SECOND LECTURE
It may be a
help towards the understanding of the last lecture and also the
beginning of this one, if we call to mind what has been given in
other lectures, concerning the ‘physical body,’
‘etheric body,’ etc. of the Hierarchies —
especially those nearest to Man: Angels, Archangels and Archai.
Honestly, one is bound to ask: What is meant by the ‘physical
body’ of an Angel, for example, or of an Archangel or
Archai-being? Rudolf Steiner answers this question — and
the answer leads up to one of the most beautiful of his
conceptions — in the seventh lecture of the cycle,
Spiritual Hierarchies
(1909). Near the beginning of this
lecture, the reader will find diagrams consisting of seven
interlacing or partly interlacing circles. The accompanying
text, down to the Biblical quotation, ‘He maketh the winds His
messengers and His ministers a flame of fire,’ is the passage
to which I refer. We are shown how we can recognize the
‘physical-body-principle’ of these higher Beings in the
water-, air- and fire-elements in the Universe — in Nature all
around us.
In the
beginning of this second lecture of the ‘Folk-Souls’
course, Dr. Steiner tells of the spiritual auras of different
countries and landscapes — something which everyone may feel,
and which Initiate perception recognizes as an expression of the
etheric working of the Archangel, folk-spirit of the people
inhabiting the country. This aura will change sometimes very quickly
with the migration of peoples or other historic changes affecting the
destinies of nations. Nature, therefore, herself takes part in some
way in the life of peoples; Nature is subtly different according to
the soul of the people inhabiting the given land.
An essential
point is that the Archangels cannot work down into purely physical
conditions, such as the configuration of mountain-ranges and the
like; these are the work of higher, more potent Beings. Therefore we
have the wanderings of people, guided by their Archangels to
seek the ‘promised land’ they need, and — which is
also an important thing to note — the coming and going of the
Archangels themselves, their incarnation and excarnation, so to
speak. For an Archangel is not at all times working as the
folk-spirit of a nation upon Earth. There are times when the
Archangel withdraws into another state of consciousness (then the
nation He belonged to passes away from earthly history); after an
intervening time He may return again, to ensoul another nation in a
new historic epoch.
Dr. Steiner
now tells of how this ether-aura of the nation-spirit works in its
turn into the individual's etheric body, making that subtle thing
which we describe as national temperament. “Think of the
ether-body of the human being” he says in conclusion (pp.
18–19 in the English version) “and picture it quite
realistically: the ether-body of the human being, embedded in the
ether-body of the nation as a whole. Think too of how the latter is
reflected in the temperamental qualities of the nation —
the mingling of temperaments in the many individuals concerned.
Therein you have the secret of how the folk-spirit or nation-spirit
reveals His character within a given people.”
A very
interesting statement is that the ether-aura of the nation only
affects the sanguine, choleric and phlegmatic temperaments in
individual man — not the fourth, the melancholic. Remembering
how the four temperaments are related to the Elements of air, fire,
water and earth respectively, we may come back to this where in
a later course of lectures [Anthroposophical
Life-Gifts,
— see the bibliography.] Dr. Steiner
tells of how the nation-souls work in the several elements, in different
nations of Europe.
The lecture
now (page 19) passes on to a quite different aspect of the subject
and plunges rapidly into a theme which from now onward plays a
predominant part in the whole Cycle. It is the theme of spiritual
Beings who have remained behind.
Dr. Steiner
begins by pointing out that there are characteristics of a
nation obviously more robust and tangible than
‘temperament.’ The most evident is language. The
spiritual Beings who are responsible for this must therefore be of
greater power than the Archangels or normal folk-spirits, who only
work in a subtle and intimate way into the psychological and
etheric aura of a people. Language is something more physical and has
to do with physical organs — larynx, etc. — in the
formation of which there will no doubt be delicate differences
according to the language spoken. We have therefore to look for
Beings who in some way are working on a level with the nation-souls,
yet with superior creative power. Hereat we are reminded of the
sequence of the Hierarchies and of how the Beings advance from stage
to stage in successive cosmic epochs. Upward from Man we have the
following:
Spirits
of Form
Archai
or Spirits of Personality
Archangels
Angels
Man.
We remember
now that the Archangels, two epochs ago, i.e. in the old
Sun-evolution, were at their ‘human stage’ — the
stage of Man. Yet a like thing applies to the higher Spirits also.
Those who are Spirits of Form to-day were also — in
evolutionary rank — two stages farther back in the old Sun
epoch. That is to say, they were at the Archangel stage in
consciousness and power. In normal evolution, they would advance to
the Archai-stage by the old Moon epoch, to become Spirits of Form
— according to their name — in the present, Earth
epoch.
Now it is
possible for Beings to remain behind — not, Dr. Steiner warns
us, out of lassitude or opposition, but as a deed of sacrifice for
which we must be deeply thankful. And in effect, we are here
introduced to two other ranks of Beings, who, if they had
evolved in the normal way, would have been Spirits of Form to-day. We
find them therefore, like the normal Spirits of Form, at the
Archangel stage of development on the ancient Sun. One of these ranks
of Beings remained behind twice over — from Sun to Moon and
then again from Moon to Earth. Spirits of Form therefore according to
what they might have been, actually they are at the Archangel
stage to this day. These are the ‘abnormal Archangels,’
responsible for the languages of nations, — Beings who work in
the same sphere as the normal nation-spirits, and yet to some extent
with the degree of creative power pertaining to Spirits of Form,
which is the rank they could have reached, but for their sacrifice in
evolution. The Spirits of Form, we shall remember, the Exusiai or
Elohim, are the creators of our physical body as it is on Earth; not
in its first beginnings (that was the work of the Thrones on ancient
Saturn), but of this body inasmuch as in its present form — the
upright carriage for example, the over-arching brow and so on —
it is the foundation for the conscious ‘I’ of man on
Earth. Into this forming of the human body the abnormal Archangels
— Spirits of Form who ‘might have been’ —
also work, helping to form the larynx and other organs of speech
according to the different nations. “Clairvoyant
consciousness,” says Rudolf Steiner, “discerns mysterious
Beings in addition to the Archangel-beings whom we described before:
Beings in one way akin to the Archangels, yet in another way utterly
different from them, notably inasmuch as they are able to apply far
greater forces than can these nation-spirits ...”
Another kind
of Beings is then described. Archangels once again in stage of
evolution on the ancient Sun, they did indeed advance to the rank of
Archai on old Moon; thenceforth, however, they too remained
behind. Instead of working as Spirits of Form to-day, which is what
they should have done in the normal course, they work as abnormal
Archai-beings beside the normal Archai, who are the true
‘Spirits of the Times,’ as we saw in the last
lecture.
It is most
interesting how Dr. Steiner characterizes the working of these
Beings. In the first place, we shall remember that the Time-Spirit
(Archai) works throughout all the nations in an historic epoch,
inspiring — or rather ‘intuiting’ as Dr. Steiner
calls it — what is the common experience of all humanity during
the Time in question. Now of our inner life it is the life of
Thought, above all, which we experience in common with mankind.
Feeling, like language — to which in origin it is so nearly
akin — is differentiated according to clime and clan, nation
and continent. Will is the individual and private force of every one.
It is in Thought-life therefore that we shall look to find the
Intuitions — or the ‘intuitings,’ to use the more
active word — of the Time-Spirits. But these intuitings,
kindling in human personalities the characteristic and creative
thoughts of a civilization-epoch, can be of two different kinds: the
one more gentle and more subtle leaving the human being in a way more
free; the other stronger and more forceful, proceeding more out of
the inner configuration of the bodily thought-organ, especially the
brain. Once more, it is the abnormal or ‘backward’
Spirits — abnormal Time-Spirits or Archai, Spirits of Form who
might have been — who work in this latter way. They are
responsible for certain forces, which, working from within the body,
tend even physically to give the thinking of an age a certain
character and thought-form, — just as the languages of nations
are a physical reality. It is not, of course, suggested that these
dominant thought-forms exercise absolute compulsion. They work more
strongly in some men than in others; more strongly too, as it
appears, in certain nations.
What then of
the normal Archai or Spirits of Personality — the true
Time-Spirits, as Dr. Steiner expressly calls them? In what way do
they ‘intuit’ human thought? What Dr. Steiner says at
this point is of far-reaching importance, and if we understand it
well it may give us the key to many a characteristic feature in the
true and free spiritual guidance of the present Time, which is
contained in the whole method of Anthroposophy.
It is in
fact by outer circumstances — the incidence, if I may use this
word, and the co-incidence of things (often apparently and yet not
really fortuitous) in the world around us — that the normal
Time-Spirits in their more gentle, not so forceful way give men the
impulse, as it were the start, the ‘cue,’ for the
creative thoughts of the age. So were the pioneers, inventors and
discoverers often put on to the track of their great deeds by their
attentiveness to some apparently trifling circumstance in the
outer world. The spark is kindled as between the inner life of man
and the world around him! Hundreds of examples might be given, says
Dr. Steiner. The story of Watt and the steaming kettle comes to our
mind; Dr. Steiner instances Galileo and the swinging lamp in the
Cathedral, or again the children playing with pieces of glass,
leading to the discovery of the telescope.
In different
peoples, we are told, these different Spirits — normal and
abnormal Archangels, normal and abnormal Archai; in all, therefore,
no less than four distinct ranks of Beings — work in
conjunction or in contrast to one another, in diverse ways. No wonder
therefore if historians, sociologists, philosophers, seeing only what
appears in the world of Maya and being more impressed with the
external outcome now of the one, now of the other kind of spiritual
influence, will give so many apparently conflicting definitions of
what a ‘nation’ is.
One very
beautiful example is given of how a special harmony was brought
about, in the first post-Atlantean epoch, between the normal
Archangel of the Indian people, the abnormal Time-Spirit —
intuitor of certain inner tendencies of thought — who was
working in that epoch, and the abnormal Archangel to whom the ancient
Indians owed their language. To this peculiar concert of spiritual
Beings Dr. Steiner attributes the unique blending of the old
Indian temperament and mood of soul with the holy Sanscrit tongue,
and with the spiritual philosophy in which the Time-Spirit of the
first epoch found expression. This harmony, he says, lasted until
historic times and is still evident in the far later, still extant
documents of Indian tradition.
* * *
It may be
well before proceeding, to say a word or two more on the great theme,
Beings who have remained behind in evolution, which has been
introduced in this second lecture. The difficulties students find in
this Leitmotif of Spiritual Science are of two kinds: one
superficial and one profound. The former is easily disposed of; it
simply lies in the fact that as there are so many ranks of Beings
— the nine Hierarchies — and so many epochs of evolution,
in each of which members of any one of these may have remained
behind, the possible multiplication of Beings would seem to be very
great. This sometimes needlessly alarms the student. Spiritual
Science does not put forward endless systems; individual instances
alone are introduced, and these are always related to real life and
livingly described, out of immediate spiritual investigation.
All that is needful is to have a certain care, to avoid mental
confusion. One possible source of confusion lies in the fact that
such Beings may be named on either of two principles, i.e.
according to the rank which would have been their due had they
evolved in the normal course, or else according to the rank at which
— having remained behind — they actually are. Dr. Steiner
does not always adhere to the same principle. In the present lecture,
speaking of ‘abnormal Archangels and Archai,’ he has
obviously used the latter method; he names the Beings according to
the rank which is actually theirs. In the next lecture on the other
hand, speaking of ‘abnormal Spirits of Movement’ —
Beings who would have been Spirits of Movement but have
remained behind and are still acting as Spirits of Form — he
adopts most frequently, though not exclusively, the former method:
calls them, that is to say, ‘abnormal Spirits of
Movement.’ Context will always make it clear what is intended,
and it suffices to have drawn attention, to this slight
difficulty.
These are
but technicalities of understanding; the inner difficulty is of a
very different measure, indeed it goes down to the deepest roots of
spiritual teaching. Rudolf Steiner often pointed out that in this
science of the normally evolved and backward Beings we have again the
essence of the old Zoroastrian teaching. The very contrast of
‘Light and Darkness’ is indeed brought about by
this dramatic interplay of Times. Beings of a more ancient Time
working on side by side with those of normal Time bring about
Darkness over against the Light, nay, even evil over against the
good. Evil indeed is none other than a former good transposed —
out of true Time. Behind the contrast of Light and Darkness, Ormuzd
and Ahriman, is ‘Zeruane Akarene,’ the undivided,
self-consuming Time. Thus Dr. Steiner, in
Christ and the Spiritual World (lecture 4)
calls the whole of the old Zoroastrian
world-conception — that of the second post Atlantean epoch
— ‘Chronology’: the spiritual science of Time and
of Times!
The more one
knows of Dr. Steiner's own teaching, the more one realizes how deeply
it is identified with this conception of Light and Darkness, of
Time, and of the ultimate reconciliation, the overcoming of Evil.
Looking towards the past, it relates as we have seen to the ancient
holy teaching of Zarathustra, who prophesied the coming of the
Christ, ‘Light of the World’ who came into the Darkness.
Looking towards the future, it emerges in the Christian
counterpart of Zoroastrianism: true Manicheism, which will come to
fruition only in a future epoch and for which the Rose-Cross teaching
is preparing.
Because this
theme of the ‘backward’ Beings plays so great a part in
the ‘Folk-Souls’ lectures, students may like to be
referred to certain other passages in which Dr. Steiner — about
the same period of his teaching — tried to explain this
greatest mystery of evolution. Such passages occur for instance in
the following:
St. Matthew
(Sept. 1910), beginning of the second lecture.
Spiritual Beings
(Helsingfors, April 1912, Cycle XXI), end of the sixth lecture.
Most
eloquent of all, however, is the fifth lecture of the
Genesis
cycle, August 1910, given therefore very shortly after the
Folk-Souls
course. The whole of this lecture is upon the theme
of Light and Darkness and would most beneficially be read in this
connection.
It may also
be helpful if we here refer to a far later work of our teacher, where
he was writing again explicitly on the differentiation of mankind
into races and nations and its attendant difficulties. The most immediate
expression of Darkness within our ken is, after all, the material
world itself. Matter is nothing but Darkness condensed and realized,
Darkness made lasting as it were, even as Light on the other hand is
the shining forth, the glory of the Spirit. [See
Rudolf Steiner's lectures of December, 1920, in Part II of the recently
published volume, entitled
Colour.] The material world
itself is therefore an expression of the fact that Beings have remained
behind in Time. (The above-mentioned lecture on
Genesis,
speaking
of Saturn and Sun evolutions, makes this fairly clear; the Helsingfors
lectures even more so.) This truth, the understanding of which will
have an immense effect on the whole future of Natural Science, has a
particular bearing also on our present subject. Influences,
differentiations and the like, which would otherwise have remained
purely spiritual, are — by the Beings remaining behind in
evolution-driven more deeply down into _ the material world than
‘should’ have been the case. Now this refers above all to
human nature, and in particular to the differentiations of race and
nation. The source of these is always cosmic — in the spiritual
world, the world of stars. Had it not been for the Beings ‘out
of Time’ — more especially, the Luciferic and Ahrimanic
Beings — these differentiations would have lived and worked in
mankind purely in soul and spirit (in the ‘I’ and astral
body). Actually, they were driven more deeply down into the physical
and etheric bodies — that is to say, relatively speaking, into
the realm of Darkness, there to become a source of more lasting
diversities, even of misunderstandings and conflicts. Therefore the
differentiations of race and nation as we know them are quite
inseparable from this reality of backward Beings; and there is deep
reason why this subject plays so great a part in our lecture-cycle.
Had it not been for the backward Archangels, ‘Babel,’ the
multitude of languages on Earth, would not have been. All mankind
would have spoken — though in a more spiritual way — the
original, universal language of mankind, which the Luke Jesus-child
spoke from His birth, who was indeed conceived under the Holy Spirit
— i.e. the uniting Spirit of all mankind.
At the
beginning of 1925, in that last winter when Dr. Steiner wrote to us
week by week from his sick-bed, a series of three letters appeared in
the Weekly News,
Anthroposophical Movement.
[Vol. II, Nos. 3, 4 and 5.] The
first is entitled: ‘What is revealed when we look back into
repeated Earth-lives?’; the second and third: ‘What is
revealed when we look back into repeated Lives between Death and
Re-birth?’ The three belong together. (They are reprinted in a
different translation, as numbers XVI to XVIII in the volume
The Michael Mystery.
Now in the
third of these letters Dr. Steiner speaks of a very early, though not
the earliest period of human earthly evolution (late Lemuria, early
Atlantis). Man then already existed, it is true, ‘with
individuality of being, but he was not yet loosed from the thinking
and willing and being of the Divine-spiritual World.’ Now in
this period he came especially within the care of the Archangels. He
was united still with the Divine-spiritual world, yet not so deeply
but that the Luciferic and Ahrimanic influences could now have access
to him. The Archangels worked especially into his etheric body,
wherein, as we know, by its very nature, the Universe of Stars is
somehow reproduced and reflected, even as the forces of the Earth are
in the physical. In the etheric body, therefore, celestial
differentiations — according to the starry forces working more
on one or other region of the Earth — came to expression. But
as an outcome of the Luciferic and Ahrimanic powers, these
differentiations were driven deeper down than should have been and
were thus made more permanent and more material.
“All
that the different Hierarchies, from the Seraphim down to the
Archangels, had brought about in Man, was driven deeper down into the
physical and etheric body than could have happened without the
Luciferic and Ahrimanic influence. Without this influence, the
working of the Hierarchies would have remained more in the astral
body and the Ego. What came about as a result was no longer the more
spiritual grouping of mankind over the Earth which the Archangels had
intended. Pressed down into the physical, the spiritual forces are
transformed into their opposite. Instead of the more spiritual
differentiation, that into races and nations came about.
“But
for the Luciferic and Ahrimanic influence, men upon Earth would see
themselves and one another differentiated by the Heavens above them.
The different groups would live and be to one another like beings
gladly, willingly, in love, giving to one-another and in turn
receiving. In races and nations the heavy weight of Earth is made
manifest through man's body; in this more spiritual grouping there
would have been made manifest a picture, a reflected image of the
Divine-spiritual World.”
This letter,
then, contains the deepest key to our whole subject.
Now we must
bear in mind two things. One is, that the ‘remaining
behind’ of Beings — and, what is in some way related to
this, the intervention of Lucifer and Ahriman — was after all
within the wise intention of the Divine evolutionary plan.
Therefore, as Dr. Steiner often told, to compensate for this
the Divine World sent Christ to Earth to help man rise again. This
brings us to the other thing which we must bear in mind. Christ comes
to us from the world of our normal evolution — from the realm
of pure Light and not of Darkness. Christ is not out of Time; He
brings to us the true, the healing life of Time. He is the Light who
comes into the Darkness to lead it back again into the Light.
Therefore, if it be true that the backward Beings — even the
fallen Beings — are ultimately beneficial to our evolution, it
is also true on the other hand that the Christ-impulse brings to us
once again the full Power of the Beings of our normal
evolution, whereby we may transmute all other influences into a
good direction. We shall therefore find that for the healing and
progress of mankind in the immediate future Dr. Steiner turns, not to
those forces which would continue to draw us more deeply into matter,
into the physical world, but on the contrary to what would lift us
out of the narrow bondage of matter and renew those purely spiritual
forces in the formation of mankind which have been lost awhile and
must be found again. This applies also to what pertains to the
underlying spiritual forces of race, nation, language and the like.
Why, for example, did Dr. Steiner emphasize, during and after the War
(in contrast to Woodrow Wilsonism) that the insisting on national
language-groups as a foundation for re-creating communities was a.
backward, not a forward step?
In this
lecture too, the second of the ‘Folk-Souls’ course,
Christ's intimate relation with the Beings of normal evolution is
emphasized (page. 21 of our edition): “The Beings who give us
language are of great power, for they are properly Spirits of Form.
They work upon the Earth because in fact they have remained on Earth,
whereas their colleagues (i.e. the normal Spirits of Form)
work in the ‘I’ — work from the Sun into the cosmic
spaces. Before the coming of Christ Jesus men worshipped the Jahve or
Jehovah being; thereafter they worshipped the Being of Christ, even
as the One who came from universal spaces. As to the Spirits of
language we must say, man cherishes precisely that which has remained
on Earth. ...”
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