Lecture III
Goethe's Feeling for the Concrete.
Shadowy concepts and Ideas filled with Reality
(Representation of a scene from
Faust, Part II, Act II
High-vaulted, narrow Gothic Room — Laboratory.)
27th January, 1917 Dornach
It is to be
hoped that the scenes just witnessed may have effect and meet
with a really intelligent reception in the widest circles
today. For these scenes contain many germs of the evolution
within which also flows the stream of Spiritual Science. We
can say that, in writing the scenes out of his long and
varied experience, Goethe foreshadowed much that like a seed
will spring up through Spiritual Science. These scenes from
the second part of “Faust” stand before our souls
not only as a record of cultural history, but also as an
expression of deep knowledge. To help us to a full
understanding in our approach to this deepest manifestation
of Goethe's his spirit we may now call to our aid the already
familiar ideas of Spiritual Science. For, in these ideas, all
that Goethe's inner imagination develop out of the
experiences of his time is formulated and brought to full
consciousness.
In the first
of these two scenes, above all, we have an important account
of cultural history. Goethe had been deterred by all that he
had absorbed from natural science, and by the deepening of
all the concepts through his studies and mysticism as well as
what he received from Grecian art. and, at the very time when
he was giving form to the ideas thus living in him, the
spirits of men were seeking with infinite enthusiasm for
knowledge to grapple with the highest problems of existence.
Something that should not, cannot, surprise people in our
circle is the fact that a really intensive striving towards
the spiritual world should actually promote caricatures of
itself. Both mystical striving and the deeper striving after
philosophical knowledge produce their caricatures. In
Goethe's immediate circle a really important endeavor, that
might be described as both philosophical and theosophical,
was developing at the time when the scenes were living in
unfolding in Goethe's mind. It was then that Johann Gottlieb
Fichte was teaching with an immense enthusiasm for knowledge.
From the brief account given in my book, and from what is
said about Fichte both in the development of the
“Riddles of Philosophy”
and in the more recent
“Riddles of Man,”
you can see by all that is said the
they are about him how he strove an elemental way to
formulate the divine spiritual dwelling in man's innermost
soul, in such a way that, by developing this in his soul, man
may become conscious of his divine spiritual origin. Fichte
tried to grasp the full life of the ego in the soul of man,
the active, creative ego, and also the ego filled with God.
By this means he sought to feel the union of the inner human
life but the whole life of the cosmos. And out of this
enthusiasm he spoke. It is very easy to understand how such a
spiritual thrust should meet with opposition. Naturally
Fichte could not then speak in the concrete way of Spiritual
Science, the time was not yet ripe for this. we might say
that he tried by abstract, all-round concepts, to give life
to the feeling that can then be weakened to full life by the
impressions of Spiritual Science. Hence his language has
often much about it that is abstract; this is penetrated,
however, by living feeling and experience. And for what
Fichte had to say to be taken seriously at all, the strong
impression was needed that personalities such as his could
produce. He often expressed himself strangely and in paradox
— to even greater degree than is necessary in Spiritual
Science, for, for those unaccustomed to it, what is true
often appears foolish. This is why such a great spirit as
Fichte, who had at that time to express the truth in abstract
form, was thought ridiculous.
On the other
hand, those who had been strongly impressed by Fichte might
easily have exaggerated things, as happens often in life.
Then came caricatures of him, caricatures of others as well
who, inspired by the same convictions were also teaching in
Jena at the time. Among these was Schelling who, striving
like Fichte, actually fought his way — as I have often
stressed — to a very deep conception of Christianity,
even to a very deep conception of the Mystery of Golgotha.
This conception gradually developed into a kind of Theosophy
then expressed — though without being understood by his
contemporaries — in his
“Philosophy of Manifestation.”
It was embodied too in the treatise on
human freedom and other subjects akin to it written round
Jakob Boehme. It was already living in his discourse on
Bruno, or on the Divine and Natural Principle of Things, and
lived especially in his splendid treatise on the Mysteries of
the Samothracian Divinities, where he gave a picture of what
in his opinion had dwelt in those old Mysteries. Then there
were such spirits as Friedrich Schlegel, who energetically
applied to the different branches of human knowledge what to
those more philosophically constituted natures sought to
charm from the heart of the world order. Hegel had begun to
formulate his philosophy. And all this had been going on
around the Goethe. These men sought to penetrate beyond what
is relative in the world, beyond all that controls mankind in
day-to-day life, to the Absolute, to what is not merely the
background of the relative. Thus, Fichte tried to penetrate
beyond the ordinary, everyday ego to the absolute ego,
anchored in the Godhead, and weaving its web in eternity.
Thus Schelling and Hegel sought to press through to absolute
Being.
All this was
naturally taken at the time in various ways. Today,
particularly, when Spiritual Science can penetrate our
hearts, we are able to form a very clear idea of the frame of
mind of men like Fichte, Schelling, Hegel, when I'm talking
about all that was so vividly before their spiritual I people
remained apathetic — apathetic and hostile. one can
understand, too, how the youthful Fichte, meeting antiquated
pedants in Jena who each in their own way of thought they
knew everything, might sometimes flare up. Fichte often
flared up, not only when he was banished from Jena but also
when he saw that, giving of his best, it found no entrance
into any heart, any soul; for they all thought themselves
wiser with their old traditional knowledge and ideas. So we
can understand that when such a spirit as Fichte was faced
with the pundits of Jena and had to deal with them, that he
was driven to declare that everyone over 30 should be put to
death! — It was a spiritual struggle of the first
magnitude raging at that time in Jena, and everything going
on there was vilified. Kotzebue, a poetaster who nevertheless
had his public, wrote a very interesting and witty dramatic
pamphlet — witty because it describes a type of young
graduate educated at Jena, who when he goes home to his
mother speaks in the empty phrases he learnt there. These are
all given word-for-word in the pamphlet that is called
“Hyperborean Ass or the New Education”. All this
appears no doubt, very witty but it is really nothing more
than a vulgar attack on a fine effort. We must not, of
course, confuse it with what Goethe sought to denounce
— the caricaturing of what is great — for we must
be clear from the correspondence between Goethe and Fichte
and between Goethe and Shelling, that Goethe was well able to
appreciate the spirit striving after the Absolute. Although
we did not find Goethe elaborating into a system any occult
principles, yet we can say that he was a spiritual dwelling
wholly within the aura of the occult, and knowing that what
lives in the progress of good in world-evolution may incline
on the one hand to the ahrimanic, on the other to the
luciferic. He does not use these particular expressions but
that is of no importance; he knew that actually the pendulum
of world-evolution is always swaying between the ahrimanic
and the luciferic. And Goethe wished to work everything out
from its very depths, and everywhere to show how,
fundamentally, even the striving after the highest may at the
same time be dangerous. What is there that may not be so? It
stands to reason that all that is best may be dangerous. And
how dangerous the best may be when Ahriman and Lucifer take a
hand in things, was precisely the problem Goethe had so
vividly in mind.
Thus he had
his Faust in mind — the Faust who strove after the
deepest secrets of existence, who was to be the realisation
of what stood ever before Goethe's soul, namely, the direct
perception of the living in spiritual and all nature and in
all history. Goethe himself was striving to find again the
spiritual secrets of the early Greek days. He wanted to unite
itself with all that was a lie that created the past epoch
— in the fourth post-Atlantean epoch. This is what he
wanted to put into form in the striving of his Faust after
what was still living in Helen. Goethe sought the paths by
which he could lead Faust to Helen. But he was quite
conscious of the danger here. However justifiable, however
high-minded, the striving might be, because it could so
easily lead into luciferic channels it meant danger.
Thus Goethe
first showed us Faust being drawn into the luciferic channel,
paralyzed by the sudden appearance of Helen, paralyzed by
Association with the spiritual. Faust is called a Helen from
the ‘realm of the Mothers’, at first having her
before him only as a spiritual force. He is paralyzed by what
he experiences spiritually. Inwardly he is filled with what
he has absorbed. He lives in a living, spiritual element of
ancient Greece but through it becomes paralyzed.
And in this
condition we find him when Mephistopheles has brought him
back to his cell, to his laboratory, paralyzed by his contact
with the spiritual element of the past:
“Whom Helen paralyzes, use
Not likely to regain their reason.”
as Mephistopheles says. we see, too, how a
certain rift has arisen between Faust, who has been drawn
into the luciferic channel, and Mephistopheles. Whether the
experience is altogether conscious or not, Faust with his
soul, through luciferic impulse, has entered a different
spiritual channel from that of Mephistopheles. They are now
separated as if by the limits of their consciousness.
Faust is
dreaming — as ordinary language would have it. He knows
nothing of his old world in which he is presently living. But
Mephistopheles is in it, through him everything ahrimanic
also comes to life. Thus, in this sense we have essentially
the two worlds clashing, and this is in accordance with
truth. This collision is made clear to us, and it is
remarkable how deeply Goethe, in his instinctive way, goes
deeper than what is Spiritual Science. This collision is made
clear to us through the unsuspecting Famulus now introduced,
who imperturbably swings like a pendulum between the
tremendous dangers surrounding him.
We may regard
him as representing the type of man who is the victim of an
unimaginative, unobservant nature, from which, often, he
cannot escape area he sees nothing of what goes on around
him. It is in the sense that we must understand all he
says.
The whole
milieu in which we now find ourselves is changed by
Mephistopheles meeting with his former pupil who has now
taken his degree. It looks as if he were right outside the
picture I have just given you; however, he represents a
caricature of it. He has been infused with all that the
kant-Fichte-Schelling-Hegel philosophy was able to give, and
by Schlegel's interpretation of it all; that he takes this in
a very narrow, egoistic sense. We may ask why he does so?
This is indeed a pertinent question. Why has the graduate
become what we now see? Is it possible that in him Goethe was
wishing perhaps to make fun of the Jena philosophy he so much
appreciated? Most certainly not! But in his opinion the
student who had received from Mephistopheles the precept
Eritus sicut Deus, scientes bonum et malum, would have
been on this philosophical channel:
“Follow the ancient saw, follow
the snake, my cousin,
God's image as thou art, thou'lt rue the way thou'st
chosen.”
This impulse
of the one-time student received from the Mephistopheles
himself. Mephistopheles cannot complain if this old student
gives him occasion to say: “how crude thou art, my
friend, thou scarcely know'st” for he himself has
planted all that in his soul, it is a need to of his sowing.
this pictured scholar has indeed taken the advice and
followed Mephistopheles' cousin, the famous snake. And to
begin with he has no qualms; they will come later. He is not
made uneasy by the thought of his affinity with God, that he
clearly refers to when announcing that he has created the
world, it is he who has fashioned it. — This indeed has
been accepted as the Kantian philosophy by many
caricature-lovers, and even today it is still widely
accepted.
Yes, my dear
friends, we may indeed get to know people who take the
philosophy of Kant even more egoistically than this scholar.
We once knew a man who was so infected with this philosophy
of Kant and Fichte that he did actually believe he had
created the whole world. It had become an idée
fixe with him that he had created it. I said to him at
the time: Why, yes, certainly an an idea, as your idea, you
have created the world, but there is something to be added to
the idea. You created the idea of your own boots, but it was
the shoemaker who made those boots of yours, You cannot say
you made your own boots, though you may have created the idea
of them. — Fundamentally, every genuine refutation,
even Schopenhauer's philosophy of The World as Idea,
is based on this problem of the shoemaker. Those things,
however, are not always seen in the right light.
Thus the
scholar meeting Mephistopheles in this way, is to some extent
his victim. Philosophers have striven after the Absolute. In
this man the striving after the Absolute has become the
caricature. Mephistopheles has to caution him: “Pray
don't go home quite absolute.” We see the connection
with the spiritual culture of that time represented by Goethe
in a very witty way. It is because the scenes are based on
living reality that they are so vivid and so extraordinarily
dramatic. Goethe strove again and again lead men beyond the
ideas that savour rather of the tavern, such as: Ah, we
should like to keep to what is good and to flee from Lucifer
and Ahriman, have nothing to do with them. — It is
because Goethe does not like these notions that he sometimes
makes Mephistopheles quite sympathetic and kindly. For how
pleasant it all is when the scholar, becoming altogether too
absolute, the good Mephistopheles turns his chair round from
this one scholar to the general public, to the younger
pit-goers, looking there, as Goethe imagined it, for
sympathy. And he makes Mephistopheles speak not merely like a
devil but in a very apt way, because he knows how much of
what belongs to Mephistopheles must be mixed with life for
life to thrive at all, and how unwholesome are the ideas
which, in the way we have shown, smell of the tavern. It is
quite worth-while for once to reflect how Goethe himself did
not remain cold with the coldness of the apathetic crowd. For
this reason he makes his Mephistopheles expressed itself
rather heatedly about the people who, as he observes, receive
his wise maxims so indifferently. Goethe even then wanted to
point out this coldness, though it was a long way from being
as cold as the usual opinions and mood of soul today towards
all that can penetrate to man from the spiritual life.
And now we
see a genuine ahrimanic activity developing in the creation
of Homunculus. It was not easy for Goethe to write a
particular part of his Faust we have had before us
here. Poets of a lesser degree can accomplish anything;
circumstances permitting, such a poet would easily solve the
problem of bringing Faust and Helen together. But Goethe was
not a poet of that calibre; poetical creation West ham
difficult and harassing. He had to find a way to bring Faust
with all reality together with talent, with whom, as we have
seen, he lived in another state of consciousness. He had to
find some way, but was by no means clear how to find it.
Faust had first to be taken down to the underworld, they are
too big the help of Persephone in procuring him Helen in
bodily form. But when Goethe wish to show Helen being fetched
by Persephone, he felt that no ideas or concepts from the
scene were forthcoming. For just think what was involved.
Faust has got as far as reaching Helen imaginatively, in his
soul's subconscious; he had, however, to reach her with those
faculties natural to him in life. For that, Helen had to
enter this sphere of consciousness. Therefore Goethe had to
bring about, to a certain degree, Helen's embodiment. To this
end he had recourse to what he knew from Paracelsus, whose
works he had really studied, the treatise De Generatione
Rerum being especially useful to him. There Paracelsus
shows how homunculi may be produced by means of certain
processes. It is easy, of course, for the modern man to say:
Yes. But that was merely a medieval pre-possession of
Paracelsus'. It is also easy for him to say: surely no one is
asked to believe this phantasy of Paracelsus'. — True,
as far as I'm concerned nobody need believe. But it is well
to consider that in this treatise De Generatione Rerum
Paracelsus expressly assures us that by means of certain
processes it is possible to produce something having indeed
no body — mark that, please. Paracelsus expressly says
that it has nobody, but faculties similar to those of the
human soul, and rising to clairvoyance. Those, Paracelsus was
of the opinion that there were certain devices enabling men
to produce a being that, without a physical body, develop the
kind of understanding, a kind of intellectuality like human
beings, and even something higher. It was of this that Goethe
made use. Perhaps he thought to himself: Helen has entered
the sphere of Faust's consciousness in a purely spiritual
sense, but she must become more substantial.
This
substantiality he brought about through the kind of being we
have in Homunculus, who is as it were a bridge between the
purely spiritual and the physical; for he himself has no
physical body but a favorable moment originates from physical
devices. So that we may say: The presence of Homunculus makes
it possible to bring a quite spiritual Helen into the
corporeal world where Faust as his home.
Now for all
this Goethe naturally needed some kind of error, and this
error is brought about in a roundabout way through Wagner.
Through his materialistic mind Wagner is misled into the
belief that Homunculus is entirely a material production. He
could not have brought a real homunculus into being; for
that, there would be required spiritual forces not at his
disposal. These spiritual forces are supplied when
Mephistopheles, the ahrimanic element, appears. For the
ahrimanic impulses given when something actually comes into
being out of what Wagner has compounded. Had Wagner —
either alone or perhaps with the help of everywhere latent
forces — succeeded in his experiment, it might have
happened to him as it did to a man who wrote me some time ago
saying that, at last, after endless effort, he had really
brought little men to life in his room, but then could not
get rid of them, he could not escape them. He wanted advice
as to how he could save himself from these creatures, these
living mechanisms, he had produced. They have since pursued
him everywhere. One can well imagine what happens to the mind
of such a man. There are, of course, still men today who have
these adventures, just as there are still those who scoff at
such things.
Through a
coincidence, but only coincidence, at the time Goethe was
writing the scene Johann Jakob Wagner, in Wurzburg, was
maintaining that homunculi could be produced, and he gave the
method for doing this. But it goes without saying that it is
not true that Goethe took the name from him; for the name
Wagner come from the old “Faust” then still in
existence. This scene was first written down when Johann
Jakob Wagner was still an infant.
It is due to
Mephistopheles that, out of what Wagner has achieved, the
Homunculus comes into being. But he does come into being, is
represented the way Goethe had learnt from Paracelsus'
instructions. And Homunculus does in fact immediately become
clairvoyant, for he is able to see Faust's dream. he
describes what Faust — more or less under the influence
of Lucifer — is experiencing in another state of
consciousness — how he has actually gained access to
the Grecian world. In the description Homunculus we recognise
the meeting of Zeus with Leda, the mother of Helen.
Thus we see
how Goethe places a close juxtaposition the spiritual that
lives in Faust, and Homunculus who knows how to grasp and
interpret it. We see how Goethe works round to the ordinary
physical world so that Helen can then enter it. And for all
that is pictured later in the
“Classical Walpurgis-night”,
we see how Goethe tries to form the
physical out of the eternal spiritual and Helen, with whom
Faust has lived, while Homunculus traverses all the kingdoms
of nature, and now take into himself the physical body unites
with Helen's spiritual element. By dint of Homunculus
traversing the rounds of nature Helen becomes, externally on
the physical plane, all that we find her in the third Act of
the second Part of “Faust”. Thus Helen is born
anew through Homunculus, through the metamorphosis is able to
bring about in conjunction with all Faust is living through
spiritually. This is what Goethe had in mind. This is why he
introduces Homunculus and why he shows the relation between
what Faust is, in a way, is dreaming, and what Homunculus
sees.
With all
this, Goethe comes very near true Occultism, that through
Occultism of which I have often spoken, from which we are led
away by abstract thinking and the desire to live in abstract
concepts. I have often called attention to the way a certain
one-sided cultivation of the principles of Christianity leads
to the maturing of unreal, shadowy concepts as world-outlook,
that are powerless to come to any understanding of real-life.
And then stands to-day at the mercy of such concepts. On the
one hand they have a purely mechanical knowledge of nature
that, however, is no knowledge but merely a system out of
which all life has been driven.
“Encheiresis naturae, Chemistry
calls it,
Mocking itself, not knowing what befalls it.”
says Mephistopheles. This on the one hand
that wants merely to copy down what happens outwardly, and on
the other hand concepts drawn from any kind of spiritual
source, either represented pantheistically or existing in
some cloud-cuckoo-land of shadowy concepts, neither capable
of entering right into life, nor of grasping its reality.
It is for
this reason I have been pointing out how Spiritual Science is
able to understand once again the real, actual, human being,
for example, and to say: This human head is, from one point
of view, only what the anatomist makes of it by describing it
purely externally, but it is not merely what is outwardly the
body for an abstract concept of a soul floating in
cloud-cuckoo-land; this head must be understood as having
undergone a transformation, a metamorphosis, from the body of
a previous incarnation and is formed, as I have explained in
recent lectures, out of the spheres of the entire cosmos. The
essential thing for which concrete spiritual science must
strive is to fit what is thus formed into the material world
by means of concepts — concepts that do not float in
the general and abstract. For what is most feared today by
many bigotted Christian pastors, and people of that kind,
with their unsubstantial abstractions of God and eternity, is
precisely this living comprehension of the world, this
concrete grasping of the material. That is, indeed, at the
same time a revelation of the spiritual. This diving into the
real world with concepts is what man today will not have. And
it is just this to which Goethe wants so vigorously to point.
Hence he contrasts the spirit of Homunculus, the real,
genuine spiritual that then lives on, though in a different
way, in the consciousness of Faust, this way of beholding, he
contrasts with the world as Mephistopheles would have it
— a world derived from the association-forming tendency
of the Christian middle-ages, in which is extinguished
everything spiritual that approaches man's soul. Therefore
Homunculus sees what is visible neither to Wagner not to
Mephistopheles. Hence because Mephistopheles says:
“Marry, what moonshine dost thou not
narrate!
Small as thou art, thou art a dreamer great.
Naught see I —”
Homunculus answers:
“No! The North thy heritage is,
Thy birth was in the misty ages,
The waste of priesthood and of chivalry.
And how should there thine eye be free?
In murkiness thou art at home.”
Goethe is consciously striving for a
concrete grasp of reality.
I have drawn
attention to the fact that here, in the passage of course
where Homunculus is speaking to Mephistopheles, by some
mischance a line has been left out. For in all the editions
we read:
“No! The North thy heritage is,
Thy birth was in the misty ages,
The waste of priesthood and of chivalry.
And how should there thine eye be free?
In murkiness thou art at home.”
The rhyme to ‘home’ is missing.
“Dingy-brown stone-work, mouldered,
horrid,
And Gothic-arched, ignoble, florid.”
Now there is no reason why the rhyme here
should be missing; it must have happened therefore by some
accident in the dictation that a line was missed that must
perhaps have run like this:
“But what we make of this gloom?”
Thus Homunculus, having seen that
Mephistopheles does not understand him, shows him clearly how
by living in abstractions men have separated themselves from
the concrete, spiritual world. This has arisen through the
misty concepts that have been developed and have led to the
narrowness in all the affairs of life in which Faust grew up,
from which, however, he grew away. But the devil in
Mephistopheles feels at home there. This is perhaps why
Homunculus says:
“No! The North thy heritage is,
Thy birth was in the misty ages,”
By the ‘misty ages’ he means the Middle
Ages, but with a play upon the old German name
Nivelheim. (The line in German runs Im Nebelalter
jung geworden.) Jung geworden (grown young) is an
old expression — and a very good one. Just as one grows
old in the physical world, so one grows young when one is
born into the spiritual world. Thus, in the old German
expression, to ‘become young’ meant to ‘be
born,’ and is clear evidence that in language there was
an understanding of the spiritual.
And now he
looks about him in the gloom and sees all that is there:
“Dingy-brown stone-work, mouldered,
horrid,
And Gothic-arched, ignoble, florid.”
Then:
“Awakens he here, new cares we've
got.”
for he must be brought into a life that is
fully living if he has no wish for merely abstract concepts.
Faust has no desire, for example, to have ancient Greece
pictured according to the humanists or philologists; he wants
to live, really live, within ancient Greece, by having Helen,
as its representative, appearing bodily before him.
Thus
throughout this scent we see Goethe's wonderful feeling for
the concrete. We may say indeed that every word of the poetry
Goethe wrote in his old age came out of a profound experience
of the world. And that gives weight to these words, enormous
weight, and gives them also immortality. For how fine in this
respect are the words here spoken by Mephistopheles —
words acquiring their special colouring from this fact:
“Alack! Away! Forbear of yonder
squabble
'Twixt tyranny and slavery to babble!
It irks me. Scarce 'tis ended when de novo
With the whole farce they start again ab ovo,
Yet none doth mark he is but made a fool
By Asmodeus who the strings doth pull.”
(By the devil of discord, with whom
Mephistopheles feels himself thoroughly akin.)
“They fight
for freedom — so themselves they flatter.” We feel
ourselves transported almost into the present, for now too we
fight for freedom. But Goethe retorts:
“Slaves
against slaves, if you but sift the matter.” To sum up, my
dear friends, we might say: If only the time might come when
all the striving of such a poem, as we find it revealed in
Goethe by this scene, might be continued on into what should
arise through present-day Spiritual Science, if only what
lies in such a story of endeavour might take more hold on
men, might find a haven in their souls — then we might
indeed go forward as real men.
But instead,
since the days of Goethe, the abstraction of all endeavour
has made infinitely greater progress. Here is the point where
the striver after Spiritual Science — whether or not he
rises to Goethe's level — should try to become clear as
to the difference between concrete spiritual endeavor and the
spiritual endeavor that is abstract. You see, the study of
Spiritual Science gives us concepts by means of which we can
really immerse ourselves in reality and learn to understand
it. Materialism gives no real concepts only the shadows of
them. So how can materialism understand the difference we
have made clear between the human head and the rest of the
body? Or how can it understand the following, for example.
Let us take a concept that is infinitely important.
We know that
man has his physical body, his etheric body, his astral body
and his ego. The animal has its physical body, etheric body
and astral body. Let us look at the animal. It is interesting
to watch animals when, having eaten their fill in the meadow,
they lie down to digest. It is very interesting to watch this
— and why? Because the animal with its astral being has
withdrawn entirely into the etheric body. What then is its
soul doing while the animal is digesting? The soul is taking
part with infinity satisfaction in what is happening to the
body. It lies there and watches itself digesting and this
gives the animal immense satisfaction. It is interesting to
see a cow, for instance, digesting spiritually as she lies
there, to see how all the processes involved when foodstuffs
are received into the stomach and utilised in the other parts
of the body are inwardly visible to her. The animal looks on
at these processes with inner satisfaction, because of the
intimate correspondence between her astral and ether bodies.
The astral is living in what the etheric body reflects of the
physico-chemical processes whereby the foodstuffs are
introduced into the organism. It is a whole world that the
cow sees! True, this world consists only of the cow and the
processes taking place within her, but truly, though all that
this astral body perceives in the etheric body of the cow
consist sonly of the processes within her own horizon, within
her sphere, everything is so magnified that it is as large in
the consciousness when it reaches to the firmament. I should
have to draw the processes taking place between the stomach
and the rest of the cow's organism as a large sphere growing
and expanding to a vast area, since at this moment for the
cow there is nothing beyond the cow-cosmos — and this
is of a gigantic size.
This is no
jest but a fact. And the cow has a feeling of exaltation when
seeing her cosmos thus, seeing herself as cosmos. Here we
have an insight into the concrete nature of animals. For, man
having an ego, the astral body is torn by it from that
intimate union with the etheric body existing, for example,
in the cow. Astral body and etheric body are torn asunder.
Hence, when man digests after a meal he is deprived of the
capacity to survey the whole digestive process of the cosmos.
He remains unconscious of it all. Against that, the ego by
its activities so restricts the impulses of the etheric body
that they are only grasped by the astral body in the region
of the sense organs. So that what in the animal forms a whole
with the astral body is in men concentrated in the sense
organs. That is why the sense-process in man is as great as
in certain moments the animal process is for the animal.
It is in a
measure a defect in man that, when he begins his afternoon
nap, he cannot as he dreams look on at his digestion, for he
would then see a whole world. But the ego tears man's astral
body away from that world, and only allows him to see as
cosmos what is going on in his sense organs.
I wanted to
refer to this merely as an example, for from it we see that
concrete Spiritual Science mut enter into the very essence of
things with concepts that are not shadowy but go deep into
reality. All concepts of Spiritual Science should be such
that they go deep into reality. It is a characteristic
phenomenon, however, of the materialistic age that it
despises concepts of this nature; it will have nothing to do
with them. Where knowledge of nature is concerned this leads
in reality to lack of any knowledge at all. In life it leads
to a much greater lack. It makes it impossible for man to
have any sense of concrete concepts, concepts full of
content. Hence, materialistic education is at the same time
an education in shadowy concepts, empty of content. The two
things run absolutely parallel — not to be able to
understand reality in a spiritual way, to lack upon
everything as a mechanism; and to be incapableof forming any
concepts that can really enter into the connections of the
world or of humanity.
And it is
from this pooint of view that the present time must be
understood, for that is precisely where the difficulties
today arise. There are now, certainly, people with idealistic
natures, but they are the idealists of a materialistic age,
and for that reason talk in shadowy, general concepts, unable
to grasp reality, or at best grasping it only indirectly
through emotion, and these idealists blow their own trumpets
in the world as loudly as possible. While on the other hand
as regards knowledge of nature the capacity to understand her
is lacking, on the other hand we have the inevitable parallel
phenomenon — the holding forth of shadowy concepts. And
when men talk so, they are indeed not talking of anything
that is unreal in itself but of what is connected in the
worst possible way with the painful events of the present
time.
In Goethe's
day things had not gone so far, but today we are confronted
with a wide-spread lack of power to see any difference at all
between a shadowy and a real concept. Wagner, as pictured by
Goethe, lives entirely in shadowy concepts, and Homunculus
even tries to prove to him that he does so. For instance,
when Wagner has anxiously asked:
“And I pray
What becomes of me when you all go away?”
Homunculus answers:
“Oh
Thou'llt stay at home, most weighty work to do.
The ancient parchments thou'lly unroll, no doubt,
The elements of life by precept single out,
And each to other fit with foresight due. Ponder
The what, more to the how thy thoughts apply.
Whillst through a portion of the world I'll wander
Belike I'll find the dot upon the i.”
When I read
this passage it always makes me realise anew how it is taken
straight from life, particularly the life of the pundits. For
I know of a medical examination in which a young student came
up before a very learned man, a historian, and as such
pre-eminently an authority on lod documents, and a professor
of Historical Science. It was chiefly under him that the
young medical student had studied. Among the questions he
asked was this: Now, tell me, Mr X, in which papal Bull was
the dot over the i first used? The student knew that at once
and answered: Innocent IV's. Now another historian, of a
different kind, was present. He wanted to play the part of
Mephistopheles a little, so he said: Look here, my dear
colleague, as I am the other examiner let me now ask the
candidate a question. Tell me, Mr. X, when did this Innocent
IV ascend the Papal Chair? The student did not know. Then
when did Innocent IV die? The student did not know. Well
then, tell me anything else at all you know about Innocent IV
beyond the fact that in his Bulls the i was first dotted. But
the candidate again could give no answer. Then the Professor
who had to do with ancient documents and parchments said: But
Mr. X, you seem to be a complete blockhead today. Then the
other, still wishing to play Mephistopheles, replied: But, my
dear colleague, is not this your favourite pupil? What can
have turned him into a blockhead?
So then, the
good Wagner, being different from Homunculus, was able to
discover the dot over the i in his parchment. But since that
time, thought that is abstract and purely conceptual has
become universal and historic. Thus it has become possible
for us to see the spectacle playing a profound part in the
whole world-history — that, in an important affair,
there appears before the world a document living entirely in
shadow concepts. Nothing more unreal and less in conformity
with the actual can be imagined thatn the note recently sent
by Woodrow Wilson to the Senate of the United States of
America. Today when it is only of use to understand the
realities of the world, weakness is found in high places.
Something different is needed from shadowy concepts, concepts
that are mere shadows.
And here we
may well ask ourselves whether suffering is to continue
endlessly because in high places men of a materialistic
civilisation flee reality, and can only grasp shadows instead
of concepts? I know, my dear friends, that when we are comng
up against events of such sadness as those of the present,
there is little understanding to be found, for today there
are very few men who can grasp the difference between shadowy
concepts and reality. For the pure idealist — naturally
idealism is always worthy of recognition — not
understanding spiritual reality, will thik it fine,
infinitely fine, when people speak beautifully of Freedom and
the Rights of Man, of International Federation and things of
the kind. They do not see where the harm lies in these
things; the lack of such insight is wide-spread.
So little
understanding is there, that it makes us see the meaning of
what Mephistophleles says after leaving Nicodemus. For, after
all, many who rank today as people of importance speak as the
scholar spoke, and even if they do not claim to have created
the whole world, at any rate wish to govern it according to
their dreary shadow concepts. Men have no wish to make
progress in such things. They remain children forever,
children who can believe that it is possible to rule the
world with dummy concepts. Hence we can appreciate the
meaning of those words of Mephistopheles:
“I see my word hath left you
cold,
Ye artless bairns. Yet I'll not take it evil.
Think though, the Devil is old; grw old
If ye would understand the Devil.”
Those who
believe the world can be governed by shadow concepts, do not
understand anything of what Goethe is saying through the
mouth of the Devil when the Devil speaks the truth.
We may take
the Homunculus scene in the second Part of Goethe's
Faust as a lecture on the understanding of the real,
the actual, in our age that is dominated by dummy concepts.
But these matters must really be taken very seriously. And
for us in particular, my dear friends, it is most important
to form really clear concepts about all the various
pronouncements so plentiful in the world today and during
many past decades, which have finally brought us to the
present situation.
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