Lecture XII
Stuttgart, January 12, 1921
My Dear Friends,
I will begin
today by pointing out that our studies hitherto have led us
to a specific result. We have drawn attention on the one hand
to the movements of the heavenly bodies, and, though it still
remains for us to do it in more detail, we have at least
gained some conception: Here are a number of cosmic bodies in
movement, in a certain order and configuration. Meanwhile we
have also been drawing attention to the form of man, and
incidentally, from time to time, to the forms of animal and
plant-nature; this we shall have to do still more, to gain
the necessary supports from diverse realms. In the main
however, it is the human form and figure we have
contemplated, and in so doing we have divined that the
formation of man is in some way related to what finds
expression in the movement of celestial bodies. We want to
formulate it with great care.
Yesterday I
showed that wheresoever we may look in the human body, we
shall find the formative principle of the looped curve or
Lemniscate, save for the two outermost polarities — the
Radius and the Sphere. Thus in the human body we perceive
three formative principles
(Fig. 1):
The Sphere, with its activity primarily going inward, the Radius,
and between these the looped curve or Lemniscate. Truly to
recognise these formative principles in the human organism,
you must imagine the Lemniscate as such with variable
constants, if I may use the paradox. Where a curve normally
has constants in its equation, we must think variables. The
variability is most in evidence in the middle portion of the
human body. Take as a whole the structure of the pairs of
ribs and the adjoining vertebrae. True as it is then that in
the vertebra the one half of the Lemniscate is very much
condensed and pressed together, whilst in the pair of ribs
the other half is much extended and drawn apart
(Fig. 2),
we must not be put off my this. The
underlying formative principle is the Lemniscate, none the
less. We simply have to imagine that where the ribs are (the
drawing indicated those that are joined in front via the
sternum) the space is widened, matter being as it were
extenuated, while, to make up for this, the matter is
compressed and the space lessoned in the vertebra.
Figure 1
Let us now
follow the human form and figure upward and downward from
this middle portion. Upward we find the vertebra as it were
bulged out into a wide cavity
(Fig. 3),
while the remaining branches of the Lemniscate seem to
vanish, nestling away, so to speak, in the internal formative
process, becoming hidden and undefined. Going downward from
the middle portion, we contemplate for instance the
attachment of the lower limbs to the pelvis. In all that
opens downward from this point, we find the other half of the
loop fading away. We have therefore to contemplate a
fundamental loop-curve, mobile and variable in itself. This
dominates the middle part of man. Only, the formative forces
of it must be so imagined that in the one half
(Fig. 2)
the material forces become, as it were,
more attenuated and the loop widens, while in the other it
contracts.
Further we must imagine that from this
middle region upward the portion of the Lemniscate which in
the vertebra was drawn together, bulges and widens out, while
the other, downward-opening portion vanishes and eludes us.
On the other hand, as you go downward from the middle part of
man, the closed loop grows minute and fades away, while those
portions of the curve which disappear as you go towards the
head, run out into the radial principle and are here
prolonged.
(Fig. 4)
Figure 4
We should
thus find our way into it, till we are able to see the only
moving Lemniscate with perceptive insight. Also we think how
the formative principle of the moving Lemniscate is combined
with forces which are spheroidal on the one hand and on the
other radial — radial with respect to the Earth's
centre. We then have a system of forces which we may conceive
as being fundamental to the form and figure, to the whole
forming and configuration of the human body. (By the word
“forces” I mean nothing hypothetical; —
purely and simply what is made manifest in the forming of
it.) Answering to this , in cosmic space, in the movement of
celestial bodies, we also find a peculiar configuration,
— configuration of movements. In yesterday's lecture,
we recognised in the planetary loops the very same principle
outside us which is the principle of form within us. Let us
now follow this loop-forming principle in greater detail. Is
it not interesting that Mercury and Venus make their loops
when the planets are in inferior conjunction, i.e., when they
are roughly between the Earth and the Sun? In other words,
their loop occurs when what the Sun is for man — so to
express it — is enhanced by Venus and Mercury. As
against this, look for the loops of Mars, Jupiter and Saturn.
These loops we find occurring when the planets are in
opposition to the Sun. This contrast too, of oppositions and
conjunctions, will in some way correspond to a contrast in
the building forces of man. For Saturn, Jupiter and Mars,
because their loops appear in opposition, the loops as loops
will be most active and influential. Thinking along these
lines, we shall indeed relate the loop-formation of Saturn,
Jupiter and Mars to that in man which is little influenced by
the Sun; for it takes place, once more, when the planet is in
opposition. Whilst, inasmuch as Venus and Mercury form their
loops when in conjunction, their loop-formation must in some
way be related to what is brought about, amid the formative
principles of man, by the Sun — or by what underlies
the Sun. We shall therefore conceive the Sun's influence to
be in some sense reinforced by Venus and Mercury, while it
withdraws, as it were, in face of the superior planets,
so-called. The latter, precisely during loop-formation, bring
to expression something that bears directly, not indirectly,
upon man.
If we pursue
this line of thought and bear in mind that there is the
contrast between Radius and Sphere, then we need but recall
the form that comes to manifestation in these movements, and
we shall say: In Mays, Jupiter and Saturn the essential phase
must be when they are forming their loops, that is to say,
when, in a manner speaking, the sphere-forming process comes
into evidence. Mars, Jupiter and Saturn (not to speak of
further planets) will show their influence upon that element
in man which is assigned to the sphere-forming process,
namely the human head. In contrast to this — they are
indeed the polar opposite — the movements of Venus and
Mercury will somehow find expression in what in man too is
the opposite pole, opposite to the forming of the head,
— i.e., what abandons parallelism with the spherical
formation and becomes parallel to the radial. Where the one
part of the Lemniscate becomes minute and the other grows
into the limbs, into a purely radial development, we have to
look for the relation to Venus and Mercury. This in turn will
lead us on to say: In the superior planets, which make their
loop when in opposition, it is the loop that matters; they
develop their intensity while they form the loop. Whilst in
the inferior planets Venus and Mercury — it is
essential that they wield their influence by virtue of what
is not the loop, — i.e., in contrast to the loop, by
the remainder of the planet's path. Think of a Lemniscate
like this
(Fig. 5),
say in the case of Venus (I draw it diagrammatically).
Figure 5
You will understand it if you imagine this
part (dotted line) ever less in evidence, the farther you go
downward. That is to say, whilst in the path of Venus it
closes, in its effects it no longer does so, but, as it were,
runs out into parabolic branches, answering precisely to what
happens in the human limb, where the vertebra form fades away
and loses character (to put it very briefly, omitting
details). This loop of the Lemniscate is represented by the
path's fading away, not being fully maintained; it only
indicates the direction but cannot hold it. So, where it
closes in the path of Venus in the Heavens, in man's
formation it falls asunder. Thus, to sum up, the building
principle of the human form, howsoever modified, is based on
this; the metamorphosis emerges between head and limbs
— the limbs with the metabolism which belongs to them
— and in the great Universe this answers to the
contrast between those planets that form them in opposition
to the Sun. Between the two is then the Sun itself.
Now, my dear
friends, something quite definite results from this Namely,
we see that also with respect to the qualitative effects we
have just referred to, we have to recognise in the Sun's
path, even as to its form, something midway between what we
find in the forms movement of the superior and of the
inferior planets respectively. We must therefore assign, what
finds expression in the path and movement of the Sun, to all
that in man which is midway between the forming of the head
and the metabolism, In other words, we must attribute to the
rhythmic system some relation to the path of the Sun. We
therefore have to imagine a certain contrast between the
paths of the superior and of the inferior planets; and in the
Sun's path a quality midway between the two.
There is now
a very evident and significant fact, regarding both the Sun's
path and the Moon's. Follow the movements of the two heavenly
bodies; neither of them makes any loop. They have no loop.
Somehow therefore we must contrast the relation to man, and
to Earth nature generally, of Sun and Moon on the one hand
and of the loop-forming planetary paths on the other. The
planetary paths with their characteristic loops quite
evidently correspond to what makes vortices and vertebrae,
— to what is lemniscatory in man.
Look simply
at the human form and figure and think of its relation to the
Earth; we can do no other than connect what is radial in
human form and stature with the path of the Sun, even as we
connect what is lemniscatory in form with the typical
planetary path.
You see then
what emerges when we are able to relate to the starry Heavens
the entire human being, not only the human organ of
cognition. This in effect emerges: In the vertical axis of
man we must in some way seek what answers to the Sun's path,
whilst in all that is lemniscatory in arrangement we have to
seek what answers to the planetary paths, —
lemniscatory as they are too, though in a variable form.
Important truths will follow from this, We must conceive,
once more, that through his vertical axis man is related to
the Sun's path. HOW then shall we think of the other path
which also shows no loops, namely the Moon's? Quite naturally
— you need only look with open mind at the
corresponding forms on Earth — we shall be led to the
line of which we spoke some days ago, the line that runs
along the spine of the animal. There we must seek what
answers to the Moon's path. And in this very fact — the
correspondence of the human spinal axis to the Sun's path and
of the animal spinal axis to the moon's _ we shall have to
look for the essential morphological difference between man
and animal.
Precisely
therefore when we are wanting to discover what is essential
in the difference of man and animal, we cannot stay on Earth.
A mere comparative morphology will not avail us, for we must
first assign what we there find to the entire Universe. Hence
too we shall derive some indication of what must be the
relative position of the Sun's path and the Moon's —
shall we say, what is their mutual situation, to begin with,
in perspective (for here again we must express it with great
caution). They must be so situated that the one path is
approximately perpendicular to the other.
The human
vertical therefore — or, had we better say, what
answers to the main line and direction of the spine in man
— is related to the Sun's path. The rational morphology
we are pursuing makes this coordination evident. Mindful of
this, we must surely relate the Sun's path itself to what in
some way coincides with the Earth's radius. Admittedly, the
Earth may move in such a way that many of her radii in turn
coincide with the Sun's path. The relation indicated will
need defining more precisely in coming lectures. Yet this at
least gives us a notion of it: the direction of the Sun's
path must be radial in relation to the surface or the Earth.
We have no other alternative. In no event can the Earth be
revolving round the Sun. What has been calculated —
quite properly and conscientiously, of course — to be
the revolution of the Earth around the Sun must therefore be
a resultant of some other kind of movements. To this
conclusion we are driven.
The many
relevant details as regards human form and growth are so very
complicated that in this brief lecture-course not everything
can be gone into. But if you really concentrate upon the
morphological descriptions given (though they are only bare
indications of a qualitative morphology), you will be able to
read it in the human form itself: The Earth is following the
Sun! The Sun speeds on ahead, the Earth comes after. This
then must be the essence of the matter: the earthly and the
solar orbit in some way coincide, and the Earth somehow
follows the Sun, making it possible as the Earth rotates for
the Earth's radii to fall into the solar path, or at the very
least to be in a certain relation to it.
Now you may
very naturally retort that all this is inconsistent with the
accepted Astronomy. But it is not so, — it really
isn't! As you are well aware, to explain all the phenomena,
Astronomy today must have recourse not only to the primary
notion of a stationary Sun supposed to be at the focus of an
ellipse along which the Earth is moving — but to a
further movement, a movement of the Sun itself towards a
certain constellation. If you imagine the direction of this
movement and other relevant factors, then from the several
movements of Sun and Earth, you may well be able to deduce a
resultant path for the Earth, no longer coincident with the
ellipse in which the Earth is said to be going round the Sun,
but of a different form which need not be at all like the
supposed ellipse. All these things I am gradually leading up
to; for the moment I only wish to point out that you need not
think what I am telling you so very revolutionary as against
orthodox Astronomy. Far more important is the method of our
study, — to bring the human form and figure into the
system of the starry movements. My purpose here is not to
propound some astronomical revolution, nor is it called for.
Look, for example: say this or something like it
(Fig. 6)
is the Earth's movement, and the Sun too
is moving, You can well imagine, if the Earth is following
the Sun in movement, it is not absolutely necessary for the
Earth always to be running past the Sun tangentially. It may
well be that the Sun has already gone along the same path and
that the Earth always to be running past the Sun
tangentially. It may well be that the Sun has already gone
along the same path and that the Earth is following, Nay, it
is possible, envisaging the hypothetical velocity that has
been calculated for the Sun's proper movement, you may work
out a very neat arithmetical result. Work out the resultant
of the assumed Earth-movement and the assumed Sun-movement;
you may well get a resultant movement compatible with
present-day Astronomy, — velocity and all. Let me then
emphasise once more: What I am here propounding is not
unrelated to present-day Astronomy, nor do I mean it not be.
Quite on the contrary, it is related to it more thoroughly
and deeply than theories which are so frequently presented,
nicely worked out in theoretic garb, selecting certain
movements and omitting others. I am not therefore instigating
an astronomical revolution in these lectures; let me say this
again to prevent fairy-tales arising. What I intend is to
co-ordinate the human form — inward and outward form,
figure and formation — with the movements of the
heavenly bodies, nay, with the very system of the Cosmos.
Figure 6
For the rest,
may I call your attention to this: It is not so simple to
bring together in thought our astronomical observations of
the heavenly bodies and the accepted constructions of the
orbits. For as you know from Kepler's Second Law, an
essential feature, on which the forms of the orbits depend,
are the radius-vectors, — their velocity above all. The
whole form of the path depends on the functionality of the
radius vectors. If this be so, does it not also reflect upon
the forms of the paths which actually confront us? May it not
be that we are cherishing illusions after all, at the mere
outward aspect of them? It is quite possible: What we here
calculate from the velocity and length of the radius vectors
might not be primary magnitudes at all. They might themselves
be only the resultants of the true primary magnitudes. If so,
then the seeming picture which emerges must refer back to
another and more deeply hidden.
This too is
not so far afield as you might think. Suppose that in the
sense of present-day Astronomy you wished to calculate the
Sun's exact position at a given time of day and on a given
date. Then it will not suffice you to take your start from
the simple proposition, 'the Earth moves round the Sun'.
People have thought it strange that in the ancient Astronomy
(that of the Mysteries, not the exoteric version) they spoke
of three Suns instead of one. So they distinguished three
Suns. I must confess, I do not find it so very striking.
Modern Astronomy too has its three Suns. There is the Sun
whose path is calculated as the apparent counterpart of the
Earth's movement round the Sun. This Sun occurs, does it not
, in modern Astronomy? The path of it is calculated.
Astronomy then has another Sun — an imagined one of
course — with the help of which certain discrepancies
are corrected. And then it has a third Sun, with the help of
which it re-corrects discrepancies that persist after the
first correction. Modern Astronomy too therefore
distinguishes three: the real Sun and two imagined ones. It
needs the three, for what is calculated to begin with does
not accord with the Sun's actual position. It is always
necessary to apply corrections. This alone should be enough
to show you that we should not build too confidently on mere
calculation. Other means are needed to arrive at adequate
conceptions of the starry movements; others than the science
of our time derives from sundry premises of calculation.
The broad
ideas of planetary paths we have been laying out, it I may
put it so, call now for great definition. Yet we shall only
come to this if we contrive first to go further in out study
of Earth-nature, to see their mutual relation in a certain
aspect.
The Kingdoms
of Nature are commonly thought of in a straight line: mineral
kingdom, plant kingdom, animal kingdom, and I will add, human
kingdom. (Some authorities would not admit the fourth, but
that need not detain us.) The question now is: Is this
arrangement sensible at all? Undoubtedly it is implicit in
many of our modern lines of thought; at least it was so in
the golden age of the mechanical outlook upon Nature. Today I
know, in these wider realms of Science, there is a certain
atmosphere of resignation, not to say despair. The habits of
mind however remain the same as at their heyday, 20 or 30
years since. The scientists of that time would have been
content, had they been able to follow up this series —
mineral kingdom, plant kingdom, animal kingdom, man, —
with the mineral kingdom as the amplest, deriving therefrom,
by some combination of mineral structure, the structure of
the plant, then by a further combination of plant structure
the structure of the animal, and so on to man. The many
thoughts that were pursued about the primal generation of
living things, generatic aequivocs, — were they not
eloquent of the tendency to derive animate living Nature from
inanimate and at long last from inorganic or mineral? To this
day, I believe, many scientiste would doubt if there is any
other rational way of conceiving the inner connection in the
succession of Nature's Kingdoms than by deriving them all
ultimately from the Inorganic, even where they culminate in
Man. You will find countless papers, books, lectures and so
on, including highly specialised ones claiming to be strictly
scientific, the authors of which — as though hypnotised
— are always looking at it from this angle. How, they
inquire, can it have happened, somewhere at some time in the
course of Nature, that the first living creature came into
being from some molecular distribution, i.e. from something
purely mineral in the last resort?
The question
now is, is it true at all to put the kingdoms of Nature in
series in this way? Can it be done? Or, if we do, are we
doing justice to their most evident and essential features?
Compare a creature of the plant kingdom with an animal to
begin with. Taking together all that you observe, you will
not find in the forming of the animal anything that looks
like a mere continuation or further elaboration of what is
vegetable. If you begin with the simplest plant, the annual,
you may well conceive its formative process to be carried
further in the perennial. But you will certainly not be able
to detect, in the organic principles of plant form and
growth, anything that suggests further development towards
the animal. On the contrary, you will more likely ascertain a
polarity, a contrast between the two. You apprehend this
polarity in the most evident phenomenon, namely the
contrasting processes of assimilation: the altogether
different relation of the plant and of the animal to carbon,
and the characteristic use that is made of oxygen. I may
remark, you must be careful here, to see and to describe it
truly. You cannot simply say, the animal breathes-in oxygen
while the plant breathes oxygen out and carbon in. It is not
so simple as that. Nevertheless, the plant-forming process
taken as a whole, in the organic life, reveals an evident
polarity and contrast (as against the animal) in its relation
to oxygen and carbon. The easiest way to put it is perhaps to
say: What happens in the animal, in that the oxygen becomes
bound to carbon and the carbonic acid is expelled, is for the
animal itself and for man too. — an un-formative
process, the very opposite of formative, a process which must
be eliminated if the animal is to survive. And now the very
thing which is undone in the animal, has to be done, has to
be formed and builded in the plant. Think of what in the
animal appears in some sense as a process of excretion, what
the animal must get rid of makes for the forming and building
process in the plant. It is a tangible polarity. You cannot
possibly imagine the plant-forming process prolonged in a
straight line, so as to derive therefrom the
animal-formation. But you can well derive from the
plant-forming process what has to be prevented in the animal.
From the animal the carbon has to be taken away by the oxygen
in the carbonic acid. Turn it precisely the other way round,
and you will readily conceive the plant-forming process.
You therefore
cannot get from plant to animal by going on in a straight
line. On the other hand you can without false symbolism
imagine here an ideal mean or middlepoint, on the one side of
which you see the plant — and on the other the animal
— forming process. It forks out from here
(Fig. 7).
What is midway between, — let us
imagine it as some kind of ideal mean. If we now carry the
plant forming process further in a straight line we arrive
not at the animal but at the perennial plant. Imagine now the
typical perennial. Carry the stream of development which
leads to it still further; in some respects at least you will
not fail to recognise in it the way that leads toward
mineralisation. Here then you have the way to mineralisation,
and we may justly say; In direct continuation of the plant
forming process there lies the way that leads to
mineralisation. Now look what answers to it at the
contrasting pole, along the other branch
(Fig. 7).
To proceed by a mere outward scheme,
one would be tempted to say: this branch too must be
prolonged. There would be no true polarity in that. Rather
should you think as follows: In the plant-forming process I
prolong the line. In the animal-forming process I shall have
to proceed negatively, I must go back, I must turn round; I
must imagine the animal-forming process not to shoot out
beyond itself but to remain behind — behind what it
would otherwise become.
Figure 7
Observe now
what is already available in scientific Zoology, in Selenka's
researches for instance on the difference between man and
animal in the forming of the embryo and in further
development after birth, — comparing man and the higher
animals. You will then have a more concrete idea of this
"remaining behind". Indeed we owe our human form to the fact
that in embryo-life we do not go as far as the animal but
remain behind. Thus if we study the three kingdoms quite
outwardly as they reveal themselves, without bringing in
hypotheses, we find ourselves obliged to draw a strange
mathematical line, that tends to vanish as we prolong it.
This is what happens at the transition from animal to men,
whilst on the other side we have a line that really lengthens
(Fig. 8).
Figure 8
Here is a
fresh extension of mathematics. You are led to recognise a
distinction — a purely mathematical one — when
you draw this diagram. Namely there are lines which when
continued grow longer, and there are lines which when
continued grow shorter. It is a fully valid mathematical
idea. If then we want to set out the Kingdoms of Nature in a
diagram at all, we must do it thus. First we must have some
ideal point to start from. Thence it forks out: plant
kingdom, animal kingdom on either hand. Thereafter we must
prolong the two lines. Only, the plant-kingdom-line must be
so prolonged that it grows longer; the animal-kingdom-line so
that it grows shorter as we prolong it. I say again, this is
a genuine, mathematical idea.
We thus
arrive at real relationships between the Kingdom of Nature,
though we begin by simply placing them side by side. The
question now is — and we will only put it as a
question, — What in reality corresponds to the ideal
point in our diagram? We may divine that as the forming of
the Kingdoms of Nature is related to this ideal point, so too
must there be movements in the great Universe which relate to
something somehow corresponding to it, — to this ideal
mean. Let us reflect on it until tomorrow.
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