Lecture II
Dornach, December 25, 1922
The view
of history forming the basis of these lectures may be called
symptomatological What takes place in the depths of human evolution
sends out waves, and these waves are the symptoms that we will try to
describe and interpret. In any serious study of history, this must be
the case. The processes and events occurring at any given time in the
depths of evolution are so manifold and so significant that we can
never do more than hint at what is going on the depths. This we do by
describing the waves that are flung up. They are symptoms of what is
actually taking place.
I mention this because, in order to characterize the birth of the
scientific form of thinking and research I described two men, Meister
Eckhart and Nicholas Cusanus, in my last lecture. What can be
historically observed in the soul and appearance of such men I
consider to be symptoms of what goes on in the depths of general
human development; this is why I give such descriptions. There are in
any given case only a couple of images cast up to the surface that we
can intercept by looking into one or another soul. Yet, by doing
this, we can describe the basic nature of successive time periods.
When I described Cusanus yesterday, my intention was to suggest how
all that happened in the early fifteenth century in mankind's
spiritual development, which was pressing forward to the scientific
method of perception, is symptomatically revealed in his soul.
Neither the knowledge that the mind can gather through the study of
theology nor the precise perceptions of mathematics can lead any
longer to a grasp of the spiritual world. The wealth of human
knowledge, its concepts and ideas, come to a halt before that realm.
The fact that one can do no more than write a “docta
ignorantia” in the face of the spiritual world comes to
expression in Cusanus in a remarkable way. He could go no further
with the form of knowledge that, up to his time, was prevalent in
human development.
As I pointed out, this soul mood was already present in Meister
Eckhart. He was well versed in medieval theological knowledge. With
it, he attempted to look into this own soul and to find therein the
way to the divine spiritual foundations. Meister Eckhart arrived at a
soul mood that I illustrated with one his sentences. He said —
and he made many similar statements — “I sink myself into
the naught of the divine, and out of nothing become an I in
eternity.” He felt himself arriving at nothingness with
traditional knowledge. Out of this nothingness, after the ancient
wisdom's loss of all persuasive power he had to produce out of
his own soul the assurance of his own I, and he did it by this
statement.
Looking into this matter more closely, we see how a man like Meister
Eckhart points to an older knowledge that has come down to him
through the course of evolution. It is knowledge that still gave man
something of which he could say: This lives in me, it is something
divine in me, it is something. But now, in Meister Eckhart's
own time, the most profound thinkers had been reduced to the
admission: When I seek this something here or there, all knowledge of
this something does not suffice to bring me certainty of my own
being. I must proceed from the Something to the Nothing and then, in
an act of creation, kindle to life the consciousness of self out of
naught.
Now, I want to place another man over against these two. This other
man lived 2,000 years earlier and for his time he was as
characteristic as Cusanus (who followed in Meister Eckhart's
footsteps) was for the fifteenth century. This backward glance into
ancient times is necessary so that we can better understand the quest
for knowledge that surfaced in the Fifteenth Century from the depths
of the human soul. The man whom I want to speak about today is not
mentioned in any history book or historical document, for these do
not go back as far as the Eighth Century B.C. Yet, we can only gain
information concerning the origin of science if, through spiritual
science, through purely spiritual observation, we go farther back
than external historical documents can take us. The man I have in
mind lived about 2,000 years prior to the present period (the
starting point of which I have assigned to the first half of the
fifteenth century.) This man of pre-Christian times was accepted into
a so-called mystery school of Southeastern Europe. There he heard
everything that the teachers of the mysteries could communicate to
their pupils concerning spiritual wisdom, truths concerning the
spiritual beings that lived and still live in the cosmos. But the
wisdom that this man received from his teachers was already more or
less traditional. It was a recollection of far older visions, a
recapitulation of what wise men of a much more ancient age had beheld
when they directed their clairvoyant sight into the cosmic spaces
whence the motions and constellations of the stars had spoken to
them. To the sages of old, the universe was not the machine, the
mechanical contraption that it is for men of today when they look out
into space to the wise men of ancient times. The cosmic spaces were
like living beings, permeating everything with spirit and speaking to
them in cosmic language. They experienced themselves within the
spirit of world being. They felt how this, in which they lived and
moved, spoke to them, how they could direct their questions
concerning the riddles of the universe to the universe itself and
how, out of the widths of space, the cosmic phenomena replied to
them. This is how they experienced what we, in a weak and abstract
way, call “spirit” in our language. Spirit was
experienced as the element that is everywhere and can be perceived
from anywhere. Men perceived things that even the Greeks no longer
beheld with the eye of the soul, things that had faded into a
nothingness for the Greeks.
This nothingness of the Greeks, which had been filled with living
content for the earliest wise men of the Post-Atlantean age,
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was named by means of words customary for that time. Translated into our
language, though weakened and abstract, those words would signify
“spirit.” What later became the unknown, the hidden god,
was called spirit in those ages when he was known. This is the first
thing to know about those ancient times.
The second thing to know is that when a man looked with his soul and
spirit vision into himself, he beheld his soul. He experienced it as
originating from the spirit that later on became the unknown god. The
experience of the ancient sage was such that he designated the human
soul with a term that would translate in our language into
“spirit
messenger” or simply “messenger.”
If we put into a diagram what was actually seen in those earliest
times, we can say: The spirit was considered the world-embracing
element, apart from which there was nothing and by which everything
was permeated. This spirit, which was directly perceptible in its
archetypal form, was sought and found in the human soul, inasmuch as
the latter recognized itself as the messenger of this spirit. Thus
the soul was referred to as the “messenger.”
If we put into a diagram what was actually seen in those earliest
times, we can say: The spirit was considered the world-embracing
element, apart from which there was nothing and by which everything
was permeated. This spirit, which was directly perceptible in its
archetypal form, was sought and found in the human soul, inasmuch as
the latter recognized itself as the messenger of this spirit. Thus
the soul was referred to as the “messenger.”
A third aspect was external nature with all that today is called the
world of physical matter, of bodies. I said above that apart from
spirit there was nothing, because spirit was perceived by direct
vision everywhere in its archetypal form. It was seen in the soul,
which realized the spirit's message in its own life. But the
spirit was likewise recognized in what we call nature today, the
world of corporeal things. Even his bodily world was looked upon as
an image of the spirit.
Spirit:
Archetypal Form
Soul:
Messenger
Body: Image
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S P I R
I T
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Soul
Messenger
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Physical World Image
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In those ancient times, people did not have the conceptions that we
have today of the physical world. Wherever they looked, at whatever
thing or form of nature, they beheld an image of the spirit, because
they were still capable of seeing the spirit, a fragment of nature.
Inasmuch as all other phenomena of nature were images of the spirit,
the body of man too was an image of the spirit. So when this ancient
man looked at himself, he recognized himself as a threefold being. In
the first place, the spirit lived in him as in one of its many
mansions. Man knew himself as spirit. Secondly, man experienced
himself within the world as a messenger of this spirit, hence as a
soul being. Thirdly, man experienced his corporeality; and by means
of this body he felt himself to be an image of the spirit.
[ 20 ]
Hence, when man looked upon his own being, he perceived himself as a
threefold entity of spirit, soul, and body: as spirit in his
archetypal form; as soul, the messenger of god; as body, the image of
the spirit.
This ancient wisdom contained no contradiction between body and soul
or between nature and spirit; because one knew: Spirit is in man in
its archetypal form; the soul is none other than the message
transmitted by spirit; the body is the image of spirit. Likewise, no
contract was felt between man and surrounding nature because one bore
an image of spirit in one's own body, and the same was true of
every body in external nature. Hence, an inner kinship was
experienced between one's own body and those in outer nature,
and nature was not felt to be different from oneself. Man felt
himself at one with the whole world. He could feel this because he
could behold the archetype of spirit and because the cosmic expanses
spoke to him. In consequence of the universe speaking to man, science
simply could not exist. Just as we today cannot build a science of
external nature out of what lives in our memory, ancient man could
not develop one because, whether he looked into himself or outward at
nature, he beheld the same image of spirit. No contrast existed
between man himself and nature, and there was none between soul and
body. The correspondence of soul and body was such that, in a manner
of speaking, the body was only the vessel, the artistic reproduction,
of the spiritual archetype, while the soul was the mediating
messenger between the two. Everything as in a state of intimate
union. There could be no question of comprehending anything. We grasp
and comprehend what is outside our own life. Anything that we carry
within ourselves is directly experienced and need not be first
comprehended.
Prior to Roman and Greek times, this wisdom born of direct perception
still lived in the mysteries. The man I referred to above heard about
his wisdom, but he realized that the teachers in his mystery school
were speaking to him only out of a tradition preserved from earlier
ages. He no longer heard anything original, anything gained by
listening to the secrets of the cosmos. This man undertook long
journeys and visited other mystery centers, but it was the same
wherever he went. Already in the Eight Century B.C., only traditions
of the ancient wisdom were preserved everywhere. The pupils learned
them from the teachers, but the teachers could no longer see them, at
least not in the vividness of ancient times.
But this man whom I have in mind had an unappeasable urge for
certainty and knowledge. From the communications passed on to him, he
gathered that once upon a time men had indeed been able to hear the
harmony of the spheres from which resounded the Logos that was
identical with the spiritual archetype of all things. Now, however,
it was all tradition. Just as 2,000 years later Meister Eckhart,
working out the traditions of his age, withdrew into his quiet
monastic cell in search of the inner power source of soul and self,
and at length came to say, “I sink myself into the nothingness
of God, and experience in eternity, in naught, the
‘I’,”
— just so, the lonely disciple of the late mysteries said to
himself: “I listen to the silent universe and fetch
[ 21 ]
the Logos-bearing soul out of the silence. I love the Logos because the
Logos brings tidings of an unknown god.”
This was an ancient parallel to the admission of Meister Eckhart.
Just as the latter immersed himself into the naught of the divine
that Medieval theology had proclaimed to him and, out of this void,
brought out the “I,” so that ancient sage listened to a
dumb and silent world; for he could no longer hear what traditional
wisdom taught him. The spirit-saturated soul had one drawn the
ancient wisdom from the universe. This had not turned silent, but
still he had a Logos-bearing soul. And he loved the Logos even though
it was no longer the godhead of former ages, but only an image of the
divine. In other words, already then, the spirit had vanished from
the soul's sight. Just as Meister Eckhart later had to seek the
“I” in nothingness, so at that time the soul had to be
sought in the dispirited world.
Indeed, in former times the souls had the inner firmness needed to
say to themselves: In the inward perception of the spirit indwelling
me, I myself am something divine. But now, for direct perception, the
spirit no longer inhabited the soul. No longer did the soul
experience itself as the spirit's messenger, for one must know
something in order to be its messenger. Now, the soul only felt
itself as the bearer of the Logos, the spirit image; though this
spirit image was vivid in the soul. It expressed itself in the love
for this god who thus still lived in his image in the soul. But the
soul no longer felt like the messenger, only the carrier, of an image
of the divine spirit. One can say that a different form of knowledge
arose when man looked into his inner being. The soul declined from
messenger to bearer.
Soul: Bearer
Body: Force
Since the living spirit had been lost to human perception, the body
no longer appeared as the image of spirit. To recognize it as such an
image, one would have had to perceive the archetype. Therefore, for
this later age, the body changed into something that I would like to
call “force.” The concept of force emerged. The body was
pictured as a complex of forces, no longer as a reproduction, an
image, that bore within itself the essence of what it reproduced. The
human body became a force which no longer bore the substance of the
source from which it originated.
Not only the human body, but in all of nature, too, forces had to be
pictured everywhere. Whereas formerly, nature in all its aspects had
been an image of spirit, now it had become forces flowing out of the
spirit. This, however, implied that nature began to be something more
or less foreign to man. One could say that the soul had lost
something since it no longer contained direct spirit awareness.
Speaking crudely, I would have to say that the soul had inwardly
become more tenuous, while the body, the external corporeal world,
had gained in robustness. Earlier, as an image, it still possessed
some resemblance to the spirit. Now it became permeated by the
element of force. The complex of forces is more robust than the image
in which the spiritual element is still recognizable. Hence, again
speaking crudely, the corporeal world became denser while the soul
became more tenuous. This is what arose in the consciousness of the
men among whom lived the ancient wise man mentioned above, who
listened to the silent universe and from its silence, derived the
awareness that at least his soul was a Logos-bearer.
Now, a contrast that had not existed before arose between the soul,
grown more tenuous, and the increased density of the corporeal world.
Earlier, the unity of spirit had been perceived in all things. Now,
there arose the contrast between body and soul, man and nature. Now
appeared a chasm between body and soul that had not been present at
all prior to the time of this old sage. Man now felt himself divided
as well from nature, something that also had not been the case in the
ancient times. This contrast is the central trait of all thinking in
the span of time between the old sage I have mentioned and Nicholas
Cusanus.
Men now struggle to comprehend the connection between, on one hand,
the soul, that lacks spirit reality, and on the other hand, the body
that has become dense, has turned into force, into a complex of
forces.
Unity
Body
Soul
Man
Nature
And men
struggle to feel and experience the relationship between man and
nature. But everywhere, nature is force. In that time, no conception
at all existed as yet of what we call today “the laws of
nature.” People did not think in terms of natural laws;
everywhere and in everything they felt the forces of nature. When a
man looked into his own being, he did not experience a soul that
—
as was the case later one — bore within itself a dim will, an
almost equally dim feeling, and an abstract thinking. Instead, he
experienced the soul as the bearer of the living Logos, something
that was not abstract and dead, but a divine living image of God.
We must be able to picture this contrast, which remained acute until
the eleventh or Twelfth century. It was quite different from the
contrasts that we feel today. If we cannot vividly grasp this
contrast, which was experienced by everyone in that earlier epoch, we
make the same mistake as all those historians of philosophy who
regard the old Greek thinker Democritus
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of the fifth century B.C. as an atomist in the modern sense, because he
spoke of “atoms.”
The words suggest a resemblance, but no real resemblance exists.
There is great difference between modern-day atomists and Democritus.
His utterances were based on the awareness of the contrast described
above between man and nature, soul and body. His atoms were complexes
of force and as such were contrasted with space, something a modern
atomist cannot do in that manner. How could the modern atomist say
what Democritus said: “Existence is not more than nothingness,
fullness is not more than emptiness?” It implies that
Democritus assumed empty space to possess an affinity with
atom-filled space. This has meaning only within a consciousness that
as yet has no idea of the modern concept of body. Therefore, it
cannot speak of the atoms of a body, but only of centers of force,
which, in that case, have an inner relationship to what surrounds man
externally. Today's atomist cannot equate emptiness with
fullness. If Democritus had viewed emptiness the way we do today, he
could not have equated it with the state of being. He could do so
because in this emptiness he sought the soul that was the bearer of
the Logos. And though he conceived his Logos in a form of necessity,
it was the Greek form of necessity, not our modern physical
necessity. If we are to comprehend what goes on today, we must be
able to look in the right way into the nuances of ideas and feelings
of former times.
There came the time, described in the last lecture, of Meister
Eckhart and Nicholas Cusanus, when even awareness of the Logos
indwelling the soul was lost. The ancient sage, in listening to the
universe, only had to mourn the silence, but Meister Eckhart and
Cusanus found the naught and had to seek the I out of nothingness.
Only now, at this point, does the modern era of thinking begin. The
soul now no longer contains the living Logos. Instead, when it looks
into itself, it finds ideas and concepts, which finally lead to
abstractions. The soul has become even more tenuous. A third phase
begins. Once upon a time, in the first phase, the soul experienced
the spirit's archetype within itself. It saw itself as the
messenger of spirit. In the second phase, the soul inwardly
experienced the living image of God in the Logos, it became the
bearer of the Logos.
Now, in the third phase, the soul becomes, as it were, a vessel for
ideas and concepts. These may have the certainty of mathematics, but
they are only ideas and concepts. The soul experiences itself at its
most tenuous, if I may put it so. Again the corporeal world increases
in robustness. This is the third way in which man experiences
himself. He cannot as yet give up his soul element completely, but he
experiences it as the vessel for the realm of ideas. He experiences
his body, on the other hand, not only as a force but as a spatial
body.
Soul: Realm of Ideas
Body: Spatial Corporeality
The body
has become still more robust. Man now denies the spirit altogether.
Here we come to the “body” that Hobbes, Bacon,
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and Locke spoke of. Here, we meet “body” at its densest.
The soul no longer feels a kinship to it, only an abstract connection
that gets worse in the course of time.
In place of the earlier concrete contrast of soul and body, man and
nature, another contrast arises that leads further and further into
abstraction. The soul that formerly appeared to itself as something
concrete — because it experienced in itself the Logos-image of
the divine — gradually transforms itself to a mere vessel of
ideas. Whereas before, in the ancient spiritual age, it had felt akin
to everything, it now sees itself as subject and regards everything
else as object, feeling no further kinship with anything.
The earlier contrast of soul and body, man and nature, increasingly
became the merely theoretical epistemological contrast between the
subject that is within a person and the object without. Nature
changed into the object of knowledge. It is not surprising that out
of its own needs knowledge henceforth strove for the “purely
objective.”
But what is this purely objective? It is no longer what nature was to
the Greeks. The objective is external corporeality in which no spirit
is any longer perceived. It is nature devoid of spirit, to be
comprehended from without by the subject.
Soul
(Body)
Subject
Object
Precisely
because man had lost the connection with nature, he now sought a
science of nature from outside. Here, we have once again reached the
point where I concluded yesterday. Cusanus looked upon what should
have been the divine world to him and declared that man with his
knowledge must stop short before it and, if he must write about the
divine world, he must write a docta ignorantia. And only
faintly, in symbols taken from mathematics, did Cusanus want to
retain something of what appeared thus to him as the spiritual
realms.
About a hundred years after the Docta Ignorantia appeared in
1440, the De Revolutionibus Orbium Coelestium appeared in
1543. one century later, Copernicus, with his mathematical mind, took
hold of the other side, the external side of what Cusanus could not
fully grasp, not even symbolically, with mathematics. Today, we see
how in fact the application of this mathematical mind to nature
becomes possible the moment that nature vanishes from man's
immediate experience. This can be traced even in the history of
language since “Nature” refers to something that is
related to “being born,” whereas what we consider as
nature today is only the corporeal world in which everything is dead.
I mean that it is dead for us since, of course, nature contains life
and spirit. But it has become lifeless for us and the most certain of
conceptual systems, namely, the mathematical, is regarded as the best
way to grasp it.
Thus we have before us a development that proceeds with inward
regularity. In the first epoch, man beheld god and world, but god in
the world and the world in god: the one-ness, unity. In the second
epoch, man in fact beheld soul and body, man and nature; the soul as
bearer of the living Logos, the bearer of what is not born and does
not die; nature as what is born and dies. In the third phase man has
ascended to the abstract contrast of subject (himself) and object (
the external world.) The object is something so robust that man no
longer even attempts to throw light on it with concepts. It is
experienced as something alien to man, something that is examined
from outside with mathematics although mathematics cannot penetrate
into the inner essence. For this reason, Cusanus applied mathematics
only symbolically, and timidly at that.
The striving to develop science must therefore be pictured as
emerging from earlier faculties of mankind. A time had to come when
this science would appear. It had to develop the way it did. We can
follow this if we focus clearly on the three phases of development
that I have just described.
We see how the first phase extends to the Eighth Century B.C. to the
ancient sage of Southern Europe whom I have described today. The
second extends from him to Nicholas Cusanus. We find ourselves in the
third phase now. The first is pneumatological, directed to the spirit
in its primeval form. The second is mystical, taking the world in the
broadest sense possible. The third is mathematical. Considering the
significant characteristics, therefore, we trace the first phase
—
ancient pneumatology — as far as the ancient Southern wise man.
Magical mysticism extends from there to Meister Eckhart and Nicholas
Cusanus. The age of mathematizing natural science proceeds from
Cusanus into our own time and continues further. More on this
tomorrow.
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