GOETHE
AS THE FOUNDER OF A
NEW SCIENCE OF ÆSTHETICS
THE number of works and
treatises that are appearing in our time, with the object of
determining Goethe's relation to the most divergent branches of
modern Science and modern intellectual life generally, is
overwhelming. The mere list of the titles would fill a
portly volume. This feature may be ascribed to the fact that we
are ever more clearly realising how, in the person of Goethe, a
cultural factor confronts us, with which everything that would
participate in the intellectual life of the present day must
necessarily come to terms. To pass by would mean, in this case,
to reject the foundation of our civilisation, to flounder in
the depths, with no will to mount to the luminous heights from
which all the light of our culture shines forth. It is only on
condition that we attach ourselves, at some point or other, to
Goethe and his epoch that we can acquire a clear view of the
path our civilisation is treading, and realise the goal which
humanity, in modern times, must pursue: failure to find this
point of contact with the greatest spirit of latter times means
simply being led like the blind, or dragged along by our
fellowmen. All things appear to us in a different setting, when
viewed with vision quickened at this fountain-head of
civilisation.
However gratifying may be the efforts of our contemporaries to
find some point of contact with Goethe, the way they set about
it is admittedly not very felicitous. Only too often is that
necessary quality absent — an open mind —
permitting us to sink into and fathom the uttermost depths of
Goethe's genius, before mounting the pulpit of criticism.
The only reason for believing Goethe to have been superseded in
many respects is due to the failure to recognise his full
significance. We think we have gone far beyond Goethe, whereas,
in most cases, the right thing would be for us to apply his
comprehensive principles and magnificent way of looking at
things to our own now more perfect scientific appliances and
scientific facts. Whether the results of his
investigations correspond, more or less, with the results of
modern Science is, with regard to Goethe, never of so much
importance as the way he sets to work. His results bear
the stamp of their epoch, that is, they extend only so far as
the scientific appliances and experience of his age allowed:
his way of thinking, his way of posing the problems is,
however, a permanent achievement, and no greater
injustice can be committed than to treat it with contempt. But
it is a peculiarity of our day that the spiritual productive
force of Genius is considered to be almost without
significance. How could it be otherwise in a time when any
attempt to reach out beyond the limits of physical experience
is tabooed. For mere observation in the world of the
senses, all that is necessary are healthy organs of sense, and
Genius can, for this purpose, be fairly dispensed with.
But
true progress in Science, as also in Art, has never been the
product of such methods of observation or servile imitation of
Nature. What thousands observe and pass by is then observed by
one who, as the result of this same observation,
discovers a magnificent scientific law. Many before
Galileo had seen a lamp swinging in a church, and yet this man
of genius had to come and discover from it the laws of the
pendulum, which are of so great importance in Physics.
‘Were not the eye of the nature of the sun, how could it behold
the sun,’ exclaims Goethe; he means that none can glance into
the depths of Nature who lack the necessary disposition and
productive force to see more in the realm of fact than
the mere outward facts. This is not accepted. The mighty
achievements for which we have to thank Goethe's genius should
not be confounded with the deficiencies inherent in his
investigations, owing to the lower level of scientific
experience at that time. How his own scientific results stand
in relation to the progress of scientific research has been
aptly characterised by Goethe in a picture: he describes
them as pawns which he has perhaps moved forward too daringly
on the board, but which should allow the plan of the player to
be recognised. If we take these words to heart, then the
following great task accrues to us in the field of Goethean
research: to revert in each case to Goethe's own tendencies.
The results which he himself gives us may stand as examples
showing how he attempted to solve his great problems with
limited means. It must be our aim to solve them in his spirit,
but with the greater means at our disposal, and on the strength
of our richer experience. In this way a fructification of all
the branches of research to which Goethe devoted his attention
will be possible, and, what is more, they will all bear the
same uniform stamp, and form links within a great uniform
conception of the world. Mere philological and critical
research, the justification of which it were folly to deny,
must await extension and completion along these lines. We must
gain possession of the rich store of thoughts and ideas that
are in Goethe, and, making this our starting-point,
scientifically carry on the work.
[See page 8 et. seq. notes.]
It
will at this point be incumbent on me to show to what extent
the principles just explained may be applied to one of the
youngest and most discussed of sciences — the science of
Æsthetics. This science, which is devoted to Art and
artistic creation, is barely 160 years old. It was with
the conscious intention of opening a new field of scientific
research that Alexander Gottlieb Baumgarten came forward with
it in 1750. To this same epoch belong the efforts of
Winckelmann and Lessing to attain a basis for judging the
fundamental questions in Art. All former attempts in the
direction of this science cannot even be described as a most
elementary tendency. Even the great Aristotle, that
intellectual giant, whose influence on all branches of science
was so decisive, remained quite unproductive in Æsthetics.
He completely excluded the plastic arts from his sphere of
research, thus showing clearly that he had no conception
whatever of Art; and, besides, he knew no principle other than
that of the imitation of Nature, which again shows that he
never understood the task which the spirit of man sets itself
in the creation of the work of art.
That the science of the Beautiful only came into existence so
late is no accident. It could not exist earlier, simply because
the necessary conditions were absent. What are these
conditions? The desire for Art is as old as man himself, but
the desire to grasp the nature of its task only came into
evidence much later. The Greek spirit, so happily
constituted as to find satisfaction in the reality that
immediately surrounds us, brought forth an epoch of Art which
stands for a highest culmination; but it was the work of
primitive ingenuousness, and the need was not felt to create in
Art a world that should offer satisfaction such as could not
come to us from any other source. The Greeks found in reality
all that they sought; all that their hearts yearned and their
spirits thirsted for, Nature supplied to them in abundance. It
was never to go so far with them, that a yearning should be
born in their heart for a Something which we seek in vain in
the world that surrounds us. The Greek did not grow out of and
away from Nature, therefore all his needs could be satisfied
through Nature. With his whole being he was inseparably united
and interwoven with Nature; Nature creates in him and knows
quite well what she may implant in him, so as to be able again
to satisfy his needs. Art, then, with this ingenuous people,
was only a continuation of what lives and surges within Nature;
it grew directly out of Nature; Nature satisfied the same needs
as a mother, only in a higher sense. Aristotle knew no higher
principle of Art than the imitation of Nature. There was no
need to go farther than Nature, because in Nature was to be
found the source of all satisfaction. The mere imitation
of Nature, which, to us, would appear empty and insignificant,
was, in this case, fully sufficient. We have forgotten how to
see in mere Nature the highest that our spirit craves for; for
this reason mere realism, which offers us reality devoid of
that highest, could never satisfy us. This epoch had to come.
It was a necessity for mankind, as it develops to an ever
higher level of perfection. Man could only remain completely
within Nature so long as he was unconscious of this fact. The
instant he gained full and clear knowledge of his own self, the
instant he became aware of a kingdom within his inner self,
which was of at least equal standing with that outer world
— in that instant he had to break away from the shackles
of Nature. He could now no longer surrender himself to her, for
her to bear absolute sway over him, so that she should give
rise to his needs and moreover satisfy them. Now he had
to confront her, and this meant, in fact, that he had broken
away from her, that he had created a new world within himself,
and it is in this world that the source must now be sought from
which his yearning and his desires flow. Whether these desires,
now produced apart from Mother Nature, can also be satisfied by
her is left to chance. At any rate, a deep chasm now separates
man from reality, and he must restore the harmony formerly
existing in its original perfection. Hence all the conflicts of
the ideal with reality, of purpose with attainment — in
short, everything that leads the soul of man into a veritable
spiritual labyrinth. Nature stands there bereft of soul, devoid
of everything our inner self tells us is divine. The next
consequence is estrangement from everything which is Nature
— a flight from direct reality. This is the exact
opposite of the Greek spirit, which found everything in Nature.
[See page 10 and 11 notes.]
The subsequent conception of the world finds nothing at all in
Nature. The Christian Middle Ages must appear to us in this
light. Just as little as the Greeks could gain a knowledge of
the essence of Art, in their inability to grasp how Art reaches
out beyond Nature, creating a higher Nature side by side with
actual Nature, so little could mediaeval science attain a
science of Art, for Art could only work with means offered by
Nature, and the scholars could not grasp how works could be
created within the pale of godless reality, which could satisfy
the spirit striving to attain the divine. But the helplessness
of Science did not injure the development of Art. While the
scholars did not know just what to think, the most glorious
works of Christian Art came into existence. Philosophy, which
in those days had Theology in tow, was as incapable as the
great idealist of the Greeks, the ‘divine Plato,’ had been, of
conceding to Art a place within the progress of civilisation.
Plato declared the plastic and dramatic arts to be harmful. He
could so little conceive of an independent mission of Art, that
he only mercifully spares music, because music promotes courage
in war.
At
a time when Spirit and Nature were so closely joined, a science
of Art could not come into existence, nor was this possible at
a time when they faced each other in unreconciled opposition.
For the genesis of Æsthetics a time was necessary when
man, in freedom and independence from the shackles of Nature,
perceived the spirit in its undimmed purity, but a time, also,
when a reunion with Nature is again possible. That the
standpoint of the Greeks should be superseded, is not without
good reason. For in the sum total of accidents constituting the
world in which we feel ourselves placed, we can never find the
divine, the necessary; we see nothing around us but facts that
might equally well be different; we see nothing but
individuals, and our spirit strives for the expression of the
species, for the archetype; we see nothing but the
finite, the perishable, and our spirit strives for the
infinite, the imperishable, the eternal. And so if man's
spirit, once estranged from Nature, is to return to Nature, it
must be to something different from that sum total of
accidents. It is for this return that Goethe stands; a return
to Nature, but with the rich abundance of a developed spirit,
with the level of culture of modern times.
The
fundamental separation of Spirit and Nature does not correspond
with Goethe's views. He sees in the world one great whole
— a uniformly progressive chain of beings, within which
man is a link, even though the highest. ‘Nature! we are
surrounded and embraced by her, unable to withdraw from her and
unable to advance more deeply into her. She lifts us unasked
and unwarned, into the gyrations of her dance, and whirls with
us away, until we are exhausted and fall from her arms.’ (Cp.
Goethe's Scientific Works edited by Rudolf Steiner, vol.
2, p. 5.) And in the book on Winckelmann: ‘When man's healthy
nature works as a whole, when the harmonious pleasure affords
him a pure instinctive joy — then the Universe, if it
could feel its own self, would cry out in exultation, as having
reached its goal, and admire the pinnacle of its own growth and
being.’ Here we have Goethe's characteristic way of reaching
out far beyond the immediate in Nature, though without in the
least losing sight of what constitutes the inner being of
Nature. He is a stranger to a quality he finds in many
especially gifted men, ‘of feeling a kind of shyness before
real life, of drawing back into oneself, of creating one's own
inner world, and in this way of giving the most excellent
accomplishments an inward direction.’ Goethe does not fly from
reality in order to create an abstract thought-world, having
nothing in common with reality; he plunges deep into reality,
in its eternal mutation, its genesis and movement, to find its
laws that are immutable: he confronts the individual to behold
the archetype. Thus were born in his spirit the plant-type and
the animal-type, which are nothing but the Ideas of the plant
and the animal. These are no empty general ideas that are part
of a dry theory; they are the essential foundation of organisms
— substantial and concrete, animated and
distinguishable. Distinguishable, to be sure, not for the
outer senses, but only for that higher contemplative capacity
that Goethe discusses in his essay on ‘Contemplative
Discernment.’ In the Goethean sense, ideas are just as
objective as the colours and the forms of things, but they are
only perceivable for those whose perceptive faculty is
regulated for this purpose; just as colours and forms are only
there for those who see, and not for the blind. If we approach
the objective world with a non-receptive spirit, it does not
disclose itself to us. Without the instinctive capacity for
apprehending ideas, the latter remain an ever-sealed book. Here
none saw as deeply as Schiller into the structure of Goethe's
genius.
On
23rd August, 1794, he enlightens Goethe, in the following
words, on the fundamental qualities of his nature: ‘You gather
together the whole of Nature in order to gain light on the
single detail; where the forms of the phenomena merge into the
universal, there you seek the explanation and the reason for
the individual. From the simple organisation you mount,
step by step, to the more complicated, in order finally to
build up the most complicated of all — Man —
genetically, and from the materials of Nature's whole edifice.
While thus creating him afresh after Nature's pattern, you seek
to penetrate the secret of his construction.’ This
re-creation provides a key for the understanding of
Goethe's conception of the world. If we wish really to rise to
the primal types of things, to the immutable in the general
mutation, we must revert to the genesis, we must witness Nature
create; we must not consider what has reached completion, for
this no longer corresponds wholly to the Idea which comes to
expression in it. This is the meaning of Goethe's words in his
essay on ‘Contemplative Discernment:’ ‘If, in the sphere of
morality, through belief in God, virtue and immortality, we
seek to raise ourselves to a higher region and draw near to the
first Being, the same should be the case in the sphere of the
intellect — that, through the contemplation of an
ever-creating Nature, we should make ourselves worthy of
spiritual participation in her production. So did I press on
untiringly to that original primal type.’ Thus Goethe's
archetypes are no empty forms; they are the productive forces
behind the phenomena. This is the ‘Higher Nature’ in Nature
over which Goethe wished to gain control. We gather from this
that the reality spread out before our senses in no case
represents something on the level of which a man who has
attained a higher standard of culture can remain stationary.
Only when man transcends this reality — breaks the shell
and makes for the kernel — is that revealed to him, which
the world holds together in its innermost recess. Nevermore can
we find satisfaction in the isolated event in nature, but only
in the law of nature; nevermore in the single and the
particular, but only in the general and the universal. With
Goethe this fact comes into evidence in the most perfect
imaginable form. With him also the fact is established
that, to the modern intellect, reality, as the single and the
particular, can afford no satisfaction, because not in it but
beyond it do we find that in which we recognise the highest,
which we can revere as divine, which, in Science, we express as
Idea. While mere observation cannot reconcile the
opposing extremes, if it has reality but has not yet the Idea,
so also is Science unable to effect this reconciliation, if it
has the Idea, but no longer the reality. Between both, man
needs a new kingdom; a kingdom in which the Idea is represented
by the individual and not only by the whole; a kingdom in which
the particular appears gifted with the character of the
universal and the necessary. Such a world, however, is not
present within sense reality; such a world must first be
created by man, and this world is the world of Art — a
necessary third kingdom by the side of the kingdoms of the
senses and of reason. The comprehension of Art as this third
kingdom is the task which the Science of Æsthetics must
regard as its own. The divinity which the objects in Nature
have lost must be implanted in them by man himself, and therein
lies a noble task which accrues to the artist. He has, so to
speak, to bring the kingdom of God on to this earth. This
religious mission of Art, as it may well be called, is
expressed by Goethe (in the book on Winckelmann) in the
following glorious words:
‘In
that Man is placed on Nature's pinnacle, he regards himself as
another whole Nature, whose task is to bring forth inwardly yet
another pinnacle. For this purpose, he heightens his powers,
imbuing himself with all perfections and virtues, calling on
choice, order, harmony, and meaning, and finally rising to the
production of the work of art, which takes a pre-eminent
place by the side of his other actions and works. Once it is
brought forth, once it stands before the world in its ideal
reality, it produces a permanent effect — it produces the
highest effect — for as it develops itself spiritually
out of a unison of forces, it gathers into itself all that is
glorious and worthy of devotion and love, and thus, breathing
life into the human form, uplifts man above himself, completes
the circle of his life and activity, deifies him for the
present, in which the past and the future are included. Such
were the feelings of those who beheld the Olympian Jupiter, as
we can gather from the descriptions, narratives, and
testimonies of the Ancients. The god had become man, in order
to uplift man to a god. They beheld the highest dignity
and were filled with enthusiasm for the highest beauty.’
In
these words, the significance of Art for the progress of
civilisation was recognised. And it is characteristic of the
mighty German Ethos, that it was the first to whom the
recognition of this fact occurred; it is characteristic that
all German philosophers, for the last hundred years, have
struggled to find the most suitable scientific form for
the peculiar way in which, in the work of art, spirit and
object, idea and reality, melt into each other. The task of
Æsthetics is none other than to comprehend the nature of
this interpenetration, and to study it in detail, in the single
forms in which it asserts itself, in the various branches of
Art. The merit of having given a stimulus to this problem in
the way indicated, and thereby to have set the ball rolling in
connection with the chief, central questions of Æsthetics,
must be ascribed to Kant's Critique of Judgment which
appeared in 1790, and at once created a favourable impression
on Goethe. In spite, however, of particularly serious work
devoted to this subject, we are bound to admit to-day that an
all-round satisfactory solution to these æsthetical
problems is not forthcoming. The grand master of
Æsthetics, that keen thinker and critic, Friedrich Theodor
Vischer, held firmly to the end of his life, to his expressed
conviction that the science of Æsthetics was still
in its infancy. This amounts to an admission that all efforts
in this field, including his own five volumes on
Æsthetics, were in a more or less false direction. This is
indeed the case, and if I may here express my own conviction,
it can only be traced back to the circumstance that the
fruitful seeds planted by Goethe were passed over
unnoticed, and that he was not regarded as being
scientifically competent. Had he, on the contrary, been so
regarded, those ideas would merely have received a final
development, with which Schiller was inspired in the
contemplation of Goethe's genius, and which he set down in his
letters on ^Esthetical education. These letters, too, are held
by writers intent on systems, to be insufficiently scientific,
and yet they can be counted among the most important works ever
produced in the field of Æsthetics. Schiller sets
out from Kant, who determined the nature of the Beautiful in
more than one respect. Kant first examines the reason of the
pleasure we feel in the beautiful works of art. He finds this
feeling of pleasure quite different from any other. Comparing
it to the pleasure we feel when concerned with an object to
which we owe an element of utility to ourselves, it is quite
different. This pleasure is closely bound up with the desire
for the existence of the object. Pleasure in the useful
disappears when the useful is no longer there. Not so with the
pleasure in the Beautiful. This pleasure has nothing to do with
the possession, with the existence of the object, for it is not
attached to the object but to the idea of the object. Whereas
with the expedient and the useful, the need is felt to
translate the idea into reality: we are content, in the case of
the Beautiful, with the mere image. For this reason, Kant calls
the feeling of delight in the Beautiful a feeling that is
uninfluenced by any actual interest — a disinterested
delight. It would, however, be quite erroneous to hold that
conformity to purpose is thereby excluded from the Beautiful;
this applies only to an exterior purpose. Hence is derived the
second explanation of the Beautiful: It is something formed in
itself in conformity to purpose, without, however, serving an
exterior purpose. When we perceive an object in Nature, or a
product of human skill, our intellect comes and inquires for
its use and purpose, and is not satisfied until its question as
to the ‘wherefore’ is answered. With the Beautiful, the
‘wherefore’ lies in the object itself, and the intellect
does not need to reach out beyond it. At this point Schiller
sets in, weaving the idea of Freedom into the sequence of
thought in a way that does the greatest honour to human nature.
To begin with, Schiller sets in opposition two human instincts
which ceaselessly assert themselves. The first is the so-called
material impulse, or the need to keep our senses open to the
inpouring outer world. A rich gift presses in upon us, but
without our being able to exert any determining influence on
its nature. Here everything takes place with unconditional
necessity. What we apprehend is determined from outside;
here we are unfree, in subjection; we must simply obey the
commands of physical (natural) necessity. The second is the
formative impulse; that is none other than Reason, which brings
law and order into the chaotic confusion of sense perceptions
(external impressions). Through its work, system is introduced
into experience. Here too, Schiller finds, we are not free; for
in this work Reason is subjected to the unchanging laws of
logic. We submit, in the first case, to necessity as imposed by
Nature, and, in the second case, as imposed by Reason. Freedom
seeks a haven of refuge from both. Schiller, emphasising the
analogy between Art and the play of a child, assigns to Freedom
the domain of Art. What is essentially the nature of play?
Things possessed of reality are taken, and their general
bearing altered at will. In this transformation of reality no
law of logical necessity decides the issue — as, for
instance, in the construction of a machine, where we must
strictly conform to the laws of Reason; here everything is in
the service of subjective necessity. The player connects things
in a way that gives him pleasure; he imposes on himself no
constraint. He pays no heed to physical, natural necessity, for
he overcomes this constraint by putting to quite arbitrary use
whatever passes into his hands. From Reason, too, and its
necessity, he feels independent, for the order he introduces
into things is his own invention. Thus the player impresses on
reality the stamp of his own subjectivity and endows the latter
with objective value. The separation of the activity of the two
instincts comes to an end; they become united and thereby gain
freedom: in the object is spirit, and the spirit is objective.
Schiller, the poet of Freedom, sees in Art a free instinctive
play, on a higher level, and exclaims with enthusiasm: ‘Man is
fully Man only where he plays, and he only plays where he is
Man in the fullest sense of the word.’ Schiller calls the basic
instinct in Art, the play-instinct or impulse to play. It
produces in the artist works, which, while existing for our
senses, satisfy our reason; while the reason of which they
partake, is simultaneously present for our senses in objective
existence. And man's nature, at this stage, shows such
activity, that his physical nature acts spiritually, while his
spiritual nature acts physically. Physical nature is raised to
the spirit, while the spirit sinks into physical nature. The
former is thereby ennobled, and the latter is brought down from
its clear height into the visible world. The works which thus
come to existence are, to be sure, not fully true to Nature,
because, in reality, spirit and object are never fully
coincident; therefore when we compare the works of Art with the
works of Nature, the former appear to us as mere semblance
(appearance). But they must be semblance, because they
would otherwise not be true works of Art. With his conception
of semblance, in this connection, Schiller occupies a unique
position among the writers on Æsthetics: he is unsurpassed
and unrivalled. This is where the work should have continued.
The one-sided solution to the problem of the Beautiful should
have been extended with the help of Goethe's reflections on Art.
[See page 20 notes.]
Instead of this, Schelling appeared on the scene with a
completely false theory, and inaugurated an error from which
the science of Æsthetics in Germany never recovered.
As all modern philosophers, Schelling finds that the highest
task human effort can set itself, lies in the perception of the
eternal, primal types of things. The spirit sweeps beyond the
world of physical reality and rises to the heights where the
divine is enthroned. There all truth and all beauty is revealed
to him. Only the eternal is true and also beautiful. Thus,
according to Schelling, no man can behold actual beauty who
does not raise himself to the highest truth, for they are one
and the same. All sensuous beauty is merely a weak reflection
of that endless beauty which we can never perceive with our
senses. We see where this leads to: the work of Art is not
beautiful for its own sake and through its own self, but
because it reproduces the Idea of Beauty. It follows, then,
from this theory, that the purport of Art and Science is the
same, since they both adopt as a basis eternal truth, which is
also beauty. For Schelling, Art is only Science that has become
objective. The important question now is: On what does our
feeling of pleasure in the work of Art rest? In this case it
rests merely on the expression of the Idea. The sensuous image
is only a means of expression, the form in which a
super-sensible purport expresses itself. In this respect,
all the writers on Æsthetics follow the direction of
Schelling's idealism. I cannot agree with the latest writer on
this subject, E. von Hartmann, when he says that Hegel
essentially improved on Schelling on this point. I say on this
point, for in many other respects he towered above him. Hegel
says actually: ‘The beautiful is the sensuous appearance of the
idea.’ This amounts to an admission that, for him, the
essential in Art was the expressed idea. This stands out still
more clearly in the following words: ‘The hard crust of Nature
and of the ordinary world make it more difficult for the spirit
to penetrate to the idea, than is the case with works of Art.’
This is surely a clear statement that the goal of Art is the
same as the goal of Science, namely, to penetrate to the Idea:
Art seeks only to illustrate what Science expresses directly in
forms of thought. Vischer calls beauty the appearance of the
Idea, and likewise identifies the purport of Art with truth. In
spite of all objections, beauty can never be separated from
truth, if its essence is found in the expression of the Idea.
But then it is not clear what independent mission Art is to
have by the side of Science. What Art offers us, we can attain
by way of thought, in a purer, clearer form, with no physical
veil to shroud it. If this standpoint in Æsthetics be
adopted, there is no escape, except through sophistry, from the
compromising conclusion that allegory in the plastic arts, and
didactic poetry in the poetic art, are the highest artistic
forms. The independent significance of Art cannot be grasped,
and Æsthetics, from this standpoint, have proved
unproductive. It would be a mistake, however, to go too
far, and, in consequence, abandon every attempt to attain a
science of Æsthetics that is free from
contradiction. They go too far in this direction, who would
have Æsthetics assimilated by the history of the fine
arts. If unsupported by authentic principles, this science
merely becomes a storehouse for collections of notes on artists
and their works, to which more or less clever remarks are
appended; these, however, originating from arbitrary and
subjective reasoning, are without value. On the other
hand, a kind of physiology of taste has been set up in
opposition to Æsthetics. The simplest and most
elementary cases in which pleasure is felt are examined;
then, mounting from these to more and more complicated cases,
‘Æsthetics from below’ are set up against
‘Æsthetics from above.’ This is the plan adopted by
Fechner in his Introduction to
Æsthetics. It is incomprehensible that such
a work should have found adherents in a country which produced
a Kant. Æsthetics should start from the examination of the
feeling of pleasure; as though every feeling of pleasure were
æsthetical, and as though the nature of the various
feelings of pleasure could be distinguished by any other means
than through the object itself which caused them. We only know
that pleasure is an aesthetic feeling when we recognise the
object to be beautiful, for, physiologically, there is nothing
to distinguish aesthetic pleasure from any other. It is always
a question of ascertaining the object. By virtue of what does
an object become beautiful? This is the basic question in all
Æsthetics.
We
come much nearer to solving this question if we follow Goethe's
lead. Merck describes Goethe's creative activity in the
following words: ‘You create quite differently from the
rest; they seek to embody the so-called imaginative —
this produces only rubbish; you, however, seek to endow reality
with a poetic form.’ These words convey about the same meaning
as Goethe's own words in the second part of Faust: ‘Consider
what thou will'st; still more consider how thou will'st.’ It is
clearly stated what Art stands for. Not for the embodiment of
the super-sensible, but for the transformation of the physical
and the actual. Reality is not to be lowered to a means of
expression: no, it is to be maintained in its full
independence; only it must receive a new form, a form in which
it satisfies us. If we remove any single being from its
surroundings and observe it in this isolated condition, much in
connection with it will appear incomprehensible. We
cannot make it harmonise with the idea, the conception we
necessarily apply to it. Its formation within reality is, in
fact, not only the consequence of its own conformity to law;
surrounding reality had a direct determining influence as well.
Had it been able to develop itself independently, and
free from external influence, only then would it have become a
living presentment of its own Idea. The artist must grasp and
develop this Idea on which the object is based, but whose free
expansion within reality has been hampered. He must find within
reality the point, starting from which, an object can be
developed in its most perfect form. Nature falls short of her
intention in every single instance; by the side of one plant
she creates a second, a third, and so on; in no single plant is
the whole Idea represented in concrete life; in one plant one
side, in another plant another side is given, as circumstances
permit. The artist must revert to Nature's tendency, as this
appears to him. This is what Goethe means when he declares of
his own creative activity: ‘I seek in everything a point from
which much may be developed.’ In the artist's work the whole
exterior must express the whole interior; in Nature's product
the exterior falls short of the interior, and man's inquiring
spirit must first ascertain it. Thus the laws in accordance
with which the artist goes to work are none other than the
eternal laws of Nature, pure, uninfluenced and unhampered.
Artistic creation rests not on what is, but on what might be;
not on the actual, but on the possible. The artist creates
according to the same principles as Nature, but applies
these principles to the individual, whereas, to use Goethe's
own words, Nature pays no heed to the individual,
[See page 23 and 24 notes.]
‘She ever builds and ever destroys,’ because her aim
is perfection, not in the unit but in the totality. The content
of any work of Art is any physical reality — this is
what the artist wills; in giving it its form, he directs
his efforts so as to excel Nature in her own tendency, and to
achieve to a still higher degree than she is capable of, the
results possible within her laws and means.
The
object which the artist sets before us is more perfect than it
is in its natural state, but it contains none other than its
own inherent perfection. Where the object excels its own self
— though on the basis of what is already concealed within
it — there beauty is found. Beauty is therefore nothing
unnatural: Goethe can say with good reason, ‘Beauty is a
manifestation of secret laws, which, failing beauty, would have
ever remained concealed;’ or, in another passage: ‘He to whom
Nature reveals her manifest secret, yearns for Art, Nature's
worthiest interpreter.’ If it may be said that beauty is
unreal, since it represents something which can never be found
within Nature in such perfection, so, too, can it be said in
the same sense, that beauty is truer than Nature, since it
represents what Nature intends to be but cannot be. On this
question of reality in Art, Goethe says — and we may
extend his words to apply to the whole of Art: ‘The poet's
province is representation. This reaches its highest level when
it competes with reality, that is, when the descriptions are so
lifelike, through the spirit, that they may stand as present
for all men.’ Goethe finds that ‘nothing in Nature is beautiful
which is not also naturally true, in its underlying motive’
(Conversations with Eckermann, iii. 79). And the
other side of appearance or semblance, when the being excels
its own self, we find expressed as Goethe's view in the
proverbs in prose, No. 978: ‘The law of vegetable growth
appears in its highest manifestation in the blossom, and the
rose is but the pinnacle of this manifestation. The fruit can
never be beautiful, for there the vegetable law reverts to its
own self — back to the mere law.’ Here we surely have it
plainly stated: Where the Idea develops and unfolds, there
beauty sets in — where we perceive the law directly in
the outward phenomenon; where, on the other hand, as in the
fruit, the outward phenomenon appears formless and gross,
because there is no sign in it of the fundamental law
underlying vegetable growth — there beauty in the natural
product ceases. For this reason the same proverb goes on to
say: ‘The law, as it engages itself in the phenomenon with the
greatest freedom and according to its own inherent conditions,
produces the objective-beautiful, which, to be sure, must find
a worthy subject by which to be perceived.’ This view of
Goethe's we find most definitely stated in a passage in the
Conversations with Eckermann (ii. 106).
‘The artist, to be sure, must faithfully and devotedly follow
Nature's pattern in the detail ... only in the higher regions
of artistic activity, where actually a picture becomes a
picture — there he has free play and may even
proceed to fiction.’ Goethe gives as the highest goal of
Art: ‘Through semblance to give the illusion of a higher
reality. It were, however, a false effort to retain the
semblance so long within reality, that finally a common
reality were left.’
Let
us now ask ourselves what is the reason of pleasure felt in
works of Art. We must realise that pleasure and
satisfaction in the object of beauty are in no way
inferior to the purely intellectual pleasure which we feel in
the purely spiritual. It always points to a distinct decadence
in Art when its province is sought in mere amusement and in the
satisfaction of lower inclinations. The reason for pleasure in
works of Art is none other than the reason for the joyful
exultation which we feel in view of the world of Ideas
generally, uplifting man out of himself. What is it,
then, that gives us such satisfaction in the world of Ideas?
Nought else than the heavenly inner tranquillity and perfection
which it harbours. No contradiction, no dissonance stirs in the
thought-world which rises within our inner self, for it is
itself an infinite. Inherent in this picture is
everything which makes it perfect. This native perfection
of the world of Ideas — this is the reason of our
exultation when we stand before it. If beauty is to exalt us in
the like manner, then it must be fashioned after the pattern of
the Idea. This is quite a different thing from what the German
writers on Æsthetics of the idealist school would have.
This is not the Idea in the form of a phenomenon; it is
just the contrary; it is a phenomenon in the form of the Idea.
The content of Beauty, the material basis on which it rests, is
thus always an actual positive reality, and the form in which
it is presented is the form of the Idea. We see exactly the
contrary is true to what German Æsthetics say; the latter
simply turned things upside down. Beauty is not the divine in a
cloak of physical reality; no, it is physical reality in a
cloak that is divine. The artist does not bring the divine on
to the earth by letting it flow into the world; he raises the
world into the sphere of the divine. Beauty is semblance,
because it conjures before our senses a reality which, as such,
appears as an ideal world. Consider what thou will'st, still
more consider how thou will'st — for on the latter
everything turns. What is given remains physical, but the
manner of its appearance is ideal. Where the ideal form appears
in the physical to best advantage, there Art is seen to reach
its highest dignity. Goethe says here: ‘The dignity of Art
appears perhaps most eminently in music, because in music there
is no material factor to be discounted. Music is all form and
figure, exalting and ennobling everything it expresses.’ A
science of Æsthetics starting from this definition:
‘Beauty is a physical reality appearing as though it were Idea’
— such a science does not exist: it must be created. It
can be called straight away the ‘Æsthetics of Goethe's
world-conception.’ And this is the science of Æsthetics of
the future. E. von Hartmann, one of the latest writers on this
subject and the author of an excellent ‘Philosophy of Beauty,’
also cherishes the old error, that the content of Beauty is the
Idea. He says quite rightly that the basic conception from
which the science of the beautiful should proceed, is the
conception of aesthetic semblance. Yes, but how can the
manifestation of the world of Ideas, as such, ever be
regarded as semblance. The Idea is surely the highest truth:
when the Idea appears, it does so out of truth, and not as
semblance. It is a real semblance, however, when the natural
(physical) and the individual, arrayed in the
imperishable raiment of eternity, appear with the character of
the Idea; for reality falls short of this.
Taken in this sense, the artist appears as the continuator of
the cosmic Spirit. The former pursues creation where the latter
relinquishes it. The closest tie of kinship seems to unite the
artist with the cosmic Spirit, and Art appears as the
continuation of Nature's process. Thus the artist raises
himself above the life of common reality, and he raises us with
him when we devote ourselves to his work. He does not create
for the finite world, he expands beyond it. This conception we
find expressed by Goethe in his poem, ‘The Artist's
Apotheosis,’ where he makes the Muse call to the Poet in the
following words:
‘So
doth the Hero mightily inspire
His equals through the chain of centuries:
The heights a noble spirit can attain
May not be mastered in life's narrow span.
Hence also after death his soul continues,
Not less creative now than when he lived;
The noble deed, the beautiful idea
Strives deathless on, as mortally it strove.
So thou, [The Poet.] too,
livest through unmeasured time
In fields of immortality sublime.’
[Rendered into English by Meredith Starr.]
In
this poem, Goethe's thoughts on what I may call the cosmic
mission of the artist are most aptly expressed.
Who, like Goethe, ever grasped in Art such deep significance?
Who ever endowed Art with such dignity? It speaks sufficiently
for the whole depth of his conceptions, when he says: ‘The
great works of art are brought into existence by men, as are
the great works of Nature, in accordance with true and natural
laws; all arbitrary phantasy falls to the ground; there
is Necessity, there is God.’ A science of Æsthetics in his
spirit were certainly no bad thing. And this might apply also
to other departments of modern science.
When, at the death of the poet's last heir, Walter von Goethe,
15th April, 1885, the treasures of the Goethe House became
accessible to the nation, many, no doubt, shrugged their
shoulders at the zeal of the scholars as they seized on the
smallest posthumous remnant and handled it as a precious relic
— the value of which, in connection with research should
by no means be despised. But Goethe's genius is unfathomable;
it cannot be taken in at a glance; we can only draw near to it
gradually from different sides. And for this
purpose we must welcome everything; what appears a
worthless detail, gains significance when we consider it in
connection with the poet's comprehensive view of the world.
Only when we traverse the whole gamut of expressive activity in
which this universal spirit gave vent to his life — only
then does the essential in him, his own tendency, from which
everything with him originated, and which represents a
culmination of humanity, appear before our soul. Only when this
tendency becomes the common property of all who strive
spiritually; when the belief becomes general that we have not
only to understand Goethe's conception of the world, but that
we must live in it and it must live in us — only then
will Goethe have fulfilled his mission. This conception of the
world must be a sign for all members of the German people and
far beyond it, in which they can meet and know each other in a
life of common endeavour.
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