a lot in this that
makes no particular impression upon
the reader, as is so often the case with spiritualists,
but one thing did make a deep impression on Sir Oliver Lodge.
Even the skeptical journalists in
the widest circles were impressed. And this is the crucial
experiment that Sir Oliver Lodge carried out. It is the
following: The medium said: A message is now coming from the
deceased son; Myers soul is also present. Both make themselves
known. But the son indicates that there is a photograph which
was taken at the battle-front in France, shortly before he was
killed. He is in the photograph with a number of his friends.
The picture was taken several times. In one picture the son
rests his hand upon the shoulder of a friend, in another his
position is different, and so on. Good! The pictures were
described exactly. But they were not there. No one knew about
them, no one could know about them, neither the medium
nor anyone else. It appeared at first to be nothing but a
fraud. But the important thing is that after, I believe, two
weeks a letter arrived with the photographs, which had still
been in France when the medium had spoken. The letter arrived
two weeks later in London and it was possible to convince
oneself that the pictures tallied exactly with the description.
The photographs were there —
a crucial experiment.
Of course this was sufficient to convince Sir Oliver
Lodge's and many other people's scientific conscientiousness.
One can understand it. But as a scientist of spirit one
approaches the matter from quite different viewpoints. Just
because Sir Oliver Lodge has
described it all so exactly, we can discover the true facts of
the case. If we are only a little familiar with the relevant
literature we can only be surprised that such a person as Sir
Oliver Lodge does not compare such a case, which, however odd
it may be, can always be convincing if obvious points are not
always rejected, with the countless cases which are known with
somnambulists as — if I may
use the expression — an
infection of the sense organs with judgments of the
understanding.
Who has not heard of a case, if he is familiar with
literature, of someone who has a vision having the
impression — in three weeks'
time when I am riding I shall fall from my horse. He sees the
visionary picture exactly before him. He even tries to avoid
it, but this only helps it on. Such things can be found
frequently in literature. They are called up by disturbances
due to disease, when the body is not fully under control, so
that what remains unconscious in a normal organism rises
up in a refined form into the consciousness enabling a person
to have long-distance view into space or time of things that
belong to human culture.
Now upon reading through Sir Oliver Lodge's book it is
clear that what the somnambulistic medium saw was nothing other
than such a long-distance view in time. The photographs
arrived two weeks later. The medium foresaw the photographs
just as the other person foresaw his falling off a horse. This
has absolutely nothing to do with a revelation from the
super-sensible world, but is only a refined perception of what
is already present in the sense world.
In such matters we must be sure of distinguishing where
the spirit has an immediate effect on the body. This is not
something that leads us into the super-sensible. It is just
because the science of spirit sets out to lead the human
being into the true super-sensible world that it has to stress
the necessity of understanding the nature of abnormal cases, in
which a refined life of the senses experiences something which
is only a message from the ordinary physical world, only that
it is experienced in an abnormal way. I could say much about
what comes to light by means of this kind of intensification of
the senses, and which is based upon something diseased in
the human being. What characterizes this second sphere of the
unconscious is a predominance of the animal functions over the
soul functions. The spiritual, it is true, is involved, but
what Sir Oliver Lodge wanted, —
insight into the super-sensible world,
— could never come to pass in this
way.
If we wish to form a bridge between someone who is here
and someone in the super-sensible world as a so-called dead
person, we have to do it with the methods of the science of
spirit. We have to develop our own souls to find the way and
not do it by allowing a dead person to speak through a
somnambulistic medium. It is just such things as these
that must be observed. Because the science of spirit keeps its
feet firmly on the ground —
one can enter the spiritual world not only in a general
but also in a concrete way —
it has to reject everything that is gained without the
development of the soul, that is gained by means of
hallucinations, visions and a refined life of the senses, which
does not lead beyond the sense world and which says nothing
about the eternal. Although the spiritual reaches into the
human body, nothing can be found out about the super-sensible
except by raising the spirit-soul nature of the human being
into the super-sensible world.
For the science of spirit, therefore, the visionary
world, the somnambulistic world, the world of artificial
somnambulism, the mediumistic world is a
subsensible world, not a super-sensible
world.
The time is pressing, and I cannot go into this any
further, for I must turn to another aspect which can be
discussed briefly, and this is the way the super-sensible world
appears in human life when we consider real art and artistic
enjoyment. The science of spirit can follow the soul of
the real artist or the soul of a person receptive to real art.
What the soul experiences and later fashions into poetry or
other kinds of art is just as much experienced in the spiritual
world as what always remains unconscious in sleep or at the
most becomes conscious for our ordinary consciousness in the
temporal pictures of our dreams. But the poet, or artist
generally, is able to bring what he experiences unconsciously
in its immediate form while in the spiritual world, into the
physical sense world, though still unconsciously, and to clothe
it in pictures.
It has been quite rightly pointed out that it is not in
its content but in its cause, its origin, its source, that real
and genuine art has its roots in what the artistic soul
experiences in the super-sensible. Therefore true art, and not
naturalism, has been rightly regarded by humanity at all times
as a message brought into the sense world from a
super-sensible world. The difference between the poet and the
seer, the person who perceives the super-sensible
consciously, is only that the seer raises his consciousness
into the super-sensible world for the time he has experiences in
the super-sensible world, and transforms with complete presence
of mind what he has experienced there into images and ideas, so
that the whole process is conscious. With the poet, the artist,
the process remains unconscious. —
He certainly lives in the super-sensible, but
because it does not come into his consciousness he cannot
compare it with the spiritual world. After he has experienced
it, he brings it down and clothes it in pictures which then
became messages of the super-sensible. The whole process which
is conscious in the seer is, in its origin, partly unconscious
in the poet and artist. What reaches into the world as
revelation of the unconscious is what graces human life with
beauty, and we shall appreciate its real value when we are
convinced that true art is a messenger from the world of the
eternal, that true artistic enjoyment brings the human
being near to the super-sensible world, even if
unconsciously.
We experience our destiny semi-unconsciously. How do we
normally understand our destiny, which
accompanies our lives from birth to
death? Most people —
quite rightly as far as our ordinary consciousness is
concerned — regard the
individual acts of destiny as something that comes to them from
outside; they just come. This may be quite right and is right
from the normal viewpoint. But there is another way of looking
at it.
Let us assume that as a forty year old person or younger,
as one who has a tendency to reflect, we consider what we
really are in our souls and compare this with our destiny. And
then we ask what we would have been if we had had a different
destiny, if different things had happened to us. We would then
make a remarkable discovery. We would discover that if we speak
of what we really bear in our inner nature, of what we really
are, and not about an abstract self, that we are nothing more
than the result of our destiny. —
If destiny were only a series of things that happen to
us, a series of chances or coincidences we should only be the
sum total of these chances. What we have suffered, the things
that have given us joy, what has come to us in life that we
have assimilated and has become part of our ability,
wisdom and habits in life, this is
what we are — but it arises
out of our destiny; we are this destiny ourselves.
The science of spirit also tries to study destiny, and
tries to do it in such a way that its observation of it follows
the same course as our normal conceptual life, without the
human being doing anything about it. I say this to make
clear the significant factor I wish to express. Imagine that
you remember something that happened a long time ago, that you
experienced when you were ten or seventeen. The memory has a
particular characteristic. When the experience took place you
were present with your whole mind, you did not only experience
what you recall as an image, but you were wholly present.
Consider how very different it is to remember how you
felt and to remember the image of the experience. The
feeling, the condition of soul, cannot be brought back. The
memory-image can recall a kind of feeling, but pain that you
experienced twenty years ago cannot be recalled. The
image or idea can be recalled, but not the condition of
soul, the pain. And it is just the same with joy.
In our normal memory of life our
experiences are incorporated into the memory, but
the feelings are not taken in and the image alone remains. We
can therefore experience again later in images what we have
experienced earlier. But now, what the human being does of his
own volition in life in separating the feelings off from what
is incorporated into the memory, can also be carried out in
relation to the experiences of our destiny. In describing
it, it appears easy, almost trivial. Should it be undertaken,
then it belongs to the kind of preparation of the soul that I
have been describing yesterday and today, and it consists
in stripping of feelings all the things that come to us
as acts of destiny. What is so characteristic of ordinary life
is that we find some things in our destiny sympathetic, others
not; that we willingly take to some things, but wish to reject
others. Imagine that we would succeed in getting rid of this so
that we could look at our own destinies as if they had not
affected us, as if we were describing the destiny of someone
else, or as if we could feel someone else's destiny as our
own.
Let us get rid of it all for the moment
— and only for this one moment, or we
would become unfit to live properly
— and consider our destiny! We have
to look at destiny in such a way that everything connected with
the feelings plays no part, as if we stood outside our destiny.
Then, like a thought rising up, giving back to us in our
individual personal lives an experience out of the past, our
destiny, when looked at in the right way, stripped of its
personal, subjective character, will of necessity and with the
utmost conviction be seen as the expression of
earlier experiences in life, which we have gone through and
which are connected with the whole life of the human being and
are the expression of the fact that we live through repeated
lives on earth and lives which are spent between death and a
new birth.
By means of this true view of destiny and of several
other things, we can perceive how what we experience over the
years as entering into our real and personal experience of our
destiny, what is derived as a germinal force from earlier lives
on earth and becomes a seed for future lives,
— how all this has an effect upon our
lives. What the science of spirit has to say about repeated
lives on earth is not something made up by a fanatical
mind, but is a result of conscientious observation of
life itself, a different observation of life from what is
usual, because it raises what enters semi- unconsciously into
our lives and is revealed as our destiny
— thus also a revelation of the
unconscious, the unconscious raised into the
consciousness.
Unfortunately I have only been able to describe to you a
few aspects of the world which remains unconscious to our
normal consciousness, and to show how the science of spirit
approaches such things. I have only been able to give an
outline. But it is just a consideration of the border
areas that shows how the science of spirit is in a position to
point out the region of the eternal, in showing how the
spiritual is revealed in ordinary life in dreams in both a
normal and abnormal way, and in showing just from its
particular viewpoint how the unconscious is revealed in
human experience. In studying the border areas in this way it
becomes clear for the science of spirit that the human being is
certainly able to reach into the sphere of the super-sensible
when he goes beyond the normal limits of his senses, that he
can penetrate from the transitory to the intransitory, that he
can establish a relationship to the eternal spiritual world
through his own spiritual nature so that his
spirit-soul nature, his eternal
nature, can feel in harmony with the spirit of
the whole world.
In describing such things as these one notices that the
science of spirit can only be taken in the way I mentioned
yesterday — that whereas it
can appear in the world today because of the particular
configuration of present day spiritual and cultural life,
its content is true for all times —
just as the Copernican outlook had to appear out of a
particular configuration at a certain time. But there is,
nevertheless, a difference between the nature of what
appears in ordinary science and what appears in the science of
spirit. Today for the first time the science of spirit is
expressed in clear and well-defined concepts and ideas. But it
has always been divined and desired in both universal and quite
definite forms by those who have undertaken a serious study of
the great mysteries of existence. One feels as a scientist of
spirit, therefore, at one with those who throughout the history
of humanity have been able and have wanted to give something to
humanity.
Of all the great number of personalities who could be
mentioned here, I will choose only one. I do not do this to
prove what I have said, for I know quite well that in citing
Goethe the objection can be rightly made that it is always
possible to quote the opposite from his writings, to cite
passages where the opposite view is proved. But this is
not the point. A person like myself who has devoted more than
thirty years not only to the content of Goethe's outlook, but
also to the way in which Goethe approached the world, can only
sum up what he wanted to say in such a discourse as today's in
a few words which express a kind of intellectual joy in finding
again what has only now been revealed by conscientious
investigation in a tremendous presentiment of a human being, a
presentiment which must have appeared before him when he
wrote:
“If the healthy nature of the human
being functions as a complete whole, if he feels his existence
in the world as belonging to a great, beautiful, worthy
and valuable whole, if this feeling of harmony gives him a pure
and true joy, then the universe, if it could feel itself, would
shout for joy because it would feel it had reached its goal,
and it would be amazed at the culmination of its
own evolution and being.”
I believe that in expressing the harmonious
accord between the inner being of man and the
universe, Goethe wanted to say what the science of spirit sets
out to formulate in clear, well-defined scientific
terms — that man can
experience in his inner being in various ways how his
spirit-eternal nature exists in relation to the spirit-eternal
nature of the outer world, and that the great harmony between
the human individuality and the universe is actually present in
the human soul. — For what
makes the science of spirit into an absolute certainty? It is
that the human being can take hold of his eternal nature by
approaching the spirit of the world in all sincerity and truth
as a spiritual being, the eternal spirit of the human being can
take hold of the eternal spirit of the world.
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