IN the field of pedagogy Fate gave me an unusual task. I was employed
as tutor in a family where there were four boys. To three I had to
give only the preparatory instruction for the
Volkschule(1)
and then assistance in the work of the Mittelschule.
The fourth, who was almost ten years old, was at first entrusted to me
for all his education. He was the child of sorrow to his parents,
especially to his mother. When I went to live in the home, he had
scarcely learned the most rudimentary elements of reading, writing,
and arithmetic. He was considered so subnormal in his physical and
mental development that the family had doubts as to his capacity for
being educated. His thinking was slow and dull. Even the slightest
mental exertion caused a headache, lowering of vital functions,
pallor, and alarming mental symptoms. After I had come to know the
child, I formed the opinion that the sort of education required by
such a bodily and mental organism must be one that would awaken the
sleeping faculties, and I proposed to the parents that they should
leave the child's training to me. The mother had enough confidence to
accept this proposal, and I was thus able to set myself this unusual
educational task.
I had to find access to a soul which was, as it were, in a sleeping
state, and which must gradually be enabled to gain the mastery over
the bodily manifestations. In a certain sense one had first to draw
the soul within the body. I was thoroughly convinced that the boy
really had great mental capacities, though they were then buried. This
made my task a profoundly satisfying one. I was soon able to bring the
child into a loving dependence upon me. This condition caused the mere
intercourse between us to awaken his sleeping faculties of soul. For
his instruction I had to feel my way to special methods. Every fifteen
minutes beyond a certain time allotted to instruction caused injury to
his health. To many subjects of instruction the boy had great
difficulty in relating himself.
This educational task became to me the source from which I myself
learned very much. Through the method of instruction which I had to
apply there was laid open to my view the association between the
spiritual-mental and the bodily in man. Then I went through my real
course of study in physiology and psychology. I became aware that
teaching and instructing must become an art having its foundation in a
genuine understanding of man. I had to follow out with great care an
economic principle. I frequently had to spend two hours in preparing
for half an hour of instruction in order to get the material for
instruction in such a form that in the least time, and with the least
strain upon the mental and physical powers of the child, I might reach
his highest capacity for achievement. The order of the subjects of
instruction had to be carefully considered; the division of the entire
day into periods had to be properly determined. I had the satisfaction
of seeing the child in the course of two years accomplish the work of
the Volkschule, and successfully pass the examination for entrance to the
Gymnasium (2).
Moreover, his physical condition had
materially improved. The hydrocephalic condition was markedly
diminishing. I was able to advise the parents to send the child to a
public school. It seemed to me necessary that he should find his vital
development in company with other children. I continued to be a tutor
for several years in the family, and gave special attention to this
boy, who was always guided to make his way through the school in such
a way that his home activities should be carried through in the spirit
in which they were begun. I then had the inducement, in the way I have
already mentioned, to increase my knowledge of Latin and Greek, for I
was responsible for the tutoring of this boy and another in this
family for the Gymnasium lessons.
I must needs feel grateful to Fate for having brought me into such a
life relationship. For through this means I developed in vital fashion
a knowledge of the being of man which I do not believe could have been
developed by me so vitally in any other way. Moreover, I was taken
into the family in an extraordinarily affectionate way; we came to
live a beautiful life in common. The father of these boys was a
sales-agent for Indian and American cotton. I was thus able to get a
glimpse of the working of business, and of much that is connected with
this. Moreover, through this I learned a great deal. I had an inside
view of the conduct of a branch of an unusually interesting import
business, and could observe the intercourse between business friends
and the interlinking of many commercial and industrial activities.
My young charge was successfully guided through the Gymnasium; I
continued with him even to the
Unter-Prima(3).
By that
time he had made such progress that he no longer needed me. After
completing the Gymnasium he entered the school of medicine, became a
physician, and in this capacity he was later a victim of the World
War. The mother, who had become a true friend of mine because of what
I had done for her boy, and who clung to this child of sorrow with the
most devoted love, soon followed him in death. The father had already
gone from this world.
A good portion of my youthful life was bound up with the task which
had grown so close to me. For a number of years I went during the
summer with the family of the children whom I had to tutor to the
Attersee in the Salzkammergut, and there became familiar with the
noble Alpine nature of Upper Austria. I was gradually able to
eliminate the private lessons I had continued to give to others even
after beginning this tutoring, and thus I had time left for
prosecuting my own studies.
In the life I led before coming into this family I had little
opportunity for sharing in the play of children. In this way it came
about that my play-time came after my twentieth year. I
had then to learn also how to play, for I had to direct the play, and
this I did with great enjoyment. To be sure, I think I have not played
any less in my life than other men. Only in my case what is usually
done in this direction before the tenth year I repeated from the
twenty-third to the twenty-eighth year.
It was during this period that I was occupied with the philosophy of
Eduard von Hartmann. As I studied his theory of knowledge, continual
opposition was aroused within me. The opinion that the genuinely real
lies as the unconscious beyond conscious experience, and that the
latter is nothing more than an unreal pictorial reflection from the
real this was to me utterly repugnant. In opposition to this I
postulated that the conscious experience can, through the
strengthening of mental life, dip down within the real. I was clear in
my own mind that the divine-spiritual reveals itself in man if man
makes this revelation possible through his own inner life.
The pessimism of Eduard von Hartmann appeared to me as an utterly
false questioning of human life. I had to conceive man as striving
toward the goal of drawing up from within himself that with which life
fills him for his satisfaction. I said to myself: If through the
ordering of the world a best life were simply imparted to man, how
could he bring this inner spring to a flowing stream? The
external world order has come to a stage in evolution in which it has
ignored the good and the bad in things and in facts. Then first the
human being awakes to self-consciousness and guides the evolution
farther, but in such way that this evolution takes its direction
toward freedom, not from things and facts, but only from the fountain
head of man's being. The mere introduction of the question of
pessimism or optimism seemed to me to be running counter to the free
being of man. I frequently said to myself: How could man be the
free creator of his highest happiness if a measure of happiness were
imparted to him through the ordering of the external world?
On the other hand, Hartmann's work
Phänomenologie des Sittlichen Bewusstsein(4)
attracted me. There, I found, the moral
evolution of man was traced according to the clue of what is
empirically observable. It does not become as in the case of
Hartmann's theory of knowledge speculative thought linked to unknown
being which lies beyond consciousness; but rather it is that which can
be experienced as morality, and grasped in its manifestations. And it
was clear to me that no philosophical speculation must think
beyond the phenomena if it desires to reach the genuinely real.
The phenomena of the world reveal of themselves this genuinely real as
soon as the conscious soul prepares itself to receive the revelation.
Whoever takes into consciousness only what is perceptible to the
senses may seek for real being in a beyond-consciousness; whoever
grasps the spiritual in his perception speaks of this as being on this
side, not of a beyond in the sense characteristic of a theory of
cognition. Hartmann's consideration of the moral world seemed to me
congenial because in this his beyond standpoint withdraws
wholly into the background, and he confines himself to that which can
be observed. Through a deeper penetration into phenomena, even to the
point where these disclose their spiritual being it was in this way
that I desired to know that knowledge of real being is brought to
pass, not through inferential reasoning as to what is
behind phenomena.
Since I was always striving to sense a human capacity on its positive
side, Eduard von Hartmann's philosophy became useful to me, in spite
of the fact that its fundamental tendency and its conception of life
were repugnant; for it cast a penetrating light upon many phenomena.
And even in those writings of the philosopher of the
unconscious from which in principle I dissented I yet found much
that was immensely stimulating. So it was also with the popular
writings of Eduard von Hartmann, which dealt with cultural historical,
pedagogical, and political problems. I found in this pessimist
sound conceptions of life such as I could not discover in
many optimists. It was just in connection with him that I experienced
that which I needed,-to be able to understand even though I had to
oppose.
It was thus that I sat till late many a night when I could leave my
boys to themselves, and after I had admired the starry heavens from
the balcony of the house in studying the Phenomenology of Moral
Consciousness and the
Religiöses Bewusstsein der Menscheit in der Stufenfolge seiner Entwickelung(5),
and while I
was reading these writings I attained to an ever increasing assurance
concerning my own standpoint in regard to the theory of knowledge.
Upon the suggestion of Schröer, Joseph Kürschner invited me in 1884 to
edit Goethe's scientific writings with an introduction and
accompanying interpretive notes as a part of the edition of
Deutsche National-Literatur planned by him. Schröer, who had
taken responsibility for Goethe's dramas within the great collective
work, was to preface the first volume assigned to me with an
introductory foreword. In this he analysed the manner in which Goethe
as poet and as thinker was related to the contemporary spiritual life.
In the philosophy introduced by the age of natural science which
followed after Goethe, he saw a falling away from the spiritual height
upon which Goethe had been standing. The task which had been assigned
to me in the editing of Goethe's scientific writings was characterized
in a general way in this preface.
For me the task included an exposition in which natural science should
be on one side and Goethe's whole philosophy on the other. Now that I
had to come before the public with such an exposition, it was
necessary for me to bring to a certain issue all that I had thus far
won for myself in the way of a world-conception.
Until that time I had occupied myself as a writer with nothing more
than brief articles for the press. It was not easy for me to write
down what was a vital inner experience in such manner that I could
consider my work worthy of publication. I always had the feeling that
what had been elaborated within appeared in a very paltry form when I
had to present it in a finished shape. So all literary endeavours
became to me the source of continual inner unhappiness.
The form of thought by which natural science has been dominated since
the beginning of its great influence upon the civilization of the
nineteenth century seemed to me ill-adapted to reach an understanding
of that which Goethe strove to attain for natural science, and
actually did in large measure attain.
I beheld in Goethe a personality who, by reason of the unusual
spiritual relationship in which he had placed man with reference to
nature, was also in a position to place the knowledge of nature in the
right form in the totality of human achievement. The form of thought
of the period in which I had grown up appeared to me fit only for
shaping ideas regarding lifeless nature. I considered it powerless to
enter with capacity for knowledge into the realm of living nature. I
said to myself: In order to attain to ideas which can mediate a
knowledge of the organic, it is necessary that one should first endue
with life the concepts adapted for an understanding of inorganic
nature. For these seemed to me dead, and therefore fit only for
grasping that which is dead.
How the ideas became endued with life in Goethe's spirit, how they
became ideal forms, this is what I sought to set forth in order to
clarify Goethe's conception of nature.
What Goethe thought and elaborated in detail regarding this or that
field of the knowledge of nature appeared to me of less importance
than the central discovery which I was forced to attribute to him.
This I saw in the fact that he had discovered how one must think in
regard to the organic in order to come at it understandingly.
I found that mechanics completely satisfy the need for knowledge in
that they generate conceptions in a rational manner in the human mind
which then prove to be real when applied in the sense-perception of
that which is lifeless. Goethe was to me the founder of a law of
organics, which in like manner applies to that which has life. When I
looked back to Galileo in the history of modern spiritual life, I was
forced to remark how he, by the shaping of ideas from the inorganic,
had given to the new natural science its present form. What he had
introduced for the inorganic Goethe had striven to attain for the
organic. Goethe became for me the Galileo of the organic.
For the first volume of Goethe's natural-scientific writings I had
first to elaborate his ideas on metamorphosis. It was difficult for me
to express the relation between the living ideal forms through which
the organic can be understood and the formless ideas suited to enable
one to grasp the inorganic. But it seemed to me that my whole task
depended upon making this point in true fashion intelligible. In
understanding the inorganic, concept is added in series to concept, in
order to survey the correlation of forces which bring about an effect
in nature. In reference to the organic it is necessary so to allow one
concept to grow out of another that in the progressive living
metamorphosis of concepts there come to light images of that which
appears in nature as a being possessing form. This Goethe strove to do
in that he sought to hold fast in his mind an ideal image of a leaf
which was not a fixed lifeless concept but such a one as might present
itself in the most varied forms. If one permits these forms in the
mind to proceed one out of another, one thus constructs the whole
plant. One re-creates in the mind in ideal fashion the process whereby
nature in actual fashion shapes the plant.
If one seeks in this way to conceive the plant world, one thus stands
much nearer in spirit to the world of nature than in conceiving the
inorganic by means of formless concepts. For the inorganic one
conceives only a spiritual fantasm of that which is present in nature
in a manner void of spirit. But in the coming into existence of a
plant there lives some thing which has a remote resemblance to that
which arises in the human mind as an image of the plant. One becomes
aware of how nature, while bringing forth the organic, is really
bringing into action something spiritually similar within her own
being.
I desired to show, in the introduction to Goethe's botanical writings,
how in his theory of metamorphosis he took the direction of thinking
about the workings of organic nature in the manner in which one thinks
of spirit. Still more spiritual in form appeared to me Goethe's way of
thinking in the realm of the animal and in the lower natural stages of
the human being.
In relation to the animal-human, Goethe began by seeing through an
error which he noticed among his contemporaries. These sought to
ascribe a special position in nature to the organic bases of the human
being by finding individual distinctions between man and the animal.
They found such a distinction in the intermaxillary bones which the
animals possess, in which their upper incisor teeth are bedded. In
man, they said, such a special intermediary bone in the upper jaw is
lacking; his upper jaw consists of a single piece.
This seemed to Goethe an error. For him the human form was a
metamorphosis of the animal to a higher stage. Everything which
appears in the forming of the animal must be present also in the
human, only in a higher form so that the human organism might become
the bearer of the self-conscious spirit.
In the elevation of the whole united form of man Goethe saw the
distinction from the animal, not in details.
Step by step does one perceive the organic creative forces become more
like spirit as one rises from consideration of the plant-beings to the
varied forms of the animals. In the organic form of man creative
forces are active which bring to pass the highest metamorphosis of the
animal shape. These forces are present in the process of becoming of
the human organism; and they finally live there as the human spirit
after they have formed in the natural basic parts a vessel which can
receive them in their form of existence free from nature.
In this conception of the human organism it seemed to me that Goethe
had anticipated everything true which was later affirmed, on the
ground of Darwinism, concerning the kinship of the human with the
animal. But it also seemed to me that all which was untrue was
omitted. The materialistic understanding of that which Darwin
discovered leads to the adoption of conceptions based upon the kinship
between man and the animals which deny the spirit where it appears in
its highest form in an earthly existence in man. Goethe's conception
leads to the perception of a spiritual creation in the animal form
which has simply not yet arrived at the stage at which the spirit as
such can live. That which lives in man as spirit creates in the animal
form at a preliminary stage; and it metamorphoses this form in the
case of man in such a way that it can then appear, not only as
creative, but also in its own living presence.
Viewed in this way, Goethe's consideration of nature becomes one
which, while tracing the natural process of becoming from the
inorganic to the organic, also leads natural science over into
spiritual science. To bring out this fact was to me of more importance
than anything else in working up the first volume of Goethe's
natural-scientific writings. For this reason I allowed my introduction
to narrow down to an explanation of the way in which Darwinism
establishes a one-sided view, coloured by materialism, which must be
restored to wholeness by Goethe's way of thinking.
How one must think in order to penetrate into the phenomena of life
this is what I wished to show in discussing Goethe's view of the
organic. I soon came to feel that this discussion required a basis
upon which to rest. The nature of cognition was then conceived by my
contemporaries in a way which could never arrive at Goethe's view. The
theorists of cognition had in mind natural science as it then existed.
What they said in regard to the nature of cognition held good only for
a conception of inorganic nature. There could be no agreement between
what I must say in regard to Goethe's kind of cognition and the
theories of cognition ordinarily held at that time.
Therefore, whatever I had established upon the basis of Goethe's
theory of the organic sent me afresh to the theory of cognition. I had
before my mind theories such as that of Otto Liebmann, which expressed
in the most varied forms the dogma that human consciousness can never
get outside itself; that it must therefore be content to live in that
which reality sends into the human soul, and which presents itself
within in spiritual form. If one views the thing in this way, one
cannot say that one perceives a spiritual relationship in organic
nature after the manner of Goethe. One must seek for the spirit within
the human soul, and consider a spiritual contemplation of nature
inadmissible.
I discovered that there was no theory of cognition fitting Goethe's
kind of cognition. This induced me to undertake to sketch such a
theory. I wrote my
Erkenntnistheorie der Goethe'schen Weltanschauung(6)
out of an inner need before I
proceeded to prepare the other volumes of Goethe's natural scientific
writings. This little book was finished in 1886.
- The Volkschule course usually extends from the sixth to the tenth
year; the Mittelschule covers the three following years, though the
term is not always so definite.
- That is, the boy completed in two years what children usually do in
the years from the sixth to the tenth year of age.
- The next to the last year in the Gymnasium
- Phenomenology of Moral Consciousness.
- Religious Consciousness in Man in the Stages of its Evolution.
- Theory of Cognition in Goethe's World Conception
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