The following lectures
were given by Rudolf Steiner to audiences familiar with the general
background of his anthroposophical teaching. He constantly emphasized
the distinction between his written works and reports of lectures that
were given as oral communications and were not originally intended for
print. It should also be remembered that certain premises were taken
for granted when the words were spoken. ‘These premises’
Rudolf Steiner writes in his autobiography, ‘include at the
very least the anthroposophical knowledge of man and of the cosmos in
its spiritual essence; also of what may be called anthroposophical
history told as an outcome of research into the spiritual
world.’
The Spirit in the Realm of Plants
Berlin, December 8, 1910
How spiritual science must recognize the living
and weaving spirit in all beings surrounding us by proceeding from
the principle that the knowing human being should understand himself
in his knowing has been touched upon in the lectures about
‘The Human Soul and the Animal Soul’
and
‘The Human Spirit and the Animal Spirit’
[Berlin, November 10 and 17, 1910]
It was said that the person knowing himself could never
think of taking into his own spirit — as spiritual content —
ideas, concepts, and mental images of things and beings if these
concepts and ideas, this spiritual content through which the human
being wants to make comprehensible what resides in the objects, were
not first present in these objects, were not placed into them. All
drawing forth of the spiritual from things and beings would be pure
fantasy, would be a self-made fantasy, if we were not to presuppose
that wherever we gaze and are able to discover the spirit, there this
spirit is actually present.
Although still only in
small circles, this general presupposition of the spiritual content
of the world is made rather frequently. Even those who speak of the
spirit in objects, however, usually remain with speaking about the
spirit in general, i.e., they speak about the existence of spiritual
weaving, of spiritual life lying at the basis of the mineral, plant,
and animal realms, etc. To enter into the means by which the spirit
individualizes itself for us, how it manifests itself particularly in
this or that form of existence, is not yet given much thought in the
wider circles of our educated contemporaries. Offense is usually
taken to those who speak not only of the spirit generally but of its
particular forms, its particular ways, how it makes itself felt
behind this or that phenomenon. Nevertheless, in our spiritual
science, we should not speak about the spirit in the vague and
general way indicated today; rather, we should speak in such a way
that we recognize how the spirit weaves behind the mineral or plant
existence, how it is active in the animal and human existence. Our
task today is to say some thing about the nature of the spirit in the
realm of plants.
It must be admitted
that if we do not begin with abstract philosophy, or with abstract
theosophy, but if we begin with unbiased observations of reality and
at the same time — as it must be on the healthy ground of
spiritual science — we stand firm on the ground of natural
science and then want to speak about ‘the spirit in the realm
of plants,’ we not only collide with unjustified prejudices of
our scientists or other educated contemporaries but also come into
conflict with more-or-less justified concepts that have, and must
have, the power of strong suggestion.
Especially in this
contemplation, which is to concern itself with the spirit that finds
its expression, its physiognomy, as it were, in the realm confronting
us in the gigantic trees of the primeval forest, or those growing on
Teneriffa thousands of years ago, as well as in the small, unassuming
violet hiding in the quiet woods or elsewhere — especially in
such a contemplation a person may feel himself in a rather difficult
position, if the natural scientific concepts of the nineteenth
century have been absorbed. Yes, a person feels himself in a rather
difficult position if he has worked through to what should be said
about the spirit in this area, for how could it be denied that great
and wonderful discoveries in the realm of material
research — even in the realm of the nature of plants — were
made in the nineteenth century, thoroughly illuminating the nature of
plants from a certain standpoint.
Again and again we
should be reminded that in the second third of the nineteenth century
the great botanist, Schleiden, discovered the plant cell. He was the
first to place before humanity the truth that every plant body is
built up out of small — they are called ‘elementary
organisms’ — independent entities, ‘cells,’
which appear like the building blocks of this plant body. While
previously plants were able to be considered only in relation to
their crude parts and organs, now attention was directed to how
every leaf of the higher plants consisted of innumerable, tiny
microscopic formations — the plant cells. No wonder such a
discovery had a powerful influence on all thinking and feeling in
relation to the plant world! It is entirely natural that the person
who first discerned how the plant is built up out of these building
blocks would arrive at the thought that by investigating these small
formations, these building blocks, the secret of the nature of plants
could be revealed.
The ingenious Gustav
Theodor Fechner must already have experienced this idea when, around
the middle of the nineteenth century, he actually tried to take into
his thought sequences something like a ‘plant soul,’
although it could be said that his excessively fantastic elaboration
of the nature of plants may have appeared somewhat too early. Fechner
spoke comprehensively about a soul of plants (e.g., in his book
Nanna), and he spoke not only as one who merely fantasizes but
as one thoroughly and deeply acquainted with the natural scientific
advances of the nineteenth century. He was unable, however, to think
that plants are merely built up out of cells; rather, when he looked
at the forms, the structures, of individual plants, he was led to
assume that sense reality is the expression of an underlying soul
element.
Now, you must admit
that in contrast to what spiritual science has to say today about
the life of the spirit in the realm of plants, Fechner's
explanations appear rather fantastic, but his thoughts were actually
an advance. In spite of this, Fechner had to experience the
resistance that can come especially through the thinking into which
the human spirit had penetrated by the discoveries of the nineteenth
century. It must simply be understood that even the greatest
individuals were fascinated by what they beheld when, under the
microscope, the plant body revealed itself as a structure of small
cells. They could in no way conceive how someone could still come up
with the idea of a ‘plant soul’ after the material aspects
had shown themselves in such a grandiose way to the searching
human spirit. It is therefore easy to understand that even the
discoverer of the plant cell became the greatest and most vehement
opponent of what Fechner wished to say concerning the soul nature of
plants. And it is rather interesting to see the fine and subtle mind
of Fechner in battle with Schleiden, who became famous through his
epoch-making discovery for botany but who did away, in a
materialistically crude way, with everything that Fechner wanted to
say about plants out of his intimate contemplations.
In a battle such as
the one between Fechner and Schleiden in the nineteenth century,
something basically took place that must be experienced by every soul
who penetrates into the science of our time, working through the
doubts and riddles that arise nevertheless, especially when one
enters into the achievements of natural science. He will have grave
doubts if he is able to work himself out of the frequently quite
compelling concepts in such a realm. Whoever is not acquainted with
this compelling quality of the materialistic natural scientific
concepts of the nineteenth century may find trivial, possibly even
narrow-minded, what is said out of the world view that wishes to
place itself on the firm ground of natural science. One who
approaches matters with a healthy sense for truth and a serious
concern for solving life's riddles, however, and is at the same
time armed with the botanical concepts of the nineteenth century, can
have quite tragic inner soul experiences. Something about this need
only be suggested here.
Thus we can learn, for
example, what the botany of the nineteenth century has brought. There
is much in this botany that is actually magnificent and truly
astounding. A person who approaches the natural scientific concepts
with a healthy sense for truth reaches the point where these concepts
affect him like suggestion, with a tremendous power; they do not let
him loose but whisper in his ears again and again, ‘You are
doing something stupid if you leave the sure path on which one
studies how cell relates to cell, how cell is nourished by
cell,’ and so on. Finally it becomes necessary to tear oneself
loose from the materialistic concepts in this realm. There is no
other choice, no matter how firmly one wishes to be held by the
suggestive power of the world views that are merely a consequence of
outer materialistic concepts. After a certain point it no longer
works. Not many people today experience that point. The suggestive
power is experienced by most people who feel fascinated by the
natural scientific results, and they do not dare take even a single
step beyond what the microscope shows. The next step is taken only
by very few. It is clear, however, to whoever maintains a healthy
sense for truth, especially regarding the natural sciences — and
this is necessary if one wishes to approach the spirit in the realm
of plants — that first a person must occupy himself with a
certain mental image, for otherwise he will always succumb to error,
will always enter a labyrinth such as happened to Fechner despite his
serious attempts to examine the symbolic, the physiognomic aspects of
individual plant forms and structures.
I would like to
suggest to you what is significant here first by means of a
comparison. Imagine that someone found a piece of matter, some kind
of tissue, on a path. If he examines this piece of tissue, in certain
cases it may happen that he doesn't get anywhere. Why not? If
this piece of tissue is a piece of bone from a human arm, the
examiner will not get anywhere if he wants to look merely at this
piece of bone and to explain it out of itself, for it would be
impossible for this piece of tissue to come into existence without
the prior existence of a human arm.
One cannot speak about
the tissue at all if it is not considered in connection with a
complete human organism. It is impossible, therefore, to speak about
such a formation other than in connection with an entire being.
Consider the following comparison. We find an object somewhere, a
human hair. If we wanted to explain how it may have originated there,
we would be led completely astray, because we can explain this only
by considering it in connection with an entire human organism. By
itself it is nothing; by itself it cannot be explained.
This is something that
the spiritual investigator must consider in relation to the whole
scope of our observations, of our explanations. He must direct his
attention to the question of whether any object confronting him can
be considered by itself or whether it remains inexplicable by itself,
whether it belongs to something else or can be examined better as an
isolated entity.
Curiously enough, the
spiritual investigator becomes aware that it is generally impossible
to consider the world of plants, this wonderful covering of the
earth, as something existing by itself. When confronted with the
plant he feels just as he does regarding a finger, which he can
consider only as belonging to a complete human organism. The plant
world cannot be considered in isolation, because to the view of the
spiritual investigator the plant world at once relates itself to the
entire planet earth and forms a whole with the earth, just as the
finger or piece of bone or the brain forms a whole with our organism.
And whoever merely looks at plants by themselves, remaining with the
particular, does the same as one who wishes to explain a hand or a
piece of human bone by itself. The common nature of plants simply
cannot be considered in any other way than as a member of our common
planet earth.
Here, however, we come
to a matter that may annoy many today, though it is valid
nevertheless for the spiritual scientific view. We come to look
differently at our whole planet earth than is done customarily by
today's science, for our contemporary science — be it
astronomy, geology, or mineralogy — basically speaks about the
earth only in so far as this earthly sphere consists of rocks, of the
mineral element, of lifeless matter. Spiritual science may not speak
in this way. It can only speak in such a way that everything found on
our earth — that which a being coming from outer space, as it
were, would find in human beings, animals, plants, and
stones — belongs to the whole of our earth, just as the stones
themselves belong to our earth. This means that we may not look at
the earth planet as a dead rock formation but rather as something
that is in itself a living whole, bringing forth the nature of plants
out of itself, just as the human being brings forth the structures of
his skin, of his sense organs, and the like. In other words, we may
not consider the earth without the plant covering that belongs to
it.
An outer circumstance
might already suggest to us that, just as every stone has a certain
relationship to the earth, so also everything plant-like belongs to
it. Just as every stone, every lifeless body, shows its relationship
to the earth by being able to fall onto the earth, where it finds a
resistance, so every plant shows its relationship to the earth by the
direction of its stem, which is always such that it passes through
the center of the earth. All stems of plants would cross at the
earth's center if we extended them to that point. This means
that the earth is able to draw out of its center all those force
radiations that allow the plants to arise. If we look at the mineral
realm without also adding the plant covering, we are looking only at
an abstraction, at something thought out. We must also add that the
natural science that proceeds purely out of the outer material likes
to speak about how the origins of all life — including
plant-life — must lie in the lifeless, the mineral element.
This issue does not
exist at all for the spiritual investigator, because the lower is
never a precondition for the higher; rather the higher, the living,
is always the precondition for the lower, the nonliving. We will see
later, in the lecture,
‘What Has Geology to Say About the Origin of the World,’
[Berlin, February 9, 1911.]
that spiritual research shows how everything rock-like,
mineral — from granite to the crumb of soil in the
field — originated in a manner similar to what natural science
says today about the origin of coal. Today coal is a mineral, we dig
it out of the earth. What was it millions of years ago according to
natural scientific concepts? Extensive, mighty forests — so says
natural science — covered large portions of the earth's
surface at that time; later they sank into the earth during shifts
of the earth's crust and were then transformed chemically in
regard to their material composition, and what we dig up today out of
the depths of the earth are the plants that have become stone. If
this is admitted today in relation to coal, it should not be
considered too ridiculous if spiritual science, by its methods, comes
to the conclusion that all rocks found on our earth have in the final
analysis originated from the plant. The plant first had to become
stone, as it were. Thus the mineral is not the precondition for the
plant-like, but rather the reverse is the case, the plant-like is the
precondition for the mineral. Everything of a mineral nature is first
something plant-like that hardens and then turns to stone.
Thus in the earth
planet we have something before us concerning which we must
presuppose the following: it was once, with respect to its densest
quality, of a plant nature, was a structure of plant-like being, and
only developed the lifeless out of what was living, progressively
hardening, turning to wood, turning to stone. Just as our skeleton
first separates itself out of the organism, so we have to look at the
earth's rock formations as the great skeleton of the earth
being, of the earth organism.
Now, if we are able to
consider this earth organism from a spiritual scientific viewpoint,
we can go still further. Today I can give only the first outlines of
this, because this is a cycle of lectures in which one thing must
lead to the next. We can ask ourselves, what is the situation with
the earth organism as such?
In studying an
organism we know that alternations of different conditions are
revealed. The human and animal organ isms reveal a waking and a
sleeping condition alternating in time. Can we, from a spiritual
scientific viewpoint, find something similar regarding the body of
the earth, the earth organism? To outer consideration, what follows
may appear to be a mere comparison, but for spiritual research it is
not a comparison but a fact. If we study the curious lawfulness of
summer and winter, how it is summer on one half of the earth and
winter on the other half, how this relationship alternates, and if we
pay attention to how this lawfulness — as wintertime and
summertime — is to be discerned in relation to all earthly life,
then it will no longer appear absurd if spiritual science tells us
that winter and summer in the earth organism correspond to waking
and sleeping in the organisms around us. It is simply that the earth
does not sleep in time in the same way as other organisms but is
always awake somewhere and al ways asleep at some other portion of
its being. Waking and sleeping move around spatially: the earth
sleeps in the part where there is summer, and it is awake in the part
of its being where there is winter. Thus the whole earth organism con
fronts us spiritually with conditions like waking and sleeping in
other organisms.
The summer condition
of the earth organism consists of a very specific relationship of the
earth to the sun, and because we are dealing with a living,
spirit-filled organism we may say that it surrenders itself to an
activity that proceeds spiritually from the sun. In the winter
condition the earth organism closes itself off from this sun
activity, drawing itself together into itself. Now let us compare
this condition with human sleep. I will now speak of what appears to
be a mere analogy; spiritual science, however, provides the evidence
for these observations.
If we study the human
being in the evening, when he is tired, as his consciousness is
diminishing, we find that all thoughts and feelings that enter our
soul during the day from the outside, all pleasure and suffering, joy
and pain, sink into an indefinite darkness. During this time, the
human spirit being — as we have shown in the lecture about the
nature of sleep
[Berlin, November 24, 1910.]
— passes out of the human physical body and enters the spiritual
world, surrendering itself to the spiritual world. In this sleep
condition it is a curious fact that the human being becomes
unconscious. For the spiritual investigator (we will see how he comes
to know this) it is revealed that the inner aspect of the human
being, the astral body and ego, actually draw themselves out of the
physical and etheric bodies, but they do not simply draw themselves
out and float over him like a cloud formation; rather this whole
inner aspect of the human being spreads itself out, pours itself out
over the whole planetary world around us. As incredible as it may
seem, it is nevertheless revealed that the human soul pours itself
out in a unified way over the astral realm. The investigators who
were acquainted with this realm knew well why they called what
departs from the physical the ‘astral body.’ The reason
was that this inner element draws out of heavenly space, with which
it forms a unity, the forces it needs in order to replace what the
day's efforts and work used up from the physical body. Thus the
human being in sleep passes into the great world and in the morning
draws himself back within the limits of his skin, into the small
human world, into the microcosm. There, because his body offers him
resistance, he again feels his ego, his self-consciousness.
This breathing out and
breathing in of the soul is a wonderful alternation in human life. Of
all those who have not spoken directly from an occult, spiritual
scientific point of view, I have actually found only one individual
who made so fitting a remark about the alternation of waking and
sleeping that it can be taken directly over into spiritual science,
be cause it corresponds with spiritual scientific facts. It was a
thoroughly mathematical thinker, a deeply thoughtful man, who was
able to encompass nature magnificently with his spirit: Novalis. He
says in his Fragments:
Sleep is a mixed
condition of body and soul. In sleep, body and soul are chemically
united. In sleep the soul is evenly distributed throughout the
body — the human being is neutralized. Waking is a divided, a
polar condition; in waking the soul is pointed, localized. Sleep is
soul-digestion; the body digests the soul (removal of the soul
stimulus). Waking is the condition of the soul stimulus influence:
the body partakes of the soul. In sleep the bonds of this system are
loosened; in waking they are tightened.
Thus sleep for Novalis
means the digestion of the soul by the body. Novalis is always
conscious that in sleep the soul becomes one with the universe and is
digested, so that the human being can be further helped in the
physical world.
With respect to his
inner being, then, the human being alternates in such a way that in
the daytime he draws himself together into the small world, into the
limits of his skin, and then expands into the great world during the
night, drawing forth through surrender forces from that world in
which he is then imbedded. We will not understand the human being
unless we understand him as formed out of the entire macrocosm.
For that part of the
earth where it is summer, there is something similar to what goes on
in the human being in the condition of sleep. The earth gives itself
to everything that comes down from the sun and forms itself as it
should form itself under the influence of the sun activity. In that
part of the earth where it is winter, it closes itself off from the
influence of the sun, lives within itself. There it is the same as
when the human being has drawn together into the small, inner world,
living in himself, while for the part of the earth where it is summer
it is the same as when the human being is surrendered to the whole
outer world.
There is a law in the
spiritual world: if we direct our attention to spiritual entities
far removed from one another — such as, for example, the human
being here on one side and the earth organism on the other — the
states of consciousness must be pictured as reversed in a certain
sense. With the human being, stepping out into the great world is the
sleep condition. For the earth, the summer (which one would be
inclined to consider a waking condition) is something that can only
be compared with the human being falling asleep. The human being
steps out into the great world when he falls asleep; in summer the
earth with all its forces enters the realm of sun activity, only we
must be able to think of the earth and the sun as spirit-filled
organisms.
In wintertime, when
the earth rests within itself, we must be able to think of its
condition as corresponding to the waking condition of the human
being, although it may be tempting to consider winter as the
earth's sleep. When we consider entities as different from one
another as the human being and the earth, however, the states of
consciousness appear re versed in a certain way. Now, what does the
earth accomplish when it is under the influence of surrender to the
sun being, to the sun spirit? To have an easier comparison, we would
do well to turn the concepts around now. The earth's surrender
to the sun being is simply something that may be compared spiritually
with the condition of the human being when he awakens in the morning
and emerges out of the dark womb of existence, out of the night, into
his joys and sorrows. When the earth enters the realm of sun
activity — although this could be compared with the sleep
condition of the human being — all the forces that sprout forth
from the earth allow the resting winter condition of the earth to
pass over into the active, the living, summer condition.
What, then, are the
plants in this whole web of existence? We could say that when spring
approaches, the earth organ ism begins to think and to feel, because
the sun with its being lures out the thoughts and feelings. The
plants are nothing but a kind of sense organ for the earth organism,
awakening anew every spring, so that the earth organism with its
thinking and feeling can be in the realm of the sun activity. Just as
in the human organism light creates the eye for itself in order to be
able to manifest through the eye as ‘light,’ so every
spring the sun organism creates for itself the plant covering in
order to look at itself, to feel, to sense, to think by means of this
plant covering. The plants cannot directly be considered the thoughts
of the earth, but they are the organs through which the awakening
organization of the earth in spring, together with the sun, develops
its thoughts and feelings. Just as we can see our nerves emanating
from the brain, developing our feeling and conceptual life through
the eyes and ears together with the nerves, so the spiritual
investigator sees in what transpires between earth and sun with the
help of the plants the marvelous weaving of a cosmic world of
thoughts, feelings, and sensations. The spiritual investigator finds
that the earth is surrounded not merely by the mineral air of the
earth, by the purely physical earth atmosphere, but by an aura of
thoughts and feelings. For spiritual research the earth is a
spiritual being whose thoughts and feelings awaken every spring, and
throughout the summer they pass through the soul of our entire
earth.
The plant world,
however, which is a part of our entire earth organism, provides the
organs through which our earth can think and feel. Woven into the
spirit of the earth are the plants, just as our eyes and ears are
woven into the activities of our spirit.
In spring a living,
spirit-filled organism awakens, and in the plants we can see
something that is pushed out of the countenance of our earth in some
realm where it wants to begin to feel and think. Just as everything
in the human being tends toward a self-conscious ego, so it is also
in the realm of plants. The whole plant world belongs to the earth. I
have already said that a person would be close to insanity if he did
not think of how all feelings, sensations, and mental images are
directed toward our ego. Similarly, everything the plants mediate
during summertime is directed toward the earth's center, which
is the earth ego. This should not be said merely symbolically! As the
human being has his ego, so the earth has its self-conscious ego.
That is why all plants strive toward the earth's center. That
is why we may not consider plants by themselves but rather must
consider them in interaction with the self-conscious ego of the
earth. What unfolds itself as thoughts and sensations of the earth is
similar to the thoughts and sensations that live in us, similar to
whatever arises and disappears in us during our waking state, what
lives in us astrally, if we speak from the viewpoint of spiritual
science.
Thus we cannot picture
the earth only as a physical structure, for the physical structure
is for us something like our own physical body, which can be seen
with the outer eyes and touched with the hands, and which is observed
by outer science. This is the earth body that present-day astronomy
or geology studies. Then we have to direct our attention to what in
the human being we have come to know as the etheric body or life
body. The earth also has such an etheric body, and it also has an
astral body. This is what awakens every spring as the thoughts and
feelings of the earth, which recede when winter approaches so that
the earth rests in its own ego, closed off within itself, retaining
only what it needs in order, through memory, to carry over the
preceding into the following, retaining in the plant's seed
forces what it has conquered for itself. Just as the human being,
when he falls asleep, does not lose his thoughts and sensations but
finds them again the next morning, so the earth, awakening again from
sleep in the spring, finds the seed forces of the plants in order to
permit what has been conquered in an earlier time to emerge again
from the living memory of the seed forces.
When regarded in this
way, the plants can be compared with our eyes and ears. What our
senses are for us, the plants are for the earth organism. But what
perceives, what achieves consciousness, is the spiritual world
streaming down from the sun to the earth. This spiritual world would
not be able to achieve consciousness if it did not have its sense
organs in the plants, mediating a self-consciousness just as our eyes
and ears and nerves mediate our self-consciousness. This makes us
aware that we speak correctly only if we say that those beings who
stream from the sun down to the earth, unfolding their spiritual
activity, encounter from spring through summertime the being that
belongs to the earth itself. In this exchange the organs are formed
through which the earth perceives those beings, for the plants do
not perceive. It is a superstition, shared also by natural science,
when it is said that the plant perceives. The spiritual entities that
belong to the earth activity and the sun activity perceive through
the plant organs, and these entities direct toward the center of the
earth all organs they need in order to unite them with the center of
the earth. Thus what we have to see behind the plant covering are the
spiritual entities that weave around the earth and have their organs
in the plants.
It is remarkable that
in our time natural science is actually moving toward a recognition
of such spiritual scientific findings, for it is nothing less than
full recognition of the situation to say that our physical earth is
only a part of the whole earth, that the gaseous sun ball is only a
part of the whole sun, and that our sun, as it appears to us
physically, is only a part of the soul-spiritual entities who
interact with the soul-spiritual entities of the earth. Just as the
human world is connected with its environment, and just as human
beings have their organs in order to live and to develop themselves,
so these entities, which are real, create for themselves in the plant
covering an organ in order to perceive themselves. As I said, it is
superstitious to believe that the plant as such perceives or that the
single plant has a kind of soul. This is just as superstitious as
speaking of the soul of an eye. Although a remark able linking of
facts, self-evident to spiritual science, impelled outer science
throughout the nineteenth century to recognize what has just been
said, it is nevertheless a fact that outer science does not know its
way around very well in this realm; this is still so today, for what
science has brought together so far about the sense life of plants
completely sup ports what I have just said about the spirit and its
activity in the realm of plants, but in outer science it cannot be
comprehended as such. We can see this in the following example. In
1804 Sydenham Edward discovered the unusual plant called the Venus
fly-trap, which has bristles on its leaves. When an insect comes near
this plant so that contact with the bristles occurs, the insect is
trapped by the leaf and then seemingly devoured and digested. It was
remarkable when man discovered that plants can eat, can even take in
animals, are meat eaters! But it was not known quite what to do with
this, and this is interesting, because this discovery has repeatedly
been forgotten and then rediscovered, in 1818 by Nuttal, in 1834 by
Curtis, in 1848 by Lindley, and in 1859 by Oudemans. Five people in
succession discovered the same thing! And science could not do much
more with this discovery than for Schleiden, who made such a
contribution to research of the plant world, to say that one should
be on guard and not succumb to all kinds of mystical speculations
attributing a soul to plants! Today, however, science is again
prepared to attribute a soul to the individual plant, for example
the Venus fly trap. This would be as superstitious as attributing a
soul to the eye, however. Especially people such as Raoul France, for
example, have immediately interpreted these things in an outer sense,
saying, ‘There the soul element is evident, manifesting in a
way analogous to the soul element of the animal!’
This shows how
necessary it is, especially in the realm of spiritual science, not to
succumb to all kinds of fantasies, for here outer science has
succumbed to the fantasy that by attributing a soul nature to the
Venus fly-trap, it can be thrown together with the human or animal
soul nature. If this is done, a soul should also be attributed to
other entities that attract small animals and, when these animals
have come near, surround them with their tentacles so that they
remain caught within. If one speaks of a soul in the Venus fly-trap,
a soul can also be attributed to a mouse trap! We should not speak
like this, however. As soon as there is the wish to penetrate into
the spirit, things must be understood accurately and exactly, and
one must not conclude from apparently similar outer qualities that
the inner qualities work in the same way.
I have already
directed attention to the fact that some animals exhibit something
similar to memory. When an elephant is led to the drinking trough and
on the way there someone irritates him, it can happen that when the
elephant returns he has retained water in his trunk and sprays the
person who irritated him earlier. It is said that here we can see
that the elephant has a memory, that he remembered the person who
irritated him and resolved: ‘On the way back I will spray him
with water!’ But this is not the case. With the soul life it is
important for us to follow the inner process exactly and not
immediately to speak of memory when a later event occurs as an effect
of an earlier cause. Only when a being truly looks back to something
that took place at an earlier time do we have to do with memory; in
every other case we are dealing only with cause and effect. This
means that we would have to look exactly into the structure of the
elephant's soul if we wished to see how the stimulus applied results
in something that calls forth an effect after a certain time.
Therefore we must not
interpret things such as what we encounter in the Venus fly-trap by
thinking that the entire arrangement of the plant is there in order
to determine an inner soul nature of the plant, but rather that what
goes on there is brought about from outside. The plant serves as
organ of the entire earth organism even in such a case. How the
plants on the one hand pertain to the ego of the earth and on the
other hand to the aura of the earth — the astral body, the
earth's world of sensations and feelings — was shown
particularly by this research in the nineteenth century. One can
actually be grateful to those natural scientists — such as
Gottlieb Haberlandt — who simply presented the facts they
discovered in their research, and did not — like Raoul France or
others — draw from these results purely outer conclusions. If the
natural scientist were to present things as they really are, then
one could be grateful to him; if he draws from them conclusions
regarding the soul life of a single plant, however, then he should
also immediately conclude something about the soul life of the single
hair or tooth.
If we now study
grain-producing plants, we discover remarkable little organs present
in all these plants. Small structures in the starch cells are
discovered. These cells are constructed in quite a remarkable way, so
that within them there is something like a loose kernel. These
structures have the unique property that the cell wall remains
insensitive to the kernel at only one spot. If the kernel slips to
another spot, it touches the cell wall, leading the plant to return
to its earlier position. Such starch cells are found in all plants
whose main orientation is toward the center of the earth, so that the
plant has an organ within that always makes it possible for it to
direct itself in its main orientation toward the center of the earth.
This discovery, made during the nineteenth century by various
scientists, is certainly wonderful, and it is most remarkable if it
is simply presented as it is. Even if Haberlandt, for example,
believes that this is a matter of a kind of sense perception by
plants, he nevertheless presents the facts so clearly that one must
be especially grateful for his dry and sober presentation.
But now let us turn to
something else. If the leaf of a plant is studied, it is discovered
that the outer surface is actually always a composite of many small,
lens-like structures, similar to the lens in our eye. These
‘lenses’ are arranged in such a way that the light is
effective only if it falls onto the surface of the leaf from a very
specific direction. If it falls from another direction, the leaf
instinctively begins to turn in such a way that the light can fall
into the center of the lens, because when it falls to the side it
works in another way. Thus there are organs for light on the surface
of the leaves of plants. These light organs, which actually can be
compared with a kind of eye, are spread out over the plants, but the
plant does not see by means of them; rather the sun being looks
through them to the earth being. These light organs bring it about
that the leaves of the plant always have the tendency to place
themselves perpendicularly to the sunlight.
In this — in the
way the plant surrenders itself to the sun's activity in spring
and summertime — we have the plant's second main
orientation. The first orientation is that of the stem, through which
the plants reveal themselves as belonging to the earth's
self-consciousness; the second orientation is the one through which
the plants express the earth's surrender to the activity of the
sun beings.
If we now wished to go
still further, we would have to find, if the previous considerations
are correct, that through this surrender of the earth to the sun, the
plants somehow ex press how the earth, through what it brings forth,
really lives in the great macrocosm. We would have to perceive some
thing in the plants, so to speak, which would indicate to us that
something works into the plant world that is brought about outside
especially by the sun being. Linnaeus pointed out that certain plants
open their blossoms at 5 a.m. and at no other time. This means that
the earth surrenders itself to the sun, which is expressed in the
fact that certain plants are able to open their blossoms only at very
specific times of the day; for example, Hemerocallis fulva,
the day lily, blossoms only at 5 a.m.; Nymphaea alba, the
water lily, only at 7 a.m., and Calendula, the marigold, only
at 9 a.m. In this way we see a marvelous expression of the
earth's relationship to the sun, a relationship that Linnaeus
termed the ‘sun clock.’ The plant's falling asleep,
the folding together of the petals, is also limited to very specific
times of the day. A wonderful lawfulness and regularity is evident in
the life of plants.
All of this shows us
how the earth is surrendered — like the human being in
sleep — to the great world, living within it. Just as it allows
the plants to bloom and wilt, it shows us the spiritual weaving
between sun and earth. Looking at matters in this way, however, we
would have to say that we gaze there into deep, deep mysteries of our
environment. For the serious seeker after truth, this puts a stop to
the possibility — regardless of how fascinating the results of
purely material research are — to think of the sun merely as a
ball of gas racing through space; it puts a stop to the possibility
that the earth can be considered as it is by astronomy and geology
today. There are compelling reasons that must lead the conscientious
natural scientist to admit the following: ‘In what natural
science reveals, you may no longer see anything but an expression of
the spiritual life lying at the foundation of everything!’ Then
we regard the plants as a physiognomic expression of the earth, as
the expression of the features of our earth. Thus what we call our
aesthetic feeling in relation to the plant world deepens especially
through spiritual science. We stand before the gigantic trees in the
primeval forest, before the quiet violet or lily of the valley, and
we look at them as single individualities, yes, but in such a way
that we say, there the spirit that lives throughout space expresses
it self to us — sun spirit! earth spirit! Just as we recognize in
a human being the piety or impiety of his soul, so we can come to an
impression, from what looks at us out of the plants, of what lives as
earth spirit, as sun spirit, of how they battle with one another or
are in harmony. There we feel ourselves as living and weaving within
the spirit.
Just as an
illustration of how spiritual science can be verified by the natural
science of the nineteenth century, I will relate to you the
following. Listeners who have heard lectures here in the past will
recall how I have indicated that there are plants in the earthly
world that are misplaced, that do not belong in our world. One such
plant is mistletoe, which plays such a remarkable role in legends and
myths, because it be longs to an earlier planetary condition of our
earth and has remained behind as a remnant of a pre-earthly
evolution. This is why it cannot grow on the earth but must take root
in other plants. Natural science shows us that mistletoe does not
have those curious starch cells that orient the plant toward the
center of the earth. I could now begin briefly to take apart the entire
botany of the nineteenth century bit by bit, and you will find little
by little how the plant covering of our earth is the sense organ
through which earth spirit and sun spirit behold each other.
If we pay heed to
this, we receive a science — as seems appropriate for the plant
world that we love and that gives us so much joy — a science that
can at the same time raise our soul, bring it close to this plant
world. With our soul and spirit we feel ourselves belonging to the
earth and to the sun; we feel as if we had to look up to the plant
world, as it were, we feel that it belongs to our great mother earth.
We must do this. Everything that as animal or human being seems to be
independent of the immediate effect of the sun is actually, through
the plant world and its dependence on the plant world, indirectly
dependent on the sun. The human being does not undergo the kinds of
transformations that plants go through in winter and summer, but it
is the plant that gives him the possibility of having such a
constancy within himself. The substances that the plant develops can
be developed only under the influence of the sun, through the
interrelationship of sun spirit and earth spirit. The carbohydrates
can arise only if the sun spirit and the earth spirit kiss through
the plant being. The substances developed here yield what the higher
organisms must take into themselves in order to develop warmth. The
higher organisms can only thrive through the warmth developed by
taking up the substances prepared by the sun via the plants.
Thus we must look to
mother earth as to our great nourishing mother. We have seen,
however, that in the plant covering we have the physiognomy of the
plant spirit, and through this we feel as though standing in soul and
spirit. We gaze, as it were — just as we gaze into the eyes of
another person — into the soul of the earth, if we understand
how it manifests its soul in the blossoms and leaves of the plant
world.
This is what led
Goethe to occupy himself with the plant world, which led him to an
activity that consisted fundamentally of showing how the spirit is
active in the plant world and how in the plant the leaf is formed out
of the spirit in the most diverse forms. Goethe was delighted that
the spirit in the plant forms the leaves, rounds them, and also leads
them to wind around the stem. And it was remarkable when a man who
truly recognized the spirit — Schiller, who met Goethe after a
botanical lecture in Jena — when Schiller, who was not satisfied
by the lecture, said, “That was just an observation of plants
as they are in isolation!” whereupon Goethe took out a sheet of
paper and sketched in his way, with a few lines, how for him the
spirit is active in the plant. Schiller, who was un able to
understand such a concrete presentation of the spirit of the plant,
said in reply, “What you are drawing there is only an
idea!” to which Goethe could only say, “Isn't it
nice that I can have ideas without knowing it and can even see them
with my own eyes!”
Especially in the way
in which a man like Goethe studied the plant world on his journey
over the Brenner — when he looked at the coltsfoot with
completely different eyes — the way in which he saw in this how
the spirit is active on the earth and forms the leaves, shows us how
we can speak of a common spirit of the earth that brings itself to
expression only in the manifold plant being as in his own special
organ. What is physical is spirit; we simply have the task of
pursuing the spirit always in the right way. Whoever pursues the
plant as it grows out of the common spirit of the earth will find the
earth spirit that Goethe already had in view when he let his Faust
address the spirit active in the earth, who says of him self:
In Lebensfluten, in Tatensturm
Wall' ich auf and ab,
Webe hin and her!
Geburt and Grab,
Ein ewiges Meer,
Ein wechselnd Weben,
Ein gluhend Leben,
So Schaff ich am sausenden Webstuhl der Zeit
Und wirke der Gottheit lebendiges Kleid.
In the tides of life, in action's storm,
Up and down I wave,
To and fro weave free,
Birth and the grave,
An infinite sea,
A varied weaving,
A radiant living,
Thus at Time's humming loom it's my hand that prepares
The robe ever-living the Deity wears.
The person who beholds
in this way the spirit in the plant life of the earth feels himself
strengthened by seeing what he must consider his inner being poured
out over the whole environment he is allowed to inhabit. And he must
say to himself, “If I study what encircles my space, I find it
confirmed that the origin of all things is to be found in the domain
of the spirit.” And an expression of the relationship of human
spirit and human soul, and also the relationship of plant soul and
plant spirit, we can encompass in these words:
Die Dinge in den Raumesweiten,
Sie wandeln sich im Zeitenlauf.
Erkennend lebt die Menschenseele
Durch Raumesweiten unbegrenzt
Und unversehrt durch Zeitenlauf.
Sie findet in dem Geistgebiet
Des eignen Wesens tiefsten Grund.
To the sense of man there speak
The things in breadths of space
Transforming themselves in course of time.
Knowing lives the human soul
Unbounded by the breadths of space,
Unaltered by the course of time;
It finds in the realm of spirit
Its own being's deepest ground!
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