3. Premises of the History/Demonstration
In this section
I will describe the premises or axioms on which the more
concrete history that follows is based, or, from another point
of view, which permeate and animate the historical events.
According to the principles of the logic introduced in the
previous section, all that it will be possible to do here is to
identify the relevant premises, name them, and give a
preliminary, rather structural description of them.
Nonetheless, I will try to enliven the descriptions by giving
some of the direct consequences and correlates of the axioms by
way of illustration.
In the world as
we usually think of it there is no room or place for any beings
which are not manifestly and obviously part of it. Since I will
draw a connection between such a being and the world, evidently
I am not talking about the world as we usually conceive it,
which conception is in itself a symptom of the influence of
Ahriman. In order to reveal the existence and presence of
Ahriman we must put aside the concealing conception and replace
it with something that may be (for convenience) called the
“created world.” This is the first
axiom.
A created world
is one which does occupy a certain level of existence, but does
not do so necessarily. It does not generate its existence out
of itself. One need not say that the creation took place at a
certain time, before which there was nothing; rather, one says
that the major work of creation is the establishment of the
world's matrix, the (metaphorically speaking) place which will
contain the world's content. This matrix or vessel we call
space and time. From this it is clear that the world was
created at the beginning of time, since there was not time
before it was created.
The
“place” where the world would be was empty before
the world was created, but this requires that there be
something in some other (symbolically speaking, higher)
“place” which does exist and is capable of
initiating existence, and which did in fact perform the act of
creating our world. It is irrelevant to explore this world
further. To think of it as “heaven” or
“God” would be improper and inexact. It is
sufficient to realize that an existence of a different and
higher kind than our own is a logical necessity if our world
may properly be termed “created.”
The condition
of the created world is formed or permeated by an axiom of high
order which we may call “twoness.” This axiom
appears in many guises, and is at the root of several concepts
which will prove fundamental to our discussion. It is perhaps
more familiar to us as the notion of “polarity” in
which two mutually contradictory principles are seen as
dynamically opposed to each other, and are in fact
complementary aspects of a unified entity. The physicist Niels
Bohr, who did so much to establish such polarities as
wave/particle duality against great resistance, stated it as,
“The opposite of a correct statement is a false
statement. But the opposite of a profound truth may well be
another profound truth.” Polarity, while serving as a
good introduction to it, is not identical to twoness, but is
only one of its facets; we shall meet more of them
later.
Leaving
“oneness” aside for the moment, let us now turn to
the axiom “zeroness,” or “nothingness,”
which we have already touched upon in describing what there was
when there was no created world. The difficulties we have in
understanding this axiom within the context of the created
world, itself ruled by twoness, provide a good illustration of
the meaning of twoness. For how are we to understand
nothingness, except by imagining what there is when there is
not something? We have trouble picturing nothingness as an
absolute, depending on itself alone for its definition —
we are forced to admit that nothingness would be
»indefinable, have no meaning at all, were it not for a
“something” with which to contrast it. But zeroness
is an axiom that exists independently of twoness, even though
we are bound to picture it from within a created world where
twoness is the rule. Beyond what little has already been hinted
at, though, there is (appropriately) little indeed that may be
said of zeroness.
Oneness, which
may also be termed “unity”, stands intermediate to
the previous two axioms. Oneness rules when the world has been
created in its existence, but before it has been given form.
Unity prevails in the matrix of the world mentioned above, the
being which holds the world, which is then cast into a state of
multiplicity, the state in which we encounter the unified
being. Unity prevails if one manages to climb back up the
ontogenetic ladder of creation out of where twoness rules
— then one speaks, as the Buddhists do, of overcoming the
false distinction between subject and object (a facet of
twoness), or, as in Islam, of the absolute and unqualified
unity of God.
Now we will
explore several of the major facets of twoness in the created
world. One such facet is known by the names of its two ends,
microcosm (little world) and macrocosm (great world). This
facet is important because it is identified with the human
being, and is a door through which knowledge of the things
described here may be obtained directly. Specifically, every
person participates in and is a variation of the prototypical
human, which is the microcosm. Universal man, the macrocosm, is
identified generally with the non-human world at large, and
specifically with the celestial world — the world of the
seven planets and the twelve signs. Microcosm/macrocosm is an
aspect of twoness which defines the structure of the world as
it is experienced by every human being; it describes how a
potential human being is inserted into the created
world.
The process of
inserting a human into the created world which has just been
mentioned is generally referred to as
“incarnation,” and merits discussion in its own
right. In order for a potential human being to become a part of
the created world, he must follow the path of the world's
creation — otherwise, he would end up in some place other
than merged into the created world, which is the presumptive
goal of the incarnation process. The human is first lifted out
of nothingness and into simple being, into what is for us the
way station of oneness or unity. Then the human crosses the
boundary from oneness to twoness, appearing simultaneously at
the two boundaries of the created world. The first boundary,
corresponding to the microcosm, is the indefinitely small
point, physically represented by the fertilized egg cell. The
second boundary, corresponding to the macrocosm, is the
indefinitely distant plane or sphere, the periphery of the
universe, symbolized by the zodiac. This transition point
between oneness and twoness is represented symbolically by the
ouroboros (the snake biting its tail), because the head and
tail of the snake are more distant from each other than any
parts of the snake, but may also be joined more intimately than
any other parts, in which state the snake is a closed figure,
without beginning or end. Once the transition into twoness has
been effected, essential merger with the created world has been
achieved, and the incarnation is completed by means of a
metamorphic development, the details of which need not concern
us here.
A facet of
twoness which is directly manifested in human experience is
that of subject and object. The subject is what (or, more
typically, who) we are, while the object is what (rarely who)
we are not. Like all aspects of twoness, these appear to be
absolutely distinct from each other, with no possibility of
their being joined or even truly communicating.
A closely
related facet of twoness is that of spirit and matter. The
status of this polarity
has become clouded in modern times because of the increasingly
widespread denial that the term “spirit” denotes
anything but delusional thinking. The closest the modern world
has come to recognizing this polarity is in the notion in
physics of matter and energy, and the equivalence between them.
In this conception, a “piece” of matter is seen as
a tightly bound concentration of a tremendous quantity of
energy, which, like spirit, is thought of as pure dynamism,
activity without any substantial or physical basis whatsoever.
In Hindu doctrine, the analog of matter is Prakriti,
which is passive and substantial, while spirit is analogous to
Purusha, which is active and essential.
In the
manifestation of a created world, the numbers each rule the
world in sequence, though none of them ever ceases every form
of existence, as is shown by the possibility of experiencing
oneness through mysticism while incarnated into a world where
twoness is the rule. This brings us to the notion of sequence
in the forms of manifestation of the created world. (I use the
word “sequence” in an attempt to dissociate the
changes from our ordinary notion of time, which requires the
experience of differences, an experience which was first made
possible by the rule of twoness.) During oneness, all of
creation is together, without real separateness; this state is
represented in the Bible as the Garden of Eden. After the
Expulsion, the reign of twoness began, and along with it our
present time and what may be termed “evolution.”
This term is the exclusive property of twoness, and denotes the
working out of the essential properties of twoness, the most
central of which revolve around difference and distinction.
During evolution, distinctions appear where there had been
none, and existing differences are sharpened and increased. So
one may say that during evolution man is separated from the
gods (expelled from the Garden, cut off from higher levels of
being); man is separated from his own self (the separation of
microcosm and macrocosm, the limiting of communication with the
higher self to the “voice of conscience”);
languages (the tower of Babel), races, nations, and sexes
appear; species appear and differentiate; and in general all
being grows fragmented and separate.
The
introduction of “threeness” is the turning point in
the development of twoness and of evolution. Just as two is the
number of evolution, three is the number of what has been
called “involution,” which is the inverse of
evolution, namely, an overcoming of the differences and a
return of a transformed man to the lap of the gods. When
threeness completely overcomes twoness, time will come to an
end and the sequentiality of the created world in anything
resembling its present state will be at an end.
At this point
it is appropriate to introduce our three main concepts in the
form in which they will appear in the rest of this book:
Lucifer, the personified facet of oneness, Ahriman, of twoness,
and the Christ, of threeness. Our main protagonist is of course
Ahriman, who personifies the tendencies unique to the age in
which we live, and who will be associated with that
characteristic product of our age, the computer. But
understanding something means at least in part seeing it in its
proper context, and the context of Ahriman includes Lucifer and
the Christ.
In order to
form a more vivid initial picture of Ahriman, let us turn to
what may be called the mythology of Ahriman. Rudolf Steiner
tells us that the ahrimanic beings [23]
are “the greatest, the most comprehensive and penetrating
intelligences in the Cosmos.” [24]
But this intelligence is calculating, it is freezing cold, so
much so that “the more [Ahriman] achieves his aims the
severer is the frost around him ...” [25]
The intelligence of Ahriman reduces everything it works with to
measure, weight, and number. It is mechanistic and
deterministic. There are ways of being intelligent that are not
Ahriman's way; but since “the Gods ... release[d] the
cosmic intellectuality so that it may become a part of human
nature,” and since the ahrimanic beings used their
capacity “to unite with their own being the sum-total of
all intellectuality,” [26]
Ahriman stands firmly identified (from one point of view) with
a kind of real intelligence.
It should not
be difficult to see how Steiner's description related to what
has previously been said about Ahriman; it all follows from the
nature of twoness. Intelligence, especially when it is cold,
sets itself apart from the world, treats the world as an
object, and observes it. Separateness is essential to its
functioning. The development of intelligence tends to go
hand-in-hand with the experience of alienation, in which the
gulfs which accompany twoness are made to seem
unbridgeable.
Leaving his
traits aside for the moment, let us now turn to the activities
of Ahriman in history. One central fact is of concern to us
here, namely, that Ahriman will incarnate in a human physical
body in the west during the third millennium after the
Incarnation of Christ. [27]
This event will provide a symmetry to the incarnation of
Lucifer which occurred in the orient in the third millennium
before Christ's Incarnation.
I will now
attempt to elucidate this event from two directions. First, in
the remainder of the present section, I will show how the
axioms already presented shine down into it from various points
of view. Second, in the historical section, I will trace the
concrete events that have resulted from the coming incarnation,
in a way that I hope will make clear their connection to the
axioms.
What does it
mean for Ahriman to incarnate? From our previous discussion, we
know that an incarnation of any kind involves an entry into the
created world of the being in two forms: macrocosmic and
microcosmic. When the entity that incarnates is an ordinary
human, he remains on the surface of things; that is, he has his
body, and his nativity is properly expressed in the
configurations now studied as “astrology,” but
“nothing special” needs to be done to accommodate
him. However it may be that Ahriman will take human shape, he
is no human; he has roots deeper in the world-structure than
any mortal, being actually a part of that structure. When
Ahriman incarnates, he cannot remain on the surface of things,
since in one guise he himself makes or
constitutes the surface of things. This depth is expressed in
the fact that what is smallest and what is largest are not, in
him, indefinitely distant from each other as they are for
mortals, but stretch towards each other and draw close: the
microcosmic form of Ahriman grows to fill space, while the
macrocosmic aspect, far from remaining confined to the
world-periphery, shrinks down and actually permeates our local
space.
So Ahriman's
embodiment (microcosmically speaking) would extend a
considerable distance beyond the palpable bounds of his body,
while still retaining in that space its microcosmic character.
A consequence of this is that Ahriman would seem remarkably
personal and open; meeting him deeply and in a touching,
individual way without any feeling of social falseness would be
the norm. Similarly, the bodies of those physically near his
would change to appear as they would were he to have incarnated
in them. In the case of a weakly individuated associate, the
result would be a physical likeness; with a strongly
individuated associate, the result would be an accentuated
development of those features which were consistent with the
nature of Ahriman's being.
A consequence
of the macrocosmic aspect of Ahriman's incarnation is that the
world would take on an ahrimanic hue. One could look out and
seem to see, not quite tangible, Ahriman grinning back at one.
In particular places or objects, especially in ones whose
character or function was not well-formed or did not exist
prior to the commencement of the incarnation process, one would
be able to see (the macrocosmic aspect of) Ahriman's visage
quite clearly. One small example of this is the way we think of
the heavens themselves. I need only mention the fact that the
Babylonians had a single word which meant both
“god” and “star,” a confluence which
does not reflect the experience of most of our contemporaries
when they look at the sky.
The
subject-object polarity has been mentioned as a facet of the
twoness that now rules the created world. We can view the
incarnation from the perspective of that facet as we can the
others. From one end of the polarity, the incarnation consists
of the collection of certain (ahrimanic) changes occurring in
the subjective aspect of the experiences of large groups of
people. These changes would not appear with equal intensity in
all individuals, nor in all groups. But the progress of the
incarnation would consist of an overall trend in an ahrimanic
direction. The existence of a trend affecting nearly everyone
at least a little reflects the universal or inclusively human
character of the incarnation. The fact that the trend is found
markedly pronounced in certain groups and in certain
individuals identifies those as being the leaders or particular
embodiments of the trend; they are more sensitive or open to
it, and at the same time more able to influence those less
affected by it.
From the
perspective of the other end of the polarity, the incarnation
consists of the collection of alterations in the external world
which result in the objective aspect of our experience being
filled with objects and events of an increasingly ahrimanic
character. Again, parts of the world would hardly change at
all, and others would change greatly, but there must exist a
clearly discernible trend, and certain leading elements which
particularly embody the influence and contribute to its
spread.
If we view the
incarnation from the perspective of the spirit-matter aspect of
twoness, what we see is more dynamic than structural. The
incarnation process involves bringing about an apparent union
of spirit and matter, during which process the two react to
each other, and grow to a joining point.
In the case of
ordinary human beings, the response of the material sphere to
the approach of a spiritual ego towards incarnation is shown in
the gathering of various hereditary streams over the course of
several generations into a single fertilized egg cell, the
genetic properties of which provide a suitable physical basis
for the experiences which should take place during the
incarnation. Similarly, the passage of the ego through the
planetary spheres depicts the spiritual response to the merger
process. Intermediate “bodies” are created out of
“substances” which are neither purely spirit nor
purely matter; in the course of their formation, they too
condense and take on a more definite relation to space and
time, stretching out in a qualitative sense towards the matter
with which they will merge.
In the case of
the incarnation of an exalted spiritual being, the physical
body is prepared with great care through many generations, with
specific foreknowledge of the use to which it will be put. The
body comes from two parents, each of whom have two parents, and
so on; the number of people involved increases so rapidly that
the number at any one ancestral generation exceeds the sum of
all the generations in the direct lineage that follow. To
include just one more generation in the preparation process is
to more than double the magnitude of the physical entities
involved in the process. This is simply to emphasize the
tremendous gathering, selecting, and intensifying of hereditary
forces that accompanies a great incarnation. The genealogy of
Jesus given in the gospels illustrates the concern accorded
this issue in sacred literature.
Just as a
physical body (microcosm) must rise to suit the nature of the
spirit which descends to it, so must the physical world as a
whole (macrocosm) rise to meet its spiritual correlate. In the
case of an ordinary incarnation, the individual has no
noticeable affect in this sphere, although the nature of a
whole group of similar egos can make a difference. But in the
case of a special incarnation of the sort we are discussing,
the physical world as a whole must be prepared “through
the generations,” so that it (as a whole, not just a
special part of it) will be ready. We should be able to see the
reciprocal action of the physical world in its macrocosmic
aspect as it responds to the gradual approach of Ahriman.
Ahriman the microcosm will appear in a single place at a
definite time; Ahriman the macrocosm appears everywhere with no
sharp moment in time dividing “here” from
“not here.”