XVI
Goethe as Thinker and Investigator
1.
Goethe and Modern Natural Science
If it
were not a person's duty to state the truth without reserve once he
believes he has come to know it, the following exposition would
certainly have remained unwritten. I have no doubts about the
judgment that the specialists will pass on it, given the dominant
trend in natural science today. One will regard it as someone's
dilettantish attempt to speak for something upon which judgment has
long since been passed by all “discerning” people. When I
picture to myself the scorn of all those who consider themselves the
only ones qualified today to speak on natural-scientific questions, I
must admit to myself that there is nothing tempting, in any ordinary
sense, about this undertaking. But I could not let myself be deterred
by these anticipated objections. For I can raise all these objections
myself and know therefore how poorly they stand up. It is not
difficult, indeed, to think “scientifically” in the sense
of modern natural science. Not too long ago, in fact, we experienced
an interesting case in point. Eduard von Hartmann appeared with his
Philosophy of the Unconscious.
The gifted author of this book
himself would be the last one today to deny its imperfections. But
the direction of thought we encounter there is a penetrating one,
which gets to the bottom of things. It therefore made a powerful
impression on all those minds that had a need for deeper knowledge.
But it ran counter to the paths of the natural scientists who were
feeling their way along on the surface of things. They were all
against the book. After various attacks from their side had proven
rather ineffective, a book appeared by an anonymous author,
The Unconscious from the Standpoint of Darwinism and the Theory of
Evolution,
[ 71 ]
which brought forward with the greatest
possible critical acuity everything against the newly founded
philosophy that could be said against it from the standpoint of
modern natural science. This book caused a stir. The adherents of the
current trend were satisfied by it to the highest degree. They
publicly acknowledged that the author was one of them and proclaimed
his views as their own. What a disillusionment they had to suffer!
When the author actually revealed himself, it was Eduard v. Hartmann.
This proved one thing convincingly, however: Ignorance about the
findings of natural science, dilettantism, is not the reason why it
is impossible for certain minds, who are striving for a deeper
insight, to join that school of thought which wants to establish
itself today as the dominant one. The reason, however, is their
knowledge that this school is not on the right path. It is not
difficult for philosophy hypothetically to take the standpoint of the
present-day view of nature. In what he did, Eduard v. Hartmann showed
this irrefutably to anyone who wants to see. I bring this as
confirmation of my above assertion that it is also not difficult for
me to raise the objections myself that someone else can make against
what I bring.
Indeed, anyone is considered a dilettante today who takes
philosophical reflection about the essential being of things at all
seriously. Having a world view is regarded as an idealistic quirk by
our contemporaries of a “mechanical,” or even by those of
a “positivistic,” persuasion. This view becomes
understandable, to be sure, when one sees the helpless ignorance in
which these positivistic thinkers find themselves when they make
themselves heard on the subject of the “being of matter,”
of “the limits of our knowing,” of “the nature of
the atom,” or of other such things. In connection with these
examples, one can make real studies of dilettantish treatment of
decisive questions of science.
One must have the courage to admit all this to oneself with respect
to the natural science of the present day, in spite of the tremendous
and remarkable achievements that this same natural science has to
show in the realm of technology. For, these achievements have nothing
to do with our real need for knowledge of nature. We have indeed
experienced — precisely in those contemporaries to whom we owe
inventions whose significance for the future we cannot for a long
time even begin to imagine — that they lack a deeper scientific
need. It is something entirely different to observe the processes of
nature in order to place its forces in the service of technology,
than to seek, with the help of these processes, to look more deeply
into the being of natural science. True science is present only where
the human spirit seeks to satisfy its needs, without any
external purpose.
True science, in the higher sense of the word, has to do only with
ideal objects; it can only be idealism. For, it has its
ultimate foundation in needs that stem from the human spirit. Nature
awakens questions in us, problems that strive for solution. But
nature cannot itself provide this solution. Through our capacity for
knowledge a higher world confronts nature; and this fact creates
higher demands. For a being who did not possess this higher nature,
these problems would simply not arise. These questions can therefore
also not receive an answer from any authority other than precisely
this higher nature. Scientific questions are therefore essentially a
matter that the human spirit has to settle with itself. They do not
lead the human spirit out of its element. The realm, however, in
which the human spirit lives and weaves as though within its primally
own, is the idea, is the world of thoughts. To solve
thought-questions with thought-answers is the scientific activity in
the highest sense of the word. And all other scientific procedures
are there, ultimately, only in order to serve this highest purpose.
Take scientific observation, for example. It is supposed to lead us
to knowledge of a law of nature. The law itself is purely ideal. The
need to find a lawfulness holding sway behind the phenomena already
stems from the human spirit. An unspiritual being would not have this
need. Now let us proceed to the observation! What do we actually want
to achieve by it? In response to the question created in our spirit,
is something supposed to be provided from outside, by sense
observation, that could be the answer to that question? Never. For
why should we feel ourselves more satisfied by a second observation
than by the first? If the human spirit were satisfied at all by an
observed object, then it would have to be satisfied right away by the
first. But the actual question is not at all one about any second
observation, but rather about the ideal foundation of the
observations. What does this observation admit as an ideal
explanation; how must I think it so that it appears possible
to me? Those are the questions that come to us with respect to the
sense world. I must seek, out of the depths of my spirit itself, what
I lack when confronted by the sense world. If I cannot create for
myself the higher nature for which my spirit strives when confronted
by sense-perceptible nature, then no power in the external world will
create it for me. The results of science therefore can come only from
the human spirit; thus they can only be ideas. No objections
can be raised against this necessary reflection. The ideal character
of all science, however, is established thereby.
Modern natural science, in accordance with its whole being, cannot
believe in the ideal character of knowledge. For, it does not regard
the idea as that which is primary, most original, and creative, but
rather as the final product of material processes. But in
doing so, it is not at all aware of the fact that these material
processes belong only to the sense-perceptible, observable world
that, however, grasped more deeply, dissolves completely into idea.
The process under consideration presents itself to observation,
namely, in the following way: We perceive facts with our senses,
facts that run their course according to the laws of mechanics, then
phenomena of warmth, of light, of magnetism, of electricity, and
finally of life processes, etc. At the highest level of life, we find
that life raises itself up to the forming of concepts and ideas,
whose bearer, in fact, is the human brain. We find our own “I”
springing from just such a sphere of thoughts. The “I”
seems to be the highest product of a complicated process that is
mediated by a long series of physical, chemical, and organic
occurrences. But if we investigate the ideal world of which the
content of that “I” consists, we find in that world
essentially more than merely the end product of that process.
We find that the individual parts of that world are connected to each
other in a completely different way than the parts of that merely
observed process are. As one thought arises in us, which then demands
a second, we find that there is an ideal connection between these two
objects in an entirely different way than if I observe the colour of
a substance, for example, as the result of a chemical agent. It is of
course entirely obvious that the successive stages of the brain
process have their source in organic metabolism, even though the
brain process itself is the bearer of those thought-configurations.
But the reason as to why the second thought follows from the
first: this I do not find within this metabolism, but do
indeed find within the logical thought-connection. Thus, in the world
of thoughts, there holds sway, besides organic necessity, a
higher ideal necessity. But this necessity, which the human
spirit finds within its world of ideas, this it also seeks in the
rest of the universe. For this necessity arises for us, indeed, only
through the fact that we not only observe, but also think.
Or in other words, the things no longer appear in a merely factual
connection, but rather as joined by an inner, ideal necessity, if we
grasp them not merely through observation but rather through
thoughts.
With respect to this, one cannot say: What good is it to grasp the
phenomenal world in thoughts, when the things of this world perhaps
do not, according to their nature, allow of any such grasp? Only
someone who has not grasped the core of this whole matter can ask
such a question. The world of thoughts rises up within our inner
being; it confronts the objects observable to the senses; and then
asks: What relationship does the world confronting me there have to
myself? What is it with respect to me? I am here with all my ideal
necessity, which hovers above everything transitory; I have the power
within me to explain myself. But how do I explain what confronts me?
It is here that a significant question is answered for us that
Friedrich Theodore Vischer, for example, has raised repeatedly and
declared to be the pivotal point of all philosophical reflection: the
question as to the connection between the human spirit and nature.
What kind of a relationship exists between these two things, which to
us always appear separated from each other? If one asks this question
correctly, then its answer is not as difficult as it appears
to be. What meaning can this question actually have then? The
question is not in fact asked by some being that stands above nature
and human spirit as a third entity and which investigates that
connection from this standpoint, but rather it is asked by one of the
two beings themselves, by the human spirit. The latter asks:
What connection exists between me and nature? But that again means
nothing other than: How can I bring myself into a relationship with
the nature confronting me? How can I express this relationship in
accordance with the needs living in me? I live in ideas; what
kind of an idea corresponds to nature; how can I express, as idea,
that which I behold as nature? It is as though we have often
obstructed our own path to a satisfactory answer by putting the
question wrongly. A correct question, however, is already half an
answer.
The human spirit seeks everywhere to go beyond the succession of
facts, as mere observation provides him with them, and to penetrate
to the ideas of the things. Science, indeed, begins at the
place where thinking begins. In the findings of science there lies,
in the form of ideal necessity, that which appears to the senses only
as a succession of facts. These findings only seem to be the final
product of the process described above; the truth is that they are
that which we must regard, in the whole universe, as the foundation
of everything. Where these findings then appear for observation is a
matter of indifference; for, as we have seen, their significance does
not in fact depend upon that. They spread the net of their ideal
necessity out over the whole universe.
No matter where we take our start, if we have enough spiritual power,
we will finally meet up with the idea.
Through the fact that modern physics completely fails to recognize
this, it is led into a whole series of errors. I want to point to
only one such error here, as an example.
Let us take the definition of inertia, which in physics is
usually included among the “general characteristics of bodies.”
This is usually defined in the following way: Without an external
cause, no body can change the state of motion in which it finds
itself. This definition gives rise to the picture that the concept of
a body, inert in itself, is abstracted from the world of phenomena.
And John Stuart Mill, who nowhere goes into the matter itself, but
who, for the sake of an arbitrary theory, stands everything on its
head, would not hesitate for a moment also to explain the matter in
this way. But this is after all completely incorrect. The concept of
an inert body arises purely through a conceptual construction. In
designating as “body” what has extension in space, I can
picture to myself a kind of body whose changes stem from external
influences, and a kind whose changes occur out of its own impulse. If
I now find something in the outer world that corresponds to the
concept I have formed of a “body which cannot change itself
without an outer influence,” I then call this body inert
or subject to the law of inertia. My concepts are not abstracted from
the sense world, but rather are constructed freely out of the idea,
and with their help I only first find my way rightly in the sense
world. The above definition could only take this form: A body that
out of itself cannot alter its state of motion is called an inert
body. And when I have recognized a body to be of this kind, I can
then apply to it everything that is connected with an inert body.
2.
The “Archetypal Phenomenon”
If we could follow the whole series of processes that occur with
respect to some sense perception or other from the peripheral nerve
endings of the sense organs all the way into the brain, we would in
fact nowhere arrive at a point where the mechanical, chemical, and
organic — in short, the temporal-spatial processes — end
and that appears which we actually call sense perception; for
example, the sensation of warmth, of light, of sound, etc. One cannot
find a place where the causal motion supposedly goes over into its
effect, the perception. But can we then speak at all of the two
things as standing in a relationship of cause and effect?
Let us just examine the facts, quite objectively. Let us assume that
a particular sensation appears within our consciousness. It appears
at the same time in such a way that it directs us to some
object or other from which it stems. When I have the sensation “red,”
I generally associate with it, by virtue of the content of this
mental picture, a particular place, i.e., a location in space, or the
surface of a thing, to which I ascribe what this sensation expresses.
This is not the case only where, through an external influence, the
sense organ itself responds in its own characteristic way, as when I
have a sensation of light from a blow to the eye. Let us disregard
such cases in which, what is more, the sensations never arise with
their usual definiteness. As exceptions, they cannot in fact teach us
about the nature of things. If I have the sensation “red”
along with a particular location, then I am at first directed to
something or other in the outer world as the bearer of this
sensation. I can very well ask myself now what spatial-temporal
processes are taking place in this thing while it is appearing to me
as though possessed of the colour red. I shall then discover that
mechanical, chemical, or other processes offer themselves as an
answer to my question. I can go further now and investigate the
processes that have occurred on the way from that thing to my sense
organ to mediate the sensation of the colour “red” for
me. There again, in fact, nothing other than processes of motion or
electrical currents or chemical changes can present themselves to me
as such mediators. The result would be the same for me if I could
investigate the further mediation from the sense organ to the center
of the brain. What is mediated on this whole path is the
perception “red” that we are discussing. How this
perception manifests in a particular thing lying on the path from the
stimulus to the perception depends solely upon the nature of this
thing. The sensation is present at every point, from the stimulator
to the brain, but not as such, not explicitly, but rather in a way
corresponding to the nature of the object existing at each point.
A truth results from this, however, that is qualified to shed light
upon the entire theoretical foundation of physics and physiology.
What do I experience from the investigation of a thing caught up in a
process that appears in my consciousness as sensation? I experience
no more than the way that thing responds to the action which issues
from the sensation, or, in other words the way a sensation expresses
itself in some object or other of the spatial-temporal world. It
is far from the truth to regard such a spatial-temporal process as
the cause, as that which causes the sensation in me;
something quite different is the correct view: The spatial-temporal
process is the effect of the sensation within a thing that has
extension in space and time. I could insert as many things as I
wanted into the path from the stimulator to the organ of perception:
only that will occur in each one of them that can occur in it by
virtue of its nature. But it is still the sensation,
therefore, that expresses itself in all these processes.
One should therefore regard the longitudinal vibrations of the air in
the mediating of sound or the hypothetical oscillation of the ether
in the mediating of light to be nothing other than the way the
sensations in question can appear in a medium that, in accordance
with its nature, is capable only of rarification and densification or
of oscillating motion, as the case may be. I cannot find the
sensation as such in this world, because it simply cannot be
there. But in those processes I am absolutely not given what is
objective about the processes of sensation, but rather a form of
their manifestation.
And now let us ask ourselves: What is the nature of those mediating
processes themselves? Do we then investigate them by any means other
than with the help of our senses? Can I in fact investigate my
senses? Is the peripheral nerve ending, are the convolutions of the
brain given to me by anything other than by sense perception? All
this is both subjective and objective at the same time, if this
distinction can be considered to be justified at all. Now we can
grasp the matter still more exactly. By following the perception from
its stimulus to the organ of perception, we are investigating nothing
other than the continuous transition from one perception to the
other. The “red” is present before us as that for whose
sake we are undertaking the whole investigation at all. It directs us
to its stimulator. In the latter we observe other sensations as
connected with this “red.” These are processes of motion.
The latter then appear as further processes of motion between the
stimulator and the sense organ, and so on. But all of these are
likewise perceived sensations. And they represent nothing more than a
metamorphosis of processes that, insofar as they come into
consideration at all for sense observation, break down entirely into
perceptions.
The perceived world is therefore nothing other than a sum total of
metamorphosed perceptions.
For the sake of convenience, we had to use an expression that cannot
be brought into complete harmony with our present conclusions. We
said that each thing which is inserted into the space between
the stimulator and the organ of perception brings a sensation to
expression in a way which is in accordance with the nature of that
thing. But strictly speaking the thing is nothing more than the sum
total of those processes as which it appears.
The objection might now be raised that this kind of conclusion
eliminates any enduring element in the ongoing world process, that
we, like Heraclitus, are making the flux of things, in which nothing
is abiding, the one and only world principle. Behind the phenomena,
there must be a “thing-in-itself”; behind the changing
world there must be an “enduring matter.” But let us in
fact investigate more exactly what the case really is with this
“enduring matter,” with what “endures amidst
change.”
When I confront my eye with a red surface, the sensation “red”
arises in my consciousness. In connection with this sensation, we
must now distinguish beginning, duration, and end. Over against the
transitory sensation there supposedly now stands an enduring
objective process that as such is itself objectively limited in time
i.e.. has beginning, duration, and end. This process, however is
supposedly occurring in connection with a matter that is without
beginning or end, that is therefore indestructible, eternal. This
matter is supposedly what actually endures within the changing
processes. This conclusion would perhaps have some justification if
the concept of time had been correctly applied to the sensation in
the above manner. But must we not then distinguish strictly between
the content of the sensation and the appearing of the sensation? In
my perception, to be sure, they are one and the same. For, the
content of the sensation must after all be present in the perception
or the sensation would otherwise not come into consideration for me
at all. But is it not a matter of complete indifference for this
content, taken purely as such, that it enters my consciousness now at
this particular moment and then, after so and so many seconds, leaves
it again? That which constitutes the content of the sensation, i.e.,
that which alone comes objectively into consideration, does not
depend at all upon that. But now that which is a matter of
complete indifference to the content of something cannot, after all,
be regarded as an essential determining factor for the existence of
that something.
But our application of the time-concept is also not correct for an
objective process that has a beginning and an end. When a new
characteristic arises in a particular thing, maintains itself for a
time in different states of development, and then disappears again,
there also we must regard the content of this characteristic as what
is essential. And what is essential has absolutely nothing as such to
do with the concepts of beginning, duration, and end. By “essential”
we mean that by which a thing actually is precisely what it presents
itself to be. What matters is not the fact that something
arises at a certain moment in time, but rather what arises.
The sum total of all the traits expressed by this “what”
makes up the content of the world. But this “what” exists
in the most manifold traits, in the most diverse forms. All these
forms are in a relationship to each other; they determine each other
reciprocally. Through this, they enter into a relationship of
separation according to space and time. But it is only
to a completely mistaken understanding of the concept of time that
the concept of matter owes its existence. One believes that
one would rarefy the world into a semblance without being, if one did
not picture, as underlying the changeable sum total of occurrences,
something that endures in time, something unchangeable, that abides
while its traits are varying. But time is not after all a container
within which the changes occur; it is not there before the
things are, nor outside of them. Time is the
sense-perceptible expression of the situation that the facts, in
their content, are mutually dependent upon each other sequentially.
Let us imagine we have to do with the perceivable complex of facts
a1, b1, c1, dl, and el.
Another complex, a2, b2, c2, d2,
and e2, depends with inner necessity upon the first
complex; I understand the content of the second complex when I derive
it ideally from the first one. Now let us imagine that both complexes
make their appearance. For, what we discussed earlier is the entirely
non-temporal and non-spatial essential being (Wesen) of these
complexes. If a2, b2, c2, d2,
and e2 is to come to outer manifestation, then al,
b1, c1, dl, and e1 must
likewise be outer phenomena, in such a way, in fact, that a2,
b2, c2, d2, and e2 also
appear in their dependency upon the first complex. This means that
the phenomenon al, b1, c1, d1,
and e1 must be there and make room for the phenomenon a2,
b2, c2, d2, and e2 to
appear. We see here that time first arises where the essential
being of something comes to outer manifestation
(Erscheinung). Time belongs to the phenomenal world. It does
not yet have anything to do with the essential being itself. This
essential being can only be grasped ideally. Only someone who cannot
manage, in his train of thought, to go back from the phenomenon to
the essential being will hypothesize time as something preceding the
facts. Then, however, he needs a form of existence that endures
beyond the changes. He conceives indestructible matter to be just
such an existence. He has thereby created for himself a thing to
which time supposedly can do nothing, something that abides amidst
all change. Actually, however, he has only shown his inability to
press forward, from the temporal phenomenon of the facts, to their
essential being, which has nothing to do with time. Can I therefore
say of the essential being of a fact that it arises or passes away? I
can only say that one fact's content determines another and that this
determining influence then appears as a sequence in time. The
essential being of a thing cannot be destroyed; for, it is outside of
all time and itself determines time. With this, we have shed light
upon two concepts at the same time for which but little understanding
is still to be found: upon essential being (Wesen) and
outer manifestation (Erscheinung). Whoever grasps the
matter correctly in our way cannot look for proof of the
indestructibility of the essential being of something, because
destruction includes within itself the time-concept, which has
nothing to do with essential being.
In the light of these discussions, we can say: The
sense-perceptible world picture is the sum total of metamorphosing
perceptual contents without an underlying matter.
But our considerations have also shown us something else. We have
seen that we cannot speak of a subjective character of perceptions.
When we have a perception, we can follow the processes from the
stimulator to our central organ: nowhere is there a point to be found
where the jump can be demonstrated from the objectivity of the
non-perceived to the subjectivity of the perception. This refutes the
subjective character of the world of perception. The world of
perception stands there as a content founded upon itself, which, for
the moment, still has absolutely nothing to do with subject and
object.
Our discussion, of course, applies only to that concept of matter
upon which physics bases its observations and which it identifies
with the old, equally incorrect substance-concept of metaphysics.
Matter, as the actually real element underlying phenomena, is one
thing; matter, as phenomenon, as outer manifestation, is something
else. Our exposition applies solely to the first concept. The second
one remains untouched by it. For if I call what fills space “matter,”
that is merely a word for a phenomenon to which no higher reality is
ascribed than to other phenomena. I must only keep this character of
matter always in mind.
The world of what presents itself to us as perceptions — i.e.,
extension, motion, state of rest, force, light, warmth, colour,
sound, electricity, etc. — this is the object of all science.
If now the perceived world picture were of such a kind that, in the
way it arises before us for our senses, it could express itself in
accordance with its nature, unobscured; or in other words, if
everything that arises in outer manifestation were a complete,
undisturbed image of the inner being of things, then science would be
the most unnecessary thing in the world. For, the task of knowledge
would already be fully and totally fulfilled in the perception.
Indeed, we would not then be able to differentiate at all between
essential being and outer manifestation. The two would completely
coincide as identical.
This, however, is not the case. Let us imagine that element A,
contained in the factual world, stands in a certain relationship to
element B. Both elements, of course, according to our
expositions, are nothing more than phenomena. Their relationship also
comes to manifestation as a phenomenon. Let us call this phenomenon
C. What we can now determine within the factual world is the
relationship of A, B, and C. But now, besides A,
B, and C, there also exist infinitely many other such
elements in the perceptible world. Let us take some fourth element or
other D; it enters in, and at once everything presents itself
in a modified form. Instead of A, in conjunction with B,
resulting in C, an essentially different phenomenon, E,
will arise from the entering of D.
That is the important point. When we confront a phenomenon, we see it
determined by many factors. We must seek out all the
interrelationships if we are to understand the phenomenon. But these
relationships differ from each other; some are more intimate, some
more distant. The fact that a phenomenon E confronts me is due
to other phenomena that are more intimately or more distantly
related. Some are absolutely necessary if such a phenomenon is to
arise at all; other phenomena, by their absence, would not at all
keep such a phenomenon from arising, but do cause it to arise in
precisely this or that way. We see from this that we
must differentiate between necessary and coincidental determining
factors of a phenomenon. Phenomena that arise in such a way that only
the necessary determining factors bring them about can be called
primary, and the others derivative. When, from their
determining factors, we understand the primary phenomena, we can then
also understand the derivative ones by adding new determining
factors.
Here the task of science becomes clear to us. It has to penetrate far
enough through the phenomenal world to seek out the phenomena that
are dependent only upon necessary determining factors. And the
verbal-conceptual expression for such necessary relationships is laws
of nature.
When a person is confronting a sphere of phenomena, then, as soon as
he has gone beyond mere description and registering of these, he must
therefore first of all ascertain those elements which determine each
other necessarily, and present them as archetypal phenomena. One must
then add those determining factors which stand in a more distant
relationship to those elements, in order to see how they modify those
primary phenomena.
This is the relationship of science to the phenomenal world: within
the latter, the phenomena absolutely do arise as derivative ones and
are therefore incomprehensible from the very beginning; in science,
the archetypal phenomena arise in the forefront with the derivative
ones following, whereby the whole connection becomes comprehensible.
The system of science differentiates itself from the system of nature
through the fact that in the system of science the interrelationships
of the phenomena are ascertained by the intellect and are rendered
comprehensible thereby. Science never has to bring something in
addition to the phenomenal world, but rather has only to disclose the
hidden interrelationships of this world. All use of the intellect
must be limited only to this latter work. By taking recourse to
something that does not manifest in order to explain the phenomena,
the intellect and any scientific activity are exceeding their powers.
Only someone who sees the absolute correctness of our findings can
understand Goethe's colour theory. Any reflection about what a
perception like light or colour might be in addition to the entity as
which it manifests was completely foreign to Goethe's nature. For he
knew what the powers of intellectual thinking were. Light was given
to him as sensation. When he then wanted to explain the connection
between light and colour, that could not occur through speculation,
but only through an archetypal phenomenon, by his seeking out
the necessary determining factor that must join light in order for
colour to arise. Newton also saw colour arise in connection with
light, but he then only thought speculatively about how colour arises
out of light. It lay in his speculative way of thinking to do so; but
not in Goethe's way of thinking, which was objective and rightly
understood itself. Therefore, Newton's assumption that “light
is composed of colored lights” had to appear to Goethe as the
result of unrightful speculation. He considered himself justified
only in expressing something about the connection between
light and colour when some determining factor joins in, and not in
expressing something about the light itself by bringing in a
speculative concept. Therefore his statement: “Light is the
simplest, most undivided, most homogeneous being that we know. It is
not a composite.” Any statements about the composition of light
are, indeed, only statements of the intellect about one phenomenon.
The powers of the intellect, however, extend only to statements about
the connection of phenomena.
This reveals the deeper reason why Goethe, as he looked through the
prism, could not accept Newton's theory. The prism would have had to
be the first determining factor for the coming about of
colour. But another determining factor, the presence of something
dark, proved to be more primary to its coming about; the prism proved
to be only the second determining factor.
With this exposition, I believe I have removed any hindrances that
might lie in the way of readers of Goethe's colour theory.
If this difference between the two colour theories had not always
been sought in two mutually contradictory forms of explanation that
one then wanted simply to examine as to their validity, then the
value of the Goethean colour theory, in all its great scientific
significance, would have been recognized long ago. Only someone who
is filled with such fundamentally wrong mental pictures — such
as that, through intellectual thinking, one must go from the
perceptions back to the cause of the perceptions — can still
raise the question in the way present-day physics does. But someone
who has really become clear about the fact that explaining the
phenomena means nothing other than observing them in a
connection established by the intellect must accept the Goethean
colour theory in principle. For, it is the result of a correct
way of looking at the relationship of our thinking to nature. Newton
did not have this way of looking at things. Of course, it would not
occur to me to want to defend every detail of the Goethean colour
theory. It is only the principle that I want to uphold. But it
can also not be my task here to derive from his principle the
phenomena of colour theory that were still unknown in his day. If I
should ever have the good fortune to possess the time and means for
writing a colour theory in Goethe's sense that is entirely on the
high level of modern achievements in natural science, that would be
the only way to accomplish such a task. I would consider that as
belonging to my finest life tasks. This introduction could extend
only to the scientifically strict validation of Goethe's way of
thinking in his colour theory. In what follows, light is also
still to be shed upon the inner structure of this theory.
3.
The System of Natural Science
It could
easily seem as though, in our investigations that attribute to
thinking only a power whose goal is to connect perceptions, we
ourselves were now calling into question the independent significance
of concepts and ideas for which we stood so energetically at first.
Only an inadequate interpretation of this investigation can lead to
this view.
What does thinking accomplish when it carries out the connecting of
perceptions?
Let us look at two perceptions A and B. These are given
to us at first as entities without concepts. I cannot, through any
conceptual reflection, transform into something else the qualities
given to my sense perception. I can also find no thought-quality by
which I could construct what is given in sense-perceptible reality if
I lacked the perception. I can never create a mental picture of the
quality “red” for someone blind to red, even though I
paraphrase it conceptually for him by every conceivable means. The
sense-perception therefore has a something that never enters into the
concept, that must be perceived if it is to become an object of our
knowledge at all. What kind of a role does the concept play,
therefore, that we connect with some sense perception or other? The
concept must obviously bring to the perception a completely
independent element, something new, which does belong to the sense
perception, to be sure, but which does not come into view in the
sense perception.
But it is now certain, indeed, that this new “something”
which the concept brings to the sense perception is that which first
expresses what can meet our need for explanation. We are first able
to understand some element or other in the sense world when we have a
concept of it. We can always simply point to what sense-perceptible
reality offers us, and anyone who has the possibility of perceiving
precisely this element to which we are referring knows what it is all
about. Through the concept, we are able to say something about the
sense world that cannot be perceived.
From this, however, the following immediately becomes clear. If the
essential being of the sense perception consisted only in its
sense-perceptible qualities, then something completely new, in the
form of the concept, could not join it. The sense perception is
therefore not a totality at all, but rather only one side of a
totality. And it is that side, in fact, which can be merely looked
upon. Through the concept it first becomes clear to us what we are
looking at.
What we developed methodologically in the previous chapter can
now be expressed in terms of the significance of its content.
Through our conceptual grasp of something given in the sense world,
the “what” of that which is given to our view
first comes to manifestation. We cannot express the content of what
we look at, because this content consists only in the “how”
of what we look at, i.e., in the form of its manifestation.
Thus, in the concept, we find the “what,” the
other content of that which is given in the sense world in an
observed form.
The world first gains its full content, therefore, in the concept.
But now we have discovered that the concept points us beyond the
individual phenomenon to the interrelationship of things. Thus that
which appears in the sense world as separated, isolated, presents
itself to the concept as a unified whole. And so our
natural-scientific methodology gives rise to a monistic natural
science as its final goal; but it is not an abstract monism that
already presupposes the unity and then forcibly includes in it the
individual facts of concrete existence, but rather it is a
concrete monism that, piece by piece, shows that the seeming
manifoldness of sense existence proves ultimately to be only an ideal
unity. The multiplicity is only a form in which the unified world
content expresses itself. The senses, which are not in a position to
grasp this unified content, hold fast to the multiplicity; they are
born pluralists. Thinking, however, overcomes the multiplicity and
thus, through a long labour, returns to the unified world principle.
The manner, now, in which the concept (the idea) expresses
itself within the sense world constitutes the differences among the
realms of nature. If a sense-perceptibly real entity attains only a
kind of existence in which it stands totally outside the concept and
is only governed in its transformations by the concept as by a law,
then we call this entity inorganic. Everything that occurs with such
an entity is to be traced back to the influences of another entity;
and how the two act upon each other can be explained by a law
standing outside them. In this sphere we have to do with phenomena
and laws which, if they are primary, can be called archetypal
phenomena. In this case, therefore, the conceptual element that
is to be perceived stands outside of a perceived manifoldness.
But a sense-perceptible unity itself, in fact, can point beyond
itself; it can compel us, if we want to grasp it, to go on to further
determining factors than to those perceptible to us. Then, what is
conceptually graspable appears as a sense-perceptible unity. The two,
concept and perception, are, indeed, not identical, but the concept
does not appear outside the sense-perceptible manifoldness as
a law, but rather within the manifoldness as a principle. The
concept underlies the manifoldness as something that permeates it, as
something that is no longer sense-perceptible, as something that we
call typus. Organic natural science has to do with
this.
But here also the concept does not yet appear in the form particular
to it as concept, but still only as typus. Where, now, the
concept appears, not merely as typus, as permeating principle,
but rather in its own conceptual form, there it appears as
consciousness, there, there finally comes to manifestation
that which is present at the lower stages only in essence. There the
concept becomes a perception. We have to do with the self-conscious
human being.
Natural law, typus, and concept are the three
forms in which the ideal element expresses itself. The natural law is
abstract, standing over the sense-perceptible manifoldness; it
governs inorganic natural science. Here idea and reality separate
from each other completely. The typus already unites the two
within one entity. The spiritual becomes an active entity, but does
not yet act as such; it is not there as such, but rather, if it wants
to be viewed in accordance with its existence, it must be looked
at as something sense-perceptible. This is the situation in the
realm of organic nature. The concept is present in a perceptible way.
In human consciousness, it is the concept itself that is perceptible.
The observed and the idea coincide. It is precisely the ideal element
that is observed. Therefore, at this level, the ideal cores of
existence of nature's lower levels can also come to manifestation.
With human consciousness the possibility is given that what, at the
lower levels of existence, merely is, but does not manifest, now
becomes also manifesting reality.
4.
The System of the Colour Theory
Goethe
worked at a time when human spirits were filled by a powerful
striving for an absolute knowledge that would find its satisfaction
within itself. Man's activity of knowing once again dared, with holy
fervor, to investigate every means of knowledge in order to draw
nearer to a solution of the highest questions. The period of oriental
theosophy, the period of Plato and Aristotle, and then the period of
Descartes and Spinoza are the representatives, in previous epochs of
world history, of a similar inner deepening. Goethe is not thinkable
without Kant, Fichte, Schelling, and Hegel. If these thinkers
possessed above all a vision into the depths and an eye for the
highest, his gaze rested upon the things of immediate reality. But in
his gaze there lies something of that depth itself. Goethe exercised
this vision in looking at nature. The spirit of that time is poured
out like a fluid over his contemplations of nature. Hence their
power, which, in contemplating the details, always maintains the
broad outlines. Goethe's science always goes after what is central.
We can see this in Goethe's colour theory more than anywhere else. It
alone, besides his attempts relative to the metamorphosis of the
plant, was brought to a completed whole. And what a strictly complete
system it does represent, such as is demanded by the nature of the
thing itself!
Let us now consider this edifice according to its inner structure.
In order that something founded in the being of nature may come to
manifestation, the necessary prerequisite is that a causal
opportunity, an organ, be present in which this something can present
itself. The eternal, iron laws of nature would, in fact, hold sway
even if they never presented themselves within a human spirit, but
their manifestation as such would not then be possible. They would
then be present merely in essence and not in manifestation. This
would also be the case with the world of light and colour if no
perceiving eye confronted them. Colour, in its essential being,
cannot be traced back in Schopenhauer's manner to the eye; but the
possibility for colour to manifest must very definitely be shown to
lie within the eye. The colour is not conditional upon the eye, but
the eye is the cause of its manifestation.
Here is where colour theory must therefore take its start. It must
investigate the eye, must disclose its nature. This is why Goethe
places physiological colour theory at the beginning. But even
there his conception is essentially different from what one usually
understands this part of optics to be. He does not want to explain
the functions of the eye by its structure, but wants rather to
observe the eye under various conditions in order to arrive at a
knowledge of its capacities and abilities. Here also his procedure is
essentially an observational one. What happens when light and
darkness act upon the eye; what happens when defined images enter
into relationship with it, etc.? He does not ask, to begin with, what
processes occur within the eye when one or another perception comes
about, but rather he seeks to fathom what can come about through the
eye in the living act of seeing. For his purpose, that is to
begin with the only important question. That other question does not
belong, strictly speaking, to the realm of physiological colour
theory, but rather to the science of the human organism, i.e., to
general physiology. Goethe has to do with the eye only insofar as it
sees, and not with the explanation of seeing that comes from the
perceptions we can have of the dead eye.
From there, he then goes over to the objective processes that bring
about the phenomena of colors. And here it is important to bear in
mind that Goethe, with these objective processes, is by no means
thinking of hypothetical processes of matter or of motion that are no
longer perceptible, but rather that he absolutely remains within the
perceivable world. His physical colour theory, which
constitutes the second part, seeks the conditions that are
independent of the eye and are connected to the arising of the
colors. But these conditions are still always perceptions. Here, with
the help of the prism, of lenses, etc., he investigates how colors
arise in connection with light. But for the time being, he does not
go beyond tracing colour as such in its development and observing
how, in itself, separated from objects, it arises.
Only in a separate chapter on chemical colour theory does he
go on to colors that are fixed, that are connected with objects. If,
in the physiological colour theory, the question is answered
as to how colors can come to manifestation at all, and, in the
physical colour theory, the question as to how the colors come
about under external conditions, so Goethe responds here to the
problem of how the corporeal world manifests as colored.
In this way, Goethe advances from contemplation of colour as an
attribute of the phenomenal world to this world itself as manifesting
with that attribute. He does not stop there, but goes on finally to
contemplate the higher relationship of the colored corporeal world to
the human soul in that chapter on
“The sense-perceptible and moral Effect of Colour.”
(“Sinnlichsittliche Wirkung der Farbe”)
This is the strict, complete path of a science: from the subject as
determining factor, back again to the subject as the being who
satisfies himself in and with his world.
Who will not recognize here again the impulse of the time —
from subject to object and back into the subject again — that
led Hegel to the architectonics of his whole system.
In this sense then, the
Sketch of a Colour Theory,
[ 72 ]
appears as the actual optical main work of Goethe. The two essays,
Contributions to Optics
[ 73 ]
and
The Elements of Colour Theory
[ 74 ]
must be considered as preliminary studies.
The Exposure of Newton's Theory
[ 75 ]
is only a polemical addition to his work.
5.
The Goethean Concept of Space
Since a
complete understanding of Goethe's work in physics is possible only
for someone with a view of space that is entirely consonant with his,
let us describe this view here. Whoever wants to arrive at this view
must have gained the following convictions from our considerations
until now: 1. The things that confront us in experience as separate
have an inner relationship to each other. They are, in truth, held
together by a unified world bond. There lives in them all one common
principle. 2. When our spirit approaches the things and strives to
encompass what is separate with a spiritual bond, then the conceptual
unity that our spirit establishes is not outside of the objects but
rather is drawn from the inner being of nature itself. Human
knowledge is not a process taking place outside of the things, not a
process springing from mere subjective arbitrariness, but rather:
what arises there in our spirit as a law of nature, what expresses
itself within our soul, that is the heartbeat of the universe itself.
For our present purposes, let us take under consideration the most
external of all relationships that our spirit can establish between
the objects of experience. Let us consider the simplest case in which
experience summons us to a spiritual activity. Let us assume that two
simple elements of the phenomenal world are given. In order not to
complicate our investigation, let us take something as simple as
possible — two luminous points, for example. Let us completely
disregard the fact that in each of these luminous points themselves
we perhaps have before us something that is already immensely
complicated, that sets our spirit a task. Let us also disregard the
quality of the concrete elements of the sense world we have before
us, and take into consideration purely and simply the fact that we
have before us two separate elements, i.e., two elements that appear
to the senses as separated. Two factors, each of which is able to
make an impression upon our senses — that is all we presuppose.
Let us assume further that the existence of one of these factors does
not exclude that of the other. One organ of perception can
perceive both.
If we assume, namely, that the existence of the one element is in any
way dependent upon that of the other, we are then facing a different
problem than our present one. If the existence of B is of such
a kind that it excludes the existence of A and yet, in its
being, is dependent upon it, then A and B must stand in
a temporal relationship. For the dependency of B upon A
requires — if one pictures to oneself at the same time that the
existence of B excludes that of A — that A
precedes B. But that is a separate matter.
For our present purposes, let us not assume any such relationship.
Our presupposition is that the things with which we are dealing are
not mutually exclusive in their existence, but rather are co-existing
entities. When we disregard every relationship that their inner
natures demand, then there remains only the fact that a relationship
exists between the two separate qualities, that I can go from the one
over to the other. I can move from the one element of experience over
to the second one. No one can have any doubts about what kind of a
relationship it is that I establish between things when I disregard
their character and nature themselves. Whoever asks himself what
transition can be found from one thing to another, if the thing
itself remains a matter of indifference thereby, must absolutely give
the answer: space. Every other connection must be based upon
the qualitative character of that which appears as separate in world
existence. Only space takes absolutely nothing else into
consideration except the fact that the things are indeed separated.
When I reflect that A is above and B is below, it is a
matter of complete indifference to me what A and B are.
I join no other mental picture to them at all other than that they
are, indeed, separate factors of the world I grasp with my senses.
What our spirit wants to do when it confronts experience is this: it
wants to overcome the separateness; it wants to show that, within the
particular thing, the power of the whole is to be seen. In its
spatial view, the human spirit does not want to overcome anything
else except the separateness as such. It wants to establish the most
general relationship of all. What the spatial way of looking at
things states is that A and B are not each a world in
itself, but rather belong to something in common. That is what being
beside one another (Nebeneinander) means. If each thing
were an entity in itself, then there would be no being beside one
another. I could not establish any relationship at all between
one entity and another.
Let us now investigate what else follows from this establishing of an
outer relationship between two separate entities. I can think of two
elements in only one way in this kind of relationship. I think
of A as beside B. I can now do the same thing with two
other elements of the sense world, C and D. I have
thereby determined a concrete relationship between A and B,
and the same one between C and D. Let us now entirely
disregard the elements A, B, C, and D and
only relate the two concrete relationships to each other again. It is
clear that I can relate these, as two particular entities, to each
other in exactly the same way as I did with A and B
themselves. What I am here relating to each other are concrete
relationships. I can call them a and b. If I now go a
step further, I can again relate a and b. But now I
have already lost all particularity. When I look at a, I no
longer find any particular A and B that are being
related to each other; and just as little when I look at b. In
both, I find nothing else at all except that a relationship was made.
But this conclusion is exactly the same for a and for b.
What made it possible for me still to keep a and b
apart was the fact that they pointed to A, B, C,
and D. If I leave out its remaining elements of particularity
and then relate only a and b to each other —
i.e., relate together only the facts that relationships were being
made at all (not the fact that something specific was being related)
— then I have again arrived quite generally at the spatial
relationship from which I took my start. I can go no further. I have
achieved what I was striving for previously: space itself
stands before my soul.
Herein lies the secret of the three dimensions. In the first
dimension I relate two concrete phenomenal elements of the sense
world to each other; in the second dimension I relate these spatial
relationships themselves to each other. I have established a
relationship between relationships. I have stripped away the concrete
phenomena; the concrete relationships remain for me. I now relate
these themselves spatially to each other. This means: I entirely
disregard the fact that these are concrete relationships; then,
however, I must find exactly the same thing again in the
second relationship that I found in the first. I establish
relationships between similar entities. Now the possibility of
relating ceases because the difference ceases.
What I earlier took as the point of view for my considerations —
the completely external relationship — I have now achieved
again myself as a sense picture; from my spatial consideration, after
I have carried out the operation three times, I have arrived at
space, i.e., at my starting point.
Therefore space can have only three dimensions. What we have
undertaken here with respect to the mental picture of space is
actually only a specific case of the method always employed by us
when we confront things in observation. We regard concrete objects
from one general point of view. Through this, we gain concepts about
the particulars; we then regard these concepts themselves again from
the same point of view, so that we then have before us any longer
only the concepts of the concepts; if we still join these also, then
they fuse into that ideal unity which cannot any longer be brought
under one point of view with anything other than itself. Let us take
a specific example. I become acquainted with two people, A and
B. I look at them from the point of view of friendship. In
this case I will arrive at a quite specific concept, a, of the
friendship between the two people. I now look at two other people, C
and D, from the same point of view. I arrive at another
concept, b, of this friendship. Now I can go further and
relate these two concepts of friendship to each other. What remains
for me, when I disregard the concrete element I have gained, is the
concept of friendship in general. But I can arrive at this in
an even more real way, when I look at two other people, E and
F, from the same point of view, and likewise two people G
and H. In this, as in innumerable other cases, I can obtain
the concept of friendship in general. But all these concepts,
in their essential nature, are identical to each other; and when I
look at them from the same point of view, it then turns out that I
have found a unity. I have returned again to where I took my start.
Space, therefore, is a view about things, a way in which our
spirit draws them together into a unity. The three dimensions relate
to each other thereby in the following way. The first dimension
establishes a relationship between two sense perceptions. It is
therefore a concrete mental picture. The second dimension
relates two concrete mental pictures to each other and thus passes
over into the region of abstraction. The third dimension,
finally, establishes in addition only the ideal unity between
the abstractions. It is therefore completely incorrect to take the
three dimensions of space as though they were altogether of equal
significance. The nature of the first dimension depends, of course,
upon the perceived elements. But then the other two have a quite
definite and different significance than this first one. Kant
was quite wrong in his assumption when he conceived of space as the
whole (totum), instead of as an entity conceptually
determinable in itself.
Now we have hitherto spoken of space as a relationship, a connection.
But the question now arises: Is there then only this relationship of
“being beside one another”? Or is there an absolute
place-determination for every thing? This last question is of course
not touched upon at all by our above explanations. But let us
consider whether there is, indeed, any such place-relationship, any
quite specific “there.” What am I actually indicating
when I speak of such a “there”? Nothing else, in fact,
than that I am referring to an object that is in immediate proximity
to the actual object under consideration. “There” means
in proximity to some object indicated by me. With this, however, the
absolute place-indication is brought back to a space relationship.
Our investigation is thus cancelled.
Let us now raise the question quite definitely: According to the
preceding investigations, what is space? Nothing more than a
necessity, lying within the things, of overcoming their separateness
in an entirely outer way and without entering into their nature, and
of joining them into a unity, even though of just such an outer kind.
Space is therefore a way of grasping the world as a unity. Space
is an idea. Not, as Kant believed, an observation (Anschauung).
6.
Goethe, Newton, and the Physicists
As Goethe
began his consideration of the being of colors, it was essentially an
interest in art that brought him to it. His intuitive spirit soon
recognized that the use of colour in painting is subject to a deep
lawfulness. Wherein this lawfulness consisted he could not discover
as long as he only moved about theoretically in the realm of
painting, nor could trained painters give him any satisfactory
information about this. These painters knew very well, in a practical
sense, how to mix and apply the colors, but could not express
themselves in concepts about the matter. When Goethe, then, was
confronted in Italy not only by the most sublime works of art of this
kind, but also by the most magnificent colors of nature, the urge
awoke in him with special force to know the natural laws of the being
of colour.
Goethe himself, in the
History of Colour Theory
[ 76 ],
gives a detailed account of the historical aspect. Let us deal here
only with the psychological and factual aspects.
Goethe's study of colour began right after his return from Italy.
This study became particularly intensive in the years 1790 and 1791,
and then occupied the poet continuously until the end of his life.
We must picture to ourselves where the Goethean world view stood at
this time, at the beginning of his study of colour. By this time he
had already grasped his magnificent thoughts about the metamorphosis
of organic entities. Through his discovery of the intermaxillary
bone, a view had already arisen in him of the unity of all natural
existence. Each individual thing appeared to him as a particular
modification of the ideal principle that holds sway in the whole of
nature. In his letters from Italy he had already stated that a plant
is only a plant through the fact that it bears within itself the
“idea of the plant.” This idea was something concrete for
him; it was the unity, filled with spiritual content, in all
particular plants. It could not be grasped by the bodily eyes, to be
sure, but could very well be grasped by the eye of the spirit.
Whoever can see it, sees it in every plant.
Thus the whole realm of the plants and, with the further elaboration
of this view, the whole realm of nature, in fact, appears as a unity
that the human spirit can grasp.
But no one is able to construct, from the idea alone, the
manifoldness that arises before the outer senses. The intuitive
spirit is able to know the idea. The particular configurations
are accessible to him only when he directs his senses outward, when
he observes, looks. The reason why a modification of the idea arises
in sense-perceptible reality in precisely this and not in another way
cannot be thought up, but rather must be sought in the realm
of reality.
This is Goethe's individual way of looking at things and can best be
designated as empirical idealism. It can be summarized with
the words: Underlying the things of a sense-perceptible
manifoldness, insofar as they are of a similar kind, there is a
spiritual unity that brings about their similar nature and
relatedness.
Taking his start from this point, Goethe was confronted by the
question: What spiritual unity underlies the manifoldness of colour
perceptions? What do I perceive in every modification of
colour? And there it soon became clear to him that light is
the necessary basis for every colour. No colour without light. But
the colors are the modifications of light. And now he had to seek
that element within reality that modifies, specializes the light. He
found that this element is lightless matter, active darkness —
in short, that which is the opposite of light. Thus each colour
became for him light that is modified by darkness. It is completely
incorrect to believe that with light Goethe meant the concrete
sunlight that is usually called “white light.”
Understanding of the Goethean colour theory is hindered only by the
fact that one cannot free oneself from this picture of light and
regards this sunlight, which is composed (zusammengesetzt) in
such a complicated way, as the representative of light in itself.
Light, as Goethe apprehends it, and as he contrasts it to darkness as
its opposite, is a purely spiritual entity, is simply what all colour
sensations have in common. Even though Goethe has nowhere clearly
expressed this, still his whole colour theory is applied in such a
way that it can only be interpreted thus. If he did experiment with
sunlight in order to develop his theory, his only reason for doing so
was that sunlight, in spite of its being the result of such
complicated processes as those that occur in the body of the sun,
does after all present itself to us as a unity that holds its parts
within itself only in a state of abeyance. What we achieve for colour
theory with the help of sunlight is after all only an approximation
of reality, however. One cannot apprehend Goethe's theory to mean
that, according to it, light and darkness are contained in an
outwardly real way in every colour. No, it is rather that the
outwardly real that confronts our eye is only a particular nuance of
colour. Only the human spirit is able to take this sense-perceptible
fact apart into two spiritual entities: light and non-light.
The outer arrangements by which this occurs, the material processes
in matter, are not affected in the least by this. That is a
completely different matter. I am not disputing that a process of
oscillation occurs in the ether while “red” arises before
me. But what brings about a perception in an outwardly real way,
has, as we have already shown, nothing at all to do with the
essential nature of its content.
Someone may object: But it can be proven that everything about the
sensation is subjective and only the process of motion that underlies
it really exists outside of our brain. Then one could not speak at
all about a physical theory of perceptions, but only about a
physical theory of the underlying processes of motion. The state of
affairs with respect to this proof is about as follows: If someone in
location A sends a telegram to me in location B, then everything
given into my hands as this telegram, without exception, has come
into existence in B. The telegraph operator is in B; he writes on
paper that has never been in A, with ink that has never been in A; he
himself does not know location A at all, and so on; in short, it can
be proven that absolutely nothing from A has entered into what I now
have before me. Accordingly, everything that comes from B is a matter
of no significance for the content, for the essential nature,
of the telegram; what matters to me is only communicated by B. If I
want to explain the essential nature of the content of the telegram,
I must entirely disregard what comes from B.
The state of affairs is the same with respect to the world of the
eye. Thinking consideration must encompass what is perceptible to the
eye and must seek the interrelationships within this area. The
material, spatial-temporal processes might be very important for the
coming about of the perceptions; but they have nothing to do
with the essential nature of perceptions.
The state of affairs is the same with respect to the question often
discussed today as to whether or not one and the same form of motion
in the ether underlies the various phenomena of nature such as light,
heat, electricity, etc. Hertz, for example, has shown recently that
the transmission of electrical effects in space is subject to the
same laws as the transmission of light effects. One can infer from
this that waves, such as those that are the bearers of light, also
underlie electricity. One has also already assumed before now,
indeed, that within the solar spectrum only one kind of wave
motion is active which, according to whether it falls upon reagents
sensitive to heat, light, or chemicals, produces heat, light or
chemical effects.
But this is, in fact, clear from the very beginning. If one
investigates what is occurring in that which has extension in space,
while the entities we are discussing are being communicated, then one
must arrive at a homogeneous motion. For, a medium in which
only motion is possible, must react to everything with motion.
And all the communicating that it must take over, it will also
accomplish with motion. If I then investigate the forms of this
motion, I do not then experience what the communicated element is,
but rather how it was brought to me. It is simply nonsense to say
that heat or light are motion. Motion is only the reaction to light
of a matter that is capable of motion.
Goethe himself had already heard of the wave theory and had seen
nothing in it that could not be brought into harmony with his
convictions about the essential nature of colour.
One must only free oneself of the picture that, for Goethe, light and
darkness are real entities, and regard them, rather, as mere
principles, as spiritual entities; then one will gain a completely
different view of his colour theory than one usually forms of it. If,
as Newton does, one understands light to be only a mixture of all the
colors, then any concept of the concrete entity “light”
disappears. “Light” then evaporates completely into an
empty general mental picture, to which nothing in reality
corresponds. Such abstractions were foreign to the Goethean world
view. For him every mental picture had to have a concrete
content. But for him, the “concrete” did not cease with
the “physical.”
Modern physics actually has no concept at all for “light.”
It knows only specific lights, colors, that in particular mixtures
evoke the impression “white.” But even this “white”
cannot be identified with light in itself. “White” is
actually also nothing other than a mixed colour. Modern
physics does not know “light” in the Goethean sense, any
more than it knows “darkness.” Thus Goethe's colour
theory moves in a realm that makes no contact at all with what the
physicists determine conceptually. Physics simply does not know
any of the basic concepts of the Goethean colour theory. Therefore,
from its standpoint, it cannot judge this theory at all. Goethe, in
fact, begins where physics ends.
It demonstrates a completely superficial grasp of the matter when one
speaks continuously of the relationship of Goethe to Newton and to
modern physics, and in doing so is completely unaware of the fact
that two entirely different ways of looking at the world are being
indicated.
We are convinced that someone who has grasped our expositions on the
nature of sense impressions in the right sense can gain no other
impression of the Goethean colour theory than the one described. To
be sure, someone who does not accept these considerations of ours
that prepare the ground will remain at the standpoint of physical
optics and will therefore also reject Goethe's colour theory.
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