CHAPTER XII
MORAL IMAGINATION (DARWINISM
AND MORALITY)
A FREE
spirit acts according to his impulses, i.e.,
intuitions, which his thinking has selected out of the whole world of
his Ideas. For an unfree spirit, the reason why he singles out a
particular intuition from his world of Ideas, in order to make it the
basis of an action, lies in the perceptual world which is given to
him, i.e., in his past experiences. He recalls, before making
a decision, what someone else has done, or recommended as proper in
an analogous case, or what God has commanded to be done in such a
case, etc., and he acts on these recollections. For a free spirit
these preliminary conditions are not the only impulses to action. He
takes an absolutely original decision. He cares as little what
others have done in such a case as what commands they had laid down.
He has purely ideal reasons which determine him to select a
particular concept out of the sum of his concepts, and to realize it
in action. But his action will belong to perceptible reality.
Consequently, what he achieves will be identical with a definite
content of perception. The concept will have to realize itself in a
concrete particular event. As a concept it will not contain this
particular event. It will refer to the event only in the same way as,
in general, a concept is related to a percept, e.g., the
concept lion to a particular lion. The link between concept and
percept is the representation [See Translator's Preface,
p. ix.] (cp. p. 80 ff.). To the unfree spirit this
intermediate link is given from the outset. Motives exist in his
consciousness from the first in the form of representations.
Whenever he intends to do anything he acts as he has seen
others act, or as he is ordered to do in each separate case. Hence
authority is most effective in the form of examples, i.e., in
the form of quite definite particular actions handed down for the
consciousness of the unfree spirit. A Christian models his conduct
less on the teaching than on the model of the Saviour. Rules have
less value for telling men positively what to do than for telling
them what to leave undone. Laws take on the form of general concepts
only when they forbid actions, not when they prescribe actions. Laws
concerning what we ought to do must be given to the unfree spirit in
wholly concrete form. Clean the street in front of your door! Pay
your taxes to such and such an amount to the tax-collector! etc.
Conceptual form belongs to laws which inhibit actions. Thou shalt not
steal! Thou shalt not commit adultery! These laws, too, influence the
unfree spirit only by means of a concrete representation, e.g.,
that of the punishments attached by human authority, or of the pangs
of conscience, or of eternal damnation, etc.
When the motive to an
action exists in general conceptual form (e.g., Thou shalt do
good to thy fellow-men! Thou shalt live so that thou promotest best
thy welfare!) there must first be found, in the particular case, the
concrete representation of the action (the relation of the concept to
a content of perception). For a free spirit who is not compelled by
any model nor by fear of punishment, etc., this translation of the
concept into a representation is always necessary.
Now man produces
concrete representations from out of the sum of his Ideas by means of
the imagination. Hence what the free spirit needs in order to realize
his Ideas, in order to assert himself in the world, is moral
imagination. This is the source of the free spirit's action. Only
those men, therefore, who are endowed with moral imagination are,
properly speaking, morally productive. Those who merely preach
morality, i.e., those who merely excogitate moral rules
without being able to condense them into concrete representations,
are morally unproductive. They are like those critics who can explain
very reasonably how a work of art ought to be made, but who are
themselves incapable of the smallest artistic production.
Moral imagination, in
order to realize its representation, must set to work upon a
determinate sphere of percepts. Human action does not create
percepts, but transforms already existing percepts and gives them a
new form. In order to be able to transform a definite object of
perception, or a sum of such objects, in accordance with a moral
representation, one must have grasped the law-abiding content of the
percept-picture (its hitherto existing mode of working to which one
wants to give a new form or a new direction). Further, it is
necessary to discover the procedure by which it is possible to change
the given law into the new one. This part of effective moral activity
depends on knowledge of the particular world of phenomena with which
one has got to deal. We shall, therefore, find it in some branch of
scientific knowledge in general. Moral action, then, presupposes, in
addition to the faculty of moral Ideation [Only
a superficial critic will find in the use of the word “faculty,”
in this and other passages, a relapse into the old-fashioned doctrine
of faculties of the soul. The precise meaning of this word is evident
from what is said on pp. 70 – 71.] and of moral
imagination, the ability to transform the world of percepts without
breaking the natural laws by which they are connected. This ability
is moral technique. It may be learnt in the same sense in which
science in general may be learnt. For, in general, men are better
able to find concepts for the ready-made world than
productively to originate out of their imagination future, and as yet
non-existing, actions. Hence, it is very well possible for men
without moral imagination to receive moral representations from
others, and to engrave them skillfully into the actual world. Vice
versa, it may happen that men with moral imagination lack
technical skill, and are dependent on the service of other men for
the realization of their representations.
In so far as we require
for moral action knowledge of the objects upon which we are about to
act, our action depends upon such knowledge. What we need to know
here are laws of nature. These belong to the Natural Sciences, not to
Ethics.
Moral imagination and
the faculty of moral Ideation can become objects of knowledge only
after they have first been produced by the individual. But, then,
they no longer regulate life, but have already regulated it. They
must now be treated as efficient causes, like all other causes (they
are purposes only for the subject). The study of them is, as it were,
the Natural Science of moral representations.
Ethics as a Normative
Science, over and above this science, cannot exist.
Some would maintain the
normative character of moral laws at least in the sense that Ethics
is to be taken as a kind of dietetic which from the conditions of the
organism's life, deduces general rules, on the basis of which it
hopes to give detailed directions to the body. (Paulsen, System
der Ethik.) This comparison is mistaken, because our moral life
cannot be compared with the life of the organism. The function of the
organism occurs without any volition on our part. We find its laws
ready-made in the world; hence we can discover them and apply them
when discovered. Moral laws, on the other hand, do not exist
until we create them. We cannot apply them until we have created
them. The error is due to the fact that moral laws are not, in their
content, at every moment new creations, but are handed down by
tradition. Those which we take over from our ancestors appear to be
given like the natural laws of the organism. But it does not follow
that a later generation has the right to apply them in the same way
as dietetic rules. For they apply to individuals, and not, like
natural laws, to specimens of a genus. Considered as an organism I am
such a generic specimen, and I shall live in accordance with nature
if I apply the laws of my genus to my particular case. As a moral
being I am an individual and have laws which are wholly my own. [When
Paulsen, p. 15 of the book mentioned above, says: “Different
natural endowments and different conditions of life demand both a
different bodily and also a different spiritual-moral diet,” he
is very close to the correct view, but yet he misses the decisive
point. In so far as I am an individual, I need no diet. Dietetic
means the art of bringing a particular specimen into harmony with the
general laws of the genus. But as an individual I am not a specimen
of a genus.]
The view here upheld
appears to contradict that fundamental doctrine of modern Natural
Science which is known as the Theory of Evolution. But it only
appears to do so. By evolution we mean the real development of the
later out of the earlier in accordance with natural law. In the
organic world, evolution means that the later (more perfect) organic
forms are real descendants of the earlier (imperfect) forms, and have
grown out of them in accordance with natural laws. The upholders of
the theory of organic evolution ought really to believe that there
was once a time on our earth, when a being could have observed with
his own eyes the gradual evolution of reptiles out of proto-amniotes,
supposing that he could have been present as an observer, and had
been endowed with a sufficiently long span of life. Similarly,
Evolutionists ought to suppose that a being could have watched the
development of the solar system out of the primordial nebula of the
Kant-Laplace hypothesis, if he could have occupied a suitable spot in
the world-ether during that infinitely long period. [That on this
supposition, the nature of both the proto-amniotes and of the
primordial nebula of the Kant-Laplace hypothesis would have to be
conceived differently from the Materialist's conception of it, is
here irrelevant.] But no Evolutionist should ever dream of
maintaining that he could from his concept of the proto-amniote
deduce that of the reptile with all its qualities, if he had never
seen a reptile. Just as little would it be possible to derive the
solar system from the concept of the Kant-Laplace nebula, if this
concept of an original nebula had been formed only from the percept
of the nebula. In other words, if the Evolutionist is to think
consistently, he is bound to maintain that out of earlier phases of
evolution later ones really develop; that once the concept of the
imperfect and that of the perfect have been given, we can understand
the connection. But in no case should he admit that the concept
formed from the earlier phases is, in itself, sufficient for deducing
from it the later phases. From this it follows for Ethics that,
whilst we can understand the connection of later moral concepts with
earlier ones, it is not possible to deduce a single new moral Idea
from earlier ones. The individual, as a moral being, produces his own
content. This content, thus produced, is for Ethics a datum, as much
as reptiles are a datum for Natural Science. Reptiles have evolved
out of proto-amniotes, but the scientist cannot manufacture the
concept of reptiles out of the concept of the proto-amniotes. Later
moral Ideas evolve out of the earlier ones, but Ethics cannot
manufacture out of the moral principles of an earlier culture those
of a later one. The confusion is due to the fact that, as scientists,
we start with the facts before us, and then make them objects of
knowledge, whereas in moral action we first produce the facts
ourselves, and then gain knowledge of them. In the evolution of the
moral world-order we accomplish what, at a lower level, nature
accomplishes: we alter some part of the perceptual
world. Hence the ethical norm cannot straightway be made an object of
knowledge, like a law of nature, for it must first be created. Only
when that has been done can the norm become an object of knowledge.
But is it not possible
to make the old a measure for the new? Is not every man compelled to
measure the products of his moral imagination by the standard of
traditional moral doctrines? If he would be truly productive in
morality, such measuring is as much an absurdity as it
would be an absurdity if one were to measure a new species in
nature by an old one and say that reptiles, because they do not agree
with the proto-amniotes, are an illegitimate (degenerate) species.
Ethical Individualism,
then, so far from being in opposition to the theory of evolution
rightly understood, is a direct consequence of it. Haeckel's
genealogical tree, from protozoa up to man as an organic being, ought
to be capable of being worked out without a breach of natural law,
and without a gap in its uniform evolution, up to the individual as a
moral being in a definite sense. But in no case could we deduce the
nature of a later species from the nature of an ancestral species.
However true it is that the moral Ideas of the individual have
perceptibly grown out of those of his ancestors, it is also true that
the individual is morally barren, unless he has moral Ideas of his
own.
The same Ethical
Individualism, which I have developed on the basis of the preceding
conceptions, might be equally well developed on the basis of the
theory of evolution. The final result would be the same; only the
path by which it was reached would be different.
That absolutely new
moral Ideas should be developed by the moral imagination is for the
theory of evolution no more miraculous than the development of one
animal species out of another, provided only that this theory, as a
Monistic world-view, rejects, in morality as in science, every
transcendent (metaphysical) influence which cannot be ideally
experienced. In doing so, it follows the same principle by which it
is guided in seeking the causes of new organic forms without
referring to the interference of an extra-mundane Being, who produces
every new species in accordance with a new creative thought through
supernatural influence. Just as Monism has no use for
supernatural creative thoughts in explaining living organisms,
so it is equally impossible for it to derive the moral world-order
from causes which do not lie within the world of our experience. It
cannot admit that the nature of moral will is exhausted by being
traced back to a continuous supernatural influence upon moral life
(divine government of the world from the outside), or a particular
act of revelation at a particular moment in history (giving of
the ten commandments), or through God's appearance on the earth (as
Christ). All that happens in this way to and in man becomes a moral
element only when it enters into human experience and becomes an
individual's own. Moral processes are, for Monism, products of the
world like everything else that exists, and their causes must be
looked for in the world, i.e., in man, because man is the
bearer of morality.
Ethical Individualism,
then, is the crown of the edifice that Darwin and Haeckel have
striven for Natural Science. It is Spiritualized Evolutionism applied
to the moral life.
Anyone who restricts
the concept of the natural from the outset to an arbitrarily narrowed
sphere, is easily tempted not to find any room within it for free
individual action. The consistent Evolutionist does not easily fall a
prey to such a narrow-minded view. He cannot let the natural process
of evolution terminate with the ape, and acknowledge for man a
“supernatural” origin. He is bound, in his very search
for the natural progenitors of man to seek Spirit even in nature.
Again, he cannot stop short at the organic functions of man, and
regard only these as natural. He is bound to look on the life of
moral self-determination as the spiritual continuation of organic
life.
The Evolutionist, then,
in accordance with his fundamental principles, can maintain
only that the present form of moral action evolves out of other kinds
of world-happenings. He must leave the characterization of action,
i.e., its determination as a free action, to the immediate
observation of each action. All that he maintains is only that men
have developed out of non-human ancestors. What the nature of men
actually is must be determined by observation of men themselves. The
results of this observation cannot possibly contradict the true
history of evolution. Only the assertion that the results are such as
to exclude their being due to a natural world-order would
contradict recent developments in the Natural Sciences. [We
are entitled to speak of thoughts (ethical Ideas) as objects of
observation. For, although the products of thinking do not enter the
field of observation, so long as thinking goes on, they may well
become objects of observation subsequently. In this way we have
gained our characterization of action.]
Ethical Individualism,
then, has nothing to fear from a Natural Science which understands
itself. Observation yields spiritual activity (freedom) as the
characteristic quality of the perfect form of human action. Freedom
must be attributed to the human will, in so far as the will realizes
purely ideal intuitions. For these are not the results of a necessity
acting upon them from without, but are grounded in themselves. When
we find that an action embodies such an ideal intuition, we feel it
to be free. Freedom consists in this character of an action.
What, then, from this
standpoint are we to say of the distinction, already mentioned above
(p. 7) between the two statements “To be free means to be able
to do what you will,” and “To be able, as you
please, to desire or not to desire is the real meaning of the dogma
of freewill”? Hamerling bases his theory of freewill precisely
on this distinction, by declaring the first statement to be correct
but the second to be an absurd tautology. He says, “I can do
what I will, but to say I can will what I will is an empty
tautology.” Whether I am able to do, i.e., to
make real, what I will, i.e., what I have set before myself as
my Idea of action, that depends on external circumstances and on
my technical skill (cp. p. 156). To be free means to be able to
determine by moral imagination out of oneself those representations
(motives) which lie at the basis of the action. Freedom is impossible
if anything other than I myself (whether a mechanical process or
extra-mundane God whose existence is only inferred) determines my
moral representations. In other words, I am free only when I myself
produce these representations, but not when I am merely able to
realize the motives which another being has implanted in me. A free
being is one who can will what he regards as right. Whoever does
anything other than what he wills must be impelled to it by motives
which do not lie in himself. Such a man is unfree in his action.
Accordingly, to be able to will, as you please, what you consider
right or what you consider wrong would mean to be free or unfree as
you please. This is, of course, just as absurd as to identify freedom
with the ability to do what one is compelled to will. But this is
just what Hamerling maintains when he says, “It is perfectly
true that the will is always determined by motives, but it is absurd
to say that on this ground it is unfree; for a greater freedom can
neither be desired nor conceived than the freedom to realize oneself
in proportion to one's own power and strength of decision.” On
the contrary, it is well possible to desire a greater freedom and
that a true freedom, viz., the freedom to determine for oneself the
reasons for one's volitions.
Under certain
conditions a man may be induced to abandon the execution of his will;
but to allow others to prescribe to him what he ought to do —
in other words, to will what another and not what he himself regards
as right — to this a man will submit only when he does not feel
free.
External powers may
prevent me from doing what I will, but that is only to condemn me to
do nothing or to be unfree. Not until they enslave my spirit, drive
my motives out of my head, and put their own motives in the place of
mine, do they really aim at making me unfree. That is the reason why
the church attacks not only the mere doing, but especially the impure
thoughts, i.e., motives of my action. The church makes me
unfree if she calls impure all those motives which she has not
enunciated. A church or other community produces unfreedom when its
priests or teachers turn themselves into rulers of consciences, i.e.,
when the faithful are compelled to go to them (to the confessional)
for the motives of their actions.
ADDITION TO REVISED EDITION, 1918
In the preceding
chapters on human willing I have pointed out what man can experience
in his actions, so as, through this experience, to become conscious
that his willing is free. It is especially important to recognize
that we derive the right to call an act of will free from the
experiment of an ideal intuition realizing itself in the act. This
can be nothing but a result of observation, in the sense that we
observe the development of human volition in the direction towards
the goal of attaining the possibility of just-such volition sustained
by purely ideal intuition. This attainment is possible because the
ideal intuition is effective through nothing but its own
self-dependent essence. Where such an intuition is present in human
consciousness, it has not developed itself out of the processes in
the organism (cp. p. 111 ff.), but the organic activity has retired
to make room for the ideal activity. Observation of an act of will
which is an image of an intuition shows that out of it, likewise, all
organically necessary activity has retired. The act of will is free.
No one can observe this freedom of will who is unable to see how free
will consists in this, that, first, the intuitive element lames and
represses the necessary activity of the human organism and then puts
in its place the spiritual activity of a will permeated by the Idea.
Only those who are unable to observe these two factors in the free
act of will believe that every act of will is unfree. Those who are
able to observe them win through to the recognition that man is
unfree in so far as he cannot carry through the repressing of the
organic activity, but that this unfreedom is tending towards freedom,
and that this freedom, so far from being an abstract ideal, is a
directive force inherent in human nature. Man is free in proportion
as he succeeds in realizing in his acts of will the same mood of soul
which pervades him when he is conscious in himself of the formation
of purely ideal (spiritual) intuitions.
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