II
THE
ESSENCE OF THOMISM
The point I tried
yesterday particularly to emphasize was that in the spiritual
development of the West, which found its expression ultimately
in the Schoolmen, not only is a part played by what we can
grasp in abstract concepts, and what happened, as it were, in
abstract concepts, and in a development of abstract thoughts,
but rather that behind it all, there stands a real development
of the impulses of Western mankind. What I mean is this: we can
first of all, as happens mostly in the history of philosophy,
direct our eyes on to what we find in each philosopher; we can
follow how the ideas, which we find in a philosopher of the
sixth, seventh, eighth or ninth century are further developed
by philosophers of the tenth, eleventh, twelfth and thirteenth
centuries; and from such a review we can get the impression
that one thinker has taken over the ideas from another, and
that we are in the presence of a certain evolution of ideas.
This is an historical review of spiritual life which had
gradually to be abandoned. For what takes place there, what so
to speak is revealed by the individual human souls, is merely a
symptom of something deeper which lies behind the scenes of the
outer events; and this something which was going on already a
few centuries before Christianity was founded, and continued in
the first centuries a.d. up to the time of the
Schoolmen, is an entirely organic process in the development of
Western humanity. And unless we take this organic process into
account, it is as impossible to get an explanation of it, as we
could of the period of human development between the ages of
twelve to twenty, if we do not consider the important influence
of those forces which are connected with adolescence, and which
at this time rise to the surface from the deeps of human
nature. In the same way out of the depth of the whole great
organism of European humanity there surges up something which
can be defined — there are other ways of definition,
— but which I will define by saying: Those ancient poets
spoke honestly and sincerely, who, like Homer, for instance,
began their epic poems: “Sing to me, Goddess, of the
wrath of Achilles,” or “Sing to me, O Muse, of the
much-travelled man.” These people did not wish to make a
phrase, they found as an inner fact of their consciousness,
that it was not a single, individual Ego that wanted to express
itself, but what in fact they felt to be a higher
spiritual-psychic force which plays a part in the ordinary
conscious condition of man. And again — I mentioned it
yesterday — Klopstock was right and saw this fact to a
certain extent, even if only unconsciously, when he began his
“Messiah Poem” not “Sing, O Muse,” or
“Sing, O Goddess, of man's redemption,” but when he
said “Sing, immortal Soul. ...” In other words,
“Sing, thou individual being, that livest in each man as
an individuality.” When Klopstock wrote his
“Messiah,” this feeling of individuality in each
soul was, it is true, fairly widespread. But this inner urge,
to bring out the individuality, to shape an
individual life, grew up most pronouncedly in the age
between the foundation of Christianity and the higher
Scholasticism. We can see only the merest surface-reflection in
the thoughts of the philosophers of what was taking place in
the depths of all human beings — the individualization of
the consciousness of European people. And an important thing in
the spread of Christianity throughout these centuries is the
fact that the leaders of its propagation had to address
themselves to a humanity which strove more and more, from the
depth of its being, towards an inner feeling of human
individuality.
We
can understand the separate events that occurred in this epoch
only by keeping this point of view before us. And only thus can
we understand what battles took place in the souls of such
people who, in the profundity of the human soul, wanted to
dispute with Christianity on the one side and philosophy on the
other, like Albertus Magnus and Thomas Aquinas. The authors of
the usual histories of philosophy to-day have understood so
little of the true form of these soul-battles which had their
culmination in Albertus and Thomas, that this epoch is only
approximately clearly depicted in their histories. There are
many things to consider in the soul-life of Albertus and
Thomas.
Superficially it looks as if Albertus Magnus, who lived from
the twelfth into the thirteenth century, and Thomas, who lived
in the thirteenth, had wished only to harmonize dialectically
Augustinism, of which we spoke yesterday, on the one hand, and
Aristotelianism on the other. One was the bearer of the church
ideas, the other of the modified philosophical ideas. The
attempt to find assonance between them runs, it is true, like a
thread through everything either wrote. But there was in
everything which thus became fixed in thoughts as in a
flowering of Western feeling and will, a great deal which did
not survive into the period which stretches from the fifteenth
century into our own day, a period from which we have drawn our
customary ideas for all sciences and for the whole of our daily
life.
The
man of to-day finds it really paradoxical when he hears what we
heard yesterday of Augustine's beliefs; that Augustine actually
believed that a part of mankind was from the beginning destined
to receive God's grace without earning it — for really
after original sin all must perish — to receive God's
grace and be spiritually saved; and that another part of
mankind must be spiritually lost — no matter what it
does. To a modern man this paradox appears perhaps meaningless.
But if you can get the feeling of that age in which Augustine
lived, in which he absorbed all those ideas and influences I
described yesterday, you will think differently. You will feel
that it is possible to understand that Augustine wanted to hold
on to the thoughts which, as contained in the ancient
philosophies, did not take the individual man into
consideration; for they, under the influence of such ideas as
those of Plotinus, which I outlined yesterday, had in their
minds nothing but the idea of universal mankind. And you must
remember that Augustine was a man who stood in the midst of the
battle between the thought which regarded mankind as a unity,
and the thought which was trying to crystallize the
individuality of man out of this unified mankind. But in
Augustine's soul there also surged the impulse towards
individuality. For this reason, these ideas take on such
significant aspects — significant of soul and heart; for
this reason they are so full of human experience, and Augustine
becomes the intensely sympathetic figure which makes so great
an impression if we turn our eyes back to the centuries which
preceded Scholasticism.
After Augustine, therefore, there survived for many — but
only in his ideas — those links which held together the
individual man as Christian with his Church. But these ideas,
as I explained them to you yesterday, could not be accepted by
those Western people who rejected the idea of taking the whole
of humanity as one unity, and feeling themselves as it were
only a member in it, moreover a member which belongs to that
part of humanity whose lot is destruction and annihilation.
And
so the Church saw itself compelled to snatch at a way out.
Augustine still conducted his gigantic fight against Pelagius,
the man who was already filled with the individuality-impulse
of the West. This was the person in whom, as a contemporary of
Augustine, we can see how the sense of individuality such as
later centuries had it, appears in advance. So he can only say:
There is no question but that man must remain entirely without
participation in his destiny in the material-spiritual world.
The power by which the soul finds the connection with that
which raises it from the entanglements of the flesh to the
serene spiritual regions, where it can find its release and
return to freedom and immortality — this power must be
born of man's individuality itself. This was the point which
Augustine's opponents stressed, that each man must find for
himself the power to overcome inherited sin. The Church stood
half-way between the two opponents, and sought a solution.
There was much discussion concerning this solution — all
the pros and cons, as it were — and then they took the
middle way — and I can leave it to you to judge if in
this case it was the golden or the copper mean — at any
rate they took the middle way: semi-Pelagianism. A formula was
found which was really neither black nor white, to this effect:
It is as Augustine has said, but not quite as Augustine has
said; nor is it quite as Pelagius has said, though in a certain
sense, it is as he has said. And so one might say, that it is
not through a wise divine judgment, that some are condemned to
sin and others to grace, but that the matter is this, that it
is a case not of a divine pre-judgment, but of a divine
prescience. The divine being knows beforehand if one man is to
be a sinner or the other filled with grace. At the same time no
further attention was paid, when this dogma was agreed, to the
fact that at bottom it is in no way a question of prescience
but rather a question of taking a definite stand, whether
individual man is able to join with those powers in his
individual soul-life which raise him up out of his separation
from the divine-spiritual being of the world and which can lead
him back to it.
In
this way the question really remains unsolved. And I might say
that, compelled on one side to recognize the dogmas of the
Church but on the other filled from deepest sensibility with
profound respect for the greatness of Augustine, Albertus and
Thomas stood face to face with what came to be the Western
development of the spirit within the Christian movement. And
yet several things from earlier times left their influence. One
can see them, for instance, when one looks carefully at the
souls of Albertus and of Thomas, but one realizes also that
they themselves were not quite conscious of it; that they enter
into their thoughts, but that they themselves cannot bring them
to a precise expression. We must consider this, ladies and
gentlemen, more in respect of this time of the high
Scholasticism of Albertus and Thomas, we must consider it more
than we would have to consider a similar phenomenon, for
instance, in our day. I have permitted myself to stress the
“Why?” in my
Welt-und Lebensanschauung des 19 Jahrhundert,
— and it was further developed in my book
Die Rätzee der Philosophie,
where the
proposition was put in another way so that the particular
passage was not repeated, if I may be allowed to say so. This
means — and it will occupy us in detail tomorrow, I will
only mention it now — this means that from this
upward-striving of individuality among the thinkers who studied
philosophically that in these thinkers we get the highest
flowering of logical judgment; we might say the highest
flowering of logical technique.
Ladies and gentlemen, one can quarrel as one will about this or
that party-standpoint on the question of Scholasticism —
all this quarrelling is as a rule grounded on very little real
understanding of the matter. For whoever has a sense of the
manner quite apart from the subjective content in which the
accuracy of the thought is revealed in the course of a
scientific explanation — or anything else; whoever has a
sense of appreciating how things that hang together are thought
out together, which must be thought out together if life is to
have any meaning; whoever has a sense of all this, and of
several other things, realizes that thought was never so exact,
so logically scientific, either before or afterwards as in the
age of high Scholasticism. This is just the important thing,
that pure thought so runs with mathematical certainty from idea
to idea, from judgment to judgment, from conclusion to
conclusion, that these thinkers account to themselves for the
smallest, even the tiniest, step. We have only to remember in
what surroundings this thinking took place. It was not a
thinking that took place as it now takes place in the noisy
world; rather its place was in the quiet cloister cell or
otherwise far from the busy world. It was a thinking that
absorbed a thought-life, and which could also, through other
circumstances, formulate a pure thought-technique. It is to-day
as a matter of fact difficult to do this; for scarcely do we
seek to give publicity to such a thought-activity which has no
other object than to array thought upon thought according to
their content, than the stupid people come, and the illogical
people raise all sorts of questions, interject their violent
partisanship, and, seeing that one is after all a human being
among human beings, we have to make the best of these things
which are, in fact, no other than brutal interruptions, which
often have nothing whatever to do with the subject in question.
In these circumstances that inner quiet is very soon lost to
which the thinkers of the twelfth or thirteenth centuries could
devote themselves, who did not have to yield so much to the
opposition of the uneducated in their social life.
This and other things called forth in this epoch that
wonderfully plastic but also finely-outlined thought-activity
which distinguishes Scholasticism and for which people like
Augustine and Thomas consciously strove.
But
now think of this: on the one side are demands of life which
appear as if one had to do with dogmas that have not been made
clear, which in a great number of cases resembled the
semi-Pelagianism already described; and as if one fought in
order to uphold what one believed ought to be upheld, because
the Church justifiably had set it up; and as if one wanted to
maintain this with the most subtle thought. Just imagine what
it means to light up with the most subtle thought something of
the nature of what I have described to you as Augustinism. One
must look closely into the inside of scholastic effort and not
only attempt to characterize this continuity from the Patristic
age to the age of the Schoolmen from the threads of concepts
which one has picked up. These spirits of High Scholasticism
did a great deal half unconsciously and we can really only
understand it, if we consider, looking beyond what I already
described yesterday, such a figure as that which entered half
mysteriously from the sixth century into European spiritual
life and which became known under the name of Dionysius the
Areopagite. To-day, because time is too short I cannot enter
into all the disputes on the question of whether there is any
truth in the view that these writings were first made in the
sixth century, or whether the other view is right which
ascribes at any rate the traditional element of these writings
to a much earlier time. All that is after all not important,
but the important thing is, that the philosophy of Dionysius
the Areopagite was available for the thinkers of the seventh
and eighth centuries right up to the time of Thomas Aquinas,
and that these writings throughout have a Christian tinge and
contain in a special form that which I yesterday defined as
Plotinism, as the Neo-Platonism of Plotinus. And it had become
particularly important for the Christian thinkers of the
outgoing old world and the beginning of the Middle Ages up to
the time of High Scholasticism, what attitude the author of the
Dionysius writings took to the uprising of the human soul till
it achieved a view of the divine. This Dionysius is generally
described as if he had two paths to the divine; and as a matter
of fact there are two. One path requires the following: if man
wishes to raise himself from the external things which surround
him in the world to the divine, he must attempt to extract from
all those things their perfections, their nature; he must
attempt to go back to absolute perfection, and must be able to
give a name to absolute perfection in such a way that he has a
content for this divine perfection which in its turn can reveal
itself and can bring forth the separate things of the world by
means of individualization and differentiation. So I would say,
for Dionysius divinity is that being which must be given names
to the greatest extent, which must be labelled with the most
superlative terms which one can possibly find amongst all the
perfections of the world; take all those, give them names and
then apply them to the divinity and then you reach some idea of
the divinity. That is one path which Dionysius recommends.
The
other path is different. Here he says: you will never attain
the divinity if you give it only a single name, for the whole
soul-process which you employ to find perfections in things and
to seek their essences, to combine them in order to apply the
whole to divinity, all this never leads to what one can call
knowledge of a divinity. You must reach a state in which you
are free from all that you have known of things. You must
purify your consciousness completely of all that you have
experienced through things. You must no longer know anything of
what the world says to you. You must forget all the names which
you are accustomed to give to things and translate yourself
into a condition of soul in which you know nothing of the whole
world. If you can experience this in your
soul-condition, then you experience the nameless which is
immediately misunderstood if one attaches any name to it. Then
you will know God, the Super-God in His super-beauty. But the
names Super-God and super-beauty are already disturbing. They
can only serve to point towards something which you must
experience as nameless, and how can one deal with a character
who gives us not one theology but two theologies, one positive,
one negative, one rationalistic and one mystic? A man who can
put himself into the spirituality of the time out of which
Christianity was born can understand it quite well. If one
pictures the course of human evolution even in the first
Christian centuries as the materialists of to-day do, anything
like the writings of the Areopagite appears more or less
foolishness or madness. In this case they are usually simply
rejected. If, however, one can put oneself into the experience
and feeling of that time, then one realizes what a man like the
Areopagite really wanted — at bottom only to express what
countless people were striving for. Because for them the
divinity was an unknowable being if one took only one path to
it. For him the divinity was a being which had to be approached
by a rational path through the finding and giving of names. But
if one takes this one way one loses the path. One loses oneself
in what is as it were universal space void of God. And then one
does not attain to God. But one must take this way, for
otherwise one can also not reach God. Moreover, one must take
yet another way, namely, the one that strives towards the
nameless one. By either road alone the divinity cannot be
found, but by taking both one finds the divinity at the point
where they cross. It is not enough to dispute which of the
roads is the right one. Both are right, but each taken alone
leads to nothing. Both roads when the human soul finds itself
at the crossing lead to the goal. I can understand how some
people of to-day who are accustomed to what is called polemics
recoil from what is here advanced concerning the Areopagite.
But what I am advancing here was alive in those men who were
the leading spiritual personalities in the first Christian
centuries, and continued traditionally in the
Christian-philosophical movement of the West to the time of
Albertus Magnus and Thomas Aquinas. For instance, it was kept
alive through that individual whose name I mentioned yesterday,
Scotus Erigena, who lived at the court of Charles the Bald.
This Scotus Erigena reminds one forcibly of what I said
yesterday. I told you: I have never known such a meek man as
Vincenz Knauer, the historian of philosophy. Vincenz Knauer was
always meek, but he began to lose his temper when there was
mention of Plotinus or anything connected with him; and Franz
Brentano, the able philosopher, who was always conventional
became quite unconventional and abusive in his book
Philosophies that Create a Stir — referring
to Plotinus. Those who, with all their discernment and ability,
lean more or less towards rationalism, will be angry when they
are faced with what so to speak poured forth from the
Areopagite to find a final significant revelation in this
Scotus Erigena. In the last years of his life he was a
Benedictine Prior, but his own monks, as the legend goes
— I do not say it is literally true, but it is near
enough — tortured him with pins till he died, because he
introduced Plotinism even in the ninth century. But his ideas
survived him and they were at the same time the continuation of
the ideas of the Areopagite. His writings more or less
disappeared till later days; then ultimately they reappeared.
In the twelfth century Scotus Erigena was declared a heretic.
But that did not mean as much then as it did later or does
to-day. All the same, Albertus Magnus and Thomas Aquinas were
deeply influenced by the ideas of Scotus Erigena. That is the
one thing which we must recognize as a heritage from former
times when we wish to speak of the essence of Thomism.
But
there is another thing. In Plotinism, which I tried to describe
to you yesterday with regard to its Cosmology, there is a very
important presentation of human nature which is derived from a
material/super-material view. One really regains respect for
these things if one discovers them again on a background of
spiritual science. Then one admits at once the following: one
says, if one reads something like Plotinus or what has come
down to us of him, unprepared, it looks rather chaotic and
intricate. But if one discovers the corresponding truths
oneself, his views take on a quite special appearance, even if
the method of their expression in those times was different
from what it would have to be to-day. Thus, one can find in
Plotinus a general view which I should describe as follows:
Plotinus considers human nature with its physical and psychic
and spiritual characteristics. Then he considers it from two
points of view, first from that of the soul's work
on the body. If I spoke in modern terms, I should have to say:
Plotinus says first of all to himself; if one considers a child
that grows up in the world, one sees how that which is formed
as human body out of the spiritual-psychic attains maturity.
For Plotinus everything material in man is, if I may use an
expression to which I trust you will not object, a
“sweating out” of the spiritual-physic, a
“crustation” as it were of the spiritual-psychic.
But then, when a human being has grown to a certain point, the
spiritual-psychic forces cease to have any influence on the
body. We could, therefore, say: at first we are concerned with
such a spiritual-psychic activity that the bodily form is
created or organized out of it. The human organization is
the product of the spiritual-psychic. When a certain
condition of maturity has been reached by some part of the
organic activity, let us say, for example, the activity on
which the forces are employed which later appear as the forces
of the memory, then these forces which formerly have worked on
the body, make their appearance in a spiritual-psychic
metamorphosis. In other words, that part of the
spiritual-psychic element which had functioned materially, now
liberates itself, when its work is finished, and appears
as an independent entity: a mirror of the soul, one would have
to call it if one were to speak in Plotinus' sense. It is
extraordinarily difficult with our modern conceptions to
describe these things. You get near it, if you think as
follows: you realize that a human being, after his memory has
attained a certain stage of maturity, has the power of
remembering. As a small child he has not. Where is this power
of remembering? First it is at work in the organism, and
forms it. After that it is liberated as purely
spiritual-psychic power, and continues still, though always
spiritual-psychically, to work on the organism. Then inside
this soul-mirror inhabits the real vessel,
the Ego. In characteristics, in an idea-content which is
extraordinarily pictorial, these views are worked out from that
which is spiritually active, and from that which then
remains over, and becomes, as it were, passive towards
the outer world — so that it takes up, like the memory,
the impressions of the outer world and retains them. This
two-fold work of the soul, this division of the soul into
an active part, which practically builds up the body,
and a passive part, derived from an older stratum of
human growth and human attitude to the world, which found in
Plotinus its best expression and then was taken up by Augustine
and his successors, was described in an extraordinarily
pictorial manner.
We
find this view in Aristotelianism, but rationalized and
translated into more physical conceptions. And Aristotle had it
in his turn from Plato and again from the same sources as
Plato. But when we read Aristotle we must say: Aristotle
strives to put into abstract conceptions what he found in the
old philosophies. And so we see in the Aristotelian system
which continued to flourish, and which was the rationalistic
form of what Plotinus had said in the other form, we see in
this Aristotelianism which continued as far as Albertus and
Thomas a rationalized mysticism, as it were, a
rationalized description of the spiritual secret of the human
being. And Albertus and Thomas are conscious of the fact that
Aristotle has brought down to abstract conceptions something
which the others had had in visions. And therefore they do not
stand in the same relation to Aristotle as the present day
philosopher-philologists, who have developed strange
controversies over two conceptions which originate with
Aristotle; but as the writings of Aristotle have not survived
complete, we find both these conceptions in them without having
their connection — which is after all a fact which
affords ground for different opinions in many learned disputes.
We find two ideas in Aristotle. Aristotle sees in human
nature something which brings together into a unity the
vegetative principle, the animal principle, the lower human
principle, then the higher human principle, that Aristotle
calls the nous, and the Scholiasts call the intellect.
But Aristotle differentiates between the nous poieticos,
and the nous patheticos, between the active and the
passive spirit of man. The expressions are no longer as
descriptive as the Greek; but one can say that Aristotle
differentiates between the active understanding, the active
spirit of man, and the passive. What does he mean? We do not
understand what he means unless we revert to the origin of
these concepts. Just like the other forces of the soul the two
points of understanding are active in another metamorphosis in
building up the human soul: — the understanding, in so
far as it is actively engaged in building up the man, but still
the understanding, not like the memory which comes to an end at
a certain point and then liberates itself as memory
— but working throughout life as understanding. That is
the nous poieticos; the factor which in Aristotle's
sense, becoming individualized out of the universe, builds up
the body. It is no other than the active, bodybuilding soul of
Plotinus. On the other hand, that which liberates itself,
existing only in order to receive the outer world, and to form
the impressions of the outer world dialectically, is the
nous patheticos — the passive intellect —
the intellectus possibilis. These things, presented to
us in Scholasticism in keen dialectics and in precise logic,
refer back to the old heritage. And we cannot properly
understand the working of the Schoolmen's souls without taking
into consideration this intermixture of age-old traditions.
Because all this had such an influence on the souls of the
Scholiasts, they were faced with the great question which one
usually feels to be the real problem of Scholasticism. At a
time when men still had a vision which produced such a thing as
Platonism or a rationalized version of it such as
Aristotelianism, at a time when the sense of individuality had
not yet reached its highest, these problems could not have
existed; for what we to-day call understanding, what we call
intellect, which had its origin in the terminology of
Scholasticism, is the product of the individual man. If we all
think alike, it is only because we are all individually
constituted alike, and because the understanding is bound up
with the individual which is constituted alike in all men. It
is true that in so far as we are different beings we think
differently; but that is a shade of difference with which logic
as such is not concerned. Logical and dialectical thought is
the product of the general human, but individually
differentiated organization.
So
man, feeling that he is an individual says to himself: in man
arise the thoughts through which the outer world is inwardly
represented; and here the thoughts are put together which in
turn are to give a picture of the world; there, inside man,
emerge on the one hand representations which are connected with
individual things, with a particular book, let us say, or a
particular man, for instance, Augustine. But then man arrives
at the inner experiences, such as dreams, for which he cannot
straightway find such an objective representation. The next
step is the experience of pure chimaeras, which he creates for
himself, just as here the centaur and similar things were
chimaeras for Scholasticism. But, on the other hand, are the
concepts and ideas which as a matter of fact reflect on to both
sides: humanity, the lion-type, the wolf-type, etc.; these are
general concepts which the Schoolmen according to ancient usage
called the universals. Yes, as the situation for mankind was
such as I described to you yesterday, as one rose, as it were,
to these universals and perceived them to be the lowest border
of the spiritual world which was being revealed through vision
to mankind, these universals, humanity, animality, lion-hood,
etc., were simply the means whereby the spiritual world, the
intelligible world, revealed itself, and simply the soul's
experience of an emanation from the supernatural world.
In
order to have this experience it was essential not to have
acquired that feeling of individuality which afterward
developed in the centuries I have named. This sense of
individuality led one to say: we rise from the things of the
senses up to that border where are the more or less abstract
things, which are, however, still within our experience —
the universals such as humanity, lion-hood, etc.
“Scholasticism” realized perfectly that one cannot
simply say: these are pure conceptions, pure comprehensions of
the external world: — rather, it became a problem for
Scholasticism, with which it grappled. We have to create such
general and universal conceptions out of our individuality. But
when we look out upon the world, we do not have
“humanity,” we have individual man, not
“wolf-hood” but individual wolves. But, on the
other hand, we cannot only see what we formulate as
“wolf-hood” and “lamb-hood” as it were
in such a way as if at one time we have formulated the matter
as “agnine” and at another as “lupine,”
and as if “lamb-hood” and “wolf-hood”
were only a kind of composition and the material which is in
these connected ideas were the only reality: we cannot simply
assume this; for if we did we should have to assume this also:
— If we caged a wolf and saw to it that for a certain
period he ate nothing but lambs he is filled with nothing but
lamb-matter; but he doesn't become a lamb; the matter doesn't
affect it, he remains a wolf. “Wolf-hood” therefore
is after all not something which is thus merely brought into
contact with the material, for materially the whole wolf is
lamb, but he remains a wolf.
There is to-day everywhere a problem which people do not take
seriously enough. It was a problem with which the soul in its
greatest development grappled with all its fibre. And this
problem stood in direct connection with the Church's interests.
How this was we can picture to ourselves if we consider the
following: —
Before Albertus Magnus and Thomas Aquinas appeared with their
special exposition of philosophy, there had already been
people, like Roscelin, for example, who had put forward the
theory, and believed it implicitly, that these general
concepts, these universals are really nothing else but the
comprehension of external individual objects; they are really
only words and names. And a Nominalism grew up which saw only
words in general things, in universals. But Roscelin took
Nominalism with dogmatic earnestness and applied it to the
Trinity, saying: if something which is an association of ideas
is only a word, then the Trinity is only a word, and the
individuals are the sole reality — the Father, Son and
Holy Ghost; then only the human understanding grasps these
Three through a name. Mediaeval Churchmen stretched such points
to the ultimate conclusions; the Church was compelled, at the
Synod of Soissons, to declare this view of Roscelin partial
polytheism and its teaching heretical. Thus one was in a
certain difficult position towards Nominalism; it was a
dogmatic interest which was linked with a philosophic one.
To-day we no longer take, of course, such a situation as
something vital. But in those days it was regarded as most
vital, and Thomas and Albertus grappled with just this question
of the relationship of the universals to individual things; for
them it was the supreme problem. Fundamentally, everything else
is only a consequence, that is, a consequence in so far as
everything else has taken its colour from the attitude they
adopted towards this problem. But this attitude was
influenced by all the forces which I have described to you, all
the forces which remained as tradition from the Areopagite,
which remained from Plotinus, which had passed through the soul
of Augustine, through Scotus Erigena and many others —
all this influenced the manner of thought which was now first
revealed in Albertus and then, on a wide-reaching philosophic
basis, in Thomas. And one knew also that there were people then
who looked up beyond concepts to the spiritual world, to the
intellectual world, to that world of which Thomism speaks as of
a reality, in which he sees the immaterial intellectual beings
which he calls angels. These are not just abstractions, they
are real beings, but without bodies. It is these beings
which Thomas puts in the tenth sphere. He looks upon the earth
as encircled by the sphere of the Moon, of Mercury, of Venus,
of the Sun, and so on, and so comes through the eighth and
ninth spheres to the tenth, which was the Empyreum. He imagines
all this pervaded by intelligences and the intelligences
nearest are those which, as it were, let their lowest margins
shine down upon the earth so that the human soul can get into
touch with them.
But
in this form in which I have just now expressed it, a form more
inclined to Plotinism, this idea is not the result of pure
individual feeling to which Scholasticism had just fought its
way, but for Albertus and Thomas a belief remained that
above abstract concepts there was up there a revelation of
those abstract concepts. And the question faced them: What
reality have, then, these abstract concepts? Now Albertus as
well as Thomas had an idea of the influence of the
psychic-spiritual on the physical body and the subsequent
self-reflection of the psychic-spiritual when its work on the
physical body was sufficiently performed: they had an idea of
all this. Also they had an idea of what man becomes in his own
individual life, how he develops from year to year, from decade
to decade precisely through the impressions he receives and
digests from the external world. Thus the thought came that
though, of course, we have the external world all round us,
this world is a revelation of something super-worldly,
something spiritual. And while we look at the world and turn
our attention to the separate minerals, plants, and animals, we
surmise all the same that there lies behind them a revelation
from higher spiritual worlds. And if we look at the natural
world with logical analysis, with everything of which our soul
makes us capable, with all the power of thought we possess, we
arrive at those things which the spiritual world has implanted
in the natural world. But then we must get clear on this point:
we turn our eyes and all the other senses on to this world, and
so are in definite relationship with the world. We then go away
from it and retain, as it were, as a memory what we have
absorbed from it. We look back once more into memory; and then
there first appears to us really the universal, the generality
of things, such as humanity, and so on; that appears to us
first in the inner conceptual form. So that Albertus and Thomas
say: if you look back, and if your soul reflects its
experiences of the external world, then you have the universals
preserved in it. Then you have universals. From all the human
beings whom you have met, you form the concept of humanity. If
you remembered only individual things you could, in any case,
live only in earthly names. But as you do not live only in
earthly names, you must experience the universals. There you
have the universalia post res — the universals
which live in the soul after the things have been experienced.
While a man's soul concentrates on things, its contents are not
the same as afterwards when it remembers them, when they are,
as it were, reflected from inside, but rather he stands in a
real relationship to the things. He experiences true
spirituality of the things and translates them only into the
form of universals post rem.
Albertus and Thomas assume that at the moment when man through
his power of thought stands in real relationship with his
surroundings, that is, not only with what is “wolf”
because the eye sees and the ear hears it, but because he can
meditate on it and formulate the type “wolf,” at
this moment he experiences something which, though invisible,
in the objects, is comprehended in thought independently
of the senses. He experiences the universalia in rebus
— the universals in things.
Now
the difference is not quite easy to define, because we usually
think that what we have in the soul as a reflection is the same
in the things. But it is not the same in the sense of Thomas
Aquinas. That which man experiences as an idea in his soul and
explains with his understanding, is the same thing with which
he experiences the real, and the universal. So that according
to their form, the universals in the things are different from
those after them, which remain then in the soul: but inwardly
they are the same. There you have one of the scholastic
concepts which one does not generally put to the soul in all
its subtlety. The universals in things and the
universals after things are, as far as content is
concerned the same, and differ only in form. But then we
must not forget that that which is distributed and
individualized in things points in its turn to what I described
yesterday as being inherent in Plotinism, and called the
actually intelligible world: there again the same contents
which are in things and in the human soul after
things are, as far as content goes, alike, but different in
form; they are contained in another form, but of
similar content. These are the universalia ante
res, before things. These are the universals as
contained in the divine mind, and in the mind of the divine
servants — the angelic beings. Thus what was for a former
age a direct spiritual-sensory/super-sensory vision becomes a
vision which was represented only in sense-images, because what
one sees with the super-senses cannot, according to the
Areopagite, be even given a name, if one wished to deal with it
in its true form: one can only point to it and say: it is not
anything such as external things are. Thus what was for the
ancient's vision and appeared as a reality of the spiritual
world, became for Scholasticism something to be decided by all
that acuteness of thought, all that suppleness and nice logic
of which I have spoken to you to-day. The problem which
formerly was solved by vision, is brought down into the
sphere of thought and of reason. That is the essence of
Thomism, the essence of Albertinism, the essence
of Scholasticism. It realized, above all, that in its
epoch, the sense of human individuality has reached its
culmination. It sees, above all, all problems in their rational
and logical form, in the form, in fact, in which the thinker
must comprehend them. Scholasticism grapples chiefly with this
form of world-problems, this form of thinking, and thus stands
in the midst of the life of the Church, which I illumined for
you yesterday and to-day in many ways, if only with a few rays
of light. There is the belief of the thirteenth and twelfth
centuries; it is to be attained with thinking, with the most
subtle logic; on the other side, are the traditional Church
dogmas, the content of Faith.
Let
us take an example of how a thinker like Thomas Aquinas stands
to both. Thomas Aquinas asks: Can one prove the existence of
God by logic? Yes, one can. He gives a whole series of proofs.
One, for instance, is when he says: We can at first gain
knowledge only by approaching the universalia in rebus,
by looking into things. We cannot — it is the
personal experience of this age — we cannot enter into
the spiritual world through vision. We can only enter the
spiritual world by using our human powers if we saturate
ourselves in things, and get out of them what we can call the
universalia in rebus. Then we can draw our conclusions
concerning the universalia ante res. So he says: We see
the world in movement; one thing always gives motion to
another, because it is itself in motion. So we go from one
thing in motion to another, and from this to a third thing in
motion. This cannot be continued indefinitely, for we must get
to a prime mover. But if this were itself in motion, we should
have to proceed to another mover. We must, therefore, in the
end reach a stationary mover.
And
here Thomas — and Albertus comes after all to the same
conclusion — reaches the Aristotelian stationary mover,
the First Cause. It is inherent in logical thinking to
recognize God as a necessary First Being, as a necessary first
stationary mover. For the Trinity there is no such path of
thought which leads to it. It is handed down. With human
thought we can only reach the point of testing if the Trinity
is contrary to sense. We find it is not, but we cannot prove
it, we must believe it, we must accept it as a content, to
which the unaided human intellect cannot rise.
This is the attitude of Scholasticism to the question which was
then so important: How far can the unaided human intellect go?
And in the course of time it became involved in quite a special
way with this deep problem. For, you see, other thinkers had
gone before. They had assumed something apparently quite
absurd, they had said: it is possible for something to be true
theologically and false philosophically. One could say straight
out: it is possible for things to be handed down as dogma, as,
for instance, the Trinity; yet if one ponders over the same
question, one arrives at a contrary result. It is certainly
possible for the reason to lead to other consequences than
those to which the faith-content leads. And that was so, that
was the other thing which faced Scholasticism — the
doctrine of the double truth, and it is on this that the
two thinkers Albertus and Thomas laid special stress, to bring
faith and reason into harmony, to seek no contradiction between
rational thought — at any rate, up to a certain point
— and faith. In those days that was radicalism, for the
majority of the leading Church authorities clung to the
doctrine of the double truth, namely, that man must on one side
think rationally, the content of his thought must be in one
form, and faith could give it him in another form, and these
two forms he had to keep.
I
believe we can get a feeling of historical development if we
consider the fact that people of so few centuries ago, as these
are of whom we speak to-day, are wrapped up in such problems
with their whole soul. For these things still reverberate in
our time. We still live with these problems. How we do it, we
shall discuss to-morrow. To-day I wanted to describe the
essence of Thomism as it was in those days.
So
it was, you perceive, that the main problem in front of
Albertus and Thomas was this: What is the relation of the
content of human reason to that of human faith? How can
that which the Church ordains for belief be, first, understood,
and secondly, upheld against what contradicts it? With this,
people like Albertus and Thomas had much to do, for the
movement I have described was not the only one in Europe; there
were all sorts of others. With the spread of Islam and the
Arabs other creeds made themselves felt in Europe, and
something of that creed which I yesterday called the Manichaean
had remained all over the continent. But there was also, for
instance, what we know as “Representation” through
the doctrine of Averroës from the twelfth century, who
said: The product of a man's pure intellect belongs, not
specially to him, but to all humanity. Averroës says: We
have not each a mind; we each have a body, but not each a mind.
A has his own body, but his mind is the same as B has and C
has. We might say: Averroës sees mankind as with a single
intellect, a single mind; all individuals are merged in it.
There they live, as it were, with the head. When they die, the
body is withdrawn from this universal mind. There is no
immortality in the sense of individual continuation after
death. What continues, is the universal mind, that which is
common to all men.
For
Thomas the problem was that he had to reckon with the
universality of mind, but he had to take the point of
view that the universal mind is not so closely united with the
universal memory in separate beings, but rather during life
with the active forces of the bodily organization; and
so united, forming such a unity, that everything working
in man as the formative vegetable, and animal powers, as the
power of memory, is attracted, as it were, during life by the
universal mind and disposition. Thus Thomas imagines it, that
man attracts the individual through the universal, and then
draws into the spiritual world what his universal had
attracted; so that he takes it there with him. You perceive,
there can be no pre-existence for Albertus Magnus and Thomas,
though there can be an after-existence. This was, after all,
the same for Aristotle, and in this respect Aristotelianism is
also continued in these thinkers.
In
this way the great logical questions of the universals join up
with the questions which concern the world-destiny of each
individual. And even if I were to describe to you the Cosmology
of Thomas Aquinas and the natural history of Albertus, which is
extraordinarily wide-reaching, over almost all provinces and in
countless volumes, you would see everywhere the influence of
what I called the general logical nature of Albertinism and
Thomism. And this logical nature consisted in this: with our
reason — what was then called the Intellect — we
cannot attain all heights; up to a certain point we can reach
everything through logical acumen and dialectic, but then we
have to enter into the region of faith. Thus as I have
described it, these two things stand face to face, without
contradicting each other: What we understand with our
reason, and what is revealed through faith can exist
side by side.
What does this really entail? I believe we can tackle this
question from very different sides. What have we here before us
historically as the essence of Albertinism and of Thomism? It
is really characteristic of Thomas, and important, that while
he is straining reason to prove the existence of God, he has to
add at the same time that one arrives at a picture of God as it
was rightly represented in the Old Testament as Jahve. That is,
when Thomas departs from the paths of reason open to the
individual human soul, he arrives at that unified God whom the
Old Testament calls the Jahve-God. If one wants to arrive at
the Christ, one has to pass over to faith; the
individual spiritual experience of the human soul is not
sufficient to attain to Him.
Now
in the arguments which Scholasticism had to face (the spirit of
the age demanded it), in these theories of the double truth
— that a thing could be theologically true and
philosophically false — there still lay something deeper;
something which perhaps could not be seen in an age in which
everywhere rationalism and logic were the pursuit of mankind.
And it was the following: that those who spoke of this double
truth were not of the opinion that what is theologically
revealed and what is to be reached by reason are
ultimately two things, but for the time being they are
two truths, and that man arrives at these two truths because he
has to the innermost part of his soul, shared in the faith. In
the background of the soul up to the time of Albertus and
Thomas flows, as it were, this question: Have we not assumed
original sin in our thought, in what we see as reason in
ourselves? Is it not just because reason has fallen from its
spirituality that it deceives us with counterfeit truth for the
real truth? If Christ enters our reason, or something else
which it transforms and develops further, then only is it
brought into harmony with that truth which is the content of
faith.
The
sinfulness of the reason was, in a way, responsible for
the thinkers before Albertus and Thomas speaking of two truths.
They wanted to take the doctrine of original sin and redemption
through Christ seriously. But they had not the thinking power
and the logic for it, though they were serious about it. They
put the question to themselves: How does Christ redeem in us
the truth of the reason which contradicts
revealed spiritual truth? How do we become Christians
through and through? For our reason is already vitiated through
original sin, and therefore it contradicts the pure truth of
faith.
And
now appeared Albertus and Thomas, and to them it appeared first
of all wrong that if we steep ourselves purely logically in the
universalia in rebus, and if we take to ourselves the
reality in things, we should launch forth in sinfulness over
the world. It is impossible that the ordinary reason should be
sinful. In this scholastic question lies really the question of
Christology. And the question Scholasticism could not answer
was: How does Christ enter into human
thought? How is human thought permeated with Christ? How
does Christ lead human thought up into those spheres where it
can coalesce with spiritual faith-content? These things were
the real driving force in the souls of the Schoolmen.
Therefore, it is before all things important, although
Scholasticism possessed the most perfect logical technique not
to take the results, but to look through the answer to the
question; that we ignore the achievements of the men of the
twelfth and thirteenth centuries, and look at the large
problems which were then propounded. They were not yet far
enough to be able to apply the redemption of man from original
sin to human thought. Therefore, Albertus and Thomas had to
deny reason the right to mount the steps which would have
enabled them to enter into the spiritual world itself. And
Scholasticism left behind it the question: How can human
thought develop itself upward to a view of the spiritual
world? The most important outcome of Scholasticism is even
a question, and is not its existing content. It is the
question: How does one carry Christology into thought? How
is thought made Christ-like? At the moment when Thomas
Aquinas died in 1274 this question, historically speaking,
confronted the world. Up to that moment he had been able to get
only as far as this question. What is to become of it, one can
for the time being only indicate by saying: man penetrates up
to a certain point into the spiritual nature of things, but
after that point comes faith. And the two must not contradict
each other; they must be in harmony. But the ordinary reason
cannot of its own accord comprehend the content of the highest
things, as, for example, the Trinity, the incarnation of the
Christ in the man Jesus, etc. Reason can comprehend only as
much as to say: the world could have been created in Time, but
it could also have existed from eternity. But revelation says
it has been created in Time, and if you ask Reason again you
find the grounds for thinking that the creation in Time is the
rational and the wiser answer.
Thus the Scholiast takes his place for all the ages. More than
one thinks, there survives to-day in Science, in the whole
public life of the present what Scholasticism has left to us,
although it is in a particular form. How alive Scholasticism
really is still in our souls, and what attitude man to-day must
adopt towards it, of this we shall speak to-morrow.
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