Lecture XIV
Stuttgart, January 14, 1921
My Dear Friends,
Today we will develop the different notes
we touched on, — the notes which we were striking
yesterday. From the material at our disposal, consisting as
it does in the last resort of things observed, the true
aspect of which we seek to divine, — from this observed
material we shall try to gain ideas, to lead us into the
inner structure of the celestial phenomena. I will first
point to something that will naturally follow on the more
historical reflections of yesterday.
We realise
that in the last resort both the Ptolemaic system and that
used by modern Astronomy are attempts to synthesise in one
way or another, what is observed. The Ptolemaic system and
the Copernican are attempts to put together in certain
mathematical or kindred figures what has in fact been
perceived. (I say “perceived”, for in the light
of yesterday's lecture it would not be enough to say
“seen”.) All our geometry in this case, all of
our measuring and mathematizing, must take its start from
things perceived, observed. The only question is, are we
conceiving the observed facts truly? We must really take it
to heart — we must take knowledge of the fact —
that in the scientific life and practice of our time what is
observed, what is perceivable, is taken far to easily, too
cursorily for a true conception to be gained.
Here for
example is a question we cannot escape; it springs directly
from the observable facts — (In the shortness of time
these lectures have to be in bare outline and I have not been
able to discuss or even to bring forward all the details. I
could do little more than indicate directions.) Now among
other things I have tried to show that the movements of
heavenly bodies in celestial space must in some way be
co-ordinated with what is formed in the living human body,
and in the animal too in the last resort, we should by now
perceive from the whole way the facts have been presented.
And I assure you, the more deeply you go into the facts, the
more of the connection you will see. Nevertheless, I have not
done nor claimed to do any more than indicate the pathway
(let me say again), the pathway along which you will be led
to the result: The human living body, also the animal and
plant body, are so formed that if we recognise the
characteristic lines of form (as for example we did in
tracing the Lemniscate in various directions though the human
body) we find in them a certain likeness to the line-systems
which we are able to draw amid the movements of the celestial
bodies. Granted it is so, the question still remains however:
What is it due to? How does it come about? What prospect is
there for us not merely to ascertain it but to find it cogent
and transparent, inherent in the very nature of things?
To get nearer
to this question we must once more compare the kind of
outlook which under-lay the Ptolemaic system and the kind
that underlies the Copernican world-system of today.
What are we
doing when we set to working the spirit of the latter system,
and by dint of thinking, calculating and geometrising, figure
out a world-system? What do we do in the first place? We
observe. Out in celestial space we observe bodies which, from
the simple appearance of them, we regard as identical. I
express myself with caution, as you see. We have no right to
say more than this . From the appearance of them to our eye,
we regard these bodies (in their successive appearance) as
identical. A few simple experiments will soon oblige you to
be thus cautious in relating what you see in the outer world.
I draw your attention to this little experiment; of no value
in itself, it has significance in teaching us to be careful
in the way we form our human thoughts.
Suppose it
trained a horse to trot very regularly, — which,
incidentally, a horse will do in any case. Say now I
photograph the animal in twelve successive positions. I get
twelve pictures of the horse. I put them in a circle, at a
certain distance from myself, the onlooker. Over it all I put
a drum with an aperture, and make the drum rotate so that I
first see one picture of the horse, then, when the drum has
totalled, a second picture, and so on. I get the appearance
of a running horse, I should imagine a little horse to be
running round in a circle. Yet the fact is not so. No horse
is running round; I have only been looking in a certain way
at twelve distinct pictures of a horse, each of which stays
where it is.
You can
therefore evoke an appearance of movement not only by
perspective but in purely qualitative ways. It does not
follow that what appears to be a movement is really a
movement. He then who wants to speak with care, who wants to
reach the truth by scrupulous investigation, must begin by
saying, whimsical as this may seem to our learned
contemporaries: I look at three successive positions of what
I call a heavenly body, and assume what underlies them to be
identical. So for example I follow the Moon in its path, with
the underlying hypothesis that it is always the same Moon.
(That may be right without question, with such a
“Standard” phenomenon, keeping so very regular a
time-table!) What do we do then? We see what we take to be
the identical heavenly body, in movement as we call it; we
draw lines to unite what we thus see at different places, and
we then try to interpret the lines. This is what gives the
Copernican system. The school from which the Ptolemaic system
derived did not proceed in this way, not originally. At that
time the whole human being still lived in his perceiving, as
I said yesterday. And inasmuch as man was thus alive and
aware, perceiving with all his human being, the idea he then
had of a heavenly body was essentially different from what it
afterwards became.
A man who
still lived thus perceivingly amid the Ptolemaic system did
not say. There is the Moon up yonder. No, he did not; the
people of today only attribute that idea to him, nor does it
do the system justice. If he had simply said, "Up yonder is
the Moon", he would have been relating the phenomenon to his
whole human being, and in so doing the following was his
idea: — Here am I standing on the Earth. Now, even as I
am on the Earth, so too am I in the Moon, — for the
Moon is here (Figure 1, lightly shaded area).
Figure 1
This (the small
central circle in the Figure) is the Earth, whilst the whole
of that is the Moon, — far greater than the Earth. The
diameter (or semi-diameter) of the Moon is as great as what
we now call the distance of the Moon (I must not say, of the
Moon's centre) from the centre of the Earth. So large is the
Moon, in the original meaning of the Ptolemaic system.
Elsewhere invisible, this cosmic body at one end of it
develops a certain process by virtue of which a tiny fragment
of it (small outer circle in the Figure) becomes visible.
They rest is invisible, and moreover of such substance that
one can live in it and me permeated by it. Only at this one
end of it does it grow visible. Moreover, in relation to the
Earth the entire sphere is turning, (Incidentally it is not a
perfect sphere, but a spheroid or ellipsoid-of-rotation. The
whole of it is turning and with it turns the tiny reagent
that is visible, i.e. the visible Moon. The visible Moon is
only part of the full reality of it.
The idea thus
illustrated really lived in olden time. The form at least,
the picture it presents, will not seem so entirely remote if
you think of an analogy, — that of the human or animal
germ-cell in its development
(Fig. 2).
Figure 2
You know
what happens at a certain stage. While the rest of the
germinal vesicle is well-nigh transparent, at one place it
develops the germinative area, so called, and from this area
the further development of the embryo proceeds. Eccentrically
therefore, near the periphery, a centre forms, from which the
rest proceeds. Compare the tiny body of the embryo with this
idea of the Moon which underlay the Ptolemaic system and you
will have a notion of how they conceived it for it was
analogous to this.
In the
Ptolemaic conception of the Universe, we may truly say, quite
another reality was ‘Moon’ — mot only what
is contained in the Moon's picture, the illuminated orb we
see. This, then, is what happened to man after the time when
the Ptolemaic system was felt as a reality. The inner
experience, the bodily organic feelings of being immersed in
the Moon was lost. Today man has the mere picture before him,
the illuminated orb out yonder. Man of the Fifth
post-Atlantean Epoch cannot say, for he no longer knows it:
“I am in the Moon, — the Moon pervades me”.
In his experience the Moon is only the little illuminated
disc or sphere which he beholds.
It was from
inner perceptions such as these that the Ptolemaic system of
the Universe was made: These perceptions we can henceforth
regain if we begin by looking at it all in the proper light:
we can re-conquer the faculty whereby the whole Moon is
experienced. We must admit however, it is understandable that
those who take their start from the current idea of
‘the Moon’ find it hard to see any such inner
relation between this “Moon” and life inside
them. Nay, it is surely better for them to reject the
statement that there are influences from the Moon affecting
man than to indulge in so many fantastic and unfounded
notions.
All this is
changed if in a genuine way we come again to the idea that we
are always living in the Moon, so that what truly deserves
the name of 'Moon' is in reality a realm of force, a complex
of forces that pervades us all the time. Then it will no
longer be a cause of blank astonishment that this complex of
forces should help form both man and beast. That forces
working in and permeating us should have to do with the
forming and configuration of our body, is intelligible. Such
then are the ideas we must regain. We have to realise that
what is visible in the heavens is nor more than a fragmentary
manifestation of cosmic space, which in reality is ever
filled with substance. Develop this idea: you live immersed
in substance — substances manifold, inter-related. Then
you will get a feeling of how very real a thing it is. The
accepted astronomical outlook of our time has replaced this
'real' by something merely thought-out, namely by
'gravitation' as we call it. We only think there is a mutual
force of attraction between what we imagine to be the body of
the moon and the body of the Earth respectively. This
gravitational line of force from the one to the other —
we may imagine it as it turns to get a pretty fair picture of
what was called the 'sphere' in ancient astronomical
conceptions — the Lunar sphere or that of any planet.
This, then, has happened: What was once felt to be
substantial and can henceforth be experienced in this way
once more, has in the meantime been supplanted by mere lines,
constructed and thought-out.
We must then
think of the whole configuration of cosmic space —
manifoldly filled and differentiated in itself — in
quite another way than we are wont to do. Today we go by the
idea of universal gravitation. We say for instance that the
tides are somehow due to gravitational forces from the Moon.
We speak of gravitational force proceeding from a heavenly
body, lifting the water of the sea. The other way of thought
would make us say: The Moon pervades the Earth, including the
Earth's hydrosphere. In the Moon's sphere, something is going
on which at one place it manifests in a phenomenon of light.
We need not think of any extra force of attraction. All we
need think is that this Moon-sphere, permeating the Earth, is
one with it, one organism all together , an organic whole. In
the two kinds of phenomenon we see two aspects of a single
process.
In
yesterday's more historical lecture my object was to lead you
up to certain notions, — essential concepts. I could
equally well have tried to present them without recourse to
the ideas of olden time, but to do so we should have had to
take our start from premises of Spiritual Science. This would
have led us to the very same essential concepts.
Figure 3
Imagine now
(Fig. 3):
Here is the Earth-sphere,
— the solid sphere of Earth. And now the Lunar sphere:
I must imagine this, of course, of very different consistency
and kind of substance. And now I can go further. The space
that is permeated by these two spheres, — I can imagine
it permeated by a third sphere and a fourth. Thus in one way
or another I imagine it to be permeated by a third sphere. It
might for instance be the Sun-sphere, — qualitatively
different form the Moon-sphere.
I then say I,
am permeated — I, man, am permeated by the sun —
and by the Moon-sphere. Moreover naturally there is a
constant interplay between them. Permeating each other as
they do, they are in mutual relation. Some element of form
and figure in the human body is then an outcome of the mutual
relation. Now you will recognise how rational it is to see
the two things together: On the one hand, these different
cosmic substantialities permeating the living body; and on
the other hand the organic forms in which you can well
imagine that they find expression. Form and formation of the
body is then the outcome of this permeation. And what we see
in the heavens — the movement of heavenly bodies
— is like the visible sign. Certain conditions
prevailing, the boundaries of the several spheres become
visible to us in phenomena of movement.
What I have
now put before you is essential for the regaining of more
real conceptions of the inner structure of our cosmic system.
Now you can make something of the idea that the human
organisation is related to the structure of the cosmic
system. You never gain a clear notion of it if you conceive
the heavenly bodies as being far away yonder in space. You do
gain a clear notion, the moment you see it as it really is.
Though, I admit, it gets a little uncanny to feel yourself
permeated by so many spheres, — just a little
confusing!
And there is
worse to come, for the mathematician at least. In effect, we
are also permeated by the Earth-sphere itself, in a wider
sense. For to the Earth belongs not only the solid ball on
which we stand but all the volume of water; also the air,
— this is a sphere in which we know ourselves to be
immersed. Only the air is still very coarse, compared to the
effects of heavenly phenomena. Think then of this: Here we
are in the Earth-sphere, in the Sun sphere, in the
Moon-sphere, and in others too. But let us single out the
three, and we shall say to ourselves: Something in us is the
outcome of the substantialities of these three spheres. Here
then is qualitatively, what in its quantitative form is the
mathematician's bugbear — the “problem of three
bodies”, as it is called! It is working in us. In us is
the outcome of it, in all reality. We must face the truth: to
read the hieroglyphic of reality is not so simple. That we
are wont to take it simply and think it so convenient of
access, springs after all from our fond comfort, —
human indolence of thought. How many things, held to be
"scientific", have their origin in this! Let go the springs
of comfortableness, and you must set to work with all the
care which we have tried to use in these lectures. If now and
then, they do not seem careful enough, it is again because
they are given in barest outline; so we have often had to
jump from one point to another and you yourselves must look
for the connecting links. The links are surely there.
Now you must
set to work with equal care to tackle the same problem from
another aspect to which I have referred before, namely the
body of man compared to the creatures of the remaining
Nature-kingdoms. We can imagine, I said, a line that forks
out on either hand from an ideal starting-point. Along the
one branch we put the plant-world, along the other the
animal. If we imagine the evolution of the plant-world
carried further in a real Kingdom of Nature, we find it
tending towards the mineral. How real a process it is, we may
recall by the most obvious example. In the mineral coal, we
recognised a mineralised plant-substance. What should detain
us from turning attention to the analogous processes which
have undoubtedly taken hold of other realms of vegetable
matter? Can we not also derive the siliceous and other
mineral substances of the Earth in the same way, recognising
in them the mineralisation of an erstwhile plant-life?
Not in the
same way (I went on to say) can we proceed if we are seeking
the relation of the animal to the human kingdom. Here on the
contrary we must imagine it somewhat as follows. Evolution
moves onward through the animal kingdom; then however it
bends back, returns upon itself, and finds physical
realisation upon a higher than animal level. We may perhaps
put it this way: Animal and human evolution begin from a
common starting — point, but the animal goes farther
before reaching outward physical reality. Man on the other
hand keeps at an earlier stage, man makes himself physically
real at an earlier stage. It is precisely by virtue of this
that he remains capable of further evolution after birth,
incomparably more so then the animal. (For, once again, the
processes of which we speak relate to embryo-development.)
That man retains the power to evolve, is due to his not
carrying the animal-forming process to extremes. Whilst in
the mineral, the plant-forming process has overreached
itself; in man on the contrary the animal-forming process has
stopped short of the extreme. It has withheld, kept back, and
taken shape at an earlier stage amid external Nature.
We have then
this ideal point from which it branches
(Fig. 6).
There is the shorter branch and the
longer. The longer is of undetermined length; the other, we
may say, no less so, but negatively speaking. So then we have
the mineral and plant kingdoms, and animal and human.
Now we must
seek to gain a more precise idea: What is it that really
happens, in this formation of man as compared to the animal?
The process of development, once more, is kept back in man.
It does not go so far; that which is tending to realisation
is, as it were, made real before its time. Now think how it
must be imagined according to what I have told you in these
lectures. Study the share of the Solar entity in the forming
of the animal body, — via the embryo-development, of
course. You then know that the direct sunshine (so to
describe it) has to do with the configuration of the animal
head, whilst the indirect aspect of the sunlight, as it were
the Sun's shadow by relation to the Earth, has in some way to
do with the opposite pole of the creature. Strictly envisage
this permeation of animal form and development with cosmic
Sun-substantiality. Look at the forms as they are. Then you
will gain a certain idea, which I shall try to indicate as
follows.
Assume to
begin with, — assume that in some way the forming of
the animal is really brought about by relation to the Sun.
And now, apart from the constellation that will be effective
in each case as between Sun and animal, let us ask, quite in
the sense of the Sun's light in the cosmos, not so
immediately connected with the Sun itself? There is indeed.
For every time the Full Moon, or the Moon at all, shines down
upon us, the light is sunlight. The cosmic opportunity is
being made then, so to speak, for the Sun's light to ray down
upon us. It is so of course also when the human being comes
into life — in the germinal and embyonal period. In
earlier stages of Earth-evolution the influence was most
direct; today it is a kind of echo, inherited from then. Here
then again we have an influence, in the other it is indirect,
through the raying back of the Sun's light by the Moon.
Now think the
following. I will again draw it diagrammatically. Suppose the
development of the animal were such that it comes into being
under the Sun's influence according to this diagram
(Fig. 4).
Figure 4
This then,
to put it simply, would be the ordinary
influence of day and night — head and the opposite pole
of the creature. This, for the animal, would be the ordinary
working of the Sun. Now take that other working of the Sun's
light which occurs when the Moon is in opposition, i.e. when
it is Full Moon, — when the Sun's light, so to speak
works from the opposite side and by reflection counteracts
itself. If we conceive this downward arrow
(Fig. 5).
Figure 5
to
represent the direction of the direct Sun-rays, animal
formations, we must imagine animal-formation going ever
farther in the sense of this direct Sun-ray. The animal would
become animal, the more the Sun was working on it. If on the
other hand the Moon is counteracting from the opposite
direction — or if the Sun itself is doing so via the
Moon, — something is taken away again from the
animal-becoming process. It is withdrawn, drawn back into itself
(Fig. 5a).
Figure 5a
Precisely
this withdrawal corresponds to
the shortening of the second branch in Figure 6. We have
found a true cosmic counterpart of the characteristic
difference between man and animal of which we spoke
before.
Figure 6
What I have
just been telling you can be perceived directly by anyone who
gains the faculty for such perception. Man really owes it to
the counteracting of the Sunlight via the Moon. — owes
it to this that his organisation is withheld from becoming
animal. The influence of the Sun-light is weakened in its
very own quality (for it is Sun-light in either case), in
that the Sun places its own counterpart over against itself,
namely the Moon and the Moon's influence. Were it not for the
Sun meeting and countering itself in the Moonlight —
influences, the tendency that is in us would give us animal
form and figure. But the Sun's influence reflected by the
Moon counteracts, it. The forming process is held in check,
the negative of it is working; the human form and figure is
the outcome.
Now, on the
other branch of the diagram, let us follow up the plant and
the plant-formative process. That the Sun is working in the
plant, is palpably evident. Let us imagine the Sun's effect
in the plant, not to be able to unfold during a certain time.
During the Winter, in fact, the springing and sprouting life
in the plant cannot unfold. Nay, you can even see the
difference in the unfolding of the plant by day and night.
Now think of this effect in oft-repeated rhythm, repeated
endless times, — what have we then? We have the
influence of the Sun and the influence of the Earth itself;
the latter when the Sun cannot work directly but is hidden by
the Earth. At one time the Sun is working, at another it is
not the Sun but the Earth, for the Sun is working from below
and the Earth is in the way. We have the rhythmic
alternation: Sun-influence predominant, Earth-influence
predominant in turn. Plant-nature therefore is alternately
exposed to the Sun, and then withdrawn, figuratively
speaking, into the Earth — drawn by the earthly, as it
were, into itself. This is quite different from what we had
before. For in this case the Sun-quality, working in the
plant, is potently enhanced. The solar quality is actually
enhanced by the earthly, and this enhancement finds
expression in that the plant gradually falls into
mineralization.
Such then is
the divergence of two ways, as indicated once again in Figure
6. In the plant we have to recognize the Sun's effect,
carried still further by the Earth, to the point of
mineralization. In the animal we have to recognize the Sun's
effect, which then in man is drawn back again, withdrawn into
itself, by virtue of the Moon's effect. I might also draw the
figure rather differently, like this
(Fig. 6a),
Figure 6a
—
here receding to become human, here on the other hand
advancing to become mineral, which of course ought to be
shown in some other form. It is no more than a symbolic
figure, but this symbolic figure, tends to express more
clearly than the first, made of mere lines, the bifurcation
— as again I like to call it — with the mineral
and plant kingdoms upon the one hand, the human and animal
upon the other.
We never do
justice to the true system of Nature with all her creatures
and kingdoms if we imagine them in a straight line. We have
to take our start from this other picture. In the last
resort, all systems of Nature which begin with the mineral
kingdom and thence going on to the plant, thence to the
animal and thence to man as if in a straight line, will fail
to satisfy. In this quaternary of Nature we are face to face
with a more complex inner relationship than a mere
rectilinear stream of evolution, or the like, could possibly
imply. If one the other hand we take our start from this, the
true conception, then we are led, not to a generatic
aequivoca or primal generation of life, but to the ideal
centre somewhere between animal and plant — a centre
not to be found within the physical at all, yet without doubt
connected with the problem of three bodies, Earth, Sun and
Moon. Though perhaps mathematically you cannot quite lay hold
on it, yet you may well conceive a kind of ideal
centre-of-gravity of the three bodies — Sun, Moon and
Earth. Though this will not precisely solve you the 'problem
of three bodies', yet it is solved, namely in Man. When man
assimilates in his own nature what is mineral and animal and
plant, there is created in him in all reality a kind of ideal
point-of-intersection of the three influences. It is
inscribed in man, and that is where it is beyond all doubt.
Moreover inasmuch as it is so, we must accept the fact that
what is thus in man will be empirically at many places at
once, for it is there in every human being, — every
individual one. Yes, it is there in all men, scattered as
they are over the Earth; all of them must be in some relation
to Sun and Moon and Earth. If we somehow succeeded in finding
an ideal point-of-intersection of the effects of Sun and Moon
and Earth, if we could ascertain the movement of this point
for every individual human being, it would lead us far indeed
towards an understanding of what we may, perhaps, describe as
movement, speaking of Sun and Moon and Earth.
As I said
just now, the problem grows only the more involved, for we
have so many points, — as many as there are men on
Earth, — for all of which points we have to seek the
movement. Yet it might be, might it not, that for the
different human beings the movements only seemed to differ,
one from another ...
We will
pursue our conversations on these lines tomorrow.
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