I Goethe's
Place in the Development of Western Thought
The
Consequences of the Platonic World View
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In
vain did Aristotle protest against the Platonic splitting of the
world picture. He saw in nature a unified being, which contains ideas
just as much as it does the things and phenomena perceptible to the
senses. Only within the human spirit can the ideas have an independent
existence. But in this independent state they cannot be credited with
any reality. Only the soul can separate them from the perceptible things
with which, together, they constitute reality. If Western philosophy
had linked onto the rightly understood views of Aristotle, then it would
have been preserved from much of what must appear to the Goethean world
view as aberration.
But Aristotle, rightly
understood, to begin with made uncomfortable many a person who wanted
to gain a foundation in thought for the Christian picture of things.
Many a person who considered himself to be a genuinely “Christian”
thinker' did not know what to do with a conception of nature which places
the highest active principle into the world of our experience. Many
Christian philosophers and theologians' therefore gave a new interpretation
to Aristotle. They attached a meaning to his views which, in their opinion,
was able to serve as a logical support for Christian dogma. Man's spirit
should not seek within things for their creative ideas. The
truth is, indeed, imparted to human beings by God in the form of revelation.
Reason is only meant to confirm what God has revealed. Aristotelian
principles were interpreted by the Christian thinkers of the Middle
Ages in such a way that the religious truth of salvation received its
philosophical reinforcement through these principles. It is the conception
of Thomas' Aquinas, the most significant Christian thinker, which first
seeks to weave the Aristotelian thoughts as far and as deeply into the
Christian evolution of ideas as was possible at the time of this thinker.
According to this conception, revelation contains the highest truths,
the Bible's teachings of salvation; it is possible, however, for reason
to penetrate deeply into things, in the Aristotelian way, and to bring
forth from them their content of ideas. Revelation can descend far enough,
and reason can lift itself high enough, that the teaching of salvation
and human knowledge merge with one another at a certain boundary. Aristotle's
way of penetrating into things serves Thomas, therefore, as a way of
coming to the realm of revelation.
*
When, with Bacon of Verulam
and Descartes, an era began in which there asserted itself the will
to seek the truth through the human personality's own power, then habits
of thought tended to lead one to strive only to set up views which,
in spite of their seeming independence from the preceding Western world
picture, were nevertheless nothing but new forms of1t. Bacon and Descartes
had also acquired, as heritage of a degenerate thought world, the pernicious
way of looking at the relationship of experience and idea. Bacon had
a sense and an understanding only for the particulars of nature. By
collecting that which, extending through the manifoldness of space and
time, is alike or similar, he believed he arrived at general rules about
the processes of nature. Goethe aptly says of him, “For, though
he himself always indicates that one should collect the particulars
only in order to be able to choose from them, to order them, and finally
to arrive at universals, nevertheless, he grants too many rights
to the individual cases, and before one can achieve through induction
— even the induction which he extols — this simplification and conclusion,
the life is gone and the forces consume themselves.” For Bacon
these general rules are a means by which it is possible for reason to
have a comfortable overview of the region of particularities. But he
does not believe that these rules are founded in the ideal content of
things and that they are really creative forces of nature. Therefore
he also does not seek the idea directly within the particular but rather
abstracts it out of a multiplicity of particulars. Someone who does
not believe that the idea lives within the individual thing also can
have no inclination to seek it there. He accepts the thing the way it
presents itself to mere outer perception. Bacon's significance is to
be sought in the fact that he drew attention to that outer way of looking
at things which had been denigrated by the one-sided Platonism characterized
above, that he emphasized that in it lies a source of truth. He was
not, however, in a position to help the world of ideas in the same way
to establish its rights over against the perceptible world. He declared
what is ideal to be a subjective element within the human spirit. His
way of thinking is Platonism in reverse. Plato sees reality only in
the world of ideas, Bacon only in the world of perception without ideas.
Within Bacon's conception there lies the starting point for that attitude
of thinkers by which natural scientists are governed right into the
present-day. Bacon's conception suffers from an incorrect view about
the ideal element of the world of experience. It could not deal rightly
with that medieval view, produced by a one-sided way of posing the I
question, to the effect that ideas are only names, not realities lying
within things.
*
From other points of view,
but no less influenced by one-sidedly Platonizing modes of thought,
Descartes began his contemplations three decades after Bacon. He is
also afflicted with the Original Sin of Western thought, with mistrust
toward the unbiased observation of nature. Doubt in the existence and
knowability of things is the starting point of his research. He does
not direct his gaze upon the things in order to gain access to certainty,
but rather he seeks out a very little door, a way, in the fullest sense
of the word, of sneaking in. He withdraws into the most intimate region
of thinking. Everything that I have believed up to now as truth might
be false, he says to himself. What I have thought might rest upon delusion.
But the one fact does remain nevertheless: that I think about
things. Even if I think lies and illusion, I am thinking nevertheless.
And if I think, then I also exist. I think, therefore I am. With this
Descartes believes that he has gained a sound starting point for all
further thinking about things. He asks himself further: is there not
still something else in the content of my thinking that points to a
true existence? And there he finds the idea of God as the most perfect
of all beings. Given that man himself is imperfect, how does the idea
of a most perfect being come into his world of thoughts? An imperfect
being cannot possibly produce such an idea out of himself. For the most
perfect thing that he can think is in fact an imperfect thing. This
idea of the most perfect being must itself therefore have been placed
into man. Therefore God must also exist. Why, however, should I. perfect
being delude us with an illusion? The outer world, which presents itself
to us as real, must therefore also be real. Otherwise it would be an
illusory picture that the godhead imposes upon us. In this way Descartes
seeks to win the trust in reality which, because of inherited feelings,
he lacked at fIrst. He seeks truth in an extremely artificial way. He
takes his start one-sidedly from thinking. He credits thinking alone
with the power to produce conviction. A conviction about observation
can only be won if it is provided by thinking. The consequence of this
view was that it became the striving of Descartes' successors to determine
the whole compass of the truths which thinking can develop out of itself
and prove. One wanted to find the sum total of all knowledge out of
pure reason. One wanted to take one's start from the simplest immediately
clear insights, and proceeding from there to travel through the entire
sphere of pure thinking. This system was meant to be built up according
to the model of Euclidean geometry. For one was of the view that this
also starts from simple, true principles and evolves its entire content
through mere deduction, without recourse to observation. In his Ethics
Spinoza attempted to provide such a system of the pure truths of reason.
He takes a number of mental pictures: substance, attribute, mode, thinking,
extension, etc., and investigates in a purely intellectual way the relationships
and content of these mental pictures. The being of reality supposedly
expresses itself in an edifice of thought. Spinoza regards only the
knowledge arising through this activity, foreign to reality, as one
that corresponds to the true being of the world, as one that provides
adequate ideas. The ideas which spring from sense perception are for
him inadequate, confused, and mutilated. It is easy to see that also
in this world conception there persists the one-sided Platonic
way of conceiving an antithesis between perceptions and ideas. The thoughts
which are formed independently of perception are alone of value for
knowledge. Spinoza goes still further. He extends the antithesis also
to the moral feeling and actions of human beings. Feelings of pain can
only spring from ideas that stem from perception; such ideas produce
desires and passions in man, whose slave he can become if he gives himself
over to them. Only what springs from reason produces feelings of unqualified
pleasure. The highest bliss of man is therefore his life in the ideas
of reason, his devotion to knowledge of the pure world of ideas. Whoever
has overcome what stems from the world of perception and lives on only
within pure knowledge experiences the highest blessedness.
Not quite a century after
Spinoza there appears the Scotsman, David Hume, with a way of thinking
that again lets knowledge spring from perception alone. Only individual
things in space and time are given. Thinking connects the individual
perceptions, not, however because something lies within these perceptions
themselves which corresponds to this connecting, but rather because
the intellect has habituated itself to bringing things into
relationship. The human being is habituated to seeing that one thing
follows another in time. He forms for himself the mental picture that
it must follow. He makes the first thing into the cause, the second
into the effect. The human being is habituated further to seeing that
a movement of his body follows upon a thought of his spirit. He explains
this to himself by saying that his spirit has caused the movement of
his body. Human ideas are habits of thought, nothing more. Only perceptions
have reality.
*
The uniting of the most
diverse trends of thought which have come into existence through the
centuries is the Kantian world view. Kant also lacks the natural feeling
for the relationship between perception and idea. He lives in philosophical
preconceptions which he took up into himself through study of his predecessors.
One of these preconceptions is that there are necessary truths which
are produced by pure thinking free of any experience. The proof of this,
in his view, is given by the existence of mathematics and of pure physics
which contain such truths. Another of his preconceptions consists of
the fact that he denies to experience the ability of attaining equally
necessary truths. Mistrust toward the world of perception is also present
in Kant. To these habits of thinking there is added the influence of
Hume. Kant agrees with Hume with respect to his assertion that the ideas
into which thinking combines the individual perceptions do not stem
from experience, but rather that thinking adds them to experience. These
three preconceptions are the roots of the Kantian thought structure.
Man possesses necessary truths. They cannot stem from experience, because
it has nothing like them to offer. In spite of this, man applies them
to experience. He connects the individual perceptions in accordance
with these truths. They stem from man himself. It lies in his nature
to bring the things into the kind of relationship which corresponds
to the truths gained by pure thinking. Kant goes still further now.
He credits the senses also with the ability to bring what is given them
from outside into a definite order. This order also does not flow in
from outside with the impressions of things. The impressions first receive
their order in space and time, through sense perception. Space and time
do not belong to the things. The human being is organized in such a
way that, when the things make impressions on his senses, he then brings
these impressions into spatial or temporal relationships. Man receives
from outside only impressions, sensations. The ordering of these in
space and in time, the combining of them into ideas, is his own work.
But the sensations are also not something that stems from the things.
It is not the things that man perceives but only the impressions they
make on him. I know nothing about a thing when I have a sensation. I
can only say that I notice the arising of a sensation in me. What the
characteristics are by which the thing is able to call forth sensations
in me, about them I can experience nothing. The human being, in Kant's
opinion, does not have to do with the things-in-themselves but only
with the impressions which they make upon him and with the relationships
into which he himself brings these impressions. The world of experience
is not taken up objectively from outside but only, in response to outer
causes, subjectively produced from within. It is not the things which
give the world of experience the stamp it bears but rather the human
organization which does so. That world as such, consequently, is not
present at all independently of man. From this standpoint the assumption
of necessary truths independent of experience is possible. For these
truths relate merely to the way man, of himself, determines his world
of experience. They contain the laws of his organization. They have
no connection to the things-in-themselves. Kant has therefore found
a way out, which permits him to remain in his preconception that there
a necessary truths which hold good for the content of the world of experience,
without, however, stemming from it. In order to find this way out, he
had, to be sure, to commit himself to the view that the human spirit
is incapable of knowing anything at all about the things-in-themselves.
He had to restrict all knowledge to the world of appearances which the
human organization spins out of itself as a result of impressions caused
by the things. But why should Kant worry about the being of the things-in-themselves
so long as he was able to rescue the eternal, necessarily valid truths
in the form in which he pictured them. One-sided Platonism brought forth
in Kant a fruit that paralyzes knowledge. Plato turned away from perception
and directed his gaze upon the eternal ideas, because perception did
not seem to him to express the being of things. Kant, however, renounces
the notion that ideas open any real insight into the being of the world,
just so they retain the quality of the eternal and necessary. Plato
holds to the world of ideas, because he believes that the true being
of the world must be eternal, indestructible, unchangeable, and he can
ascribe these qualities only to ideas. Kant is content if only he can
maintain these qualities for the ideas. Ideas then no longer need to
express the being of the world at all.
*
Kant's philosophical way of picturing things was in addition particularly
nourished by the direction of his religious feelings. He did not take
as his starting point to look, within the being of man, at the living
harmony of the world of ideas and of sense perception but rather posed
himself the question: can, through man's experience of the world of
ideas, anything be known by him which can never enter the realm of sense
perception? Whoever thinks in the sense of the Goethean world view seeks
to know the character of the world of ideas as reality, by grasping
the being of the idea through his insight into how the Idea allows him
to behold reality in the sense-perceptible world of semblance. Then
he can ask himself: to what extent, through the character experienced
in this way of the world of ideas as reality, can I penetrate into those
regions within which the supersensible truths of freedom, of immortality,
of the divine world order, find their relationship to human knowledge?
Kant negated the possibility of our being able to know anything about
the reality of the world of ideas from its relationship to sense perception.
From this presupposition he arrived at the scientific result, which,
unknown to him, was demanded by the direction of his religious feeling:
that scientific knowledge must come to a halt before the kind of questions
which relate to freedom, immortality, and the divine world order. There
resulted for him the view that human knowledge could only go as far
as the boundaries which enclose the sense realm, and that for everything
which lies beyond them only faith is possible. He wanted to limit knowing
in order to preserve a place for faith. It lies in the sense of the
Goethean world view first of all to provide knowing with a firm basis
through the fact that the world of ideas, in its essential being, is
seen connected with nature, in order then, within the world of ideas
thus consolidated, to advance to an experience lying beyond the sense
world. Even then, when regions are known which do not lie in the realm
of the sense world, one's gaze is still directed toward the living harmony
of idea and experience, and certainty of knowledge is sought thereby.
Kant could not find any such certainty. Therefore he set out to find,
outside of knowledge, a basis for the mental pictures of freedom, immortality,
and divine order. It lies in the sense of the Goethean world view to
want to know as much about the things-in-themselves as the being of
the world of ideas, grasped in connection with nature, allows. It lies
in the sense of the Kantian world view to deny to knowledge the right
of shining into the world of the things-in-themselves. Goethe wants,
within knowledge, to kindle a light which illuminates the being of things.
It is also clear to him that the being of the things thus illuminated
does not lie within the light itself; but he nevertheless does not want
to give up having this being become revealed through the illumination
by this light. Kant holds fast to the view that the being of the things
illuminated does not lie in the light itself; therefore the light can
reveal nothing about this being.
The world view of Kant can stand before that of Goethe only in the sense
of the following mental pictures: Kant's world view has not arisen through
any clearing away of old errors, nor through any free, original descending
into the depths of reality but rather through a fusing together of acquired
and inherited philosophical and religious preconceptions. This world
view could only spring from an individual in whom the sense for the
living creativity within nature has remained undeveloped. And it could
only affect the kind of individuals who suffered from the same lack.
From the far-reaching influence which Kant's way of thinking exercised
upon his contemporaries, one can see how strongly they stood under the
spell of one-sided Platonism.
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