I Goethe's
Place in the Development of Western Thought
Personality
and World View
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Man
learns to know the outer side of nature through
perception; its deeper-lying driving powers reveal themselves within
his own inner life as subjective experiences. In philosophical contemplation
of the world and in artistic feeling and creating, his subjective experiences
permeate his objective perceptions. What had to split itself into two
parts in order to penetrate into the human spirit becomes again one
whole. The human being satisfies his highest spiritual needs when he
incorporates into the objectively perceived world what the world manifests
to him within his inner life as its deeper mysteries. Knowledge and
artistic creations are nothing other than perceptions filled with man's
inner experiences. In the simplest judgment about a thing or event of
the outer world, there can be found a human soul experience and an outer
perception in inner association with one another. When I say that one
body strikes another, I have already brought an inner experience into
the outer world. I see a body in motion; it hits another one; this one
also comes into motion as a consequence. The content of the perception
cannot tell me more than this. I am not satisfied by this, however.
For I feel that still more is present in the whole phenomenon than what
mere perception gives me. I reach for an inner experience that will
enlighten me about the perception. I know that I myself can set a body
into motion by applying force, by striking it. I carry this experience
over into the phenomenon and say that the one body strikes the other.
“The human being never realizes just how anthropomorphic he is”
(Goethe,
Aphorisms in Prose,
Kuerschner edition, Vol. 36, 2, p. 353).
There are people who, from the presence of this subjective
component in every judgment about the outer world, draw the conclusion
that reality's objective core of being is inaccessible to man. They
believe that man falsifies the immediate and objective factual state
of reality when he lays his subjective experiences into reality. They
say that because man can picture the world to himself only through the
lens of his subjective life, all his knowledge is only a subjective,
limitedly human one. Someone, however, who comes to consciousness about
what manifests itself within the inner life of man will want to have
nothing to do with such unfruitful assertions. He knows that truth comes
about precisely through the fact that perception and idea permeate each
other in the human process of knowledge. It is clear to him that in
the subjective there lives what is most archetypically and most profoundly
objective. “When the healthy nature of man works as a whole, when
he feels himself in the world as though in a great, beautiful, worthy,
and precious whole, when his harmonious sense of well-being imparts
to him a pure free delight, then the universe, if it could experience
itself, would; as having achieved its goal, exult with joy and marvel
at the pinnacle of its own becoming and being.” The reality
accessible to mere perception is only one half of complete reality;
the content of the human spirit is the other half. If no human being
ever confronted the world, then this second half would never come to
living manifestation, to full existence. It would work, it is true,
as a hidden world of forces; but the possibility would be taken from
it of revealing itself in its own form. One would like to say that,
without man, the world would reveal an untrue countenance. The world
would be as it is, through its deeper forces, but these deeper forces
would themselves remain cloaked by what they bring about. Within man's
spirit they are delivered from their enchantment. Man is not there in
order merely to make a picture for himself of a completed world; no,
he himself works along with the coming into being of this world.
*
The subjective experiences
of different people take different forms. For those who do not believe
in the objective nature of the inner world, that is one more reason
to deny man the ability to penetrate into the being of things. For how
can something be the being of things which appears to one person one
way and to another person another way. For the person who recognizes
the true nature of the inner world, there follows from the differences
of inner experiences only that nature can express its rich content in
different ways. The truth appears to each individual person in an individual
garb. It adapts itself to the particularities of his personality. This
is especially the case with the highest truths that are most important
to man. In order to attain them, man carries over into the perceptible
world his most intimate spiritual experiences, and along with them what
is most individual in his personality. There are also generally accepted
truths that every human being takes up without giving them an individual
coloring. These are, however, the most superficial and trivial ones.
They correspond to the general characteristics of man as a species which
are the same for everyone. Certain qualities that are the same in all
human beings also produce the same judgments about things. The way people
regard things according to measurement and number is the same for everyone.
Therefore everyone finds the same mathematical truths. But within the
particular qualities by which the individual personality lifts himself
from the general characteristics of his species, there also lies the
basis for the individual forms which he gives to truth. The point is
not whether the truth appears differently in one person than in another
but rather whether all the individual forms coming into view belong
to one single whole, to the one unified ideal world. The truth speaks
different languages and dialects within the inner life of individual
people; in every great human being it speaks an individual language
which belongs only to this one personality. But it is always one truth
which speaks there. If I know my relationship to myself and to the outer
world, then I call it truth. And in this way each person can have his
own truth, and it is after all always the same one.” This is Goethe's
view. The truth is not some petrified, dead system of concepts, capable
of assuming only one form; it is a living sea, within which the spirit
of man lives, and which can show on its surface waves of the most varied
form. “Theory, in and for itself, is of no use, but only inasmuch
as it makes us believe in the connections of phenomena,” says Goethe.
He values no theory that claims completeness once and for all and is
supposed to represent in this form an eternal truth. He wants living
concepts by which the spirit of the individual person, according to
his individual nature, draws his perceptions together. To know
the truth means for him to live in the truth. And to live in
the truth is nothing other than, when looking at each individual thing,
to watch what inner experience occurs when one stands in front of this
thing. Such a view of human knowledge cannot speak of limits of knowing,
nor of a restriction of knowing imposed by man's nature. For the questions
which knowledge, according to this view, poses itself do not spring
from the things; they ale also not imposed upon man by any other power
lying outside of his personality. They spring from the nature of his
personality itself. When man directs his gaze upon a thing, there then
arises in him the urge to see more than what approaches him in his perception.
And as far as this urge reaches, so far does his need for knowledge
also reach. Where does this urge originate? Actually only from the fact
that an inner experience feels itself stimulated within the soul to
enter into a connection with the perception. As soon as the connection
is accomplished, the need for knowledge is also satisfied. Wanting to
know is a demand of human nature and not of the things. These can tell
man no more about their being than he demands from them. Someone who
speaks of a limitation of knowledge's capabilities does not know where
the need for knowledge originates. He believes that the content of truth
lies stored up somewhere, and that in man there lives only the indistinct
wish to find access to the place where it is stored. But it is the very
being of the things that works itself out of the inner life. of man
and strives to where it belongs: to the perception. It is not after
something hidden that man strives in the knowledge process but rather
after the balancing out of two forces which work upon him from two sides.
One can well say that without man there would be no knowledge of the
inner life of things, for without him there would be nothing there through
which this inner life could express itself. But one cannot say that
there is something in the inner life of things which is inaccessible
to man. The fact that still something else is present in things than
what perception gives him, this man knows only because this something
else lives within his own inner life. To speak of a further unknown
something in things means to make up words about something which is
not present.
*
Those who are not able
to recognize that it is the language of the things which is spoken in
the inner life of man are of the view that all truth must penetrate
into man from outside. Such persons hold fast either to mere perception
and believe they can know the truth only through seeing, hearing, touching,
through gathering together historical events, and through comparing,
counting, calculating, weighing what is taken up out of the world of
facts; or they are of the view that the truth can come to man only when
it is revealed to him in a way set apart from knowledge; or, finally,
they want through forces of a particular kind, through ecstasy or mystical
vision, to come into possession of the highest insights which, in their
view, the world of ideas accessible to thinking cannot offer them. In
addition, metaphysicians of a particular sort connect themselves to
those who think in the Kantian sense and to the one-sided mystics. To
be sure, these seek through thinking to form concepts of the truth for
themselves. But they seek the content for these concepts not in the
human world of ideas but rather in a second reality lying behind the
things. They believe themselves able, through pure concepts, either
to determine something certain about a content of this kind or, at least,
through hypotheses, to be able to form mental pictures of it. I am speaking
here, to begin with, about the kind of people mentioned first, the fact
fanatics. Every now and then they become conscious of the fact that,
in counting and calculating, there already takes place with the help
of thinking a working through of the content of perception. Then, however,
they say that this thought work is merely the means by which
man struggles to know the relationship of the facts. What flows from
thinking in the act of working upon the outer world represents to them
something merely subjective; they consider to be the objective content
of truth, the valid content of knowledge, only what approaches them
from outside with the help of thinking. They catch the facts, to be
sure, in the net of their thoughts but allow objective validity only
to what is caught. They overlook the fact that what is thus caught by
thinking undergoes an exposition, an ordering, an interpretation, which
it does not have in mere perception. Mathematics is a result of pure
thought processes; its content is a spiritual, subjective one. And the
mechanic, who pictures the processes of nature in mathematical relationships,
can do this only under the presupposition that these relationships are
founded in the nature of these processes. But this means nothing other
than that within perception a mathematical order is hidden which only
that person sees who has developed the mathematical laws within his
spirit. Between the mathematical and mechanical perceptions and the
most intimate spiritual experiences, however, there is no difference
in kind but only in degree. And man can carry other inner experiences,
other areas of his world of ideas over into his perceptions with the
same justification as he does the results of mathematical research.
The fact fanatic only seems to ascertain purely outer processes.
He usually does not reflect upon' his world of ideas and its character
as subjective experience. His inner experiences are also bloodless abstractions,
poor in content, which are obscured by the powerful content of facts.
The illusion to which he surrenders himself can last only as long as
he remains at the lowest level of interpreting nature, as long as he
merely counts, weighs, and calculates. At the higher levels the true
nature of knowledge is soon borne in upon him. But one can observe about
the fact fanatics that they stick primarily to the lower levels. They
are therefore like an aesthetician who wants to judge a piece of music
only by what can be calculated and counted in it. They want to separate
the phenomena of nature from man. Nothing subjective must flow into
observation. Goethe condemns this approach with the words, “Man
in himself, insofar as he uses his healthy senses, is the greatest and
most accurate physical apparatus that there can be, and that is precisely
what is of the greatest harm to modern physics, that one has, as it
were, separated experiments from man and wants to know nature merely
through what manmade instruments show, yes wants to limit and prove
thereby what nature can do.” It is fear of the subjective which
leads to such a way of doing things and which comes from a misapprehension
of the true nature of the subjective. “But man stands so high precisely
through the fact that what otherwise could not manifest itself does
manifest itself in him. For what is a string and all its mechanical
divisions compared to the ear of the musician? Yes, one can say, what
are the elemental phenomena of nature themselves compared to man who
must first tame and modify them all in order to be able to assimilate
them to some extent?” In Goethe's view the natural scientist should
be attentive not only to how things appear but rather to how they would
appear if everything that works in them as ideal driving forces were
also actually to come to outer manifestation. Only when the bodily and
spiritual organism of man places itself before the phenomena do they
then reveal their inner being.
Whoever approaches the
phenomena in a spirit of observing them freely and openly, and with
a developed inner life in which the ideas of things manifest themselves,
to him the phenomena, it is Goethe's view, reveal everything about themselves.
There stands in opposition to Goethe's world view, therefore, the one
which does not seek the being of things within experienceable reality
but rather within a second reality lying behind this one. In Fr. H.
Jacobi Goethe encountered an adherent of such a world view. Goethe gives
vent to his displeasure in a remark in the Tag- und Jahresheft
(1811): “Jacobi's Of Divine Things made me unhappy; how
could the book of such a beloved friend be welcome to me when I had
to see developed in it the thesis that nature conceals God. With my
pure, deep, inborn, and trained way of looking at things, which had
taught me absolutely to see God in nature, nature in God, such that
the way of picturing things constituted the foundation of my whole existence,
would not such a peculiar, one-sidedly limited statement estrange me
forever in spirit from this most noble man whose heart I revered and
loved?” Goethe's way of looking at things gives him the certainty
that he experiences an eternal lawfulness in his permeation of nature
with ideas, and this eternal lawfulness is for him identical with the
divine. If the divine did conceal itself behind the things of nature
and yet constituted the creative element in them, it could not then
be seen; man would have to believe in it. In a letter
to Jacobi, Goethe defends his seeing in contrast to faith:
“God has punished you with metaphysics and set a thorn
in your flesh but has blessed me with physics. I will
stick to the reverence for God of the atheist (Spinoza) and leave
to you everything you call, and would like to call, religion. You
are for faith in God; I am for seeing.” Where
this seeing ends, the human spirit then has nothing to seek. We read
in his
Aphorisms in Prose:
“Man is really set into the
midst of a real world and endowed with such organs that he can know
and bring forth what is real and what is possible along with it. All
healthy people are convinced of their existence and of something existing
around them. For all that, there is a hollow spot in the brain,
which means a place where no object is mirrored, just as in the eye itself
there is a little spot that does not see. If a person becomes particularly
attentive to this place, becomes absorbed with it, he then succumbs to an
illness of the spirit, has inklings here of things of another
world, which, however, are actually non-things and have neither
shape nor limitations but rather, as empty night-spaces,
cause fear and pursue in a more than ghost-like way the person who does
not tear himself free,” Out of this same mood there is the aphorism,
“The highest would be to grasp that everything factual is already
theory, The blue of the heavens reveals to us the basic law of the science
of colors. Only do not seek anything behind the phenomena; they
are themselves the teaching.”
Kant denies to man the
ability to penetrate into the region of nature in which its creative
forces become directly visible. In his opinion concepts
are abstract units into which the human intellect draws together the
manifold particulars of nature but which have nothing to do with the
living unity, with the creative wholeness of nature from which
these particulars really proceed. The human being experiences in this
drawing together only a subjective operation. He can relate his general
concepts to his empirical perception; but these concepts in themselves
are no alive, productive, in such a way that man could see what is individual
proceed out of them. For Kant concepts are dead units present only in
man. “Our intellect is a capacity for concepts, i.e., it is a discursive
intellect, for which, to be sure, it must be a matter of chance what
and how different the particular thing might be which is given to it
in nature and what can be brought under its concepts.” This is
how Kant characterizes the intellect (¶ 77 of
Critique of Judgment).
The following necessarily results from this: “It is a matter of
infinite concern to our reason not to let go of the mechanism of nature
in its creations and not to pass it by in explaining them, because without
this mechanism no insight into the nature of things can be attained.
If one right away concedes to us that a supreme architect has directly
created the forms of nature just as they have been from the very beginning,
or has predetermined them in such a way that they, in nature's course,
continually shape themselves upon the very same model, then even so
our knowledge of nature has not thereby been furthered in the least;
because we do not at all know that architect's way of doing things,
nor his ideas which supposedly contain the principles of the possibilities
of the beings of nature, and we are not able by him to explain nature
from above downward, as it were (a priori)” (¶ 78 of the
Critique of Judgment).
Goethe is convinced that man, in his world of ideas,
experiences directly how the creative being of nature does things. “When
we, in fact, lift ourselves in the moral sphere into a higher region
through belief in God, virtue, and immortality and mean to draw near
to the primal being, so likewise, in the intellectual realm, it
could very well be the case that we would make ourselves worthy, through
beholding an ever-creating nature, of participating spiritually in its
productions.” Man's knowledge is for Goethe a real living
into nature's creating and working. It is given to his knowledge' 'to
investigate, to experience how nature lives in creating.”
It conflicts with the spirit
of the Goethean world view to speak of beings that lie outside the world
of experience and ideas accessible to the human spirit and that nevertheless
are supposed to contain the foundations of this world. All metaphysics
are rejected by this world view. There are no questions of knowledge
which, rightly posed, cannot also be answered. If science at any given
time can make nothing of a certain area of phenomena, then the reason
for this does not lie with the nature of the human spirit but rather
with the incidental fact that experience of this region is not yet complete
at this time. Hypotheses cannot be set up about things which lie outside
the region of possible experience but rather only about1 things which
can sometime enter this region. A hypothesis can always state only that
it is likely that within a given region of phenomena one will have this
or that experience. In this way of thinking one cannot speak at all
about things and processes which do not lie within man's sensible or
spiritual view. The, assumption of a “thing-in-itself,” which
causes perceptions in' man but which itself can never be perceived,
is an inadmissible hypothesis. “Hypotheses are scaffolding which
one erects before the building and which one removes when the building
is finished; they are indispensable to the workman; only he must, not
consider the scaffolding to be the building.” When confronted
by a region of phenomena, for which all perceptions are; present and
which has been permeated with ideas, the human spirit declares itself
satisfied. It feels that within the spirit a living harmony of idea
and perception is playing itself out.
The satisfying basic mood
which Goethe's world view has for] him is similar to that which one
can observe with the mystics. Mysticism sets out to find, within the
human soul, the primal ground of things, the divinity. The mystic, just
like Goethe, is convinced that the being of the world becomes manifest
to him in inner experiences. Only many a mystic does not regard immersion
in the world of ideas to be the inner experience which matters the most
to him. Many a one-sided mystic has approximately the same view as Kant
about the clear ideas of reason. For him they stand outside the creative
wholeness of nature and belong only to the human intellect. A mystic
of this son seeks, therefore, by developing unusual states, for example,
through ecstasy, to attain the highest knowledge, a vision of a; higher
kind. He deadens in himself sense observation and the thinking based
on reason and seeks to intensify his life of feeling. Then he believes
he has a direct feeling of spirituality working in him, as divinity,
in fact. He believes that in the moments when he succeeds in this God
is living in him. The Goethean world view also arouses a similar feeling
in the person who adheres to it. But the Goethean world view does not
draw its knowledge from experiences that occur after observation and
thinking have been deadened but rather draws them precisely from these
two activities. It does not flee to abnormal states of human spiritual
life but rather is of the view that the spirit's usual, naive ways of
going about things are capable of such perfecting, that man can experience
within himself nature's creating. “There are, after all, in the
long run, I think, only the practical and self-rectifying operations
of man's ordinary intellect that dares to exercise itself in a higher
sphere.” Many a mystic immerses himself in a world of unclear sensations
and feelings; Goethe immerses himself in the clear world of ideas. The
one-sided mystics disdain the clarity of ideas. They regard this clarity
as superficial. They have no inkling of what those persons sense who
have the gift of immersing themselves in the living world of ideas,
Such a mystic is chilled when he surrenders himself to the world of
ideas. He seeks a world content that radiates warmth. But the content
which he finds does not explain the world, It consists only of subjective
excitements, in confused mental pictures, Whoever speaks of the coldness
of the world of ideas can only think ideas, not experience
them. Whoever lives the true life in the world of ideas, feels in himself
the being of the world working in a warmth that cannot be compared to
anything else. He feels the fire of the world mystery flame up in him.
This is how Goethe felt as there opened up for him in Italy the view
of nature at work, Then he knew how that longing is to be stilled which
in Frankfurt he has his Faust express with the words:
Where shall I, endless nature, seize on thee?
Thy breasts are — where? Ye, of all life the spring,
To whom both Earth and Heaven cling,
Toward which the withering breast doth strain —
(Priest's translation)
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