CHAPTER X
MONISM AND THE PHILOSOPHY OF
SPIRITUAL ACTIVITY
[Here the term “spiritual
activity” is introduced by the Editor following a suggestion of
Rudolf Steiner himself, instead of the word “freedom”
which he considers does not adequately represent the German
“Freiheit.”]
THE
naive man who acknowledges nothing as real except what he can see
with his eyes and grasp with his hands, demands for his moral life,
too, grounds of action which are perceptible to his senses. He wants
someone who will impart to him these grounds of action in a manner
that his senses can apprehend. He is ready to allow these grounds of
action to be dictated to him as commands by any man whom he considers
wiser or more powerful than himself, or whom he acknowledges, for
another reason, to be a power superior to himself. This accounts for
the moral principles enumerated above, viz., the principles which
rest on the authority of family, state, society, church and God. The
most narrow-minded man still believes in the authority of some one
person. He who is a little more advanced allows his moral conduct to
be dictated by a majority (state, society). In every case he relies
on some power which is perceptible. When, at last, the conviction
dawns on someone that his authorities are fundamentally human beings
just as weak as himself, then he seeks guidance from a higher power,
from a Divine Being, whom, in turn, he endows with qualities
perceptible to the senses. He conceives this Being as communicating
to him the conceptual content of his moral life in a perceptible way
— believing, for example, that God appears in the burning bush,
or that He moves about among men in manifest human shape, and that
their ears can hear His voice telling them what they are to do and
what not to do.
The highest stage of
development which Naive Realism attains in the sphere of morality is
that at which the moral command (the moral Idea) is conceived as
having no connection with any external being, but, hypothetically, as
being an absolute power in one's own inner life. What man first
beheld as the external voice of God, that he now beholds as an
independent power in his own interior and he now talks of this inner
voice in a way which identifies it with conscience.
This conception,
however, takes us already beyond the level of the naive consciousness
into the sphere where moral laws have become independent norms. They
are there no longer transmitted by a carrier, but are turned into
self-existent metaphysical entities. They are analogous to the
visible-invisible forces of Metaphysical Realism, which seek reality,
not through the part which human nature, through its thinking, plays
in this reality, but which hypothetically adds it to the facts of
experience. Hence these extra-human moral norms always appear as
accompanying Metaphysical Realism. For this theory is bound to look
for the origin of morality likewise in the sphere of extra-human
reality. There are different views possible. If the supposed
extra-human being is conceived to be unthinking and acts according to
purely mechanical laws, as modern Materialism conceives that it does,
then it must also produce out of itself, by purely mechanical
necessity, the human individual and all that belongs to him. On that
view the consciousness of freedom can be nothing more than an
illusion. For whilst I consider myself the author of my action, it is
the matter of which I am composed and the movements which are going
on in it that work within me. I imagine myself free, but actually all
my actions are nothing but the effects of the material processes
which are the basis of my physical and mental organization. It is
only because we do not know the motives which compel us that we have
the feeling of freedom. “We must emphasize that the feeling of
freedom is caused by the absence of external compelling motives.”
“Our actions are as much subject to necessity as our thoughts”
(Ziehen, Leitfaden der Physiologischen Psychologie, pp. 207,
ft.). [For the manner in which I
have here spoken of “Materialism,” and for the
justification of so speaking of it, see the Addition on page
145.]
Another possibility is
that someone will find in a spiritual being the Absolute hidden
behind all phenomena. If so, he will look for the spring of action in
such a kind of spiritual power. He will regard the moral principles
which his reason contains as the manifestation of this absolute
being, which pursues in men its own special purposes. Moral laws
appear to the Dualist, who holds this view, as dictated by the
Absolute, and man's only task is to discover, by means of his reason,
the decisions of the Absolute and to carry them out. For the Dualist,
the moral order of the world is the perceptible reflection of the
higher order that lies behind it. Our earthly morality is the
manifestation of the extra-human world-order. It is not man who
matters in this moral order but the Absolute, that is, the
extra-human Being. Man ought to do what this being wills. Eduard von
Hartmann, who identifies this being as such with a Godhead whose
existence is a life of suffering, believes that this Divine Being has
created the world in order to gain, by means of the world, release
from his infinite suffering. Hence this philosopher regards the moral
evolution of humanity as a process, the function of which is the
redemption of God. “Only through the building up of a moral
world-order on the part of rational, self-conscious individuals is it
possible for the world-process to be led to its goal.” “Real
existence is the incarnation of the Godhead. The world-process is the
passion of the incarnated God, and at the same time the way of
redemption for him who was crucified in the flesh; morality, however,
is co-operation in the shortening of this path of suffering and
redemption” (Hartmann, Phaenomenologie des sittlichen
Bewusstseins, p. 871). On this view man does not act because he
wills, but he ought to act because it is God's will to be redeemed.
Whereas the Materialistic Dualist turns man into an automaton, the
action of which is nothing but the effect of causality according to
purely mechanical laws, the Spiritualistic Dualist (i.e., he
who treats the Absolute, the thing-in-itself, as a spiritual
something in which man with his conscious experience has no share),
makes man the slave of the will of the Absolute. Freedom (spiritual
activity) is excluded in Materialism, as well as in one-sided
Spiritualism, and in general Metaphysical Realism which infers, as
true reality, an extra-human something which it does not experience.
Naive and Metaphysical
Realism, if they are to be consistent, have to deny freedom for one
and the same reason, viz., because, for them, man does nothing but
carry out, or execute, principles necessarily imposed upon him. Naive
Realism destroys freedom by subjecting man to authority, whether it
be that of a perceptible being, or that of a being conceived on the
analogy of perceptible beings, or lastly, that of the abstract inner
voice which he interprets as “conscience.” The
Metaphysician, content merely to infer an extra-human reality, is
unable to acknowledge freedom because, for him, man is determined,
mechanically or morally, by a “Being-in-itself.”
Monism will have to
admit the partial justification of Naive Realism, with which it
agrees in admitting the justification of the world of percepts. He
who is incapable of producing moral Ideas through intuition must
receive them from others. In so far as a man receives his moral
principles from without he is actually unfree. But Monism ascribes to
the Idea the same importance as to the percept. The Idea can manifest
itself in the human individual. In so far as man follows the impulses
coming from this side he feels himself to be free. But Monism denies
all justification to Metaphysics which merely draws inferences, and
consequently also to the impulses of action which are derived from
so-called “Beings-in-themselves.” According to the
Monistic view, man's action is unfree when he obeys some perceptible
external compulsion; it is free when he obeys none but himself. There
is no room in Monism for any kind of unconscious compulsion hidden
behind percept and concept. If anybody maintains of the action of a
fellow-man that it has not been freely done, he is bound to point out
within the perceptible world the thing or the person or the
institution which has caused the agent to act. And if he supports his
contention by an appeal to causes of action lying outside the
perceptible or spiritually real world, then Monism must decline to
take account of such an assertion.
According to the
Monistic conception, then, man's action is partly free, partly
unfree. He is conscious of himself as unfree in the world of
percepts, and he realizes in himself the free spirit.
The moral laws which
his inferences compel the Metaphysician to regard as issuing from a
higher power are, according to the upholder of Monism, thoughts of
men. To him the moral order is neither a replica of a purely
mechanical order of nature nor of an extra-human world-order, but
through and through the free creation of men. It is not man's
business to carry out the will of some being outside
himself in the world, but his own. He carries out his own decisions
and intentions, not those of another being. Monism does not find
behind human agents the purposes of a foreign world ruler,
determining them to act according to his will. On the contrary, men,
in so far as they realize their intuitive Ideas, pursue merely their
own human ends. Moreover, each individual pursues his own particular
ends. For the world of Ideas realizes itself, not in a community, but
only in individual men. What appears as the common goal of a
community is nothing but the result of the separate volitions of its
individual members, and most commonly of a few outstanding men whom
the rest follow as their authorities. Each one of us has it in him to
be a free spirit, just as every rose germ is destined to become a
rose.
Monism,
then, is in the sphere of genuinely moral action the true philosophy
of spiritual activity (freedom). Being also a philosophy of reality,
it rejects the metaphysical (unreal) restriction of the free spirit
as emphatically as it acknowledges the physical and historical
(naively real) restrictions of the naive man. Inasmuch as it does not
look upon man as a finished product, exhibiting in every moment of
his life his full nature, it considers idle the dispute whether man,
as such, is free or not. It looks upon man as a developing being, and
asks whether, in the course of this development, the stage of the
free spirit can be attained.
Monism knows that
nature does not send forth man ready-made as a free spirit, but that
she leads him up to a certain stage, from which he continues to
develop still as an unfree being, until he reaches the point where he
finds his own self.
Monism perceives
clearly that a being acting under physical or moral compulsion cannot
be truly moral. It regards the stages of automatic action (in
accordance with natural urges and instincts), and of obedient action
(in accordance with moral norms), as necessary preparatory stages for
morality, but it understands that it is possible for the free spirit
to transcend both these transitory stages. Monism emancipates the
truly moral world-view in general from all the internal fetters of
the maxims of naive morality, and from all the externally imposed
maxims of speculative Metaphysicians. The former Monism can as little
eliminate from the world as it can eliminate percepts. The latter it
rejects, because it looks for all principles of elucidation of the
phenomena of the world within that world and not outside it. Just as
Monism refuses even to entertain the thought of cognitive principles
other than those applicable to men (p. 96), so it rejects also the
thought of moral maxims other than those applicable to men. Human
morality, like human knowledge, is conditioned by human nature, and
just as beings of a different order will mean by knowledge something
very different from what we mean by it, so other beings will have a
very different morality. For Monists, morality is a specifically
human quality, and spiritual activity (freedom) the human way of
being moral.
- ADDITION TO THE REVISED EDITION, 1918
In
forming a judgment about the argument of the two preceding chapters,
a difficulty may arise from what may appear to be a contradiction. On
the one side, we have spoken of the experience of thinking as one the
significance of which is universal and equally valid for every human
consciousness. On the other side, we have pointed out that the Ideas
which we realize in moral action and which are of the same nature as
those that thinking elaborates, manifest themselves in every human
consciousness in an uniquely individual way. If we cannot get beyond
regarding this antithesis as a “contradiction,” and
if we do not recognize that in the living recognition of this
actually existing antithesis a piece of man's essential nature
reveals itself, we shall not be able to apprehend in the true light
either the Idea of knowledge or the Idea of freedom. Those who think
of concepts as nothing more than abstractions from the world of
percepts, and who do not acknowledge the part which intuition plays,
cannot but regard as a “pure contradiction” the thought
for which we have here claimed reality. But if we understand how
Ideas are experienced intuitively in their self-sustaining essence,
we see clearly that, in knowledge, man lives and enters into the
world of Ideas as into something which is identical for all men. On
the other hand, when man derives from that Idea-world the intuitions
for his voluntary actions, he individualizes a member of the world of
Ideas by that same activity which he practises as a universally human
one in the spiritual and ideal process of cognition. The apparent
logical contradiction between the universal character of
cognitive Ideas and the individual character of moral Ideas becomes,
when seen in its reality, a living concept. It is a criterion of the
essential nature of man that what we intuitively apprehend oscillates
within man, like a living pendulum, between knowledge which is
universally valid, and individualized experience of this universal
content. Those who fail to perceive the one oscillation in its real
character, will regard thinking as a merely subjective human
activity. For those who are unable to grasp the other oscillation,
man's activity in thinking will seem to lose all individual life.
Knowledge is to the former, the moral life to the latter, an
unintelligible fact. Both will fall back on all sorts of suppositions
for the explanation of the one or of the other, because both either
do not understand at all how thinking can be intuitively experienced,
or else misunderstand it as an activity which merely abstracts.
- ADDITION TO THE REVISED EDITION, 1918
On p.
139 I have spoken of Materialism. I am well aware that there are
thinkers, like the above-mentioned Th. Ziehen, who do not call
themselves Materialists at all, but yet who must be called so from
the point of view put forward in this book. It does not matter
whether a thinker says that for him the world is not restricted to
merely material being, and that, therefore, he is not a Materialist.
No, what matters is whether he develops concepts which are applicable
only to material being. Anyone who says, “Our action, like our
thought, is necessitated,” lays down a concept which is
applicable only to material processes, but not applicable either to
action or to existence. And if he were to think out what his concept
implies, he would end by thinking materialistically. He saves himself
from this fate only by the same inconsistency which so often results
from not thinking one's thoughts out to the end. It is often said
nowadays that the Materialism of the nineteenth century is
scientifically dead. But in truth it is not so. It is only that
nowadays people frequently fail to notice that they have no other
Ideas than those which can approach only the material world. Thus
recent Materialism is veiled, whereas in the second half of the
nineteenth century it openly flaunted itself. Towards a conception
which apprehends the world spiritually the camouflaged Materialism of
the present is no less intolerant than the self-confessed Materialism
of the last century. But it deceives many who think they have a right
to reject a conception of the world which takes spirit into account,
on the ground that the scientific world-view “has long ago
abandoned Materialism.”
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