Lecture 2
Dornach, 16th May, 1921
Lecture given
at Dornach, 16th May, 1921. From a shorthand report unrevised by the
lecturer. All rights reserved by the Philosophisch-Anthroposophischer
Verlag, Dornach. English translation by permission of H. Collison,
by whom all rights are reserved.
I HAVE tried to show how about
the middle of last century a radical transformation took place in
spiritual life, and how moreover the peculiar configuration of the
nineteenth century thought and the spiritual life in general that
underwent this transformation can be traced back to another crucial
turning point in the west which we have to look for in the fourth century
A.D.
Now it might at first sight
appear as if we were trying to show too close a connection between two
periods that are so very widely separated in point of time. But this
very thought will serve to call attention to certain interconnections
in the history of humanity. To-day we will begin where we left off
yesterday, with the downfall of ancient culture and of the Roman empire.
We drew attention to a distinguishing feature of that time. We placed
before our souls two representative personalities; one of them was
Augustine, who grew entirely out of the South-West; and we compared them
with another personality, that of the Gothic translator of the Bible,
Wulfila, and with the spiritual stream out of which Wulfila sprang.
We have to be quite clear
that Augustine was altogether the child of the conditions which had
developed in the south-western parts of the European-African civilization
of the day. At that time men who sought a higher culture only found it
through contact with the philosophy, literature, art and science which
had for a long time been pursued in a certain upper level of society.
We even have to think of Greek culture as the possession of an upper
class which relegated its more menial work to slaves. And still less
can we think of Roman culture without widespread slavery. The life of
this culture depended upon its possessors being remote from the thought
and feeling prevailing in the masses. But one must not think that there
was therefore no spiritual life in the masses. There was an exceptionally
strong spiritual life among them. This was of course derived more from
the native stock left behind at an earlier stage of evolution than that
of the upper class, but it was nevertheless a spiritual life. History
knows very little about it, but it was very like what was carried into
the southern parts of Europe by the barbarian tribes, forced to migrate
by the forward pressure of the Asiatic hordes. We must try to form
a concrete idea of it.
Take, for instance, the
people who over-ran the Roman Empire — the Goths, the Vandals,
the Lombards, the Herules. Before the migrations had begun, thus before
the fourth century A.D. which is for us such an
important turning-point, these men had spiritual life away in the East
which culminated in a certain religious insight, in certain
religious ideas, which pervaded everything; and the effects of these
experiences influenced every aspect of daily life. Before the migrations
began these people have had a long period of settled life. It was while
they were thus settled that they first experienced the southern oriental
peoples, from whom the Indian, Persian and succeeding cultures sprang,
had experienced at a much earlier time; they experienced what we can call
a religion which was closely connected with the blood relationships of
the people. It is only through spiritual science that this can be
observed, but it is also echoed in the sagas and myths I lived in these
peoples. What they worshipped were the ancestors of certain families.
But these ancestors first began to be worshiped long after they had
passed away, and this worship was in no way based upon abstract ideas,
but upon what was instinctively experienced as dreamlike clairvoyant
ideas, if I can use the expression without causing misunderstanding.
For there were certain ideas which arose in quite another way from the
way our ideas of to-day are formed. When we have ideas nowadays our soul
life comes into play more or less independently of our bodily
constitution. We no longer feel the seething of the body.
These people had a certain intensive inward sense that in what took place
in their bodies all sorts of cosmic mysteries were active. For it is not
only in the chemical retorts that cosmic processes work according to law,
but in the human body also. And just as to-day, by means of the processes
which take place in their retorts chemists seek with their abstract reason
to understand the laws of the universe, so these men too tried through what
they had experienced inwardly, through their own organism, whose inner
processes they felt, to penetrate into the mysteries of the cosmos. It
was entirely an inner experience that was still closely bound up with
ideas arising in the body. And out of these ideas which were called forth
by what we might describe as the inward seething of the organism, there
developed the pictorial imaginations which these men connected with their
ancestors. It was their ancestors whose voices they heard for centuries
in these dream formations. Ancestors were the rulers of people living in
quite small communities, in village tribal communities.
These tribes had still
this kind of ancestor-worship, which had its life in dreamlike ideas,
when they pressed forward from the east of Europe towards the west.
And if we look back to the teachers and the priests of these peoples
we find that they were advanced spirits whose foremost task was to
interpret what the individual saw in his dream-pictures, albeit
dream-pictures which he experienced in his awake consciousness. They
were interpreters of what the individual experienced. And now the
migrations began. During the period of the migrations it was their
greatest spiritual consolation that they had this inner clairvoyant life
which was interpreted by their priests. This spiritual life was reflected
in sagas which have been handed down, notably in the Slav world, and in
these sagas you will find confirmation of what I have just briefly
outlined.
Now shortly after the end
of the fourth century these tribes settled down again. Some of them
were absorbed into the peoples who had already for a long time inhabited
the southern peninsulas, that is to say they were absorbed into the
lower classes of these peoples, for their upper classes had been swept
away in the time of Augustine. The Goths were among the tribes absorbed
in this way, but mainly those Goths who peopled the countries of middle
and western Europe; those who settled in the northern regions of southern
Europe maintained their own existence and acquired a permanent home
there.
Thus we see that after the
fourth century the possession of a fixed dwelling place becomes an
essential characteristic of these peoples. And now the whole spiritual
life begins to change. It is most remarkable what a radical change now
takes place in the spiritual life of these people through their peculiar
talent. They were gifted not only with special racial dispositions, but
with a much greater freshness as a folk for experiencing spiritual reality
in dreams; something which in the southern regions had long since been
transformed into other forms of spiritual life.
But now they have
become settled, and through their peculiar endowment a new kind of
spiritual life developed in them. What in earlier times had expressed
itself in ancestor-worship, had conjured before the soul the picture of
the revered forefather, now attached itself to the place. Wherever there
was some special grove, some mountain which contained let us say, special
treasures of metal, wherever there was a place from which one could
watch storms and so on, there, with a depth of feeling left to them from
their old ancestor-imaginations and dreams, men felt something holy to be
connected with the place. And the gods that used to be ancestral became
gods of place.
Religious perceptions lost
their time a character and took on a spatial character. Those who had
been previously the interpreters of dreams, the interpreters of inner
soul-experience, now became the guardians what one might call the signs
c — the peculiar reflection of the sun in this or that waterfall or
other feature of nature, the phenomena of the cloud-drifts in certain
valleys and so on — these are now the objects of interpretation,
something which then became transformed into the system of Runes
cultivated in certain places, where twigs were plucked from trees and
thrown down, and the signs read from the special forms into which the
twigs fell. Religion underwent a metamorphosis into a religion of space.
The entire spiritual life became attached to the place. Thus
these tribes became more and more susceptible to the influence which the
Roman Catholic Church, since it had become the state church in the fourth
century, had been accustomed to exercise over the southern peoples, that
is to say over the lower classes which had been left behind after the
upper classes have been swept away.
And what was it that the
church had done? In these southern regions the period of transition from
the time conception to the spatial conception of the world was long
since past, and something of extraordinary importance always happens
in a period of transition from a time outlook to a spatial outlook,
a certain living experience passes over into an experience through symbol
and cult. This had already taken place for the lower classes of the
people in the southern regions. So long as men continue to live in their
time-conceptions, the priests, those who in the sense of ancient times we
can call learned men, our interpreters of a corresponding life of the
soul. They were engaged in explaining what man experience. They were
able to do that because men lived in small village communities, and
the interpreter, who was in fact the leader of the whole spiritual life,
could address himself to the individual, or to a small group. When the
transition takes place from the time-outlook to the space-outlook, then
this living element is more or less suppressed. The priest can no longer
refer to what the individual has experienced. He can no longer treat of
what the individual tells them and explain to him what he has experienced.
What is something living is thus transformed into something bound to a
place. And thus ritual gradually arises, the pictorial expression of what
in earlier times was a direct experience of the super-sensible world.
And at this point development
begins again, so to say, from the other side. The human being now sees
the symbol, he interprets the symbol. What the Roman Catholic Church
built up as cult was built up with exact knowledge of this world-historic
course of human evolution. The transition from the ancient celebration
of the Last Supper into the sacrifice of the Mass arose, in that the
living Last Supper became the symbolic rite. Into this sacrifice of
the Mass, it is true, flowed primeval holy mystery usages which had
been handed down in the lower classes of the people. These practices
were now permeated with the new conceptions Christianity brought. They
became, so to say, christianised. The lower classes of the Roman people
provided good material for such a birth of ritual, which was now to reveal
the super-sensible world in symbol.
And as the northern tribes
had also made the transition to a spiritual life associated with place,
this ritual could also be implanted among them, for they began to meet it
with understanding. This is the bases of one of the streams which start
in the fourth century A.D.
The other stream must be
characterised differently. I have described how the ancient
ancestor-worship lived on, rolling over from the east upon the declining
Roman Empire. In the “Our Father” of Wulfila we see that in
these nomadic peoples Christianity was absorbed into the ancestral cults
and the cults connected with locality. And that constitutes the essence
of Arian Christianity. The dogmatic conflict in the background is not so
important. The important thing for this Arian Christianity, which traveled
with the Goths and the other German tribes from the East towards the West
by a path which did not lead through Rome, is that in it Christianity
becomes steeped in a living spiritual life which has not yet reached the
stage of ritual, that is closely related to the dream experience, to the
clairvoyant experience, if you will not misunderstand the expression.
On the other hand the
Christianity that Augustine experienced had passed through the culture of
the upper classes of the southern peoples, and had to encounter all sorts
of oriental cults and religious ideas, which flowed together in a great
city of Rome. The heathen Augustine had grown up amidst these religious
ideas and had turned from them towards Christianity in the way I have
described. He stands within a spiritual stream which was experienced by
the individual in quite a different way from the stream I have already
mentioned. The latter arose out of the most elemental forces of the
folk-soul life. What Augustine experienced was something which had risen
into the upper class through many filtrations. And this was now taken
over and preserved by the Roman Catholic clergy. Moreover its content is
far less important for the progress of history than the whole
configuration of soul that constituted first Greco-Roman culture and then,
through the adoption of Christianity, the culture of the Catholic clergy.
It is essential to see this culture as it was at that time and as
it then lived on through the centuries. Our present-day educational system
is something which remains over from the real culture of that time.
After one had mastered the
first elements of knowledge, which we should to-day call primary education,
one entered what was called the grammar class. In the grammar classes
one was taught structure of speech; one learned how to use speech properly
in accordance with the usages established by the poets and the writers.
Then one assimilated all other knowledge that was not kept secret, for even
at that time quite a lot of knowledge was kept secret by certain mystery
schools. What was not kept secret was imparted through grammar, but through
the medium of speech. And if anyone reached a higher stage of culture,
as for example Augustine, then he passed on from the study of grammar
to the study of rhetoric. There the object was to train the pupil above
all in the appropriate use of symbol, how to form his sentences rightly,
particularly how to lead his sentences to a certain climax. This was what
the people who aspired to culture had to practice.
One must be able to sense
what such a training develops in a human being. Through this purely
grammatical and rhetorical kind of education he is brought into a certain
connection with the surface of his nature, he is within what sounds
through his mouth far more than is under the influence of thought. He
pays much more attention to the structure of speech and to the connection
of thought. And that was the primary characteristic of this ancient
culture, that it was not concerned with the inner soul experience, but
with structure, the form of speech, with the pleasure it gives. In short,
the man became externalised by this culture. And in the fourth century,
at that time Augustine was a student, as we should say to-day, we can
see clearly this process of externalization, this living in the turn
of words, in the form of expression. Grammar and rhetoric were the things
that students had to learn. And there was good reason for this. For
what we to-day call intelligent thought did not at that time exist. It
is a mere superstition very commonly to be found in history to suppose
that men have always thought in the way they think today. The entire
thought of the Greek epoch right up to the fourth century
A.D. was quite different. I have gone into this
to a certain extent in my
‘Riddles of Philosophy.’
Thought was not hatched out of inner soul activity, as is the case to-day,
but thought came to the human being of itself like a dream. Particularly
was this the case in the East, and the Oriental spiritual life which
had animated Greece and still animated Rome was not won through thinking,
it came, even when it was thought, as dream pictures come. And
the oriental and south-european scholars only differed from those of
the north in that the pictures that came to the northerners at first
stimulated ideas of their ancestors, and later were associated with
particular localities and became more or less ritualistic. The ideas
that were formed in Asia, in southern Europe, already had the character
of thought, but they were not thoughts won by inner soul activity, inner
intelligence, they were inwardly revealed thoughts. One experienced
what one called knowledge and elaborated for oneself only the word, the
sentence, the discourse. There is no logical activity. Logic arose through
Aristotle, when Greece was already decadent. And what lived in beauty
of speech, in rhetoric, was essentially Roman culture, and became the
culture of Catholic Christianity.
This habit of living not in
oneself but in an external element expresses itself in the education that
was given, and one can see how in this respect Augustine was a
representative of his time. The correspondence between Jerome and
Augustine is illuminating in this respect. It shows how differently
these people conducted an argument in the fourth or beginning of the
fifth century from the way we should do so to-day. When we discuss things
to-day we have a feeling that we make use of a certain activity of thought.
When these people discussed, one of them would have the feeling —
“Well, I have formed my own view about a certain point, but perhaps
my organism does not give me the right view. I will hear what the other
man has to say; perhaps something else will emerge from his
organism.” These men were within a much more real element of inner
experience. This difference is seen also in Augustine's attitude in
condemning heretics of various sorts. We see people deriving from the life
of the common people, people like the priests of Donatism, like Pelagius
and some others, specially coming to the fore. These people, although
they believe themselves to be entirely Christian, stress the point that
man's relation to justice, to sin, must come from the man himself. And
thus we see a whole series of people one after the other who cannot
believe that it has any sense to baptize children and thereby to bring
about forgiveness of sins. We see objections made against the Christianity
issuing from Rome, we see how Pelagianism wins adherents, and how
Augustine, as a true representative of the Catholic element, attacks it.
He rejected a conception of sin connected with human subjectivity. He
rejects the view that a relation to the spiritual world or to Christ can
come from an individual human impulse. Hence he works to bring about
gradually the passing over of the Church into the external institution.
The important question is not what is in the child, but what the Church
as external ordnance bestows upon it. The point is not that baptism
signifies something for the soul's experience, but that there exists an
external ordnance of the Church which is fulfilled in baptism. The value
of the human soul living in the body matters less than that the universal
spirit that lives in the sacrament, so to say an astral sacrament, should
be poured out over mankind. The individual plays no part, but the
important thing is the web of abstract dogmas and ideas which is spread
over humanity. To Augustine it seems particularly dangerous to believe
that the human being should first be prepared to receive baptism, for it
is not a question of what the human being inwardly wills, but it is a
question of admitting into the Kingdom of God which has objective
existence. And that is essentially the setting in which Athanasian
Christianity lived, in contrast to the other background that originated
in the north-east, in which a certain popular element lived. But the
Church understood how to clothe the abstract element in the ritualistic
form which again arose from below. It was this that made it possible
for the Church to spread in this European element, from which the ancient
culture had vanished. And above all it attains this expansion through the
exclusion of the wide masses of the people from the essential substance
of religious culture. It is a matter of tremendous significance that
in the centuries which follow this substance is propagated in the Latin
language.
And from the fourth century
A.D. onward Christianity is propagated in the Latin
tongue. It is as it were a stream flowing over the heads of men. That goes
on right up to the fifteenth century. For what history usually relates is
only the outer form of what went on in the souls of men. Christianity was
kept secret by those who taught at right up to the eleventh and twelfth
centuries, in a far deeper sense than the ancient Mysteries were kept
secret. For only the outer ritual penetrated the masses. And what was
transmitted, which at the same time laid claim to all science coming from
the ancient culture and clothed it in the Latin tongue, this was the
Church, something which hovered above the essential evolution of
humanity.
And the centuries between
the fourth and the fourteenth stand under the sign of these two parallel
streams. The external history books, even the histories of the mind, only
give the traditional description of what leaks out into greater publicity
from the Latin ecclesiastical stream. Hence from present-day historical
literature we get no idea of what took place among the wide masses of
the people.
What took place among the
masses was something like this. At first there were only village
communities; in the colonization of the whole of middle, western and
even of southern Europe the towns played a very small part. The most
significant life developed in small village communities; such towns as
did exist were really only large villages; in these large village
communities there was the Catholic Church, way over the heads of men,
but through the ritual working suggestively upon them; however, these
men who only saw the symbolic rite, who participated in the cult, who
watched something which they could not understand, did nevertheless
develop a spiritual life of their own. The very rich spiritual life
developed throughout Europe at that time, a spiritual life which stood
first and foremost under the influence of human nature itself. It was
something quite apart from their participation in the spread of Catholic
doctrine. For to associate everything with the personality of Boniface,
for instance, is to place things a false light. What went on in these
village communities was an inner soul life through which echoed the
omens of the divinity or spirituality associated with the place.
Everywhere people saw intimations from one or other of these. They
developed a magical life. Everywhere human beings had premonitions,
and told their fellows about them. These premonitions expressed themselves
in sagas, in mysterious hints as to what one or another had experienced
spiritually in the course of his work.
But something very remarkable
permeated this remains of an ancient prophetic and clairvoyant dream-life,
which continued to flourish in the village communities whilst Catholic
doctrine passed over their heads, and one can see that everywhere in
Europe the organization of the human being was involved in this
characteristic spiritual life. Something was at work which indicated a
quite special disposition of soul in two respects. When people told of
their weightiest premonitions, their most significant dreams (these were
always associated with places), when they describe their half-waking,
half-sleeping experiences, these dreams are always connected either with
events, with questions which were asked them from out of the spiritual
world, or with tasks which were imposed upon them, with matters in which
their skill played a part. From the whole character of these stories,
which were still to be found among the common people in the nineteenth
century, one sees that when men began to ponder and to dream and to build
up their legendary sagas in their mythologies, of the three members of
the human being it was not so much the nerve-system — which is
more connected with the outer world — but the rhythmic system
which was active; and in that the rhythmic system was drawn forth out of
the organism it showed itself in clairvoyant dreams which passed by word
of mouth from one to another, and in this way the villagers shared with
one another fear and joy, happiness and beauty. In all this there was
always an element of delicate questioning which came from the spiritual
world. People had to solve riddles half in dreams, had to carry out
skillful actions, had to overcome something or other. It was always
something of the riddle in this dream life.
That is the physiological
basis of the widespread spiritual experience of these men who lived
in village communities. Into this, of course, penetrated the deeds of
Charlemagne of which history tells you; but those are only surface
experiences, though they do of course enter deeply into individual destiny.
They are not the main thing. The important thing is what takes place
in the village communities, and there, side by side with the economic life,
a spiritual life developed such as I have described. And this spiritual
life goes on right into the ninth, tenth, and eleventh centuries. Of
course, something of what has developed in the heads of men in the upper
strata of society gradually trickles down into the lower strata, and the
ghostly and magical character of the stories men recount gets charmingly
mixed with the Christ and His deeds, and what comes from the human being
himself is sometimes overlaid with what comes from the Bible or the
Gospel. But then we see that it is primarily into social thinking that
the Christian element is received. We see it in ‘Der Heliand’
and other poems which arose out of Christianity but always we see
something spiritual brought to the people, who meet it with a spirituality
of their own.
When we come to the tenth
and eleventh centuries we see a change in the external life. Even earlier,
but at this time more markedly so, we see life centering itself in the
towns. That life of picture-like waking dreams which I have described
to you is altogether bound up with the soil. As, therefore, in the ninth,
tenth, eleventh and twelfth centuries the whole country became covered with
larger towns, in these towns another kind of thinking began to develop.
Men living in towns had a different kind of thought. They were cut off
from the places in which their local cults had developed, their attention
was more directed towards what was human.
But the human element which
developed of the towns was still under the influence of this earlier
state of mind, for some of the people who settled in the towns came
from the villages and they with very special spiritual endowment made
their own contribution. What they brought with them was an inner personal
life which was an echo of what was experienced in the country, but which
now manifested itself in a more abstract form. These men were cut off
from nature, they no longer participated in the life of nature, and
although they still have forms of thought derived from nature, they
already began to develop the kind of thinking which was gradually directed
towards intelligence. In the towns of the eleventh, twelfth and thirteenth
centuries there developed the first trace of that intelligence which we
see arise in the fifteenth century among the leading European peoples.
Because life in the towns was more abstract, the abstract ecclesiastical
element, clothed in the Latin tongue, became mixed up with what sprang
directly out of the people.
Thus we see how this Latin
element developed in the towns in a more and more abstract form. Then we
see the great outburst of people from below upwards in various countries.
There is a great to-do when Dante, assisted by his teacher, makes his
way up into the world of culture. But even that is only one instance
of many similar outbursts which happened because of the peculiar manner
in which the Latin culture came up against the popular element in the
towns.
We must not forget that
still other streams entered into what was taking place at that time.
It is of course true that the main streams of spiritual life, which
so to say carried the others, was the one that continued the spiritual
tradition in which Augustine had lived; that controlled everything and
finally not only gave the towns the bishops, who controlled the spiritual
life, if somewhat abstractly and over the heads of the people, but also,
little by little, because it took over everything from the constitution
of the Roman empire, ended by giving the civil government also, and
built up the alliance between Church and State which in the eleventh and
twelfth centuries was very close. We see other events light up in this
stream, we see crusades arise, which I need not describe to you, because
I want to lay the greatest stress upon the things that external history
places in a false light; and too little importance is attached
to other currents that were present.
First of all there is the
commercial traffic which had in fact always existed in Europe between the
Danube basin and the East. There was constant trading in both directions
particularly in the middle of the middle ages. In this way oriental
ideas in an advanced stage of decadence were brought over into Europe.
And someone who had probably never been in the east himself but had
only traded with men from the east, brought to the householder not only
spices, but spiritual life, a spiritual life tinged with Orientalism.
This traffic went on throughout the whole of Europe. It had less influence
on Latin culture, far more on the wide masses of people who understood
no Latin. In the towns and in the surrounding villages there was a living
intercourse with the east which was not merely a matter of listening
to tales of adventure that which deeply influenced spiritual life. And
if you want to understand figures such as Jacob Boehme, who came later,
Paracelsus and many others, then you must bear in mind that they sprang
from people who had developed without any understanding of the Latin
culture which passed over their heads, but who were in a certain way
steeped in Orientalism. All that developed as popular alchemy, astrology,
fortune telling, had developed out of the union of what I described
above as the inner experience of the riddle, told in waking dreams,
with what came over from the east as decadent oriental life. Nor within
the Latin culture have the will to think been able to make any headway.
The logic of Aristotle had appeared, as it were, like a meteor. We see
that even Augustine was little influenced by this logic. By the fourth
century interest had been withdrawn from Greece, and later the Emperor
Justinian had closed the School of Philosophy at Athens. This led to
the condemnation for heresy of Origen, who had brought with him into
Christianity much of oriental culture, of the earlier spiritual life. And
the Greek philosophers were driven out. The teaching that they had from
Aristotle was driven into Asia. The Greek philosophers founded centre in
Asia, and carried on the Academy of Gondishapur, which had for its main
objective the permeation of the old decadent oriental spiritual culture
with Aristotelianism, its transformation into an entirely new form. It
was the Academy of Gondishapur wherein a logical form of thought developed
with giant strides, that saved Aristotelianism. Aristotelianism was not
transmitted through Christianity, it came into Latin-ecclesiastical life
by way of Africa, Spain and the west of Europe. And thus we see how
Gondishapur, this philosophic form of Arabism, which does contain a
living world-conception, although it is quite abstract, brings its
influence to bear upon the current which we have already described as
passing over the heads of men.
I have described to you
both these streams, the one at work above, in the heads of men, the
other in their hearts. They work together and it is very significant
that the ancient culture was transmitted in a dying language. Of course
there then flows into all this what came through the Renaissance. But
I cannot describe everything to-day. I want to point out some of the
main things which are of special interest to us. The two currents existed
side-by-side right on into the fifteenth century.
Then something happened
of extraordinary importance. The thought of antiquity, inspired thought
which was half vision, became gradually clothed in abstract forms of
speech, and became Christian philosophy, Christian spiritual life, the
Scholastic philosophy, out of which the modern university system developed.
In this grammatical-rhetorical atmosphere not thought, but the garment
of thought, Romanism lived on. But in the popular stream thinking
was born, evoked through subjective activity — for the first time
in human evolution. Out of this ghostly-magical element of presentiment,
mingled with Orientalism, which above all had its life in the
interpretation of natural phenomena, active thinking was born. And this
birth of thought out of the dreamlike mystical element took place
somewhere about the fifteenth century. But up to that time the system of
Roman law, clothed in Latin form, gathers strength side by side with the
Roman priesthood. This current over the heads of men had been able to
spread everywhere in a most systematic way first in the villages, then in
the towns, and now in the new age which dawned in the fifteenth century
it joined forces with that other current which now arose. In the towns
people were proud of their individualism, of their freedom. One can see
this in the portraits painted at that time. But the village communities
were shut off from all this. Then the medieval princes rose to power.
And those who outside in the villages gradually came to be in opposition
to the towns, found in the princes their leaders. And it was from the
country, from the villages that the impulse came which drew the towns
into the wider administrative structure, into which then came Roman law.
There arose the modern state, made up of the country parishes; thus the
country conquered the towns again, and became itself permeated by what
came out of the Latin element has Roman law. Thus the latter had now
become so strong that what was stirring among the common people could
find no further outlet; what in the times of unrest, as they were called,
had expressed itself among the Russian peasants in the Hussite movement,
in Wycliffism, in the Bohemian Brotherhood, such movements could no
longer happen; the only thing that could find expression was what merged
with the Roman-administrative element.
Thus we see that the
folk-element which had won for itself the reality of thought, which held
its own in opposition to the Roman-Latin element, remained to begin with
a faint glow under the surface. There is a cleavage in the spiritual life.
Out of the Latin element develops Nominalism, for which universal concepts
are merely names. Just as this was an inevitable development from grammar
and rhetoric, so, where there still remained a spark of the folk-element,
as was the case with Albertus Magnus and Thomas Aquinas, there developed
Realism, which experienced thought and expression of something real. But
at first Nominalism had the victory. All that happened in the historical
evolution of humanity is in a sense necessary, and we see that the abstract
element becomes all the stronger because it is carried by the dead Latin
language right up to the fifteenth and sixteenth centuries, and is then
fructified by thought, has to reckon with the birth of thought, but
clothes thought in abstractions. And the fifteenth, sixteenth,
seventeenth, and eighteenth centuries are primarily under the influence
of thought born from out of the ancient Gothic Germanic way of life,
clothed however in Roman formulae, in grammatical, rhetorical formulae.
But now that they have been fructified by thought, these formulae can be
called logical formulae. That now becomes inward human thinking. Now one
could think thoughts, but the thoughts had no content. All the old
world-conceptions contained, together with the inward experience, at the
same time cosmic mysteries. So that thought still had content right up to
the fourth century A.D. Then came the time which
as it were bore the future in its womb, the time in which rhetoric,
grammar and dialectic developed further and further in a dead language.
Then that was fructified by the force of thought which came from below,
and men acquired mastery over that, but in itself it had no content.
There was a dim perception of Realism but a belief in Nominalism,
and with the aid of Nominalism next came the conquest of nature.
Thought as inner soul life
brought no content with it. This content had to be sought from without.
Thus we see how from the fifteenth to the nineteenth century the conquest
of natural law was the achievement of a thinking that was empty of all
content, but was born as a capacity out of all that Europe had brought
forth as her own. In the middle of the nineteenth century men began to be
aware “With your thought you are conquering natural law, you are
conquering the external world, but thought itself is making no
progress.” And men gradually got into the way of eliminating from
their thought everything that did not come from outside. They found their
life in religious faith which was supposed to have nothing to do with
scientific knowledge, because their thinking has become void of content
and had to fill itself only with external facts and natural entities. The
content of faith was to be protected because it had to do with the
super-sensible. But because this empty thinking had no content, it could
apply itself to the sense-perceptible. But this faith in which man lived
could only fill itself with old traditions, with the content of the
oriental culture of the past, which still lived on.
It was the same with art.
If one looks back to earlier times, one finds art closely associated
with religion, and religious ideas find their expression in works of
art. One sees how their ideas about the Gods find expression in the
Greek dramatists or the Greek sculptors. Art is something within the
whole structure of the spiritual life. But by the time of the Renaissance
Art begins to be taken more externally. Indeed in the nineteenth century
we see more and more how men are happy to be offered a pure phantasy in
art, something which they need not accept as a reality, something which
has nothing to do with reality. And such men as Goethe are like modern
hermits. Goethe says “He to whom nature begins to unveil her open
secrets feels an irresistible longing for her worthiest interpreter,
art.” Art, says Goethe, is a revelation of nature's secret laws,
laws which would never be revealed without her. And it is worthy of
note that Goethe has a way of turning to the past, different from that
of other men, — he speaks therein for a content, in the age of
empty intellect, filled only with the impression of the external world
of the senses. He yearns toward Greece. And when in Rome he finds still
something of what Greek art has fashioned out of the depths of its
philosophy, he writes “That is necessity, that is God.” Art
unveiled for him the spirituality of the world which he was trying to
experience. But more and more men have a obscure ill-defined feeling
“This thinking of ours is all right for the external world, but it
is not suited to attain to an inner spiritual content.” And thus we
see the second half of the nineteenth century run its course. As I remarked
yesterday, the winds of the first half of the nineteenth century, such as
Hegel, Saint-Simon or even Spencer, still believed that they could reach a
philosophy, even a social philosophy, out of their inner soul experiences.
In the second half of the nineteenth century men thought that no
longer.
But something of what had
given birth to thought out of the unconscious was still at work. Why
was it that in the portentous dreams of village populations over the
whole of Europe right up to the twelfth century there was always something
of this riddle-solving element, this cleverness which expresses itself
in all sorts of cunning? It was because thought, reflection, the work
of thinking, was born. The foundation of thought was laid. And now we
see how in the second half of the nineteenth century there is utter
despair. Everywhere we find statements as to the boundaries of knowledge.
And with the same rigidity and dogmatism with which once the scholastics
had said that reason could not rise to the super-sensible, du Bois-Reymond,
for example, said that scientific investigation could not penetrate
to the consciousness of matter. I mean that previously the barrier had
been set up in relation to this super-sensible; now it referred to what
was supposed to hide behind the senses. But in all manner of other spheres
we see the same phenomena emerge.
Ranke the historian of the
second half of the nineteenth century is very typical in this respect.
According to him history has to investigate the external events, even of
the time in which Christianity begins to spread; one has to pay attention
to what is taking place in the world around one politically and socially
and culturally. What however has taken place through Christ in the course
of human evolution — that Ranke assigns to the original world
(Urwelt), not in the temporal sense, but to the world behind what can
be investigated. We have seen that the scientist du Bois-Reymond says
‘ignorabimus’ as regards matter and consciousness. Natural
Science can go pretty far; but what is there where matter lurks, what is
there where consciousness arises, there du Bois-Reymond formulates his
seven universal riddles; they are he pronounces his
‘ignorabimus!’ And Leopold von Ranke, the historian who
works in the same spirit says “Upon all the wealth of existing
documents historical investigations can pour its light; but behind what
is at work as external historical fact there are events which seem to
be primeval.” Everything which thus lies at the base of history
he calls the ‘Urwelt’, just as does du Bois-Reymond the world
lying beyond the limits of natural science. Within that sphere lie the
Christian mysteries, the religious mysteries of all peoples. There the
historian says ‘ignorabimus’. ‘Ignorabimus’ alike
from scientist and historian; that is the mood of the entire spiritual
life of the second half of the nineteenth century.
Wherever you meet the
spiritual life, in Wagnerian music, in the cult of Nietzsche, everywhere
this mood is to be found. The former is driven to take refuge in certain
musical dreams, the latter suffers through what is taking place in the
world of ‘ignorabimus’. Agnosticism becomes fashionable,
becomes politics, shapes the state. And anyone who wishes to do anything
positive but relies not on any kind of gnosticism, but upon agnosticism.
The strategy of Marxism builds upon what lies in the instincts, not
upon something which it wants to bring forth of super-earthly nature.
We see how everywhere spirituality is driven back, how agnosticism becomes
the formative reality. It is thus that we have to understand modern
spiritual life. We shall only understand it aright if we follow its
origin from the fourth century A.D., if we know
that in it Nominalism is living, the purely legalistic and logical; and
thought has been born in the way I have described. This thought, however,
is still only so far born as to be able to make use of formalism, of empty
thinking. It slumbers in the depths of civilised humanity. It must be
brought out into the open.
We learn how really to study
history, if we illuminate with the light of spiritual investigation what
has hovered over us since the fourth century. Then we can know what
is above. And certainly thought has become fruitful and natural science
because it has been fructified by thought born out of human nature in
the way I have described. But now in the time of poverty, in the time of
need, mankind needs to remember that thought which to begin with could
only fructify formalism — empty thought that receives knowledge of
nature from outside — has exhausted itself in natural scientific
agnosticism, must strengthened itself, must become ripe for vision,
must raise itself into the super-sensible world. This thought is there,
it has already played a part in natural scientific knowledge, but its
essential force still lies deep beneath the consciousness of human
evolution. That we must recognize as a historical fact, then we shall
develop trust in the inner force of spirituality, then we shall establish
a spiritual science, not out of vague mysticism, but out of clarity of
thought. And the thoughts of such a spiritual science will pass over
into action, they will be able to work into the human social and other
institutions. We are constantly saying that history should be our teacher.
It cannot be our teacher by putting before us what is past and over,
but by making it capable of discovering the new in the depths of existence.
What goes forth from this place goes forth in search of such a new vision.
And it can find its justification not only in the inculcation of spiritual
scientific method, but also by a right treatment of history.
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