THE
HISTORICAL EVOLUTION OF HUMANITY
Das Wesen Der Anthroposophie. (The
Nature of Anthroposophy. Lecture given at Elberfeld, Germany,
January 24, 1922)
Goethe's observation of human beings and of humanity led
him to the following short but comprehensive and
significant conclusion that “the most valuable thing
about history is the enthusiasm it stimulates.”
We
may well be surprised at such a view of historical
knowledge, for Goethe was, after all, a person who had deep
insight into human life, and yet what he seems to be saying is
that it is not the knowledge we acquire about the course of
human history that is important, but rather the feelings and
enthusiasm that history stimulates. However, the more we feel
impelled to go into what is called historical knowledge, the
more Goethe's judgment seems to be confirmed. We only need
remember that when the catastrophic events began in which the
whole of humanity is now embroiled, a number of people
— and there were quite a few of them — believed
from their reading of history and especially their picture of
economic and other material causes in world history, that the
war could last four or six months at the most. We have to admit
that this conclusion was really not at all stupid. Nor, judging
by the historical standards that humanity is accustomed to
apply to its own historical evolution, was it in any way
shortsighted. And yet, despite this — was this conclusion
really founded on what was actually happening?
Let
us take as another example what happened to a not insignificant
person. It is true that it took place a long time ago, but it
can still be mentioned. It concerns a professor of history at a
university. This person gave a brilliant inaugural lecture in
which he said that a study of the historical evolution of
humanity suggested that the European countries would in future
form a more or less united family in which there could be all
sorts of differences but in which it would become
impossible for the various peoples, the members of this
great family, to cut each other to pieces. This judgment, the
reality of which can hardly be doubted, was made on the basis
of historical observation by Friedrich Schiller when he took up
his professorship at the University of Jena in 1789. One
has the impression that Schiller believed he could arrive at
conclusions in his study of history that in a sense rise to a
kind of prophecy. Immediately after Schiller had come to
this conclusion there followed the events of the French
Revolution and all that it brought with it. And if we
take everything that has happened up to the present day we find
that what even this gifted man had learned from his study of
history has been completely disproved by the facts in the most
terrible way. We could add hundreds and hundreds of similar
examples.
This makes it imperative to take a closer look at what we
normally call history and to see how far it really enables us
to form judgments about what is going on around us. In such
times as ours this is particularly important. History should
teach us to recognize what each day brings — and today
each day brings a very great deal. Catastrophic events breaking
over the whole earth demand judgment from us. We must know what
to think of the American West and how it can evolve in the
future, and of the Asiatic East. How can we do this if history
is regarded in the way we have just touched upon?
Let
us take one or two examples by way of introduction to see
how a view of history is attained from all the various things
that happen in human life. I would like to characterize
different aspects of this, starting from the various
assumptions that lie close at hand.
At
the beginning of our present century, when the events we are
now witnessing were being prepared, it happened by what we
normally call chance that two men made an historical, all
embracing judgment about their country. It is most interesting
to study the particular way in which these two looked at
history. Although they lived not so far from each other, their
two nations are quite different in character. The one is the
German historian, Karl Lamprecht, who in 1904 at the invitation
of Columbia University in America gave his American listeners
his comprehensive judgment about the history of the German
nation. The other is Wilson, who at about the same time gave a
lecture in which he presented his comprehensive judgment
about the American nation. It is interesting to compare these
two, and it would be even more valuable to take a third, but
the time is too short. — For instance, I can only
recommend you to compare what I am saying today with a
wonderful statement of Rabindranath Tagore about the
spirit of Jesus. If the time allowed us to compare all three we
would have a wonderful picture of literary, historical
study.
I
shall begin with the rather odd views that Karl Lamprecht, the
German historian, came to about his own German nation. He has
got beyond the merely factual kind of historical observation
pursued by Ranke and others, for he sets out to study the inner
course of human evolution. He seeks the motivating forces and
directs his view to the example of his own nation. I can only
give a brief picture of the views that Karl Lamprecht came to,
and which he then presented in these lectures at Columbia
University. He said that German history can be divided into
clearly differentiated epochs according to the inner character
of human deeds, of the constitution of the human soul, of the
way in which human beings work.
We
can go back to a period which came to an end in about the third
century A.D. and we find that everything that happened in the
German nation at that time arose out of a kind of activity of
the imagination which felt itself stimulated to think in
symbols and images. Even revered figures and personalities are
often presented to the people in images and revered in images.
Then there comes a time which is sharply differentiated from
this. Whereas in the earlier period it is clear that the
imaginative conception of life, which, according to Lamprecht's
view, lies at the root of history, leads to the fact that
social conditions are organized in a military structure, we see
that from the 4th or 5th century to the 11th century it is
superseded by a quite different way of thinking and quite
different inner motives. In place of the merely comradely sort
of life we find a kind of life that is more like a society. And
in place of a living in images that always sees images for the
things that happen, we have now, thinks Lamprecht, the concept
of type. The single, eminent personality is regarded as a type
of the times and revered, portrayed and characterized as such
from all sides, even in the primitive art that has come down to
us.
Then follows a relatively short period, from the 12th to the
middle of the 15th century. Lamprecht characterizes this
as arising out of all the impulses that were at work when power
based on land and obedience evolved out of the old estates and
the conditions on them, or being concerned with the way in
which the constitution of the soul came to expression in art,
with the way men were respected, with the way they acted, and
finally with the way knighthood and town life evolved.
Lamprecht characterizes it as the time of the conventional
conception of life, for at that time life was based on
conventions, agreements and a generally fixed way of doing
things. For Lamprecht there is then an important break in the
historical evolution of the German people which happens at
around the middle of the 15th century. He believes that the
individual personality that begins to break through for the
first time, for the conventional relationships between human
beings which are governed by considerations going beyond the
merely individual, are no longer uppermost. The individual then
enters decisively into historical evolution. Lamprecht shows
quite justifiably how something very important begins at
this time. Until then, human beings had lived an existence
primarily based on deeds, on actions, founded on impulses of
the will which arose out of the deepest recesses of the soul,
whereas from the middle of the 15th century onward it is the
intellect, the understanding, that belongs to the individual
personality, that becomes the decisive factor. This lasts until
the middle of the 18th century.
What then follows we should call a higher stage of
individualism. Lamprecht differentiates it from the earlier
period by saying that the age of subjectivism then begins in
which a higher kind of understanding becomes particularly
significant for human evolution. Lamprecht describes various
aspects of this evolution from this viewpoint quite well. He
shows, for instance, how the more rudimentary impulses of
earlier centuries which prevailed in the relations of the
various peoples to each other, turn into a kind of diplomacy
based solely on the understanding and intellect. He gives many
such examples from many aspects of life. We are still in this
age of subjectivism.
From this brief description I have given you can see how an
historian tries to explain what happens in history in terms of
the nature and evolution of the human being himself. As we
shall see in a moment, what Lamprecht put forward is intimately
connected with the German way of looking at things. We can see
that it is an attempt to use every possible means that are
available for reaching a reality which has soul-spirit factors,
for penetrating into the real nature of history. But if we then
investigate how Lamprecht applies the ideas outlined in his
lectures to his detailed description of history, we cannot help
feeling bitter disappointment. This is because Lamprecht's
views of history never convince us that the efforts he makes in
observing certain inner powers of the human soul lead to any
sort of convincing result. It is a struggle for a new view of
history, but nowhere would we stop and say: Now we can, for
instance, really see the inner reasons why the German people
have evolved to what they are today. And this question
constantly comes to mind when we study Lamprecht's view of
history.
Let
me compare it with Wilson's view of his own American people. It
is something very remarkable, and in order not to be
misunderstood I would point out that I am anything but an
admirer of Woodrow Wilson. The actual fact of the matter will
become clear in further lectures. For the moment I would only
mention that my attitude toward Wilson has not arisen during
the last six years, for already before the war I expressed my
rejection of his approach in a lecture cycle given in
Helsingfors in 1913 at a time when many in this country
rejected the views expressed in his book, “Only
Literature,” which was translated into German, and in his
dissertations on freedom — as there were also many in
Germany who were deceived and thought he was a great man for
reasons which I will not go into now. It is neither chauvinism,
that has grown to such proportions today, nor anything other
than an entirely objective study of Wilson's approach that
leads me to say what I have to say about him.
I
have been particularly interested by this parallel phenomenon
of Wilson speaking in his lectures about the American people.
It is particularly important from one viewpoint because Wilson,
when it comes to discovering the virtual factor in
viewing a limited phenomenon of historical evolution and
in what is needed in order to have some understanding of it,
really hits the nail on the head. In this lecture Wilson says
that those who live in the east, the New Englanders, do not
look at the American people in the right way. And he also
describes the quite wrong attitude taken by those living in the
south. For he derives the nature of the American and his
historical evolution from the events that took place in the
19th century in the center between the west and the east of the
North American states when all sorts of people mixed with each
other. — Out of their way of life there then arose what
Wilson calls the American nation.
It
is interesting to see how he succeeds in showing that American
history really only begins when those who lived in the east
looked toward the west and began to colonize it. Dutch, German,
English, French and so on, all came together and formed
something that did not come into being through the work of
politicians but through those who tilled the land and tended
the forests. And then he describes how the three most important
political questions of America find their solution under the
influence of these conditions. I cannot go into details
but would like all the same to state what I think is the
important point: the most important questions were those of the
attitude of the state toward property, of tariffs and of
slavery. All these arose under the influence of these
conditions. As far as these conditions are concerned his
view of history hits the nail on the head. And there are also
further lectures in addition to this one where he speaks
about history in general, where he gives his opinion as
to how history ought to be studied. And something quite
remarkable can happen to anyone viewing things as a whole.
I
must say that I find Woodrow Wilson as a thinker and scientist
an extraordinarily unsympathetic personality. On the
other hand, in another person who has perhaps been too little
recognized. I find an extraordinarily sympathetic
personality, and this is Hermann Grimm, who applied his
historical approach primarily to art, in which, however, his
historical ideas are to be found. I have it from him personally
because he himself described it to me on many occasions.
It lived in him in a wonderfully comprehensive way. On one hand
I read in “Only Literature” some of the things that
Wilson laid down. On the other, I read what Hermann Grimm said
about how history should be studied and how he looked at the
evolution of humanity in the light of history. And one comes to
the remarkable conclusion that in reading Wilson and Grimm a
sentence of Grimm could often be transposed word for word into
Wilson's work, and vice-versa. Sometimes there are quite short
paragraphs that, from a superficial viewpoint could
belong quite well to either of them. Only try to acquire the
necessary knowledge, which is quite easy to do in this subject,
and you will see the truth of what I say.
How
are we to understand this? There is, after all, an enormous
difference between these two people and the way they look at
history. — There is nothing better than such an example
for showing what has to be learned at the present time: that
the literal content of a matter is not the whole matter! This
is something our age has got to learn, but finds so difficult
to learn. For however much our age imagines it lives in
reality, it really loves the abstract and theoretical. When
they find a few sentences the same with two different authors
people are inclined to say that it is the same! The content,
the purely literal content, is sometimes quite remote from the
actual reality, and however odd this may sound it is proved by
this example. For what are we dealing with here? Only the
science of spirit can enlighten us, and only the science of
spirit can detect the difference between the American
historical approach of Woodrow Wilson and that of Karl
Lamprecht. The abstract minds of the present time are
completely taken in by what Woodrow Wilson says. Now it is not
so, but before the war they were taken in. For they do not see
the real point. Wilson says many excellent things. But compare
them with what Hermann Grimm says, with what Karl Lamprecht
says, who perhaps even make great mistakes. What Grimm and
Lamprecht say, even when it sounds the same as what Wilson
says, is achieved in wrestling with the matter in their souls;
it always has the mark of having been permeated by the
personality.
For
one who is able to see through such things, Wilson's words
betray the fact that the personality is possessed by its views.
Of course one would have to see the details of the content of
his words in the spirit in which it lives in him. Nevertheless,
we can see that these things rise up from the unconscious
depths of the soul and are not worked over personally by the
soul, but simply push through from below. This
personality is possessed by what lives below the
consciousness.
I
certainly do not pass this judgment lightly for I am quite
aware that it has far reaching consequences. But I am also
aware that it has been arrived at objectively. This is the
great difference — on the one hand a personal
struggle with truth, on the other a statement of something by
which one is merely possessed, where one is more or less an
outward medium for something rather indefinite. In this respect
Wilson provides a brilliant characterization of his people, one
that could hardly be bettered. I must say that some of the
statements he makes about the Americans hit home. He says
that it is because the American nation has come into being on
the basis of work on the land and in the forests that the
people have evolved what characterizes them today —
the mobility of the eyes, the tendency suddenly to take
up bold and adventurous ideas and the tendency to think up
plans that can be realized anywhere without much feeling
for one's home.
Mobility of the eyes, tendency toward bold, adventurous
ideas — these are characteristic of a situation where
there is no direct personal struggle, no conscious
struggle with the things that are going on, but of a situation
where something unconscious plays a part, where the human being
is really only more or less a mediator for what is at work.
Wilson could offer no greater proof of what he described as
American than the history he himself wrote.
I
only wanted to show by way of introduction how our view of
history is dependent upon the sort of people we are, and how
even today historical observation is still largely
dependent upon this. I wanted to show how a study of the
writing of history itself should enlighten us as to the real
nature of the situation.
Now, for example, what is Karl Lamprecht's intention, for
he is certainly not possessed by his ideas but, struggles
personally for his ideas of history? He wants to introduce a
science of soul into history. He wants to understand the
historical evolution of humanity on the basis of soul impulses.
He is seeking a science of soul applicable to his own times.
What does he find? He looks for it in the so called
psychologists, in those who investigate the soul. In these
psychologists he honestly tried to find something their souls
experience within themselves, something that he could then
apply to his historical studies. But precisely this made him
unsure, and resulted in the fact that there is nothing in his
way of looking at history that can offer any convincing
satisfaction. Why is this? Because what nowadays is officially
pursued as psychology hardly penetrates into the true self,
into the real inner soul being of man.
Now
the inner soul life of man comes to expression in a quite
different way when one is confronted by another person and has
to act with him in this situation. And it is on this
basis that the historical evolution of humanity proceeds. What
proceeds there cannot be viewed in the way that historical
research of the present time views it. What has modern
historical research grown accustomed to? What has Karl
Lamprecht found in the psychologists that can help historical
research? He found what has evolved on the pattern of
scientific method. And in the 19th century historical research
was drawn more and more into a sphere where history is regarded
in the same way as nature. The same method of acquiring
knowledge, the same kind of knowledge, the same kind of
judgment that are used to observe and understand the phenomena
of nature were applied to the historical evolution of humanity.
Karl Lamprecht sees something significant in applying to his
method of looking at history what had led to sure results in
natural science.
In
this respect too, one can say out of an historical instinct,
Hermann Grimm made an excellent observation when he gave
his opinion of the famous historian Gibbon. Gibbon, who wrote a
history of the decline of the Roman Empire, is an historian who
really carries out in exemplary fashion the kind of method
suited to studying nature, only he has applied it to history.
What really happened here? Hermann Grimm observed quite
correctly. Gibbon was a very shrewd, scientific observer of
history, but he described all the forces, which he did
excellently for the first Christian centuries, all the forces
which tend toward decay, which led to the fall of the Roman
Empire, which brought to an end the evolution which had been in
progress for a long time. Grimm rightly reproaches Gibbon with
the fact that something quite different was also happening in
the centuries when the Roman Empire was declining,
something positive, for the forces connected to the birth
of Christianity were entering into historical evolution. These
are the forces of progressive evolution, the forces which
existed positively alongside the negative forces of decay. They
are simply missing from Gibbon's history.
Herman Grimm came to this important observation out of his
historical instinct. He did not know the basis for it, for it
is only with the science of spirit that we can get to the
bottom of such things — the science of spirit whose
method works with forces that otherwise slumber in the soul and
which will be developed thus enabling the human being really to
see into the spiritual. This science of spirit discovers that
we cannot grasp the progressive forces of historical evolution
bearing the future if we use only the form of knowledge that
happens to be excellent for natural science.
What happens when we apply to historical evolution the
method that is right for natural science? We find the forces of
decay. We find the part of life that becomes dead in historical
evolution, in the social life of humanity. If we apply only
what our understanding, our ordinary consciousness can grasp,
then we find ourselves restricted to studying the
impulses of decay. The impulses of growth, of forward
evolution, that carry historical evolution in a positive sense,
elude this kind of observation. They also elude this kind of
observation when we are confronted by real life and wish
to take hold of it.
It
is shocking that one must say such things, but the present time
must learn to grasp things as they really are. Taking care to
observe what happens and not to sleepwalk through reality, we
should try to get together a parliament or something similar
where only people intellectually educated according to the
scientific pattern have to vote on what should happen
both in social life and in life as a whole; we should create a
parliament of people who have fashioned their intellect
according to scientific method and let no one else in except
those who are fully educated in these things, and you can be
quite sure that these people will come to decisions which will
very quickly lead the community into decline in every possible
sphere. For their way of thinking can be applied only to the
forces of decline and decay. It can observe only the declining
forces in human evolution. The forces of growth are such that
they cannot be comprehended by the powers of our ordinary
consciousness. And here I must come back to something that I
indicated here several months ago in a lecture about how the
unconscious comes to be revealed.
Looked at superficially, this human soul life, in fact human
life as a whole, proceeds in alternating states of waking and
sleeping. Because we are naturally all very industrious, we are
awake two thirds of our lives and are asleep one third. These
conditions alternate. But this is not absolutely correct, for
what we call sleeping and dreaming also extends to a large
extent into our waking life. Our waking life is completely
awake only in part. Beneath the surface of our waking life is
something that sleeps, even when we are awake. A very
significant man, Friedrich Theodor Vischer, had a kind of
instinctive feeling for this when he pointed out how closely
our feeling life and our passions are related to our dream
life. Those who are really able to investigate and observe such
things discover that what we experience as our feelings are
conscious in us in a quite different way from our perceptions
and mental images. For, in fact, we are only really awake in
the latter. Our feelings shine through out of the
unconscious spheres of the soul just as dreams do. We are
not more strongly conscious of our feelings than we are of our
dreams; we do not know them as they really are, but only
observe their reflection in the sphere of consciousness. We
raise our feelings into the waking condition by having them
before our minds. We dream the whole day by allowing our souls
to be permeated by feelings, and we are asleep inasmuch as we
have will impulses and go through the world with such impulses,
the motive you know as coming from your will impulses. You know
what it is that as perception stimulates the will. How what you
want comes about, how your mental images lead to movement in
your limbs and hands, — all this proceeds in a sleeping
state. We sleep and dream beneath the surface of our normal
consciousness.
Having learned to look at the human being in this way, if we
then learn to see history as it really is, we become aware of
all those actions and impulses at work in the historical
evolution of humanity, which are not forces of decay. They come
to be recognized as something which the whole of humanity in
living together dreams and sleeps. However odd and
paradoxical it may sound this will become a most
important truth once more, without which there can be no
satisfaction in historical research — that the
forces carrying humanity forward in its historical evolution do
not belong to the normal forces, we use in natural science, for
these impulses in history in no way proceed from our ordinary
waking consciousness, but proceed from our dreaming and
sleeping. This is not a comparison or picture but something
real in the deepest sense.
This is why in earlier times, when people were still connected
with the life of the spirit in their soul life, even if only
unconsciously, they sought their information about social
life and historical evolution from a different source than what
we call history today. They sought their knowledge in myths,
sagas, pictures. And they knew more about the impulses to be
found in their own people than can be discovered today purely
by means of the understanding that is confined to our ordinary
consciousness, and that has provided such magnificent results
in science. That is where it belongs.
Now
Karl Lamprecht quite rightly observed that a new age began in
the middle of the 15th century. But he was not able to make use
of this fact. He said that the individual human being then
began to be significant, to become intellectual. History really
only begins in this age. At first it is studied according to
the pattern of science. Of course, we cannot return to the old
ways, but the impulses which lie at the root of historical
evolution are subconscious.
When a person is possessed by something in the subconscious
working in his soul, then something bursts through from the
subconscious, as with Wilson, resulting in a brilliant and
appropriate observation. But this makes it all the more
difficult for someone who is called to be an individuality, an
individual soul, to struggle for the truth. It is therefore
necessary, especially in this intellectual age, in order
to understand social, historical and moral life that something
else emerge that can see into the part of the human being that
cannot be grasped by our ordinary consciousness, that can see
into the part where our ordinary consciousness no longer
operates, where we dream and sleep away our normal life.
I
have previously described this as imaginative knowledge,
inspired knowledge and intuitive knowledge. — This
is what looks into the spiritual world, and what can look below
the threshold of our consciousness, where the real, true
spirit works. The real nature of history, that humanity
normally only dreams and sleeps through, can only be called
forth if history is studied with the help of imagination and
inspiration. In other words, because the real course of history
is something that proceeds in the subconscious and does not
reveal itself to our ordinary consciousness, it is imperative
to apply what I have called the spiritual scientific method,
— imagination, inspiration and intuition — to
history, to the social, moral and legal life of humanity if we
wish to come to know them as they are fundamentally. These
facets of reality which first appear before the soul in
pictures, in imaginations, must be called forth from the depths
of historical evolution. These imaginations must then
inspire. Then we shall come upon what is really at work in
historical evolution. Attempts in the past such as those of
Karl Lamprecht can occasionally come about through instinct,
but it can only become truly spiritually enlightened knowledge
when history is deepened by the science of spirit.
Now
I do not wish to omit contrasting what today is called history
with a few historical findings of the science of spirit. I
would like to take as my starting point the fact that Karl
Lamprecht instinctively divined something I have already
mentioned — that a new age arose out of the old around
the middle of the 15th century.
If
we look with the eye of the seer — if we look with our
perceptive consciousness into history, we do in fact find that
there is an important turning point that begins roughly about
the beginning of the 15th century. Everything that Karl
Lamprecht says about subjectivism and the type is of lesser
importance than this. Something begins at the turn of the 15th
century that is not sufficiently recognized, that brings about
a significant and tremendous change in the whole of human life,
and which comes to expression most typically in the life of
Central Europe. If we go back to the time before this age we
find that the configuration, the structure of the human
being and his actions are characterized by the fact that his
understanding still operates in an instinctive way. In the
science of spirit we therefore distinguish the more instinctive
rational soul, where cleverness itself is still instinctive.
This is superseded around the middle of the 15th century, and
not according to the comfortable notion that nature makes no
leaps, but is superseded by decided a leap, by a quite
different configuration of the human soul. What in the science
of spirit we call the consciousness soul which grasps
everything through the consciousness, now becomes typical for
humanity. And we can grasp what has happened since that time
when we recognize that a whole age can be understood only
by taking into consideration how this instinctive
understanding, this rational soul, began to operate in more or
less the same way in the 7th or 8th century B.C., how this
understanding molded Greek history, Roman history, Roman law,
Roman politics. Thus everything can be grasped only in the
light of this instinctive kind of understanding. And we can
comprehend what begins to happen around the middle of the 15th
century, what is suddenly different in what takes place, only
if we know that at that time the consciousness soul began to
work.
The
consciousness soul has a quite different relationship to
reality, for it does not work instinctively from within, but
makes the human being think and consider, drawing conclusions
and proceeding purely intellectually. It is in this age that we
live today. And what we have to study, and what can be observed
in every detail, is what this consciousness soul brings to the
very foundations of the soul. For the soul life comes to
expression quite differently in such people as the Italian or
Spanish who still have much that belongs to an older heritage,
from such people as the British who have been particularly
attracted to the material aspects of life by their geographical
situation in evolving the consciousness soul. It is
different again in Eastern Europe where there is no natural
tendency for the consciousness soul to evolve, where today the
evolution of the consciousness soul is slept through. And it is
only in the age that will follow this present age of the
consciousness soul that those who today are the Russian people
will be ready to evolve their particular kind of soul which at
the moment cannot be observed at all with the ordinary senses
in the people who live in the east of Europe. Today it is
imperative to acquire a deeper understanding for what is
happening all over the earth. And also a deeper understanding
is needed for what is taking place in the individual human
being, inasmuch as he belongs to the great dream of history
that can be understood only when we can call forth something
from the dreaming human soul that cannot be approached with our
normal observation: that from the 7th, 8th century until the
14th, 15th century instinctive willing and understanding
evolved, and that a great change then comes about, under whose
influence we now stand. This is one example.
I
will cite another example. At a place such as this, where I
have spoken for so many years, I will not shrink from
describing the findings of the science of spirit quite
concretely for the simple reason that we would not make any
progress with the science of spirit if we did not gradually
proceed to a description of concrete events.
Normally history draws only upon ordinary observation and
ordinary documents for its study of earlier epochs. As I have
said previously, the spiritual scientific method is based
upon a particular development of powers slumbering in the human
soul. It was explained how the soul is led to perceive spheres
of life that never manifest themselves in the soul in normal
life. Then was shown how the soul can free itself from the
body, how it can then pursue knowledge independently of the
body. Then the soul begins to utilize forces which, it is true,
are present in normal life, but which remain in a slumbering
state in the subconscious, the unconscious. Man's real life
cannot be grasped by our ordinary powers of knowledge.
Let
us take an ordinary phenomenon, but one which leads us deeply
into the mysteries of human life, even of ordinary, everyday
life. Let us take the fact that we can learn something by
heart. In this way we can study how the human memory behaves.
Now people usually believe that we master a mental image of
what we take in, that we then have it in our consciousness and
after a time it rises up again out of consciousness. This
superstition is taught by countless psychologists. This is
supposed to be science, this superstition that the ideas that
we take in wander down into some indefinite sphere, wander
about in the unconscious part of the soul, and that when need
them they rise up again and appear as memory images. Such a
view can only come about because no one has learned how to
observe the real life of the soul. In fact, what happens is
quite different. At the time we take in a mental image there is
in our consciousness only the fact of this taking in. Parallel
with this activity is another of quite a different nature that
remains unconscious, that slips into the human organization and
is responsible for something happening that is quite different
from the formation of the mental image. This activity that
takes place parallel with the formation of the image is
unconscious. The memory is developed unconsciously. Now we have
taken in new images. The parallel activity has
functioned.
You
can get a rough idea of what it is like — the time is too
short to provide further proof — by remembering
what it is like yourselves. Think of all the various other
things you have had to do when learning a poem by heart or when
trying to remember things for exams when you really have to
cram, — think of all the things you have to do apart from
taking in the image in order that the thing sticks! With our
consciousness we try to support what happens
unconsciously. There is really a parallel activity, and when
people strike their foreheads when cramming themselves with
what they have to remember, it is all a support for this
unconscious activity. The mental image that we take in does not
remain; it is temporary. What exists down below and is shaped
and prepared there is something that we can perceive
inwardly just as we can perceive things outwardly — the
mental image is formed anew, it is something different from the
original one.
Every time we use our memory the mental image has to be formed
anew according to the inner copy. This is the true state of
affairs. But the activity on which the memory rests, remains
unconscious. Supposing it is drawn up into the
consciousness so that we work in it and do consciously what
otherwise takes place subconsciously in the parallel activity
of forming images, — what have we then? It is the same
power that is used when we apply imaginative knowledge. It
forms the organism. We penetrate below the thresh-hold of
consciousness, we penetrate to a sphere that we constantly
exercise in life, but which remains unconscious. And we
can always penetrate even deeper. The money then expands. We
then acquire the possibility — and here I have to make a
rather big leap because I have still to describe further
findings — of following historical evolution from a
purely spiritual viewpoint and of acquiring insight into the
meaning and into the forces existing over the whole earth that
carry the evolution of humanity. A number of laws are then
revealed that go far beyond that ordinary observation can
provide, but which for the first time raise what the human
being sleeps and dreams through in his normal historical
evolution, into consciousness.
The
science of spirit, working with imagination, inspiration and
intuition, can reach further back through the expansion of our
memory into the memory of humanity so that we are really able
to perceive what humanity has experienced. This can come about
through the continuation of our own memory. It is true that it
is much more difficult to do this than any other kind of
scientific work — because we are ourselves deeply
involved in it. Then we are able to reach back into earlier
epochs of human evolution than the one I have just mentioned,
which began in the 7th, 8th century B.C. and continued until
the 15th century. We reach back into earlier times than this,
into the time which followed what geology calls the ice age and
by many geologists is called the flood. We must think of this
as having taken place earlier than is normally believed —
we go back thousands of years. What we come to then is not an
ape-like humanity — this is a scientific superstition
— but to a humanity whose soul constitution is quite
different to today's. Allow me for once to risk describing in
public a finding of the science of spirit. One must approach
the science of the spirit without bias if one is not to regard
its findings as merely fantastic. We reach back into an ancient
epoch of earth evolution, about which we may say the
following:
If
we look at a human being and observe how he evolves, we see
that what has to do with his bodily development takes place in
the first years of childhood and in the later years of
childhood up to puberty. And if we look still further we note
that what develops in our souls goes hand in hand with our
bodily development, right into the twenties. But then it stops.
Our soul development no longer participates in this bodily
development as it does with a child at the change of teeth, in
growing and at puberty. The body and the soul then go their own
separate ways. This is typical of our development from between
the 25th and 30th years until old age — our souls no
longer participate in what is developing in the body.
This was quite different in the first age that I will now
describe, and which reaches back thousands of years. At that
time the soul remained connected with the development taking
place in the body until old age. The soul participated in this
development right into the fifties and in the decline of the
body in a way that today only happens in our childhood years.
Because of this, the human being was able to experience
something that he can no longer experience. As a matter
of course we no longer experience in our souls the decline of
our bodily organism. We are already withdrawn from our
bodies. What happens in the soul comes to expression in our
cultural life, where the soul is no longer dependent upon the
bodily organism. At that time in Asia and India the soul-spirit
life remained dependent on the life of the physical body until
the fifties. This was quite a different kind of experience.
Then came the next epoch of historical evolution, when the
dependence did not last so long, for at that time the soul's
participation in the life of the body lasted until the forties.
Then there was a further epoch when this participation lasted
until the middle of the thirties. Here something quite special
happened, which was still experienced by the old Egyptians and
Chaldeans. And this was, that because the human being
begins to decline in the life of the body after the age of 35,
they were still able to experience this decline in their souls.
Then this age came to an end, which was followed by the age I
have already mentioned: the age of Greece and Rome, the effects
of which lasted into the 15th century. In their soul life at
that time people still remained more or less participants in
the life of the body at least into their thirties. No one
believes this today because no one really studies with inner
personal interest what has come into being through the
evolution of humanity. Since the 14th, 15th centuries the age
has begun when the human being participates with his bodily
life in the spirit-soul life until the end of the twenties. We
no longer experience what the decline of human life is. In
Greek and Latin times the beginning of the thirties was
experienced within the instinctive understanding. At the
present time this participation of the bodily life is concluded
at the end of the twenties.
You
can see that this is a remarkable law of history! As far as
soul experience is concerned the age is progressively
reduced, its final experience of the body is connected with an
ever younger age. This is one of the most comprehensive and
important laws of human evolution. Whereas the individual human
being always grows older, humanity — if you now carry
what I have just said to its logical conclusion — in its
experience of the body, becomes younger. This means that it
does not experience growing old as a reflex feeling in the
soul; it only experiences its effect. But what the soul
actually experienced in earlier times was quite different. It
had something which enabled a person to look directly into the
spiritual world by means of his instinctive knowledge. This
must now be achieved again by humanity, only consciously. We
have to learn to look into a sphere that cannot be perceived
because today humanity can only experience what the body
produces up to the age of 27.
I
realize it is probably a bit much to speak about this growing
younger of humanity, about the non-participation of the
soul-spirit in the life of the body. But it does form the
beginning of a true knowledge of history. For this true
knowledge of history will be concerned with what is otherwise
slept through, and we shall be able to understand properly what
happens in history when we are able to appreciate such great,
all-embracing laws.
I
may be permitted to mention a personal experience. Those
who have often heard me speak know that I mention personal
experiences only if there is a particular reason to do so. It
was because I directed my spiritual investigation to such
matters that I came to know about what I have just told you
— the growing younger of humanity and the influence
on humanity due to the fact that the soul-spirit nature only
experiences the life of the body in our younger years.
That is how I found out about it. And I am quite convinced that
anyone else applying the method of the science of spirit will
find a law of history, though not of the kind that I
characterized at the beginning of the lecture. And so I asked:
How old was humanity then in the Greek age in its participation
in the life of the body? At that time it continued until the
beginning of the thirties. This was a tremendous change. For it
is at this age that the human being enters upon a declining
development. And in earlier times when he noticed this decline
of the body he was granted a special form of spirituality. We
study this spirituality when we study ancient wisdom and
learning.
I
have said that thinking is connected with a declining
development. When the soul shared to a very large extent in the
declining development of the body, it evolved a particular
wisdom. This wisdom became lost in the age which began in the
7th century B.C. and ended in the 15th century. This age
— inasmuch as we are interested in it and are still in it
— represents the middle of evolution. If a new impulse
had not arisen at that time there would have been the threat of
a total break in our spiritual connection to the
universe. The impulse came. When studying this growing
younger of humanity I certainly did not think about such an
impulse. That came later, and it belongs to one of the most
shattering findings of the science of spirit.
I
could see that the general course of human evolution had
brought humanity to a crisis where its connection with
the spiritual was threatened. What happened in this crisis?
— I first came upon it after having found out about its
origin. This is important, and I must single it out as a
personal experience. I was shown the significance of the
Mystery of Golgotha that occurred just in this age: the new
impulse that gave humanity a fresh impetus. The Mystery of
Golgotha thus finds its place in the historical evolution of
humanity in a wonderful way.
Only for special reasons would I ever break what is expressed
in the law that one should not use the name of God in vain. The
science of spirit certainly leads to the great religious
impulses, but I regard it as a duty to allow religious impulses
to be cultivated by those who are called to do so. However, I
know that what is achieved by the science of spirit also
deepens the religious impulses of the human soul. It is
precisely the thoughts presented by the science of spirit
that can provide a really Christian view of life. But you
cannot get people to accept this. They would only reproach us
if they found that we have constantly to speak about the great
religious content of evolution in a way that does not please
them. They also reproach us if we do not do this because we
leave it to them, knowing full well that by occupying ourselves
with the science of spirit the religious life will certainly be
deepened. For they say that the science of spirit, of course,
does not talk about Christianity. These are the
misunderstandings which are readily thrust into the battle
against the science of spirit. We are reproached for whatever
we say. If we do not speak about something because we
feel that others are called to do this, we are then
misunderstood and told that the science of spirit has no
Christianity, or whatever it may be.
As
I have said, the fact that this event concerning the whole
cosmic connections of the universe happens at one particular
moment in the evolution of humanity, belongs to the most
shattering things that we can experience, especially
since in my case — if you will allow me this personal
remark — it was an experience quite unsought for.
I
only wanted to indicate to you the beginning of a view of world
evolution as seen by the science of spirit.
The
forces that seek to penetrate more deeply into history have
been divined instinctively, especially in our central European
evolution. We only have to ask: How does the individual soul
participate in this historical evolution? I have
mentioned previously how in looking at thinking on the one hand
and at the will on the other, we bring to expression in the
overdevelopment of the sexual organism something that
leads our spiritual-scientific observation to the eternal in
the soul, to that which exists in the spiritual world before
birth or conception, and which enters through the gate of
death. This also leads to something else. The part of us that
unites with our physical organism and that comes down from the
spiritual world when we are conceived, when we are born, is
intimately related — I have already said this today
— to the part of us that operates throughout the whole
course of our lives and makes us into complete and living human
beings, intimately related to what works out of our souls as
memory. If we now grasp not only the fact that the thinking can
be conceived as inspiration, but also grasp the element that
unites with our bodily organism, that flows out of inspiration
and accompanies our memory and our growth, then we find that we
not only emerge from a spirit-soul existence before beginning
this bodily life, and which is united to what we evolve in
life, but that within the part of us that goes through death is
contained the desire to enter a human life again after the soul
has been through a purely spiritual life, and that within this
part of us is to be found not only what inspires us, but forms
us, which not only comes from a spirit-soul existence before
birth, but comes from previous incarnations upon earth.
Imagination, inspiration and intuition provide us with a true
idea of previous lives on earth and a justified prospect of
future lives on earth. I can only touch upon this for there is
insufficient time for a more detailed description. But when we
look at individual human life as it proceeds through repeated
existences upon earth, we find something in historical
evolution that can be grasped concretely. The human being
naturally takes part in the various epochs I have described. He
lives through the various cultures of the earth and he bears
himself as soul from one epoch to the next, taking with him
what he has evolved.
In
the present epoch, when the consciousness soul is evolved, the
human being unconsciously brings with him what he possesses
from the previous epoch in which he once lived, and in which
the instinctive soul worked instinctively in the understanding,
and he now works upon this. Now we can fully grasp what this
dream of history consists of, how human souls that live in each
epoch work together and return again and again. This idea arose
instinctively in the cultural life of Central Europe. But it
has never been developed. The science of spirit is called upon
to do this.
The
pedants or “very clever people” — and I
mention this in inverted commas — say: Of course,
Lessing managed some wonderful things, but then he grew old and
wrote his Education of the Human Race. If one has the
necessary mean attitude, it is easy to be so very clever, much
easier than being able to penetrate the mysteries of human life
as did Lessing. Lessing achieved something immense. He
indicated, if only in somewhat amateur fashion, how inner
forces guide the evolution of man and of humanity. He says:
There was once a time when human beings were educated in a
quite particular way. Then there was a time when people were
educated differently. Now is the time when self-education
begins. — He had a feeling for the successive epochs,
just as Karl Lamprecht had. Lessing had a feeling for even more
in that he pointed out that the forces of one epoch are taken
over into the following epochs by the human souls constantly
reincarnating.
Of
course it is easy to object to this by saying that human souls
do not remember their previous lives. This is the same as
saying that a four year old child cannot do arithmetic,
therefore the human being cannot do arithmetic. Memory of
earlier lives has first to be gained through the kind of
knowledge I have referred to previously. Without this
knowledge it is not possible to penetrate the sphere that is
dreamed as history. This is something that humanity must grasp,
for it is intimately connected with the present evolution of
humanity.
Tremendous questions are presented to our souls today. One
question is: What is the constitution of the human soul like in
the east, in our center and in the west? We possess a science
of history which, as we saw at the beginning, has gone quite
astray. We need a science of history that can penetrate to
those deeper forces of the human soul which bring what
otherwise only dreams and sleeps, into our consciousness. When
imagination and inspiration reach down into our
experience of history that otherwise sleeps, we shall
realize what it is that works between man and man in our social
existence. Then quite different social laws will come into
being from the ones of the past few centuries. What then
emerges will be quite equal to the demands of life, the demands
of reality. People experience history today in an odd way, and
in conclusion I would like to give a few examples of
this.
A
certain J. H. Lambert was born in a South German city in
the 18th century. In the 19th century, roughly in the middle of
the forties, a monument was erected to him in that city. On the
monument is a celestial globe as a sign that this man
penetrated the laws of the heavens, as these things were done
in the 18th century. Not much is known about this. He
penetrated further than is possible with the
Kant-Laplace theory. In the 1840's his native city
erected a monument to him. A hundred years earlier his father,
after several people had pointed out to him that his fourteen
year old son was very talented and should be supported, applied
for support. The worthy city gave 40 franks, but on condition
that the son take himself off and did not return. A hundred
years later — such is the course of history — a
monument was erected.
Such things happen again and again. You may remember at the
beginning of the war, particularly here in this city, I often
had occasion to refer to a most significant thinker who once
lived here, Karl Christian Planck. I referred to him at that
time and had also spoken of him much earlier in my books. Now
we see that people begin to take note of him, but not in the
way that I meant. If Planck were alive today in conditions that
are quite changed, he would express what he said, even in the
1880's, quite differently. Humanity can make use only of what
is ardently experienced of reality, and not of what comes from
looking back. Because people believe we need a new impetus,
they think that a highly gifted and thoughtful person would say
the same things today as he said in the 1880's. We honor the
memory of such people if we continue to work in their spirit,
and if we ask: How would they speak today if they were to speak
out of the great spirit out of which they spoke then?
Today the times demand that we grasp what underlies the
evolution of humanity, particularly concerning history. Then we
shall not hear judgments like those I quoted at the beginning
of the lecture. Nor will vague prophecies be uttered. But
history will be described in such a way that we confront
reality with feeling, which otherwise is only dissipated in
dreams; that we confront reality with deeper forces, that
we are equal to the demands made upon us. And the demands of
the present time are tremendous.
We
must know what is stirring in humanity from east to west, what
is coming out in the events of today. We must be equal to this
reality that is hammering so dreadfully upon our doors. We must
take up the laws of history that are not contained in the laws
today, laws that penetrate deeper than the purely intellectual,
than the kind of understanding that has produced such great
results in science, but which cannot grasp the social,
political, historical and moral life of man. Goethe felt this.
He not only expressed his impressions of the historical
knowledge of his time, but he also expressed something that
should come to be. What made an impression upon him was the
best thing about history is not its abstract laws but the
impulses that penetrate into our feelings and our
enthusiasm.
By
means of imagination, inspiration and intuition it will be
possible to unveil what men sleep through. This will sink down
into our feelings and enthusiasm. When reality draws toward us
and we can approach reality, inwardly permeated by these
impulses, we shall not utter prophetic or vaguely mystical
statements, but in future our study of history will result in
the fashioning of spiritual laws, not such as it has
already, but laws which penetrate the human soul to the point
of arousing enthusiasm which is equal to and can tackle the
situation as it really is.
Not
only is what Goethe said at that time true — what can be
said today is also true. For today the following holds good:
History must generate enthusiasm for the true, real and
complete understanding of reality, for it is the best that can
be offered to the life of the soul.
The
most valuable aspect of history in the future will be the
enthusiasm that it generates in the human soul.
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