X
Knowing and Human Action in the Light of the Goethean Way of Thinking
1.
Methodology
We have
established what the relationship is between the world of ideas —
attained by scientific thinking — and directly given
experience. We have learned to know the beginning and end of a
process: experience devoid of ideas and idea filled apprehension of
reality. Between the two, however, there lies human activity. The
human being must actively allow the end to go forth from the
beginning. The way in which he does this is the method. It is
of course the case, now, that our apprehension of that relationship
between the beginning and end of knowledge will also require its own
characteristic method. Where must we begin in developing this method?
Scientific thinking must prove itself, step by step, to represent an
overcoming of that dark form of reality which we have designated as
the directly given, and to represent a lifting up of the directly
given into the bright clarity of the idea. The method must therefore
consist in our answering the question, with respect to each thing:
What part does it have in the unified world of ideas; what place does
it occupy in the ideal picture that I make for myself of the world?
When I have understood this, when I have recognized how a thing
connects itself with my ideas, then my need for knowledge is
satisfied. There is only one thing that is not satisfying to my need
for knowledge: when a thing confronts me that does not want to
connect anywhere with the view I hold of things. The ideal discomfort
must be overcome that stems from the fact that there is something or
other of which I must say to myself: I see that it is there; when I
approach it, it faces me like a question mark; but I find nowhere,
within the harmony of my thoughts, the point at that I can
incorporate it; the questions I must ask upon seeing it remain
unanswered, no matter how I twist and turn my system of thoughts.
From this we can see what we need when we look at anything. When I
approach it, it faces me as a single thing. Within me the
thought-world presses toward that spot where the concept of the thing
lies. I do not rest until that which confronted me at first as an
individual thing appears as a part of my thought-world. Thus the
individual thing as such dissolves and appears in a larger context.
Now it is illuminated by the other thought-masses; now it is a
serving member; and it is completely clear to me what it signifies
within the greater harmony. This is what takes place in us when we
approach an object of experience and contemplate it. All progress in
science depends upon our becoming aware of the point at which some
phenomenon or other can be incorporated into the harmony of the
thought-world. Do not misunderstand me. This does not mean that every
phenomenon must be explainable by concepts we already have, that our
world of ideas is closed, nor that every new experience must coincide
with some concept or other that we already possess. That
pressing of the thought-world within us toward a concept can also go
to a spot that has not yet been thought by anyone at all. And the
ideal progress of the history of science rests precisely on the fact
that thinking drives new configurations of ideas to the
surface. Every such thought-configuration is connected by a thousand
threads with all other possible thoughts — with this concept in
this way, and with another in that. And the scientific method
consists in the fact that we show the concept of a certain phenomenon
in its relationship with the rest of the world of ideas. We call
this process the deriving (demonstrating) of the concept. All
scientific thinking, however, consists only in our finding the
existing transitions from concept to concept, consists in our letting
one concept go forth from another. The movement of our thinking back
and forth from concept to concept: this is scientific method. One
will say that this is the old story of the correspondence between the
conceptual world and the world of experience. If we are to believe
that the going back and forth from concept to concept leads to a
picture of reality, then we would have to presuppose that the world
outside ourselves (the transsubjective) would correspond to our
conceptual world. But that is only a mistaken apprehension of the
relationship between individual entity and concept. When I confront
an entity from the world of experience, I absolutely do not know at
all what it is. Only when I have overcome it, when its concept
has lighted up for me, do I then know what I have before me.
But this does not mean to say that this individual entity and the
concept are two different things. No, they are the same; and
what confronts me in this particular entity is nothing other than the
concept. The reason I see that entity as a separate piece
detached from the rest of reality is, in fact, that I do not yet know
it in its true nature, that it does not yet confront me as what
it is. This gives us the means of further characterizing our
scientific method. Every individual entity of reality represents a
definite content within our thought-system. Every such entity is
founded in the wholeness of the world of ideas and can be
comprehended only in connection with it. Thus each thing must
necessarily call upon a twofold thought activity. First the thought
corresponding to the thing has to be determined in clear contours,
and after this all the threads must be determined that lead from this
thought to the whole thought-world. Clarity in the details and depth
in the whole are the two most significant demands of reality. The
former is the intellect's concern, the latter is reason's. The
intellect (Verstand) creates thought-configurations for the
individual things of reality. It fulfills its task best the more
exactly it delimits these configurations, the sharper the contours
are that it draws. Reason (Vernunft) then has to incorporate these
configurations into the harmony of the whole world of ideas. This of
course presupposes the following: Within the content of the
thought-configurations that the intellect creates, that unity already
exists, living one and the same life; only, the intellect keeps
everything artificially separated. Reason then, without blurring the
clarity, merely eliminates the separation again. The intellect
distances us from reality; reason brings us back to it again.
Graphically this can be represented in the following way:
| Click image for large view | |
In this diagram everything is connected; the same principle lives in
all the parts. The intellect causes the separation of the individual
configurations — because they do indeed confront us in the
given as individual elements
[ 52 ]
— and reason recognizes the unity.
[ 53 ]
If we have the following two
perceptions: 1. the sun shining down and 2. a warm stone, the
intellect keeps both things apart, because they confront us as two;
it holds onto one as the cause and onto the other as the effect; then
reason supervenes, tears down the wall between them, and recognizes
the unity in the duality. All the concepts that the intellect
creates — cause and effect, substance and attribute, body and
soul, idea and reality, God and world, etc. — are there only in
order to keep unified reality separated artificially into parts; and
reason, without blurring the content thus created, without mystically
obscuring the clarity of the intellect, has then to seek out the
inner unity in the multiplicity. Reason thereby comes back to that
from which the intellect had distanced itself: to the unified
reality. If one wants an exact nomenclature, one can call the
formations of the intellect “concepts” and the
creations of reason “ideas.” And one sees that the
path of science is to lift oneself through the concept to the idea.
And here is the place where the subjective and the objective element
of our knowing differentiates itself for us in the clearest way. It
is plain to see that the separation has only a subjective existence,
that it is only created by our intellect. It cannot hinder me from
dividing one and the same objective unity into thought-configurations
that are different from those of a fellow human being; this does not
hinder my reason, in its connecting activity, from attaining the same
objective unity again from which we both, in fact, have taken our
start. Let us represent symbolically a unified configuration of
reality (figure 1). I divide it intellectually thus (figure 2);
another person divides it differently (figure 3). We bring it
together in accordance with reason and obtain the same configuration.
| Click image for large view | |
This makes it explainable to us how people can have such different
concepts, such different views of reality, in spite of the fact that
reality can, after all, only be one. The difference lies in the
difference between our intellectual worlds. This sheds light for
us upon the development of the different scientific standpoints. We
understand where the many philosophical standpoints originate, and do
not need to bestow the palm of truth exclusively upon one of them. We
also know which standpoint we ourselves have to take with respect to
the multiplicity of human views. We will not ask exclusively: What is
true, what is false? We will always investigate how the intellectual
world of a thinker goes forth from the world harmony; we will seek to
understand and not to judge negatively and regard at once as error
that which does not correspond with our own view. Another source of
differentiation between our scientific standpoints is added to this
one through the fact that every individual person has a different
field of experience. Each person is indeed confronted, as it were, by
one section of the whole of reality. His intellect works upon this
and is his mediator on the way to the idea. But even though we all do
therefore perceive the same idea, still we always do this from
different places. Therefore, only the end result to which we
come can be the same; our paths, however, can be
different. It absolutely does not matter at all whether the
individual judgments and concepts of which our knowing consists
correspond to each other or not; the only thing that matters is that
they ultimately lead us to the point that we are swimming in the
main channel of the idea. And all human beings must ultimately
meet each other in this channel if energetic thinking leads them out
of and beyond their own particular standpoints. It can indeed be
possible that a limited experience or an unproductive spirit leads us
to a one-sided, incomplete view; but even the smallest amount
of what we experience must ultimately lead us to the idea; for we do
not lift ourselves to the idea through a lesser or greater
experience, but rather through our abilities as a human personality
alone. A limited experience can only result in the fact that we
express the idea in a one-sided way, that we have limited
means at our command for bringing to expression the light that shines
in us; a limited experience, however, cannot hinder us altogether
from allowing that light to shine within us. Whether our scientific
or even our general world view is also complete or not is an
altogether different question; as is that about the spiritual depth
of our views. If one now returns to Goethe, one will recognize that
many of his statements, when compared with what we have presented in
this chapter, simply follow from it. We consider this to be the only
correct relationship between an author and his interpreter. When
Goethe says: “If I know my relationship to myself and to the
outer world, then I call it truth. And in this way each person can
have his own truth, and it is after all always the same one”
(Aphorisms in Prose), this can be understood only if we take into
account what we have developed here.
2.
Dogmatic and Immanent Methods
A
scientific judgment comes about through the fact that we either join
two concepts together or join a perception to a concept. The judgment
that there is no effect without a cause belongs to the first kind;
the judgment that a tulip is a plant belongs to the second kind.
Daily life also recognizes judgments where one perception is joined
to another, for example when we say that a rose is red. When we make
a judgment, we do so for one reason or another. Now, there can be two
different views about this reason. One view assumes that the factual
(objective) reasons for our judgment being true lie beyond what is
given us in the concepts or perceptions that enter into the judgment.
According to this view, the reason a judgment is true does not
coincide with the subjective reasons out of which we make this
judgment. Our logical reasons, according to this view,
have nothing to do with the objective reasons. It may be that
this view proposes some way or other of arriving at the objective
reasons for our insight; the means that our knowing thinking
has are not adequate for this. For my knowing, the objective entity
that determines my conclusion lies in a world unknown to me: my
conclusion. along with its formal reasons (freedom from
contradictions, being supported by various axioms, etc.), lies only
within my world. A science based on this view is a dogmatic
one. Both the theologizing philosophy that bases itself on a belief
in revelation, and the modern science of experience are dogmatic
sciences of this kind; for there is not only a dogma of
revelation; there is also a dogma of experience. The dogma
of revelation conveys truths to man about things that are totally
removed from his field of vision. He does not know the world
concerning which the ready-made assertions are prescribed for his
belief. He cannot get at the grounds for these assertions. He can
therefore never gain any insight as to why they are true. He can gain
no knowledge, only faith. On the other hand, however,
the assertions of the science of experience are also merely dogmas;
it believes that one should stick merely to pure experience and only
observe, describe, and systematically order its transformations,
without lifting oneself to the determining factors that are not
yet given within mere direct experience. In this case also we do
not in fact gain the truth through insight into the matter, but
rather it is forced upon us from outside. I see what is happening and
what is there; and register it; why it is this way lies in the
object. I see only the results, not the reason. The dogma of
revelation once ruled science; today it is the dogma of
experience that does so. It was once considered presumptuous to
reflect upon the preconditions of revealed truths; today it is
considered impossible to know anything other than what the facts
express. As to why they are as they are and not something different,
this is considered to be unexperiencable and therefore inaccessible.
Our considerations have shown that it is nonsensical to assume any
reason for a judgment being true other than our reason for
recognizing it as true. When we have pressed forward to the
point where the being of something occurs to us as idea, we then
behold in the idea something totally complete in itself, something
self-supported and self-sustaining; it demands no further explanation
from outside at all, so we can stop there. We see in the idea —
if only we have the capacity for this — that it has everything
which constitutes it within itself, that with it we have everything
we could ask. The entire ground of existence has merged with the
idea, has poured itself into it, unreservedly, in such a way that we
have nowhere else to seek it except in the idea. In the idea we do
not have a picture of what we are seeking in addition to the
things; we have what we are seeking itself. When the parts of our
world of ideas flow together in our judgments then it is the content
of these parts itself that brings this about, not reasons lying
outside them. The substantial and not merely the formal reasons for
our conclusions are directly present within our thinking.
That view is thereby rejected which assumes an absolute reality —
outside the ideal realm — by which all things, including
thinking, are carried. For that world view, the foundation for what
exists cannot be found at all within what is accessible to us. This
foundation is not innate (eingeboren) to the world lying
before us; it is present outside this world, an entity unto itself,
existing alongside this world. One can call that view realism.
It appears in two forms. It either assumes a multiplicity of real
beings underlying the world (Leibniz, Herbart), or a uniform
real (Schopenhauer). Such an existent real can never be
recognized as identical with the idea; it is already presupposed to
be essentially different from the idea. Someone who becomes aware of
the clear sense of the question as to the essential being of
phenomena cannot be an adherent of this realism. What does it mean
then to ask about the essential being of the world? It
means nothing more than that, when I approach a thing, a voice makes
itself heard in me that tells me that the thing is ultimately
something quite else in addition to what I perceive with my senses.
What it is in addition is already working in me, presses in me toward
manifestation, while I am seeing the thing outside me. Only because
the world of ideas working in me presses me to explain, out of it,
the world around me, do I demand any such explanation. For a being in
whom no ideas are pressing up, the urge is not there to explain
the things any further; he is fully satisfied with the
sense-perceptible phenomenon. The demand for an explanation of the
world stems from the need that thinking has to unite the content
accessible to thinking with manifest reality, to permeate everything
conceptually, to make what we see, hear, etc., into
something that we understand. Whoever takes into consideration
the full implications of these statements cannot possibly be an
adherent of the realism characterized above. To want to explain the
world by something real that is not idea is such a self-contradiction
that one absolutely cannot grasp how it could possibly find any
adherents at all. To explain what is perceptibly real to us by
something or other that does not take part in thinking at all, that,
in fact, is supposed to be basically different from any- thing of a
thought nature, for this we have neither the need nor any possible
starting point. First of all: Where would the need originate to
explain the world by something that never intrudes upon us, that
conceals itself from us? And let us assume that it did approach us;
then the question arises again: In what form and where? It cannot of
course be in thinking. And even in outer or inner perception again?
What meaning could it have to explain the sense world by a
qualitative equivalent? There is only one other possibility: to
assume that we had an ability to reach this most real being that lies
outside thought in another way than through thinking and perception.
Whoever makes this assumption has fallen into mysticism. We do not
have to deal with mysticism, however; for we are concerned only with
the relationship between thinking and existence, between idea
and reality. A mystic must write an epistemology for
mysticism. The standpoint of the later Schelling — according to
which we develop only the what (das Was) of the world
content with the help of our reason, but cannot reach the that
(das Dass)
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— seems to us to be the greatest nonsense. Because for us the
that is the presupposition of the what, and we would not
know how we are supposed to arrive at the what of a thing whose
that has not already been surely established beforehand. The
that, after all, is already inherent in the content of my reason when
I grasp its what. This assumption of Schelling — that we
can have a positive world content, without any conviction that
it exists, and that we must first gain the that through higher
experience — seems to us so incomprehensible to any
thinking that understands itself, that we must assume that Schelling
himself, in his later period, no longer understood the standpoint of
his youth, which made such a powerful impression upon Goethe.
It will not do to assume higher forms of existence than those
belonging to the world of ideas. Only because the human being is
often not able to comprehend that the existence (Sein) of the
idea is something far higher and fuller than that of perceptual
reality, does he still seek a further reality. He regards ideal
existence as something chimerical, as something needing to be imbued
with some real element, and is not satisfied with it. He cannot, in
fact, grasp the idea in its positive nature; he has it only as
something abstract; he has no inkling of its fullness, of its inner
perfection and genuineness. But we must demand of our education that
it work its way up to that high standpoint where even an existence
that cannot be seen with the eyes, nor grasped with the hands, but
that must be apprehended by reason, is regarded as real. We
have therefore actually founded an idealism that is realism
at the same time. Our train of thought is: Thinking presses toward
explanation of reality out of the idea. It conceals this urge in the
question: What is the real being of reality? Only at the end
of a scientific process do we ask about the content of this real
being itself; we do not go about it as realism does, which
presupposes something real in order then to trace reality back to it.
We differ from realism in having full consciousness of the fact that
only in the idea do we have a means of explaining the world. Even
realism has only this means but does not realize it. It
derives the world from ideas, but believes it derives it from some
other reality. Leibniz' world of monads is nothing other than a world
of ideas; but Leibniz believes that in it he possesses a higher
reality than the ideal one. All the realists make the same mistake:
they think up beings, without becoming aware that they are not
getting outside of the idea. We have rejected this realism, because
it deceives itself about the actual ideal nature of its world
foundation; but we also have to reject that false idealism which
believes that because we do not get outside of the idea, we also do
not get outside of our consciousness, and that all the mental
pictures given us and the whole world are only subjective illusion,
only a dream that our consciousness dreams (Fichte). These idealists
also do not comprehend that although we do not get outside of the
idea, we do nevertheless have in the idea something objective,
something that has its basis in itself and not in the subject. They
do not consider the fact that even though we do not get outside of
the unity of thinking, we do enter with the thinking of our reason
into the midst of full objectivity. The realists do not comprehend
that what is objective is idea, and the idealists do not comprehend
that the idea is objective.
We still have to occupy ourselves with the empiricists of the
sense-perceptible, who regard any explaining of the real by the idea
as inadmissible philosophical deduction and who demand that we stick
to what is graspable by the senses. Against this standpoint we can
only say, simply, that its demand can, after all, only be a
methodological one. To say that we should stick to what is
given only means, after all, that we should acquire for ourselves
what confronts us. This standpoint is the least able to
determine anything about the what of the given; for, this what
must in fact come, for this standpoint, from the given itself. It is
totally incomprehensible to us how, along with the demand for pure
experience, someone can demand at the same time that we not go
outside the sense world, seeing that in fact the idea can just as
well fulfill the demand that it be given. The positivistic principle
of experience must leave the question entirely open as to what
is given, and unites itself quite well then with the results of
idealistic research. But then this demand coincides with ours as
well. And we do unite in our view all standpoints, insofar as they
are valid ones. Our standpoint is idealism, because it sees in
the idea the ground of the world; it is realism because it addresses
the idea as the real; and it is positivism or empiricism because it
wants to arrive at the content of the idea, not through a priori
constructions, but rather as something given. We have an empirical
method that penetrates into the real and that is ultimately satisfied
by the results of idealistic research. We do not recognize as valid
any inferring, from something given and known to us, of an
underlying, non-given, determinative element. We reject any inference
in which any part of the inference is not given. Inferring is only a
going from given elements over to other equally given elements. In an
inference we join a to b by means of c; but all
these must be given. When Volkelt says that our thinking moves
us to presuppose something in addition to the given and to transcend
the given, then we say: Within our thinking, something is already
moving us that we want to add to the directly given. We must
therefore reject all metaphysics. Metaphysics wants, in fact, to
explain the given by something non-given, inferred (Wolff,
Herbart). We see in inferences only a formal activity that does not
lead to anything new, but only brings about transitions between
elements actually present.
3.
The System of Science
What form
does a fully developed science (Wissenschaft) have in the
light of the Goethean way of thinking? Above all we must hold fast to
the fact that the total content of science is a given one;
given partly as the sense world from outside, partly as the world of
ideas from within. All our scientific activity will therefore consist
in overcoming the form in which this total content of the given
confronts us, and in making it over into a form that satisfies us.
This is necessary because the inner unity of the given remains hidden
in its first form of manifestation, in which only the outer surface
appears to us. Now the methodological activity that establishes a
relationship between these two forms turns out to vary according to
the realm of phenomena with which we are working. The first realm is
one in which we have a manifoldness of elements given to sense
perception. These interact with each other. This interaction becomes
clear to us when we immerse ourselves into the matter through ideas.
Then one or another element appears as more or less determined by the
others, in one way or another. The existential conditions of one
become comprehensible to us through those of the others. We trace one
phenomenon back to the others. We trace the phenomenon of a warm
stone, as effect, back to the warming rays of the sun, as cause. We
have explained what we perceive about one thing, when we trace it
back to some other perceptible thing. We see in what way the ideal
law arises in this realm. It encompasses the things of the sense
world, stands over them. It determines the lawful way of working of
one thing by letting it be conditional upon another. Our task here is
to bring together the series of phenomena in such a way that one
necessarily goes forth out of the others, that they all constitute
one whole and are lawful through and through. The realm that is to be
explained in this way is inorganic nature. Now the individual
phenomena of experience by no means confront us in such a way that
what is closest in space and time is also the closest according to
its inner nature. We must first pass from what is closest in space
and time over into what is conceptually closest. For a certain
phenomenon we must seek the phenomena that are directly connected to
it in accordance with their nature. Our goal must be to bring
together a series of facts that complement each other, that carry and
mutually support each other. We achieve thereby a group of
sense-perceptible, interacting elements of reality; and the
phenomenon that unfolds before us follows directly out of the
pertinent factors in a transparent, clear way. Following Goethe's
example, we call such a phenomenon an “archetypal phenomenon”
(Urphänomen) or a basic fact. This archetypal
phenomenon is identical with the objective natural law. The
bringing together discussed here can either occur merely in thoughts
— as when I think about the three determining factors that come
into consideration when a stone is thrown horizontally: 1. the force
of the throw, 2. the force of gravity, and 3. the air's resistance
and then derive the path of the flying stone from these factors; or,
on the other hand, I can actually bring the individual factors
together and then await the phenomenon that follows from their
interaction. This is what we do in an experiment. Whereas a
phenomenon of the outer world is unclear to us because we know only
what has been determined (the phenomenon) and not what is
determining, the phenomenon that an experiment presents is clear,
because we ourselves have brought together the determining factors.
This is the path of research of nature: It takes its start from
experience, in order to see what is real; advances to observation, in
order to see why it is real; and then intensifies into the
experiment, in order to see what can be real.
Unfortunately, precisely that essay of Goethe's seems to have been lost that
could best have supported these views. It is a continuation of the essay,
The Experiment as Mediator between Subject and Object.
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Starting from the latter, let us try to
reconstruct the possible content of the lost essay from the only
source available to us, the correspondence between Goethe and
Schiller. The essay on The Experiment came out of those
studies of Goethe that he undertook in order to show the validity of
his work in optics. It was then put aside until the poet took up
these studies again in 1798 with new energy and, with Schiller,
submitted the basic principles of the natural-scientific method to a
thorough and scientifically serious investigation. On January 10,
1798 (see Goethe's correspondence with Schiller) he then sent the
essay on The Experiment to Schiller for his consideration and
on January 13 informed his friend that he wanted, in a new essay, to
develop further the views expressed there. And he did undertake this
work; on January 17 already he sent a little essay to Schiller that
contained a characterization of the methods of natural science. This
is not to be found among his works. It would indisputably have been
the one to provide the best points of reference for an appreciation
of Goethe's basic views on the natural-scientific method. We can,
however, know what thoughts were expressed there from Schiller's
detailed letter of January 19, 1798; along with this, the fact comes
into consideration that we find many confirmations and supplementations
to the indications in Schiller's letter in Goethe's
Aphorisms in Prose.
[ 56 ]
Goethe distinguishes three methods of natural-scientific research.
These rest upon three different conceptions of phenomena. The first
method is ordinary empiricism, which does not go beyond the
empirical phenomenon, beyond the immediate facts. It remains
with individual phenomena. If ordinary empiricism wants to be
consistent, it must limit its entire activity to exactly describing
in every detail each phenomenon that meets it, i.e., to recording the
empirical facts. Science, for it, would merely be the sum total of
all these individual descriptions of recorded facts. Compared to
ordinary empiricism rationalism then represents the next
higher level, it deals with the scientific phenomenon. This
view no longer limits itself to the mere describing of phenomena, but
rather seeks to explain these by discovering causes, by
setting up hypotheses, etc. It is the level at which the intellect
infers from the phenomena their causes and
inter-relationships. Goethe declares both these methods to be
one-sided. Ordinary empiricism is raw non-science, because it never
gets beyond the mere grasping of incidentals; rationalism, on the
other hand, interprets into the phenomenal world causes and
interrelationships that are not in it. The former cannot lift itself
out of the abundance of phenomena up to free thinking; the latter
loses this abundance as the sure ground under its feet and falls prey
to the arbitrariness of imagination and of subjective inspiration.
Goethe censures in the sharpest way the passion people have for
immediately attaching to the phenomena deductions arrived at
subjectively, as, for example, in
Aphorisms in Prose:
“It is bad business — but one that happens to many an observer
— where a person immediately connects a deduction to a perception and
considers them both as equally valid,” and: “Theories are
usually the overly hasty conclusions of an impatient intellect that
would like to be rid of the phenomenon and therefore sets in its
place pictures, concepts, indeed often only words. One senses, one
even sees, in fact, that it is only an expedient; but have not
passion and a partisan spirit always loved expedients? And rightly
so, since they need them so much.” Goethe particularly
criticizes the misuse to which the concept of causality has given
rise. Rationalism, in its unbridled fantasy, seeks causality where,
if you are looking for facts, it is not to be found. In
Aphorisms in Prose
he says: “The most innate, most necessary concept,
that of cause and effect, when applied, gives rise to
innumerable and ever-recurring errors.” Rationalism is
particularly led by its passion for simple relationships to think of
phenomena as parts of a chain attached to one another by cause and
effect and stretching out merely lengthwise; whereas the truth is, in
fact, that one or another phenomenon that, in time, is causally
determined by an earlier one, still depends also upon many other
effects at the same time. In this case only the length and not
the breadth of nature is taken into account. Both paths,
ordinary empiricism and rationalism, are for Goethe certainly
transitional stages to the highest scientific method, but, in fact,
only transitional stages that must be surmounted. And this
occurs with rational empiricism, which concerns itself with
the pure phenomenon that is identical to the objective natural
laws. The ordinary empirical element — direct experience
— offers us only individual things, something
incoherent, an aggregate of phenomena. That means it offers us all
this not as the final conclusion of scientific consideration, but
rather, in fact, as a first experience. Our scientific needs,
however, seek only what is interrelated, comprehend the individual
thing only as a part in a relationship. Thus, seemingly, our need to
comprehend and the facts of nature diverge from each other. In our
spirit there is only relatedness, in nature only separateness; our
spirit strives for the species, nature creates only
individuals. The solution to this contradiction is provided by the
reflection that the connecting power of the human spirit, on the one
hand, is without content, and therefore, by and through itself alone,
cannot know anything positive; on the other hand, the
separateness of the objects of nature does not lie in their essential
being itself, but rather in their spatial manifestation; in fact,
when we penetrate into the essential being of the individual, of the
particular, this being itself directs us to the species. Because the
objects of nature are separated in their outer manifestation, our
spirit's power to draw together is needed in order to show their
inner unity. Because the unity of the intellect by itself is
empty, the intellect must fill this unity with the objects of nature.
Thus at this third level phenomenon and spiritual power come
to meet each other and merge into one, and only then can the
human spirit be fully satisfied.
A further realm of investigation is that in which the individual
thing, in its form of existence, does not appear as the result of
something else existing beside it; we therefore also do not
comprehend it by seeking help from something else of the same kind.
Here, a series of sense-perceptible phenomenological elements appears
to us as the direct formation of a unified principle, and we must
press forward to this principle if we want to comprehend the
individual phenomenon. In this realm, we cannot explain the
phenomenon by anything working in from outside; we must derive it
from within outward. What earlier was a determining factor is now
merely an inducing factor. In the first realm I have comprehended
everything when I have succeeded in regarding it as the result of
something else, in tracing it back to an outer determining factor;
here I am compelled to ask the question differently. When I know the
outer influence, I still have not gained any information as to
whether the phenomenon then occurs in this, and only in this, way. I
must derive this from the central principle of that thing upon which
the outer influence took place. I cannot say that this outer
influence has this effect; but only that, to this particular
outer influence, the inner working principle responds in this
particular way. What occurs is the result of an inner lawfulness. I
must therefore know this inner lawfulness. I must investigate
what it is that is taking shape from within outward. This
self-shaping principle, which in this realm underlies every
phenomenon, which I must seek in every one, is the typus. We
are in the realm of organic nature. What the archetypal phenomenon is
in inorganic nature, the typus is in organic nature. The typus
is a general picture of the organism: the idea of the
organism; the animalness in the animal. We had to bring the main
points here again of what we already stated about the typus in
an earlier chapter, because of the context. In the ethical and
historical sciences we then have to do with the idea in a narrower
sense. Ethics and history are sciences of ideas. Their reality is
ideas. It is the task of each science to work on the given until it
brings the given to the archetypal phenomenon, to the typus,
and to the leading ideas in history. “If ... the physicist can
arrive at knowledge of what we have called an archetypal phenomenon,
then he is secure and the philosopher along with him; he is so
because he has convinced himself that he has arrived at the limits of
his science, that he finds himself upon the empirical heights, from
which he can look back upon experience in all its levels, and can at
least look forward into the realm of theory if not enter it. The
philosopher is secure, for he receives from the physicist's hand
something final that becomes for him now something from which to
start”
(Sketch of a colour Theory).
[ 57 ]
— This is in fact where the philosopher enters and begins his work.
He grasps the archetypal phenomena and brings them into a satisfying
ideal relationship. We see what it is, in the sense of the Goethean
world view, that is to take the place of metaphysics: the observing
(in accordance with ideas), ordering, and deriving of archetypal
phenomena. Goethe speaks repeatedly in this sense about the
relationship between empirical science and philosophy — with
special clarity in his letters to Hegel. In his
Annals
he speaks repeatedly about a schema of science. If this were to be
found, we would see from it how he himself conceived the
interrelationships of the individual archetypal phenomena to be, how
he put them together into a necessary chain. We can also gain a
picture of it when we consider the table of all possible kinds of
workings that he gives in the fourth section of the first volume of
On Natural Science.
[ 58 ]
Chance
Mechanical
Physical
Chemical
Organic
Psychic
Ethical
Religious
Of a Genius
It is according to this ascending sequence that one would have to
guide oneself in ordering the archetypal phenomena.
4.
Limits to Knowledge and the Forming of Hypotheses
One
speaks a great deal today about limits to our knowing. Man's ability
to explain what exists, it is said, reaches only to a certain point,
and there he must stop. We believe we can rectify the situation with
respect to this question if we ask the question correctly. For, it
is, indeed, so often only a matter of putting the question correctly.
When this is done, a whole host of errors is dispelled. When we
reflect that the object that we feel the need within us to explain
must be given, then it is clear that the given itself cannot set a
limit for us. For, in order to lay any claim at all to being
explained and comprehended, it must confront us within given reality.
Something that does not appear upon the horizon of the given does not
need to be explained. Any limits could therefore lie only in the fact
that, in the face of a given reality, we lacked all means of
explaining it. But our need for explanation comes precisely from the
fact that what we want to consider a given thing to be — that
by which we want to explain it — forces itself onto the horizon
of what is given us in thought. Far from being unknown to us, the
explanatory essential being of an object is itself the very
thing which, by manifesting within our spirit, makes the explanation
necessary. What is to be explained and that by which it is to be
explained are both present. It is only a matter of joining them.
Explaining something is not the seeking of an unknown, but only a
coming to terms about the reciprocal connection between two knowns.
It should never occur to us to explain a given by something of which
we have no knowledge. Now something does come into consideration here
that gives a semblance of justification to the theory of a limit to
knowledge. It could be that we do in fact have an inkling of
something real that is there, but that nevertheless is beyond our
perception. We can perceive some traces, some effects or other of a
thing, and then make the assumption that this thing does exist. And
here one can perhaps speak of a limit to our knowing. What we have
presupposed to be inaccessible in this case, however, is not
something by which to explain anything in principle; it is something
perceivable even though it is not perceived. What hinders me from
perceiving it is not any limit to knowledge in principle, but only
chance outer factors. These can very well be surmounted. What I
merely have inklings of today can be experienced tomorrow. But with a
principle that is not so; with it, there are no outer hindrances,
which after all lie mostly only in place and time; the principle is
given to me inwardly. Something else does not give me an inkling of a
principle when I myself do not see the principle.
Theory about the forming of hypotheses is connected with this. A
hypothesis is an assumption that we make and whose truth we cannot
ascertain directly but only in its effects. We see a series of
phenomena. It is explainable to us only when we found it upon
something that we do not perceive directly. May such an assumption be
extended to include a principle? Clearly not. For, something of an
inner nature that I assume without becoming aware of it is a total
contradiction. A hypothesis can only assume something, indeed, that I
do not perceive, but that I would perceive at once if I cleared away
the outer hindrances. A hypothesis can indeed not presuppose
something perceived, but must assume something perceivable. Thus,
every hypothesis is in the situation that its content can be directly
confirmed only by a future experience. Only hypotheses that can cease
to be hypotheses have any justification. Hypotheses about central
scientific principles have no value. Something that is not
explained by a positively given principle known to us is not capable
of explanation at all and also does not need it.
5.
Ethical and Historical Sciences
The
answering of the question, What is knowing, has illuminated for us
the place of the human being in the cosmos. The view we have
developed in answering this question cannot fail to shed light also
upon the value and significance of human action. We must in fact
attach a greater or lesser significance to what we perform in the
world, according to whether we attribute a higher or lower
significance to our calling as human beings.
The first task to which we must now address ourselves will be to
investigate the character of human activity. How does what we must
regard as the effect of human action relate to other effects within
the world process? Let us look at two things: a product of nature and
a creation of human activity, a crystal form and a wheel, perhaps. In
both cases the object before us appears as the result of laws
expressible in concepts. Their difference lies only in the fact that
we must regard the crystal as the direct product of the
natural lawfulness that determines it, whereas with the wheel the
human being intervenes between the concept and the object. What we
think of in the natural product as underlying the real, this we
introduce into reality by our action. In knowing, we experience what
the ideal determining factors of our sense experience are; we bring
the world of ideas, which already lies within reality, to
manifestation; we therefore complete the world process in the sense
that we call into appearance the producer who eternally brings forth
his products. but who, without our thinking, would remain eternally
hidden within them. In human actions, however, we supplement this
process through the fact that we translate the world of ideas,
insofar as it is not yet reality, into such reality. Now we have
recognized the idea as that which underlies all reality as the
determining element, as the intention of nature. Our knowing leads us
to the point of finding the tendency of the world process, the
intention of the creation, out of all the indications contained in
the nature surrounding us. If we have achieved this, then our action
is given the task of working along independently in the realizing of
that intention. And thus our action appears to us as the direct
continuation of that kind of activity that nature also fulfills. It
appears to us as directly flowing from the world foundation. But what
a difference there is, in fact, between this and that other (nature)
activity! The nature product by no means has within itself the ideal
lawfulness by which it appears governed. It needs to be confronted by
something higher, by human thinking; there then appears to this
thinking that by which the nature product is governed. This is
different in the case of human action. Here the idea dwells directly
within the acting object; and if a higher being confronted it, this
being could not find in the object's activity anything other than
what this object itself had put into its action. For, a perfect human
action is the result of our intentions and only that. If we look at a
nature product that affects another, then the matter is like this: we
see an effect; this effect is determined by laws grasped in concepts.
But if we want to comprehend the effect, then it is not enough for us
to compare it with some law or other; we must have a second
perceptible thing — which, to be sure, must also be dissolvable
entirely into concepts. When we see an impression in the ground we
then look for the object that made it. This leads to the concept of a
kind of effect where the cause of a phenomenon also appears in the
form of an outer perception, i.e., to the concept of force. A
force can confront us only where the idea first appears in an object
of perception and only in this form acts upon another object. The
opposite of this is when this intermediary is not there, when the
idea approaches the sense world directly. There the idea itself
appears as causative. And here is where we speak of will.
Will, therefore, is the idea itself apprehended as force. It
is totally inadmissible to speak of an independent will. When a
person accomplishes something or other, one cannot say that will is
added to the mental picture. If one does speak in that way, then one
has not grasped the concepts clearly, for, what is the human
personality if one disregards the world of ideas that fills it? It
is, in fact, an active existence. Whoever grasps the human
personality differently — as dead, inactive nature product —
puts it at the level of a stone in the road. This active existence,
however, is an abstraction; it is nothing real. One cannot grasp it;
it is without content. If one wants to grasp it, if one wants a
content for it, then one arrives, in fact, at the world of ideas that
is engaged in doing. Eduard von Hartmann makes this abstraction into
a second world-constituting principle beside the idea. It is,
however, nothing other than the idea itself, only in one form of
manifestation. Will without idea would be nothing. The same
cannot be said of the idea, for activity is one of its elements,
whereas the idea is the self-sustaining being.
So much for the characterization of human action. Let us proceed to a
further essential distinguishing feature of it that necessarily
results from what has already been said. The explaining of a process
in nature is a going back to its determining factors: a seeking out
of the producer in addition to the product that is given. When I
perceive an effect and then seek its cause, these two perceptions do
not by any means satisfy my need for explanation. I must go back to
the laws by which this cause brings forth this effect.
It is different with human action. Here the lawfulness that
determines a phenomenon itself enters into action; that which makes a
product itself appears upon the scene of activity. We have to do with
a manifesting existence at which we can remain, for which we do not
need to ask about deeper-lying determining factors. We have
comprehended a work of art when we know the idea embodied in it; we
do not need to ask about any further lawful relationship between idea
(cause) and creation (effect). We comprehend the actions of a
statesman when we know his intentions (ideas); we do not need to go
any further beyond what comes to appearance. This is therefore
what distinguishes the processes of nature from the actions of human
beings: with nature processes the law is to be regarded as the
determining background for what comes into manifest existence,
whereas with human actions the existence is itself the law and
manifests as determined by nothing other than itself. Thus every
process of nature breaks down into something determining and
something determined, and the latter follows necessarily from
the former, whereas human action determines only itself. This,
however, is action out of inner freedom (Freiheit).
When the intentions of nature, which stand behind its manifestations
and determine them, enter into the human being, they themselves
become manifestation; but now they are, as it were, free from
any attachment behind them (rückenfrei). If all nature
processes are only manifestations of the idea, then human doing is
the idea itself in action.
Since our epistemology has arrived at the conclusion that the content
of our consciousness is not merely a means of making a copy of the
world ground. but rather that this world ground itself, in its most
primal state comes to light within our thinking, we can do nothing
other than to recognize directly in human action also the
undetermined action of that primal ground. We recognize no world
director outside ourselves who sets goals and directions for our
actions. The world director has given up his power, has given
everything over to man, abolishing his own separate existence, and
set man the task: Work on. The human being finds himself in the
world, sees nature, and within it, the indication of something
deeper, a determining element, an intention. His thinking enables him
to know this intention. It becomes his spiritual possession. He has
penetrated the world; he comes forth, acting, to carry on those
intentions. Therefore, the philosophy presented here is the true
philosophy of inner freedom (Freiheitsphilosophie). In
the realm of human actions it acknowledges neither natural necessity
nor the influence of some creator or world director outside the
world. In either case, the human being would be unfree. If
natural necessity worked in him in the same way as in other entities,
then he would perform his actions out of compulsion, then it would
also be necessary in his case to go back to determining factors that
underlie manifest existence, and then inner freedom is out of the
question. It is of course not impossible that there are innumerable
human functions that can only be seen in this light; but these do not
come into consideration here. The human being, insofar as he is a
being of nature, is also to be understood according to the laws that
apply to nature's working. But neither as a knowing nor as a truly
ethical being can he, in his behavior, be understood according to
merely natural laws. There, in fact, he steps outside the sphere of
natural realities. And it is with respect to this, his existence's
highest potency, which is more an ideal than reality, that what we
have established here holds good. Man's path in life consists in his
developing himself from a being of nature into a being such as we
have learned to know here; he should make himself free of all laws of
nature and become his own law giver.
But we must also reject the influence of any director — outside
the world — of human destiny. Also where such a director is
assumed, there can be no question of true inner freedom. There he
determines the direction of human action and man has to carry out
what this director sets him to do. He experiences the impulse to his
actions not as an ideal that he sets himself, but rather as the
commandment of that director; again his actions are not
undetermined, but rather determined. The human being
would not then, in fact, feel himself to be free of any attachment
from behind him, but would feel dependent, like a mere intermediary
for the intentions of a higher power.
We have seen that dogmatism consists in seeking the basis for the
truth of anything in something beyond, and inaccessible to, our
consciousness (transsubjective), in contrast to our view that
declares a judgment to be true only because the reason for doing so
lies in the concepts that are present in our consciousness and that
flow into the judgment. Someone who conceives of a world ground
outside of our world of ideas thinks that our ideal reason for
recognizing something as true is a different reason than that
as to why it is objectively true. Thus truth is apprehended as dogma.
And in the realm of ethics a commandment is what a dogma
is in science. When the human being seeks the impulse for his action
in commandments, he acts then according to laws whose basis is
independent of him; he conceives of a norm that is prescribed for his
action from outside. He acts out of duty. To speak of duty
makes sense only when looked at this way. We must feel the impulse
from outside and acknowledge the necessity of responding to
it; then we act out of duty. Our epistemology cannot accept
this kind of action as valid where the human being appears in his
full ethical development. We know that the world of ideas is unending
perfection itself; we know that with it the impulses of our action
lie within us; and we must therefore only acknowledge an
action as ethical in which the deed flows only out of the idea, lying
within us, of the deed. From this point of view, man performs an
action only because its reality is a need for him. He acts because an
inner (his own) urge, not an outer power, drives him. The object of
his action, as soon as he makes himself a concept of it, fills him in
such a way that he strives to realize it. The only impulse for our
action should also lie in the need to realize an idea, in the urge to
carry out an intention. Everything that urges us to a deed should
live its life in the idea. Then we do not act out of duty; we do not
act under the influence of a drive; we act out of love for the
object to which our action is to be directed. The object, when we
picture it, calls forth in us the urge to act in a way appropriate to
it. Only such action is a free one. For if, in addition to the
interest we take in the object, there had yet to be a second
motivation from another quarter, then we would not want this object
for its own sake; we would want something else and would
perform that, which we do not want we would carry out
an action against our will. That would be the case, for
example, in action out of egoism. There we take no interest in
the action itself; it is not a need for us; we do need the benefits,
however, that it brings us. But then we also feel right away as
compulsion the fact that we must perform the action for this reason
only. The action itself is not a need for us; for we would leave it
undone if no benefits followed from it. An action, however, that we
do not perform for its own sake is an unfree one. Egoism acts
unfreely. Every person acts unfreely, in fact, who performs an
action out of a motivation that does not follow from the objective
content of the action itself. To carry out an action for its own sake
means to act out of love. Only someone who is guided by
love in doing, by devotion to objectivity, acts truly freely.
Whoever is incapable of this selfless devotion will never be able to
regard his activity as a free one.
If man's action is to be nothing other than the realization of his
own content of ideas, then naturally such a content must lie within
him. His spirit must work productively. For, what is supposed to fill
him with the urge to accomplish something if not an idea working its
way up in his spirit? This idea will prove to be all the more
fruitful the more it arises in his spirit in definite outlines and
with a clear content. For only that, in fact, can move us with full
force to realize something, which is completely definite in its
entire “what.” An ideal that is only dimly pictured to
oneself, that is left in an indefinite state, is unsuitable as an
impulse to action. What is there about it to fire us with enthusiasm
if its content does not lie clear and open to the day? The impulses
for our action must therefore always arise in the form of individual
intentions. Everything fruitful that the human being accomplishes
owes its existence to such individual impulses. General moral laws,
ethical norms, etc., that are supposed to be valid for all human
beings prove to be entirely worthless. When Kant regards as ethically
valid only that which is suitable as a law for all human beings, then
one can say in response to this that all positive action would cease,
that everything great would disappear from the world, if each person
did only what was suitable for everyone. No, it is not such vague,
general ethical norms but rather the most individual ideals that
should guide our actions. Everything is not equally worthy of being
done by everyone, but rather this is worthy of him, that of
her, according to whether one of them feels called to do a thing.
J. Kreyenbühl has spoken about this in apt words is his essay
Ethical Freedom in Kant's View
[ 59 ]:
“If freedom is, in fact, to be my freedom, if a moral deed
is to be my deed, if the good and right is to be realized through
me, through the action of this particular individual
personality, then I cannot possibly be satisfied by a general law
that disregards all individuality and all the peculiarities of the
concurrent circumstances of the action, and that commands me to
examine every action as to whether its underlying motive corresponds
to the abstract norm of general human nature and as to whether, in
the way it lives and works in me, it could become a generally valid
maxim.” ... “An adaptation of this kind to what is
generally usual and customary would render impossible any individual
freedom, any progress beyond the ordinary and humdrum, any
significant, outstanding ethical achievement.”
These considerations shed light upon the questions a general ethics
has to answer. One often treats this last, in fact, as though it were
a sum total of norms according to which human action ought to direct
itself. From this point of view, one compares ethics to natural
science and in general to the science of what exists. Whereas science
is to communicate to us the laws of that which exists, of what is,
ethics supposedly has to teach us the laws of what ought to exist.
Ethics is supposedly a codex of all the ideals of man, a detailed
answer to the question: What is good? Such a science, however, is
impossible. There can be no general answer to this question. Ethical
action is, in fact, a product of what manifests within the
individual; it is always present as an individual case, never in a
general way. There are no general laws as to what one ought or ought
not to do. But do not regard the individual legal statutes of the
different peoples as such general laws. They are also nothing more
than the outgrowth of individual intentions. What one or another
personality has experienced as a moral motive has communicated itself
to a whole people, has become the “code of this people.”
A general natural code that should apply to all people for all time
is nonsense. Views as to what is right and wrong and concepts of
morality come and go with the different peoples, indeed even with
individuals. The individuality is always the decisive factor. It is
therefore inadmissible to speak of an ethics in the above sense. But
there are other questions to be answered in this science, questions
that have in part been touched upon briefly in these discussions. Let
me mention only: establishing the difference between human action and
nature's working, the question as to the nature of the will and of
inner freedom, etc. All these individual tasks can be summed up in
one: To what extent is man an ethical being? But this aims at nothing
other than knowledge of the moral nature of man. The question asked
is not: What ought man to do? but rather: What is it that he is
doing, in its inner nature? And thereby that partition falls which
divides all science into two spheres: into a study of what exists and
into one of what ought to exist. Ethics is just as much a study of
what exists as all the other sciences. In this respect, a unified
impulse runs through all the sciences in that they take their start
from something given and proceed to its determining factors. But
there can be no science of human action itself; for, it is
undetermined, productive, creative. Jurisprudence is not a science,
but only a collection of notes on the customs and codes
characteristic of an individual people.
Now the human being does not belong only to himself; he belongs, as a
part, to two higher totalities. First of all, he is part of a people
with which he is united by common customs, by a common cultural life,
by language, and by a common view. But then he is also a citizen of
history, an individual member in the great historical process of
human development. Through his belonging to these two wholes, his
free action seems to be restricted. What he does, does not seem to
flow only from his own individual ego; he appears determined
by what he has in common with his people; his individuality seems to
be abolished by the character of his people. Am I still free then if
one can find my actions explainable not only out of my own nature but
to a considerable extent also out of the nature of my people? Do I
not act, therefore, the way I do because nature has made me a member
of this particular community of people? And it is no different
with the second whole to which I belong. History assigns me the place
of my working. I am dependent upon the cultural epoch into which I am
born; I am a child of my age. But if one apprehends the human being
at the same time as a knowing and as an acting entity, then
this contradiction resolves itself. Through his capacity for
knowledge, man penetrates into the particular character of his
people; it becomes clear to him whither his fellow citizens are
steering. He overcomes that by which he appears determined in this
way and takes it up into himself as a picture that he has fully
known; it becomes individual within him and takes on entirely the
personal character that working from inner freedom has. The situation
is the same with respect to the historical development within which
the human being appears. He lifts himself to a knowledge of the
leading ideas, of the moral forces holding sway there; and then they
no longer work upon him as determining factors, but rather become
individual driving powers within him. The human being must in fact
work his way upward so that he is no longer led, but rather leads
himself. He must not allow himself to be carried along blindly by the
character of his people, but rather must lift himself to a knowledge
of this character so that he acts consciously in accordance with his
people. He must not allow himself to be carried by the progress of
culture, but must rather make the ideas of his time into his own. In
order for him to do so it is necessary above all that he understand
his time. Then, in inner freedom, he will fulfill its tasks; then he
will set to at the right place with his own work. Here the humanities
[ 60 ]
(history, cultural and literary history, etc.) must
enter as intermediaries. In the humanities the human being has to do
with his own accomplishments, with the creations of culture, of
literature, with art, etc. Something spiritual is grasped by the
human spirit. And the purpose of the humanities should not be any-
thing other than that man recognize where chance has placed him; he
should recognize what has already been accomplished, what falls to
him to do. Through the humanities he must find the right point at
which to participate with his personality in the happenings of the
world. The human being must know the spiritual world and determine
his part in it according to this knowledge.
In the preface to the first volume of his
Pictures from the German Past,
[ 61 ]
Gustav Freytag says: “All the great
creations of the power of a people, inherited religion, custom, law,
state configurations, are for us no longer the results of individual
men; they are the organic creations of a lofty life that in every age
comes to manifestation only through the individual, and in every age
draws together into itself the spiritual content of the individual
into a mighty whole ... Thus, without saying anything mystical, one
might well speak of a folk-soul ... But the life of a people no
longer works consciously, like the will forces of a man. Man
represents what is free and intelligent in history; the power of a
people works ceaselessly, with the dark compulsion of a primal
force.” If Freytag had investigated this life of a people,
he would have found, indeed, that it breaks down into the working of
a sum of single individuals who overcome that dark compulsion and
lift what is unconscious up into consciousness; and he would have
seen how that which he addresses as folk-soul, as dark
compulsion, goes forth from the individual will impulses, from
the free action of the human being.
But something else comes into consideration with respect to the
working of the human being within his people. Every personality
represents a spiritual potency, a sum of powers which seek to work
according to the possibilities. Every person must therefore find the
place where his working can incorporate itself in the most suitable
way into the organism of his people. It must not be left to chance
whether he finds this place. The constitution of a state has no other
purpose than to take care that everyone find his appropriate sphere
of work. The state is the form in which the organism of a people
expresses itself.
Sociology and political science have to investigate the way the
individual personality can come to play a part appropriate to it
within a state. The constitution must go forth from the innermost
being of a people. The character of a people, expressed in individual
statements, is the best constitution for a state. A statesman cannot
impose a constitution upon a people. The leader of a state must
investigate the deep characteristics of his people and, through a
constitution, give the tendencies slumbering in the people a
direction corresponding to them. It can happen that the majority of a
people wants to steer onto paths that go against its own nature.
Goethe believes that in this case the statesman must let himself be
guided by the people's own nature and not by the momentary demands of
the majority; that he must in this case advocate the character of
his people against the actual people
(Aphorisms in Prose).
We must still add a word here about the method of history.
History must always bear in mind that the causes of historical events
are to be sought in the individual intentions, plans, etc., of the
human being. All tracing back of historical facts to plans that
underlie history is an error. It is always only a question of which
goals one or another personality has set himself, which ways they
have taken, and so on. History is absolutely to be based on human
nature. Its willing, its tendencies are to be fathomed.
By statements of Goethe we can now substantiate again what has been
said here about the science of ethics. The following statement is to
be understood only out of the relationship in which we have seen the
human being to stand with respect to historical development: “The
world of reason is to be regarded as a great immortal individual,
which ceaselessly brings about the necessary and thereby makes itself
master, in fact, of chance happening.”
[ 62 ]
— A reference to a positive, individual substratum of action lies
in the words: “Undetermined activity, of whatever kind, leads to
bankruptcy in the end.” “The least of men can be complete
if he moves within the limits of his abilities and skills.” —
The necessity for man of lifting himself up to the leading ideas of
his people and of his age is expressed like this: “Each person
must ask himself, after all, with which organ he can and will in any
case work into his age.” and: “One must know where one is
standing and where the others want to go.” Our view of duty is
recognizable again in the words: “Duty: where one loves
what one commands oneself to do.”
We have based man, as a knowing and acting being, entirely upon
himself. We have described his world of ideas as coinciding with the
world ground and have recognized that everything he does is to be
regarded as flowing only from his own individuality. We seek the core
of existence within man himself. No one reveals a dogmatic truth to
him; no one drives him in his actions. He is sufficient unto himself.
He must be everything through himself, nothing through another being.
He must draw forth everything from himself. Even the sources of his
happiness. We have already recognized, in fact, that there can be no
question of any power directing man, determining the direction and
content of his existence, damning him to being unfree. If happiness
is to come to a person therefore, this can come about only through
himself. Just as little as an outer power prescribes norms for our
action, will such a power bestow upon things the ability to awaken in
us a feeling of satisfaction if we do not do it ourselves. Pleasure
and pain are there for man only when he himself first confers upon
objects the power to call up these feelings in him. A creator who
determines from outside what should cause us pleasure or pain, would
simply be leading us around like a child.
All optimism and pessimism are thereby refuted. Optimism assumes that
the world is perfect, that it must be a source of the greatest
satisfaction for man. But if this is to be the case, man would first
have to develop within himself those needs through which to
arrive at this satisfaction. He would have to gain from the objects
what it is he demands. Pessimism believes that the world is
constituted in such a way that it leaves man eternally dissatisfied,
that he can never be happy. What a pitiful creature man would be if
nature offered him satisfaction from outside! All lamentations about
an existence that does not satisfy us, about this hard world, must
disappear before the thought that no power in the world could satisfy
us if we ourselves did not first lend it that magical power by which
it uplifts and gladdens us. Satisfaction must come to us out of what
we make of things, out of our own creations. Only that is worthy of
free beings.
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