(aka: Lucifer and Ahriman in Human Freedom)
January 27, 1916
The
day before yesterday I endeavored to show you the universal
mystery of necessity and freedom in its two equally significant
aspects: world processes and human action. I began by
drawing your attention to the full significance and difficulty
of this mystery that is both cosmic and human, and today we
will continue along the same lines. I used a hypothetical
example demonstrating this difficulty in regard to world
events. I said, “Suppose a party of people had set out to
drive through a ravine where there is an overhanging rock, and
had arranged to go at a definite time. The chauffeur,
however, is negligent and delays the departure by five minutes.
Because of this, the party arrives at the spot beneath the rock
at the very moment when the rock falls down.” According
to external judgment, and I say “external”
deliberately, one would have to say that all those people were
buried beneath the rock because of the chauffeur's
negligence, that is, because of a circumstance that was
apparently someone's fault.
Last time I wanted mainly to emphasize that we should not
approach a problem of this sort too hastily with our ordinary
thinking and believe we can solve it that way. I showed that in
the first place we use our thinking only for the physical
plane, therefore it has become accustomed to dealing with those
requirements only, and gets confused if we go a bit beyond
these.
I
would like today to go on to show the serious nature of the
whole problem. For we shall not be able to approach any
kind of solution in the lecture intended for Sunday, unless we
also examine all the implications for human knowledge itself,
unless we fully examine why we get lost in blind alleys of
thinking precisely in life's most difficult problems, why we
are, so to speak, lost in the woods and imagining we are making
progress when we are really just going round in circles. We do
not notice we are going round in circles until we realize we
are back at our starting point again. The strange thing is that
where our thinking is concerned, we do not notice that we
return again and again to the same point. We will have more to
say about this.
I
have indicated that this important problem has to do with what
we call the ahrimanic and luciferic forces in world events and
in what approaches the human being in his actions and his whole
thinking, feeling, and willing. I mentioned that as late as the
fifteenth century people had a feeling that just as positive
and negative electricity play a part in natural processes, and
no physicist would hesitate to speak about them, so
Ahriman and Lucifer could also be seen in events of the world,
even if people did not use these names. I showed this by the
apparently remote example of the clock in the old town hall of
Prague that is so ingeniously constructed that in addition to
being a clock it is also a sort of calendar showing the
course of the planets and eclipses of the sun and moon. In
fact, it is a great work of art created by a very talented man.
I told you that there are documents showing that it was a
professor of a Prague university who made this work of art,
though this point is of no further interest to us, for those
are only the processes that took place on the physical
plane.
I
explained that a simple folk tale grew out of the feeling that
in an affair of this sort ahrimanic and luciferic forces
play their part. The story tells us that this clock in the
Prague town hall was made beautifully by a simple man who
received the power to create it entirely through a kind
of divine inspiration. The story then goes on to say that the
governor wanted to keep this clock all for himself and would
not allow anything like it to be made in any other town. So he
had the clockmaker blinded and forced him to retire. Not until
he felt death approaching was the clockmaker allowed to touch
the clock again. And then, with skillful manipulation, he
gave the clock such a jolt that it could actually never be put
right again.
In
this folk tale we feel that on the one hand there was a sensing
of the luciferic principle in the governor who wanted to have
sole possession of the clock that could only be constructed by
a gift of grace from the good, progressive powers, and that as
soon as Lucifer appeared, he was joined by Ahriman, for the
clock-maker's ruining of the clock was an ahrimanic deed. The
moment Lucifer is summoned — and the opposite is also the
case — he is countered by Ahriman. It is not only in the
composition of this story that we see people's feeling
for Ahriman and Lucifer, we also see it in another aspect,
namely in the form of the clock itself. We see that the
clockmaker, too, wanted to include ahrimanic and
luciferic forces in the very construction of the clock, for
besides all that I have already told you of its artistic
perfection, this clock included something else as well. Apart
from the clock face, the planetary dial, and all the other
things it had, there were figures on both sides of the clock,
Death on one side and two figures on the other. One of these
figures was a man holding a money-bag containing money he could
jingle, and the other figure represented a man holding a mirror
in which he could see himself all the time.
These two figures are exceptionally good examples of the person
who gives himself up to external values: the rich miser, the
ahrimanic person — and the luciferic person who wants
perpetually to have his vanity aroused, the man looking at
himself in the mirror. The clockmaker himself confronts
ahrimanic and luciferic qualities and on the other side there
is Death, the balancer (we shall say more about this
later), put there as a reminder that through the constant
alternation of life between death and birth and between birth
and death human beings rise above the sphere in which Ahriman
and Lucifer are active. Thus in the clock itself we see a
wonderful presentation of the feeling still existing at that
time for the ahrimanic and luciferic element.
We
must bring a feeling for this element to life again in a
certain way if we want to solve the difficult question we have
introduced. Basically the world always confronts us as a
duality. Look at nature. Mere nature always bears the
stamp of rigid necessity. In fact, we know that it is the
scientists' ideal to be able to calculate future occurrences
mathematically on the basis of past ones. Ideally, scientists
would like to deal with all natural phenomena in the same
way as with future sun and moon eclipses, which can be
predicted through calculations based on the
constellations in the heavens. In relation to natural
phenomena people feel they are confronting absolute rigid
necessity. Ever since the fifteenth century people have
grown accustomed to accepting rigid necessity as the
model for their world outlook. This has gradually led to
historical phenomena also being perceived as imbued with a
similar rigid necessity.
Yet
where historical phenomena are concerned we should also
consider another aspect. Let us take an example quite
apart from our own life situation, for instance, Goethe
as a historical phenomenon.
[
Johann Wolfgang von Goethe,
1749–1832, German poet, playwright, and novelist.
]
In certain respects we also are
inclined to regard the appearance of Goethe and all he produced
as being based on a sort of rigid necessity. But someone might
bring the argument “Goethe was born on August 28,
1749. If this boy had not been born into this family, what
would have happened? Would we have had Goethe's works?”
It might be pointed out that Goethe himself refers to the fact
that his father and mother brought him up in a special way,
each contributing something toward what he later became. Would
his works have been created if he had been brought up
differently? Again, let us look at Goethe's meeting with Karl
August, Duke of Weimar.
[
Karl August, Duke of Weimar, 1757–1828, Duke of Saxony
and Weimar 1758–1828.
]
If the duke had not called Goethe to
him and given him the kind of life we know he had from the
1770s onward, would entirely different works have
resulted? Or might not Goethe even have been quite an
ordinary cabinet secretary if he had been brought up
differently at home, and the poetic urge had not already been
so alive in him? What would German literature and art after
Goethe's time have been like if all these things had been
different?
All
these questions can be asked, and they show the very profound
significance of this question. But we have not yet fully
arrived at an answer which would be other than superficial. We
can go deeper still and ask different questions. Let us return
to the artist who made the old Prague town hall clock. He put
on it the figures of the rich miser with the money-bag, the
vain man and, opposite them, Death. Now it is possible to say
that the man accomplished something by putting the figures
there. But if we express it like that, we are naming a
cause of countless possible effects. For just imagine how
many people have stood in front of that rich miser, the vain
man looking at his reflection, and Death. And how many people
have also seen an even smarter thing the clockmaker arranged.
Namely, every time the clock was about to strike, Death began
to move first, accompanying the striking of the hour with a
ringing apparatus, then the other figure moved. Death nodded to
the miser and the latter nodded back. All these things were
there to be seen, and they were important guides for life. They
made a deep impression on the beholder.
We
see this from the fact that the folk tale goes on to relate
something unusual. Whenever the clock was about to strike, the
skeleton, Death, opened its mouth and people saw inside it a
sparrow that longed for nothing more than to break free.
But just as it was about to do so, the mouth closed, and it was
shut in again for an hour. People told an ingenious legend
about this opening and shutting of the mouth, showing what a
significant thing “time” is — what we so
abstractly call “time” and “the marching on
of time.” They wanted to give an indication that there
are deep secrets hidden here.
Let
us imagine that a person might have stood in front of the
clock. I want to mention this folk tale as an indication of the
thoughts a person might have about it, or rather the
imaginations a person might see, for that sparrow was not mere
invention. Some of the people who looked at the clock saw the
sparrow as an imagination. I just wanted to mention that.
Let us look at it rationally for a moment. A person in a state
of moral uncertainty might observe the clock and see Death
nodding both to the rich man, who has become dependent on
his riches, and to the vain man. And the impression this has on
him could divert him from the possibility of being misled in
his own state of moral wavering.
We
can also imagine something else. Taking this aspect into
consideration we could say that the man who constructed this
work of art through divine inspiration has done a great deal of
good. For a lot of people may have looked at this work of art
and improved morally in certain respects. It might be said what
a favorable karma this man must have had, being able to have a
good effect on so many people's souls! And one might begin to
wonder just how many people's souls he had helped by means of
this imagination. One might begin to think of the artist's
karma. One might say that the making of that clock and placing
Death and Ahriman and Lucifer upon it was the most wonderful
starting point for a favorable karma. One might indulge in such
an outlook and say that there are people who trigger off a
whole series of good deeds by means of one single deed. So this
series of good deeds must be put down in their karma. And one
could begin to wonder how each of one's own deeds should be
carried out so that a similar series of good deeds can
arise.
Here you see the beginning of a train of thought that can go
astray. An attempt to think out how to set about doing deeds
that produce a series of good deeds would be nonsense when it
comes to making it a principle of life, wouldn't it? Someone
might suggest that a stream of good deeds does spring from what
that man did. But someone else could argue “No, I have
followed up the matter of this clock and am convinced that
there has not been much in the way of such results.” That
person might be a pessimist and say that times are too evil for
such good effects. People do not believe it when they see
things like that. He has seen something quite different
happening in many cases. He has seen people looking at
the clock who had a democratic frame of mind and a smoldering
hatred of the rich. And when a person like that saw the clock,
he noticed that it was only the rich man to whom Death nodded
and who nodded back. “I will put that into
practice” he said, looked for the first miser he could
find and murdered him. Similar deeds of hatred were done by
other people. The clock-maker brought all these about through
his work of art. That is what will have to be put down in his
karma.
And
again, taking a shortsighted view, someone could say
“Perhaps after all one should not make a perfect
work of art, one that has great inner value, because it might
have the worst possible effects; it might have countless bad
effects on one's karma.”
This draws our attention to an immense temptation for the whole
range of human soul capacities and knowledge. For one only
needs to look at oneself a little to see that people have the
greatest inclination to ask about everything, “What was
the result of it?” and to estimate the value of what has
been done in accordance with the results. But in the same way
as we started to speculate when we tried to think out whether
the double numbers in the right column were as many as
those in the left column or half as many, which was the
example I gave you last time — just as we became
mentally confused then, we are bound to become confused in our
thinking now if we want to judge our actions by asking,
“What result will they have, what effect will they have
on my karma?”
Here again the folk tale is wiser, even more scientific, in the
sense of spiritual science. For it is a very trivial thing to
say, of course, but the folk tale does say that the clockmaker
was a simple man. He had no intentions beside the thought that
inspired him; he made the clock according to that, and did not
speculate on what the results of his deed might be in any
direction.
True, it cannot be denied — and this is what is so
tempting — that you really may get somewhere if you think
along these lines and ask what the results of a deed will be.
It is tempting for the very reason that there are such things
as actions where you have to ask what the consequences will be.
And it would obviously be one-sided to draw the conclusion from
what I have said that we should always behave like that
clockmaker and not consider the consequences of our actions.
For you have to have the consequences in mind if you thrash a
boy for having been lazy. There are obviously cases like this
where we have to have the consequences in mind. However, here
lies the very point we must take to heart and examine closely,
namely, that we relate to the world in two ways.
On
the one hand, we receive impressions from the physical plane,
and on the other hand we receive impressions from the
spiritual world, as indicated in the legend, when it tells us
that the artist was a simple man inspired by a gift of grace
from above. When we are given these impressions by the
spiritual world, when our souls are stimulated to do a
particular thing, those are the moments in life when we have a
second kind of certainty, a second kind of truth — not in
an objective but a subjective sense — when we are guided
by truth, we have a second kind of certainty, which is direct,
and which we cannot but accept as such. This is the root of the
matter.
On
the one hand we are in the physical world, and in this world it
looks as though every event follows naturally from the
preceding one. But we are also within the spiritual world. In
the last lecture I tried to show that just as we have an
etheric body within our physical body, there is also a
supersensible element active in the whole stream of
events of the physical world. We are also placed within this
supersensible activity, and from this proceed those impulses
that are absolutely unique and that we have to follow
quite regardless of the results, especially those in the
physical world. Because human beings are in the world, they
acquire a kind of certainty when they examine external things.
This is how people observe nature. Observing natural phenomena
is the only way to come to any certainty about cause and
effect. On the other hand, however, we can receive direct
certainty if we want it, by really opening our souls to its
influences. Then we have to stop and give our full attention to
a phenomenon, and know to evaluate it on the basis of its
intrinsic value.
This, of course, is difficult. Yet we are constantly
being given a chance, a crucial one, by the very
phenomena themselves, particularly historical ones, to
appreciate events and processes according to their
intrinsic value. This is always necessary. But if we go more
closely into questions that would lead us very far if we
understood them rightly, we find a sphere where confusion in
thinking is very marked. As a rule this confusion cannot be
controlled by the individual. Let us take the phenomenon of Goethe's
Faust.
[
Faust, dramatic poem by Johann Wolfgang von Goethe.
]
It is an artistic creation,
isn't it? There will be very few people in this hall,
particularly as we have made a number of studies of
Faust, who will not hold the opinion that Goethe's
Faust is a great work of art, one that is tantamount to
an inspiration of grace.
Through Goethe's Faust, German cultural life in a sense
conquered the cultural life of other nations too. Even in
Goethe's lifetime Faust had a strong influence on many
people. They regarded it as an absolutely unique work of art.
However, a certain German was particularly annoyed that Madame
de Stael expressed such an extraordinarily favorable opinion of it.
[
Madame de Stael (Germaine de Stael), 1766–1817, French
writer and intellectual.
]
I would just like to read you this man's opinion, so that
you see that about such things that have to be judged
individually there can be different opinions from those
you may consider at this moment to be the only opinions one can
possibly have of Goethe's Faust.
This critical opinion was written down in 1822 by a certain
Franz von Spaun.
[
Franz von Spaun, 1753–1826, German essayist.
The quotation from Faust is from Part I,
“Night,” Translated by Sir Theodore
Martin. Everyman's Library, (London: Dent, 1971).
]
Here is his criticism of Goethe's
Faust, which begins right away with the
“Prologue in Heaven:”
[Right from the Prologue] we see that Herr von Goethe is a very
bad versifier and that the Prologue itself is a true sample of
how one ought not to write verse.
Past ages show nothing that can compare with this Prologue for
presumptuous paltriness. ... But I must be brief, for I have
undertaken a long and, alas, wearisome piece of work. I
have to point out to the reader that this notorious
Faust enjoys an usurped and unmerited renown that
it owes only to the pernicious esprit de corps of an
Associato obscurorum vitorum. ... It is
not because I wish to rival this renown that I am compelled to
vent the sarcasm of harsh criticism upon Goethe's Faust.
I do not travel by his path to Parnassus, and should have been
glad if he had enriched our German language with a masterpiece.
... Among the multitudes who applaud, my voice may be
extinguished, yet it is enough for me to have done my best; and
if I succeed in converting even one reader and recalling him
from the worship of this atrocity, I shall not grudge my
thankless labor. ... The wretched Faust speaks an
incomprehensible gibberish, in the most atrocious rhyme
of any fifth grade student. My teacher would have thrashed me
soundly if I had made inferior verses such as the
following:
Oh,
broad bright moon, if this might be
The last of the nights of agony,
The countless midnights of toil and ache,
I've pass'd at this dreary desk awake!
Concerning the baseness of the diction, the paltriness of
the verse, I will henceforth be silent; what the reader has
seen is sufficient proof that the author, as far as the
construction of his verse is concerned, cannot stand comparison
with the mediocre poets of the old school. ...
Mephistopheles himself realized even before the contract
was signed that Faust was possessed by a devil. We, however,
think he belongs in a lunatic asylum rather than in Hell, with
all his accessories — hands and feet, head and posterior.
Of sublime galimatias, of nonsense in high-faluting
words, many poets have given us samples, but Goethe's nonsense
or galimatias might be called a popular galimatias, a genre
nouveau, for it is presented in the commonest, most
atrocious language.
The
more I think about this long litany of nonsense, the more
probable it seems to me that there must have been a wager to
the effect that if a celebrated man permitted himself to
patch together the dullest, most boring nonsense, a legion of
literary simpletons and deluded readers would find deep wisdom
and great beauty in this insipid nonsense and know how to
expound upon it. Famous men have this in common with Prince
Piribinker and the immortal Dalai Lama that their rubbish is
served up as sweetmeats and revered as relics. If this was Herr
von Goethe's intention, he has won the wager....
There may well be some intentions behind Faust, yet a
good poet does not hurl them at his readers; he should know the
art of presenting and illuminating them properly. A
richer theme for poetry than this is not easy to find, and
people will be cross with him for bungling it so miserably. .
..
This diarrhea of undigested ideas is not caused by an excessive
flow of healthy fluids but by a relaxation of the floodgates of
the mind, and is an indication of a weak constitution. There
are people from whom bad verse flows like water, but this
incontinentia urinae poeticae, this diabetes
mellitus of lame verses never afflicts a good poet. ... If
Goethe's genius has freed itself from all fetters, the
flood of his ideas cannot break through the dams of art, for
they have already been broken through. Yet although we do not
disapprove of an author's breaking away from the
conventional rules of composition, he must still hold sacred
the laws of sound human reason, of grammar and rhythm.
Even in dramas where magic plays a part, he is only allowed the
machinery of hypothesis, and he must remain faithful to this.
He must make a good plot with a knot to be unraveled and the
magic must lead to grand results. In the case of Faust
the outcome is to seduce the victims to dastardly crimes, and
his seducer does not need magic; everything he does any
matchmaking scoundrel could have done just as well without
witchcraft. He is as stingy as a miser, not using the hidden
treasures at his command.
In
short, a miserable wretch who might learn something from
Lessing's Marinelli. Therefore, in the name of sound
human reason I quash the opinion of Madame de Stael in favor of
the aforesaid Faust and condemn it, not to Hell, which
might be cooled off by this frigid production that even has a
wintry effect on the devil, but to be thrown into the sewer of
Parnassus. And by rights.
As
you see, this judgment was actually passed upon Faust at
one time, and the context in which the man passed it does not
at all prove him to be entirely dishonest, but someone
who believed what he wrote. Now imagine what would have
happened if this man, who said that his own fifth grade teacher
would have kept him from writing such rubbish as Faust,
had himself become a school teacher and passed on this nonsense
to a great number of boys. These boys might in their turn have
become teachers and remembered something of this verdict on
Faust. Just think of all the speculations you can make
regarding all the karmic damage this person might have
done by means of his judgment.
However, I am less concerned about that than about the fact
that it is difficult to form a true, permanent judgment
concerning events possessing their own intrinsic value. I
have emphasized in some of my lectures that many a great
personality of the nineteenth century will no longer be
considered great in centuries to come, whereas people who have
been quite forgotten will by that time be regarded as very
significant indeed. Time puts such things right. I only wanted
to point out how extremely difficult it is to form a judgment
about an event needing to be looked at on its own merit.
We
must now ask why that causes us such difficulty. We shall begin
our reflections by seeing the critic as a different person from
the one who is being judged. Nowadays we would say that the
people who even in those days considered Goethe's Faust
to be a great work of art and in a certain way judged it
objectively eliminated themselves, so to speak. The man
who wrote what I have just been reading to you did not
eliminate himself. How do we arrive at judgments that are not
objective? People judge without objectivity so often that it
never occurs to them to ask why they do this. They do it
because of the forces of sympathy and antipathy. Without
sympathy and antipathy our judgments would never be other than
objective.
Sympathy and antipathy are necessary in order to obscure the
objectivity of judgment. Does this mean they are bad, however,
and that we ought immediately to do away with them? We need
only reflect a little to find that this is not so. For no
sooner do we engross ourselves in Goethe's Faust than we
like it and develop more and more feelings of sympathy towards
it. We must have the possibility to develop sympathy. And after
all, if we were unable to develop antipathy we would not arrive
at an absolutely correct judgment of the man whose opinion we
have just heard. For I imagine some antipathetic feelings
against the man may have arisen in you, and they could well be
justified.
But
there again we see that it depends on not accepting these
things as absolute but considering them in their whole context.
It is not merely that human beings are brought to feelings of
sympathy and antipathy by outer things but that we carry
sympathy and antipathy into life. We bring our sympathy and
antipathy to meet the things themselves, so that they do not
work upon us but upon our sympathy and antipathy. What does
this mean? I approach an object or a process accompanied
by my sympathy and antipathy. Naturally the man I was speaking
about did not exactly bring along his antipathy to Faust
but he brought the kind of feelings that made him see
Faust as antipathetic. He judged absolutely
according to his instincts.
What does this signify? It means that sympathy and antipathy,
to start with, are only words for real spiritual facts. And the
real spiritual facts are the deeds of Lucifer and Ahriman. In a
certain way Lucifer is in every expression of sympathy
and Ahriman in every expression of antipathy. By letting
ourselves be carried through the world by sympathy and
antipathy, we are letting ourselves be carried through
the world by Lucifer and Ahriman. Only we must not fall
into the mistake I have often described and say yet again
“We must flee from both Lucifer and Ahriman! We want to
become good. So we must avoid Lucifer and Ahriman, avoid them
at all costs! We must drive them away, right away!” For
then we should also have to leave the world. For just as there
can be both positive and negative electricity and not only the
balance between them, so we encounter Lucifer and Ahriman
wherever we go. It all depends on how we relate to them. These
two forces must be there. The important thing is that we always
bring them into balance in life. For instance, without
Lucifer art would not exist. What matters is that we create art
that is not purely luciferic.
Thus it is a matter of becoming aware that when we confront the
world with sympathy and antipathy, Lucifer and Ahriman
are at work in us. That is to say, we must be able to allow
Lucifer and Ahriman really to be active in us. But while we are
conscious that they are at work in us, we must nevertheless
acquire the capacity to confront things objectively. This we
can do only if we consider not merely how we judge external
things and events in the world outside us, but also consider
how we judge ourselves in the world. And this
“judging ourselves in the world” leads us a
step further into the question and the whole complex of
questions we started with. We can form a judgment of ourselves
in the world only if we apply to ourselves a uniform method of
consideration. We must now consider this problem.
We
look out upon nature. On the one hand, we see rigid necessity;
one thing arising from another. We look at our own deeds and
believe that they are subject only to freedom and are connected
solely with guilt and atonement and so on. Both views are
one-sided. In what follows it will be shown that each view is
one-sided because neither correctly estimates the position of
Lucifer and Ahriman. If we look at ourselves as human
beings existing here on the physical plane, we cannot
look into our own souls and see only what is taking place in
the immediate present. If each one of us were to ask ourselves
what is taking place within us right now, it would certainly be
a piece of insight into ourselves. Yet this insight would
be far from giving us everything we required even for
superficial self-knowledge.
Without hurting anyone's feelings, of course, let us consider
all of us here: I who am speaking and you who are listening. I
would not be able to speak as I do if it were not for
everything that has previously happened in my present life and
in other incarnations. Looking only at what I am saying to you
now would produce a very one-sided kind of self-knowledge. But
without hurting anyone's feelings it must be obvious that each
one of you listens differently, and understands and feels what
I say slightly differently. That goes without saying. In fact
your understanding is in accordance with your life up to now
and your previous incarnations. If each one of you did not
grasp differently what is being said, you would not really be
human beings.
But
that leads much further. It leads to the recognition of a
duality in ourselves. Just think for a moment that when you
pass judgment, you do it in a certain way. Let us take a random
example. If you see one thing or another, a play directed by
Max Reinhardt, for example, you say, “It is
charming!” while someone else says “That is the
ruin of all art!”
[
Max Reinhardt, 1873–1943, director of the German
theater in Berlin.
]
I am certainly not criticizing either
opinion just now. It is possible for one person to say this and
another that. On what does it depend that one person has a
different opinion from another? That depends again on what is
already in them, upon the assumptions with which they approach
matters.
But
if you think about these assumptions, you will be able to say
“At one time these assumptions did not exist.” What
you saw when you were eighteen, for instance, or learned
at the age of thirteen, enters into your present judgments. It
has become part of your whole thinking, resides in you, and
contributes to your judgment. Everyone can of course perceive
this in himself if he wishes to do so. It contributes to
your judgment. Ask yourself whether you can change what
is now in you, or whether you can tear it out of yourself.
Think about it for a moment! If we could tear it out, we would
be taking away the whole of our life up to now; we would be
obliterating ourselves. We can no more get rid of our previous
resolutions and decisions than we can give ourselves another
nose if we do not like what we see in the mirror.
It
is obvious that you cannot obliterate your past. Yet if you
wish to rise early in the morning, you see, a resolution is
always necessary. This resolution, however, is really
dependent upon the prior conditions of your present
incarnation. It depends on other things as well. If we say it
depends on this or that, does that detract from the fact that I
have to resolve to get up? This decision to get up may be so
faint that we do not notice it at all, but at least a faint
resolve to get up has to be there, that is to say, getting up
must be a free deed.
I
knew a man who belonged for a time to our Society and who is a
good illustration of this, for he actually never wanted to get
up. He suffered terribly because of it, and often deplored it.
He said, “I simply cannot get up! Unless something occurs
in the way of an external necessity to make me rise from my
bed, I would stay there forever.” He confessed this
openly, for he found it a terrible temptation in life not to
want to get up. From this you can easily see that it really is
a free deed. And although certain prior conditions have been
laid down in us which suggest one or another motive, it does
not prevent our doing a free deed in the particular
instance.
In
a certain way it is like this: Some people drag
themselves out of bed with the help of strong
determination, while others enjoy getting up. We could easily
say that this shows us that the existing prior conditions
signify that the one was brought up well and the other badly.
We can see a certain necessity there, yet it is always a free
decision. Thus we see in one and the same fact, in the fact of
getting up, free will and necessity interwoven,
thoroughly interwoven. One and the same thing contains both
freedom and necessity. And I beg you to note well that, rightly
considered, we cannot dispute whether a person is free or
unfree in a certain matter, but we can only say that first of
all freedom and necessity are intermingled in every human
deed.
How
does this happen? We shall not progress with our spiritual
science unless we realize that we have to consider things both
from the human and the cosmic standpoint. Why is this so? It is
because what works in us as necessity — I will now say
something relatively simple yet of tremendous significance
— what we regard as necessity belongs to the past. What
works in us as necessity must always be from the past. We must
have experienced something, and this experience must have been
stored up in our souls. It is then within our soul and
continues to work there as necessity.
You
can now say that everybody bears his past within him, and this
means bearing a necessity within him. What belongs to the
present does not yet work as necessity, otherwise there
would be no free deed in the immediate present. But the
past works into the present and combines with freedom. Because
the past works on, freedom and necessity are intimately
connected in one and the same deed.
Thus if we really look into ourselves, we will see that
necessity exists not only outside us in nature but also within
ourselves. When we look at this latter kind of necessity, we
have to look at our past. This is an extremely important
point of view for a spiritual scientist. He learns to
understand the connection between past and necessity. Then he
begins to examine nature, and finds necessity there. And in
examining natural phenomena he realizes that all the
necessities the natural scientist finds in nature are the
result of past events. What is nature as a whole, the whole
realm of nature with its necessity?
We
cannot answer that unless we look for the answer on the basis
of spiritual science. We are now living in earth existence, a
condition which was preceded by the moon, sun and Saturn
conditions. In the Saturn condition, as you see in
Occult Science,
the planet did not look like the earth does now but entirely
differently.
[
Rudolf Steiner,
An Outline of Occult Science,
(Spring Valley, N.Y.: Anthroposophic Press, 1972).
]
If you examine Saturn, you
will see that then everything was still of a thought like
nature. Stones did not yet fall to the ground. Dense physical
matter did not exist as yet. Everything came from the activity
of warmth. This state is similar to what goes on within the
human being itself. Everything is soul activity, thoughts that
divine spirits have left behind. And they have remained in
existence.
All
of present nature that you understand with its necessity was
once in a state of freedom, a free deed of the gods. Only
because it is past, because what developed on Saturn,
sun, and moon has come to us in the same way as our childhood
thoughts continue to work in us, the thoughts of the gods
during Saturn, sun, and moon continue their existence on earth.
And because they are past thoughts, they appear to us as
necessity.
If
you now put your hand on a solid object, what does that mean?
It means that what is in the solid object was once being
thought in the long distant past, and has remained in the same
way as your childhood thoughts have remained in you. If you
look at your past, regarding past activities as something
living, you see nature in the process of becoming within you.
Just as what you now think and say is not a necessity but is
free, so earth's present state was once free in earlier stages
of existence. Freedom continually evolves, and what is left
behind becomes necessity. If we were to see what is taking
place in nature now, it would not occur to us to see it as a
necessity. What we see of nature is only what has been left
behind. What is happening now in nature is spiritual, and we do
not see that.
This gives human self-knowledge a very special cosmic
significance. We think a thought. It is now within us.
Certainly we might also not think it. But if we think
it, it remains in our soul, where it becomes an activity of the
past. It now works on as a necessity, a delicate, insubstantial
necessity, and not dense matter like outer nature because we
are human beings, not gods. We can perceive only the inner
nature that remains in us as memory and is operative in what
are necessities for us. But our current thoughts will become
external nature in the coming Jupiter and Venus conditions.
They will then be the external environment. And what we now see
as nature was once the thoughts of the gods.
Nowadays we speak of angels, archangels, archai, and so on.
They were thinking in the past, just as we are thinking today.
And what they thought has remained as their memory, and
it is this memory we now perceive. We can only perceive within
us what we remember during earth existence. But inwardly
it has become nature. What the gods thought during
earlier planetary conditions has been externalized and we see
it as external nature.
It
is true, profoundly true, that as long as we are earthly human
beings we think. We send our thoughts down into our soul life.
There they become the beginning of a natural world. But
they remain in us. Yet when the Jupiter existence comes, they
will come forth. And what we are thinking today, in fact all
that we experience, will then be the external world. The
external world we will then look down upon from a higher
level will be what is now our inner world. What is
experienced at one time in freedom changes into
necessity.
These are very, very important aspects, and only when we see
the world in this way will we be able to understand the real
course of historical events and the significance of today's
events. For these lead us directly to the point where we always
pursue the path from subjectivity to objectivity. Strictly
speaking, we can be subjective only in the present. As soon as
the present is over, and we have pushed the subjective elements
down into our soul life, they acquire independent
existence, though at first only within us. As we continue
living with other thoughts, the earlier thoughts live on, only
in us, of course. For the time being we still house them. But
this covering will some day fall away.
In
the spiritual realm matters are very different. So you must
look at events, such as the hypothetical one I gave you, from
this different point of view. Looked at from outside, a boulder
fell and buried a party of people. But that was only the
external expression of something that happened in the
spiritual world, this latter event being the other half of the
experience and existing just as objectively as the first one.
This is what I wanted to present to you today, showing
how freedom and necessity play into one another in world
evolution and in the evolution in which we are involved as
living beings; how we are interwoven with the world, and how we
ourselves are daily, hourly, becoming what nature shows
us externally. Our past, while within us, is already a piece of
nature. We progress beyond this piece of nature by
evolving further, just as the gods progressed in their
evolution beyond their nature stage and became the higher
hierarchies.
This is only one of the ways, of which there are many, that
ought to show us again and again that nothing taking place on
the physical plane can be judged solely according to its
physical aspect, but should be judged based on the knowledge
that it has a hidden spiritual content in addition to the
physical one. As sure as our physical body has an etheric body
in it, everything perceived by the senses has a
supersensible part underlying it. Therefore, we must
conclude that we are really regarding the world in a very
incomplete way if we examine it solely according to what it
presents to our eyes and according to what takes place
externally, for while something quite different is taking place
externally, inwardly something can be happening
spiritually that belongs to the outer event and is of immensely
greater significance than what is presented to our senses. What
the souls of the people who were buried under the boulder
experienced in the spiritual world may be infinitely more
important than what happened physically. The occurrence has
something to do with the future of those souls, as we shall
see.
Let
us interrupt these thoughts at this point today and continue
them next Sunday. My aim today was to bring your thoughts and
ideas into the direction that will show you that we can only
acquire correct concepts of freedom and necessity, guilt and
atonement, and so on, if we add the spiritual aspect to the
physical one.
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